People v. Cole

293 P.3d 604, 2011 WL 9877091
CourtSupreme Court of Colorado
DecidedNovember 30, 2011
DocketNo. 10PDJ088
StatusPublished

This text of 293 P.3d 604 (People v. Cole) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Cole, 293 P.3d 604, 2011 WL 9877091 (Colo. 2011).

Opinion

[606]*606OPINION AND DECISION IMPOSING SANCTIONS PURSUANT TO C.R.C.P. 251.19(b)

On September 27 and 28, 2011, a Hearing Board composed of Douglas D. Piersel and Terry F. Rogers, members of the bar, and William R. Lucero, the Presiding Disciplinary Judge ("the PDJ"), held a C.R.C.P. 251.18 hearing. Adam J. Espinosa appeared on behalf of the Office of Attorney Regulation Counsel ("the People"), and Derek W. Cole ("Respondent") appeared pro se. The Hearing Board now issues the following "Opinion and Decision Imposing Sanctions Pursuant to C.R.C.P. 251.19(b)."

I. SUMMARY

The People allege Respondent violated Colo. RPC 1.1 by failing to competently represent his client, who was accused of sexual assault on a child, pattern of abuse. They contend that Respondent, who had never before accepted a case involving such charges, did not acquire sufficient knowledge or skill to conduct the client's defense, nor did he adequately prepare or investigate the case. The Hearing Board agrees and finds Respondent violated Colo. RPC 1.1, warranting a suspension of his law license for ninety days.

II. PROCEDURAL HISTORY

The People filed a complaint against Respondent on August 13, 2010. On September 8, 2010, Respondent filed a motion seeking an enlargement of time to file his answer, and the PDJ granted him a new deadline of September 27, 2010. On that date, Respondent filed motions seeking dismissal of the case or, in the alternative, an order compelling the People to respond to his demands for records. The PDJ denied both of Respondent's motions. After obtaining another extension of time, Respondent filed his answer on November 15, 2010.

The People then filed a motion for a more definite statement pursuant to C.R.C.P. 12(e), which the PDJ denied on January 20, 2011. The PDJ also denied on February 18, 2011, Respondent's request to continue the scheduled disciplinary hearing. Following a telephonic status conference on March 22, 2011, the PDJ ruled on a number of discovery issues arising out of the People's deposition of Respondent. The PDJ also made rulings concerning several issues during a pre-hearing conference held on March 28, 2011.

On the morning of April 20, 2011, the first day of a scheduled two-day hearing, the People informed the PDJ that Respondent's former client Allen William Toner, a key witness who is currently incarcerated and was appealing his conviction, would refuse to testify. Respondent requested a continuance of the hearing due to constitutional Confrontation Clause concerns, and the People did not object to a continuance. Out of an abundance of caution, the PDJ continued the hearing. On May 11, 2011, the PDJ denied Respondent's motions-both filed on the eve of the April hearing-seeking to recuse the PDJ and Hearing Board member Douglas D. Piersel.

The hearing was rescheduled for September 27 and 28, 2011. At that hearing, Lori Maier, Tamara (Kunoepfie) Hoffscheldt, Lori McKay, Sandra Embry, Steven Jacobson, [607]*607Mary Kay Bunting,1 S.G.,2 and Respondent testified. The PDJ admitted the People's exhibits 1-6, 8-12, 15-253 and 27-28. Respondent did not move to introduce any exhibits, but at Respondent's request the PDJ took judicial notice of the court of appeals' unpublished decision in People v. Toner, case number 09CAO0971 (June 16, 2011)4

III. FINDINGS OF FACT AND RULE VIOLATIONS

Respondent took the oath of admission and was admitted to the bar of the Colorado Supreme Court on June 7, 1985, under attorney registration number 14761. He is thus subject to the jurisdiction of the Hearing Board in these disciplinary proceedings.5

On January 27, 2003, Allen William Toner ("Toner"), along with his wife, Mary Kay Toner ("Ms. Toner"), visited Respondent in anticipation that Toner would soon thereafter face criminal charges alleging he had sexually assaulted his thirteen-year-old niece. Toner's brother-in-law had discovered a letter in the trash, written by his daughter and addressed to Toner, discussing their sexual contact. Toner's brother-in-law confronted Toner, who then sought Respondent's counsel. Respondent testified that the Toners wanted an attorney "on standby to be a buffer" between Toner and law enforcement, since Toner was "basically waiting for law enforcement to show up at his door." During the meeting, the Toners paid Respondent $300.00 in cash for two future hours of attorney services;6 Ms. Toner also recalled Respondent advising them as to the penalties associated with possible charges by showing them a table in a book concerning various classes of felonies. She did not recall any discussion of indeterminate sentencing during that consultation.

In late March 2003, an arrest warrant for Toner issued in People v. Toner, Adams County District Court case number 03CR820.7 The Adams County District Attorney alleged that on several occasions Toner had sexually assaulted his niece, charging Toner with sexual assault on a child by a person in a position of trust, a class three felony; sexual assault on a child, pattern of abuse, a class three felony; and sexual assault on a child, a class four felony.

Toner formally retained Respondent on April 1, 2008. During a meeting that day, which lasted for seven-tenths of an hour,8 Toner and Respondent discussed the criminal charges, negotiated the terms of the representation, and arranged for payment. Because Respondent had reason to believe that Pueblo County might also bring charges against Toner, Respondent asked Toner to sign two fee agreements for a $1,000.00 flat fee9 for representation in Pueblo and Adams Counties.10

[608]*608Between April 1, 2008, and April 14, 2003-the date of Toner's bond hearing-Respondent and Toner only spoke for six minutes.11 Respondent appeared at the bond hearing and requested a preliminary hearing in order to preserve Toners rights.12 Thereafter, Respondent did just over an hour of work in preparation for the scheduled May 27, 2008, preliminary hearing,13 which he did not attend; Toner, who did appear, reported to the court that Respondent had been hospitalized with a pinched nerve.14 Toner requested a continuance, which the court granted, resetting the preliminary hearing for July 7, 2008.15

Just a week before the preliminary hearing, Respondent submitted a written motion seeking to reschedule the preliminary hearing or, in the alternative, waive it; his motion indicated that the July 7, 2003, setting, which had not been cleared with his calendar, conflicted with a planned vacation.16 Having received no ruling on his motion to reschedule, Respondent did not appear before the court on July 7, 2003, and instead advised Toner to waive the preliminary hearing, even though Respondent had not obtained or reviewed the prosecution's discovery at that point.17 At the disciplinary hearing, Respondent defended this decision, arguing that his strategy was to curry favor with the deputy district attorney by waiving the preliminary hearing, which he thought would be a "good bargaining chip."

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Cite This Page — Counsel Stack

Bluebook (online)
293 P.3d 604, 2011 WL 9877091, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-cole-colo-2011.