People v. Catten

119 A.D.2d 447, 500 N.Y.S.2d 507, 1986 N.Y. App. Div. LEXIS 55406
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 3, 1986
StatusPublished
Cited by1 cases

This text of 119 A.D.2d 447 (People v. Catten) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Catten, 119 A.D.2d 447, 500 N.Y.S.2d 507, 1986 N.Y. App. Div. LEXIS 55406 (N.Y. Ct. App. 1986).

Opinion

— Judgment of the Supreme Court, Bronx County (John J. Reilly, J.), rendered on December 21, 1982, convicting defendant, following a jury trial, of criminal sale of a controlled substance in the third degree and criminal possession of a controlled substance in the third degree and sentencing him, as a second felony offender, to concurrent indeterminate terms of imprisonment of from 6 to 12 years, is reversed, on the law, the conviction vacated and the indictment dismissed.

During the first trial held in connection with the instant matter, which followed a Wade hearing, the undercover officer identified defendant as the seller of a controlled substance and testified regarding a precinct confrontational identification at which defendant was clad only in his underwear. Thereafter, Sergeant Edward Barrett of the backup team took the stand, acknowledging that prior to the aforementioned viewing, the undercover officer had seen defendant fully clothed but that defendant’s clothing was subsequently removed to approximate his state of undress at the time of arrest. At this disclosure, defense counsel moved for a mistrial on the ground [448]*448that the prosecutor had withheld exculpatory evidence — that is, that the undercover officer was initially unable to identify defendant and required a second viewing of him in his underwear in order to make the identification.

There then ensued a discussion of the mistrial motion out of the jury’s hearing at which the court criticized the Assistant District Attorney for failing to reveal that the undercover officer had not testified truthfully. Although the prosecutor stated that he had himself only just learned of the previous viewing and that, at any rate, Sergeant Barrett’s testimony was simply inconsistent with that of the undercover officer and did not constitute exculpatory evidence, the court indicated that it would grant the mistrial. However, prior to the discharge of the jury, defendant’s attorney had a consultation with his client. Advising the court that defendant did not want a mistrial and that he, counsel, had acted hastily and without first conferring with defendant, defendant’s lawyer withdrew his motion for a mistrial. The court refused to permit counsel to withdraw his motion and proceeded to excuse the jury.

While it is true that the decision to abort a trial is generally within the discretion of the trial court (Hall v Potoker, 49 NY2d 501; People v Michael, 48 NY2d 1; Matter of Respeto v McNab, 90 AD2d 308, affd 60 NY2d 739), the law is clear that the doctrine of double jeopardy bars a retrial where a mistrial has been declared in the absence of defendant’s consent unless a showing has been made that there is a " 'manifest necessity’ ” for the mistrial or the ends of public justice will otherwise be served. (Hall v Potoker, supra, p 505; People v Michael, supra; Matter of Respeto v McNab, supra.)

In the instant situation, the court directed a mistrial without first determining that there was a "manifest necessity” for such a course and without properly ascertaining whether there were appropriate alternatives, such as providing curative instructions to the jury. The fact that the court may have summarily dismissed the possibility of "purging” from the jury’s mind the undercover officer’s inability to identify defendant until he observed defendant a second time in his underwear is not equivalent to the Judge’s exploring whether such curative instructions could be devised or consulting with respective counsel on the matter. Instead, the court simply concluded arbitrarily that nothing could be done to remedy the situation short of declaring a mistrial. The court, having resolved upon this course, then declined to consider defendant’s expressed wishes to the contrary. In that connection, [449]*449the dissent appears to take the position that once a defendant moves for a mistrial, he may not change, without the court’s agreement, his mind and insist on proceeding with the trial.

While the ultimate determination as to whether to declare a mistrial is generally within the discretion of the court, that does not mean, nor do the cases cited by the dissent hold (see, Hall v Potoker, supra; People v Michael, supra; Matter of Respeto v McNab, supra), that a motion for a mistrial may not be withdrawn so long as the jury has not yet been discharged. Indeed, the court’s statement that it was favorably disposed to granting defendant’s initial motion did not constitute a ruling, merely an expression of opinion. No ruling took place until the mistrial was actually declared and the jury discharged. Prior to that time there was no bar to defendant’s withdrawing his motion. Moreover, even assuming that defendant was prejudiced by the People’s withholding of exculpatory information, absent a finding of "manifest necessity”, the court improperly interfered in something which can simply be deemed trial strategy, a matter the Trial Judge should refrain from second-guessing. Since the court was not warranted in declaring a mistrial over the expressed desire of defendant to go ahead with the trial, retrial of the defendant was prohibited. Concur — Carro, Milonas and Rosenberger, JJ.

Murphy, P. J., and Ellerin, J., dissent in a memorandum by Murphy, P. J., as follows: If the record in this case disclosed that the trial court acted on its own initiative in declaring the subject mistrial, I would have no difficulty joining the majority. As the majority points out, a mistrial declared at the volition of the court alone must be predicated upon the manifest need to end the proceeding prematurely (Hall v Potoker, 49 NY2d 501; People v Michael, 48 NY2d 1; Matter of Respeto v McNab, 90 AD2d 308). Clearly, it was not manifestly necessary, or in the words of the statute, "physically impossible” (CPL 280.10 [3]), to continue with defendant’s first trial. Thus, had the court declared a mistrial solely upon the ground of manifest necessity I would have no alternative but to agree that the retrial of defendant violated the constitutional prohibition against double jeopardy.

The trial court, however, did not act on its own initiative. Counsel for the defendant moved for a mistrial based on conduct by the prosecution which the defense understandably regarded as seriously prejudicial to its case. After extensive argument, the court concluded that the prosecution had not timely informed it of evidence gravely impugning the reliability of the undercover officer’s identification of defendant. The [450]*450undercover officer’s testimony in this respect was crucial because he was the only prosecution witness linking defendant directly to the sale of controlled substances. Contrary to the majority opinion’s final observation, the court did consider the possibility of giving curative instructions as to the undercover officer’s testimony but concluded: "There is no way in the world, that I can purge this jury, of the fact that the identification of the defendant, on February the 2nd, depended on the fact that he was dressed the same way as he was in the apartment, at the same time he [the undercover agent] saw him.” Finding, therefore, that the defect in the proceeding prejudiced defendant and deprived him of a fair trial, the court properly granted defendant’s motion and declared a mistrial.

It is undisputed that the court’s action to this point was entirely appropriate.

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Related

People v. Catten
508 N.E.2d 920 (New York Court of Appeals, 1987)

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Bluebook (online)
119 A.D.2d 447, 500 N.Y.S.2d 507, 1986 N.Y. App. Div. LEXIS 55406, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-catten-nyappdiv-1986.