People v. Cruz

180 Misc. 2d 287, 689 N.Y.S.2d 373, 1999 N.Y. Misc. LEXIS 134
CourtNew York County Courts
DecidedMarch 29, 1999
StatusPublished

This text of 180 Misc. 2d 287 (People v. Cruz) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Cruz, 180 Misc. 2d 287, 689 N.Y.S.2d 373, 1999 N.Y. Misc. LEXIS 134 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

Richard A. LaPera, J.

Defendant, Robert Cruz, is charged under indictment [288]*288number 3136N-97 with the crimes of rape in the first degree, sexual abuse in the first degree and endangering the welfare of a child. The charges arise out of events alleged to have occurred between on or about November 24 and December 25, 1994.

The defendant was arraigned before the Honorable Jack Mackston, J.C.C., on November 13, 1997. Upon Judge Mackston’s retirement, the case was assigned to this court for all further proceedings. Once before this court, the case was adjourned several times, motions were submitted and the case was eventually set for trial on September 21, 1998. On that date, the defendant did not appear and a warrant was issued for his arrest.

Upon motion of the People dated October 7, 1998, this court ordered a hearing be held pursuant to People v Parker (57 NY2d 136) to determine whether the defendant had voluntarily waived his right to be present at the trial of this indictment and to explore the efforts made by the People in locating the defendant.

This court conducted the hearing on March 2 and 10, 1999. The hearing is decided as follows:

A defendant’s right to be present at a criminal trial is encompassed within the Confrontation Clauses of the State and Federal Constitutions (NY Const, art I, § 6; US Const 6th Amend) and the Criminal Procedure Law of the State of New York (CPL 260.20, 340.50). Both the United States Supreme Court and the New York State Court of Appeals have held that the right to be present may, as a general matter, be waived under both Constitutions. (Diaz v United States, 223 US 442; People v Byrnes, 33 NY2d 343.) In Byrnes, the Court of Appeals addressed the issue of a defendant’s right to be present as guaranteed by the State and Federal Constitutions in the context of a disruptive defendant who was removed from the courtroom during a portion of the trial by a Trial Judge acting “well within his discretion” (see, People v Byrnes, supra, at 349).

It wasn’t until 1982, in People v Parker (supra), that the Court of Appeals set forth the applicable constitutional standards to be applied to a case involving a defendant who is not merely disruptive during trial, but one who has failed to appear for trial at all. “Although the right to be present at a criminal trial may be waived, the right is of a fundamental constitutional nature and therefore the validity of any waiver including one which could be implied, must be tested according to constitutional standards.” (People v Parker, at 140.)

[289]*289In order to effect a voluntary, knowing and intelligent waiver, a defendant must be informed in some manner of the nature of the right to be present at trial and the consequences of failing to appear for trial.

At the hearing, the People introduced seven adjournment slips, each containing the defendant’s name in the caption; the date the case was to be adjourned to; which party was requesting the adjournment; the reason for the adjournment and the defendant’s signature as well as that of his attorney. Each of the slips contains the preprinted admonition: “If I do not appear on my adjourned date, a warrant will be issued for my arrest, any bail posted will be forfeited, and future proceedings, including hearings, trial and sentence will be held in my absence and the District Attorney may also charge me with bail jumping.”

During the hearing, the People called the defendant’s former attorney, Benedict Gullo, Esq., who testified that on each and every occasion other than the date set for trial, the defendant appeared, and that the defendant signed each of the adjournment slips in his presence. Mr. Gullo testified further that on each of those dates, family members or friends of the defendant were present to assist in the translation of Mr. Gullo’s instructions to him.

The People also called Detective Joseph Hess of the Nassau County Police Department First Squad who testified about the efforts made to locate Mr. Cruz. Detective Hess recounted his conversations with several people who knew the defendant, including Milagros Espinal, the woman who had posted bail for the defendant. Detective Hess was able to ascertain from these witnesses that the defendant had traveled to the Dominican Republic sometime after his last court date before trial, and that he was still there at the time the bench warrant was issued on September 21, 1998. In fact, according to Ms. Espinal, the defendant or his family had already repaid her for the forfeited bail money. Detective Hess also testified that he was able to secure a telephone number for the defendant from one of the witnesses he had contacted while looking for him, and that his partner called the number in January of this year and had spoken with a man who, at least initially, identified himself as Robert Cruz.

The People’s position, as eloquently stated by Assistant District Attorney Joseph Onorato, is that the signed adjournment slips and the conversations had with his attorney and family members during each court appearance, along with the [290]*290fact that the defendant appeared on each and every date indicated on the signed adjournment slips up to, but excluding the date set for trial, is evidence sufficient to allow the court to infer that the defendant was aware of his right to be present at trial and aware of the consequences of his failing to appear. The People also point to the fact that witnesses had seen the defendant in the Dominican Republic after the issuance of the bench warrant and that the surety was repaid for forfeited bail by the defendant and/or his family, as further evidence that the defendant’s absence from the jurisdiction was purposeful and designed to avoid prosecution on the pending indictment.

The court agrees. Despite defense counsel’s arguments to the contrary, and despite the fact that testimony was adduced at the hearing regarding the defendant’s difficulties with the English language, the court finds that a review of the totality of the facts and circumstances surrounding the case, including events leading up to and since the issuance of the bench warrant, lead to the inescapable conclusion that the defendant knowingly, voluntarily and intelligently waived his right to be present at trial and any other future proceedings.

However, that is not the end of inquiry in determining whether or not a defendant should be tried in absentia. “[E]ven after the court has determined that a defendant has waived the right to be present at trial by not appearing after being apprised of the right and the consequences of nonappearance, trial in absentia is not thereby automatically authorized.” (People v Parker, supra, at 142.) The Court goes on to counsel trial courts to exercise sound discretion in the consideration of all appropriate factors, including: (1) the possibility that the defendant could be located within a reasonable period of time.

The Court goes on to suggest that in the majority of cases, a bench warrant is a suitable alternative to a trial in absentia unless, “the prosecution can demonstrate that such a course of action would be totally futile.” (People v Parker, supra, at 142.)

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Related

Diaz v. United States
223 U.S. 442 (Supreme Court, 1912)
People v. Byrnes
308 N.E.2d 435 (New York Court of Appeals, 1974)
People v. Parker
440 N.E.2d 1313 (New York Court of Appeals, 1982)

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Bluebook (online)
180 Misc. 2d 287, 689 N.Y.S.2d 373, 1999 N.Y. Misc. LEXIS 134, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-cruz-nycountyct-1999.