People v. Cortez

140 Misc. 2d 267, 531 N.Y.S.2d 676, 1988 N.Y. Misc. LEXIS 416
CourtCriminal Court of the City of New York
DecidedMay 24, 1988
StatusPublished
Cited by9 cases

This text of 140 Misc. 2d 267 (People v. Cortez) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Cortez, 140 Misc. 2d 267, 531 N.Y.S.2d 676, 1988 N.Y. Misc. LEXIS 416 (N.Y. Super. Ct. 1988).

Opinion

OPINION OF THE COURT

Sheri S. Roman, J.

THE issue

Defendant is charged in two misdemeanor complaints with crimes against two children who are less than 12 years old. [268]*268The People have filed subscribed corroborating affidavits of the two children in conjunction with the affidavits of two Assistant District Attorneys. These prosecutorial affidavits aver that voir dires were conducted ex parte by an Assistant District Attorney, and each find the child competent to swear to the truth of the complaint. The People claim this suffices to provide the verification required by CPL 100.10 and 100.30. Thus, the People move this court to convert these complaints into trial ready informations.

The court addresses a two-part issue. First, may a complaint based on a child’s allegations be converted to an information without rebutting the presumption in CPL 60.20 (2) that "A child less than twelve years old may not testify under oath unless the court is satisfied that he understands the nature of an oath”.

Secondly, if proof of competency of the child under 12 years is found to be necessary to convert a misdemeanor complaint into an information, then in what manner should the capacity to take an oath be demonstrated?

THE FACTS

Defendant has been charged in two separate misdemeanor complaints with the crimes of Penal Law § 130.60 (2), sexual abuse in the second degree, and Penal Law § 260.10, endangering the welfare of a child. The complaint in docket No. 7Q042325 is drafted based solely upon the allegations of an eight-year-old girl. The complaint in docket No. 7Q042326 is drafted based solely upon the allegations of a six-year-old girl.

The People have presented an affidavit by an Assistant District Attorney in each case that states they conducted an out-of-court inquiry which resulted in them finding the complainant "competent to swear to the information in the complaint.” Both affirmations use identical language to describe the basis for their conclusions. They affirm that "3. After speaking with [Wendy in one docket, Alexandra in the other], I was satisfied that she understood the difference between telling the truth and telling a lie, and understood the nature of an oath.”

The People move to have the court accept the prosecutor’s affidavit as sufficient to establish the child complainant’s competency to subscribe to the corroborating affidavit, thereby converting the misdemeanor complaint into a trial ready information.

[269]*269The defendant contends that only the court may determine the capacity of the child to take an oath. He argues that the abrogation of this responsibility by the court could deprive the defendant of judicial review of a decision affecting his liberty during a pretrial stage.

DISCUSSION

There is no specific legislative enactment that sets forth the procedure to he employed for converting a misdemeanor complaint into an information when the allegations are made by a child under 12 years of age. Nor is there any appellate guidance for this particular procedure.

However, the law very clearly mandates that a defendant is entitled to be prosecuted by an information which must be supported by nonhearsay allegations and supporting depositions which establish, if true, every element of the offense charged and the defendant’s commission thereof. (CPL 100.15 [1], [3]; 100.40 [1] [b], [c].)

A supporting deposition is a written instrument that must be subscribed and verified (CPL 100.20). It may be verified by being sworn to before the court with which it is filed, or before certain police officers, public servants or a notary public. Additionally, the subscribed instrument may bear a form notice that false statements made therein are punishable as a class A misdemeanor pursuant to Penal Law § 210.45.

CPL 100.30 (2) also provides: "2. An instrument specified in subdivision one may be verified in any manner prescribed therein unless in a particular case the court expressly directs verification in a particular manner prescribed in said subdivision one”.

Every permissible method of verification incorporates the requirement that the person be sworn or be cognizant that false statements are punishable under the Penal Law.

When an affiant is under the age of 12, it triggers the additional requirement of rebutting the presumption in CPL 60.20 (2) which states: "A child less than twelve years old may not testify under oath unless the court is satisfied that he understands the nature of an oath”.

The section also provides that such a child who cannot understand the nature of an oath "may nevertheless be permitted to give unsworn evidence if the court is satisfied that the witness possesses sufficient intelligence and capacity to justify the reception thereof’.

[270]*270The court in People v Bryan S. (NYLJ, Sept. 12, 1985, at 6, col 6) found, "The establishment of the competency of the complainant child to take the oath is crucial to sustain the criminal court complaint. A criminal court complaint cannot be converted into an information if it is based entirely upon the unsworn testimony of a complainant”. A jurisdictionally sufficient accusatory instrument occurs when a misdemeanor complaint is appropriately converted into a trial ready information. The establishment of facial sufficiency of every element of the offense charged and the defendant’s commission thereof must be supported by verified nonhearsay allegations. Thus, the presumption of lack of competency must be rebutted in order to permit a sworn filing of a corroborating affidavit for a child less than 12 years of age.

The essential need to ascertain whether a child understands the nature of an oath was noted in People v Groff (71 NY2d 101, 108) wherein it was stated "A witness incapable of comprehending the oath may not understand the importance of truthfulness in criminal proceedings or the impact false testimony could have on the accused”.

The People, contrary to their position in their cited case of People v Stephens (Crim Ct, Queens County, Mar. 24, 1987, Beldock, J.), now appear to concede the need to adhere to CPL 60.20 (2) in moving this court to convert the two misdemeanor complaints.

The issue now to be addressed is the manner in which the child’s competency is to be determined.

The People rely upon the method prescribed by the court in People v King (137 Misc 2d 1087). Although this court arrives at a different method of attestation, we note that in that case the court also concluded that after a child subscribes to the factual portion of a misdemeanor complaint, verification supported by a determination of competency is necessary before the child’s affidavits may be accepted in order to convert the instrument into an information.

The People move this court to accept the services of an Assistant District Attorney to conduct an ex parte voir dire of the child witness, similar to the procedure invoked in Grand Jury proceedings pursuant to CPL 190.25 (6). The court notes that such voir dire is conducted in the presence of the grand jurors.

However, there is specific statutory authority for permitting the prosecutor to invoke the role of legal advisor to the Grand [271]*271Jury. No known authority permits the People to shift from an adversarial role to an advisory one before this court.

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Bluebook (online)
140 Misc. 2d 267, 531 N.Y.S.2d 676, 1988 N.Y. Misc. LEXIS 416, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-cortez-nycrimct-1988.