People v. Carthen

171 Misc. 2d 754, 655 N.Y.S.2d 245, 1996 N.Y. Misc. LEXIS 557
CourtNew York Supreme Court
DecidedDecember 6, 1996
StatusPublished
Cited by1 cases

This text of 171 Misc. 2d 754 (People v. Carthen) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Carthen, 171 Misc. 2d 754, 655 N.Y.S.2d 245, 1996 N.Y. Misc. LEXIS 557 (N.Y. Super. Ct. 1996).

Opinion

OPINION OF THE COURT

Reinaldo E. Rivera, J.

The defendant moved this court, inter alia, pursuant to CPL 220.60 for an order permitting him to withdraw his plea of guilty. The decision and order are rendered herein as follows:

I. BACKGROUND

The defendant was arrested on March 20, 1993, in Kings County and charged in a felony complaint with one count of criminal possession of a weapon in the second degree (Penal Law § 265.03); one count of criminal possession of a weapon in the third degree (Penal Law § 265.02 [4]); resisting arrest (Penal Law § 205.30); and menacing in the third degree (Penal Law § 120.15). He was arraigned in local criminal court on March 20, 1993 and released on his own recognizance. The case was adjourned to March 31, 1993 in Criminal Court Part AP-1. The Grand Jury of the County of Kings voted a true bill. An indictment was filed on April 5, 1993. The indictment charged the [756]*756defendant with one count of criminal possession of a weapon in the second degree (Penal Law § 265.03); one count of criminal possession of a weapon in the third degree (Penal Law § 265.02 [4]); and one count of menacing in the second degree (Penal Law § 120.14). The defendant was arraigned in Supreme Court Part ACA 360 on April 6, 1993. The arraignment court ACA 360 continued the securing order of recognizance of the local criminal court. The case was adjourned to Criminal Term, Part 6, for further proceedings. Defendant was represented at arraignment by the Legal Aid Society. Prior to defendant’s arraignment, defendant was interviewed by a representative of the Criminal Justice Agency. Defendant gave his name as Michael Carlton and told the interviewer that this was his first arrest and that he had no prior convictions or open cases.

On October 1, 1993, defendant pleaded guilty in Criminal Term, Part 6, to attempted criminal possession of a weapon in the second degree (Penal Law §§ 110.00, 265.03). In exchange the People made a sentence recommendation of 30 days’ incarceration and 5 years’ probation. At the time the plea was taken the defendant was represented by the Legal Aid Society. He has since retained private counsel to prosecute the application now before the court. At the time the plea was accepted, neither the court nor the People were aware that defendant had prior felony convictions in North Carolina.

The defendant was advised that as a result of this plea and conviction, in the event of a future felony conviction he would be subject to increased or additional punishment as a second felony offender.

Defendant reported to Probation for the PSI interview on October 20, 1993. Probation had not yet received defendant’s interstate criminal history. Defendant stated to Probation that he had never previously been arrested anywhere. Prior to the sentence date of November 10, 1993, the Department of Probation received defendant’s criminal history, which revealed the prior felony convictions in North Carolina, to wit, involuntary manslaughter, assault with a deadly weapon and sale of cocaine. Based on the nature of his prior convictions and the defendant’s lack of forthrightness regarding the extent of his criminal record, the Department of Probation evaluated him as a dangerous and disingenuous individual. Probation’s recommendation was that incarceration was mandatory because defendant appeared to be a second felony offender.

On the sentence date, November 10, 1993, the court received the presentence report becoming aware for the first time of [757]*757defendant’s convictions in North Carolina. These convictions appeared to render defendant a second felony offender for the instant conviction. No predicate felony statement was filed by the People at that time. The defendant appeared in court that morning. Prior to his case being called, his attorney advised him that the court had knowledge of his previous convictions in North Carolina. Defendant thereupon left the court. He was not present when the case was called. A bench warrant was issued at approximately 4:30 p.m,

On March 14, 1996, 28 months after absconding from the court, defendant was returned involuntarily on the warrant. The People determined that defendant was a predicate felon based on the North Carolina convictions. On June 20, 1996, the People filed a predicate felony statement. On September 18, 1996 defendant filed the instant motion.

II. QUESTION PRESENTED

Is a predicate /violent felon who misrepresents his status in order to avail himself of a favorable plea disposition and sentence entitled to have his plea vacated upon the discovery of his true prior criminal history which renders the promised sentenced illegal as a matter of law?

III. DISCUSSION AND LEGAL ANALYSIS

A. The Motion to Withdraw the Guilty Plea

In the case at bar the defendant argues that he is entitled to be restored "to the position he would have been in at the present date and time, had he never made the plea agreement.” He wants this court to declare his plea of guilty a nullity. The defendant claims that the plea of guilty was induced by a material misrepresentation of fact by the prosecution in that the People knew or should have known of the defendant’s prior felony convictions out of State barring the imposition of the recommended sentence.

This court is being asked to apply principles of equitable remedy in contract law upon the theory that the defendant justifiably relied to his detriment upon a material misrepresentation by the People. Therefore, defendant argues, the contract (plea) should be canceled and the defrauded party (defendant) should be restored his consideration, to wit, returned to the position he was in prior to entering into the contract. Defendant cites several cases in support of his position, to wit, Gervasio v Di Napoli (134 AD2d 235 [2d Dept 1987]); Goins v Atwood (204 [758]*758App Div 439 [1923]); Slater v Slater (240 NY 557 [1925]); and Copeland v Hugo (221 App Div 779). These cases involving the application of equitable remedies in contract law are inapposite in plea bargain situations. His reliance on equity and the common law is misplaced.

“Application to plea negotiations of contract law is incongruous. The strong public policy of rehabilitating offenders, protecting society, and deterring other potential offenders presents considerations paramount to benefits beyond the power of individuals to 'contract’.” (People v Selikoff, 35 NY2d 227, 238 [1974].)

In any event, his points of argument are untenable and indefensible. It is blatantly disingenuous for a party to allege fraud in the inducement when he was in a better position to know the truth of the fact allegedly misrepresented.

Clearly, a motion to withdraw a guilty plea must be based upon some evidence of possible innocence or of fraud, mistake, coercion or involuntariness in the taking of the plea (People v Greene, 208 AD2d 950 [2d Dept 1994]; People v De Jesus, 199 AD2d 529 [2d Dept 1993]), and defendant should be afforded a reasonable opportunity to advance his claims. (People v Tinsley, 35 NY2d 926 [1974].)

In the case at bar, the defendant has had ample opportunity to state the basis for his application to withdraw his plea, therefore no formal evidentiary hearing was required to be held by this court. (People v Frederick, 45 NY2d 520 [1978];

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Related

People v. Dunn
175 Misc. 2d 137 (New York Supreme Court, 1997)

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Bluebook (online)
171 Misc. 2d 754, 655 N.Y.S.2d 245, 1996 N.Y. Misc. LEXIS 557, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-carthen-nysupct-1996.