People v. Carter

892 N.E.2d 1082, 383 Ill. App. 3d 795, 323 Ill. Dec. 90, 2008 WL 8802333, 2008 Ill. App. LEXIS 863
Appellate Court of Illinois·Decided June 6, 2008·No. 4-06-0920, 4-07-0134 cons.·Published·Cited by 11 cases

Opinion

JUSTICE STEIGMANN

delivered the opinion of the court:

In August 2002, a jury convicted defendant, William Dale Carter, of home invasion (720 ILCS 5/12 — 11(a)(1) (West 2000)). The trial court later sentenced him to 20 years in prison. In September 2006, defendant pro se filed a petition for postconviction relief under the Post-Conviction Hearing Act (725 ILCS 5/122 — 1 through 122 — 8 (West 2006)). In October 2006, the court dismissed his petition. Defendant now appeals (case No. 4 — 06—0920).

In December 2006, defendant filed a petition for relief from judgment pursuant to section 2 — 1401 of the Code of Civil Procedure (735 ILCS 5/2 — 1401 (West 2006)). In January 2007, the trial court granted the State’s motion to strike his petition. Defendant now appeals (case No. 4 — 07—0134).

At defendant’s request, we have consolidated these appeals. For the reasons that follow, we (1) reverse the trial court’s dismissal of defendant’s postconviction petition and remand with directions (case No. 4 — 06—0920) and (2) affirm the trial court’s dismissal of defendant’s section 2 — 1401 petition (case No. 4 — 07-—0134).

I. BACKGROUND

Following defendant’s home-invasion conviction and 20-year prison sentence, he appealed to this court. In People v. Carter, 362 Ill. App. 3d 1180, 1195, 841 N.E.2d 1052, 1064 (2005), we affirmed.

In September 2006, defendant pro se filed a postconviction petition contending, in part, that his (1) trial counsel was ineffective for not requesting that the jury be instructed on the lesser included offense of criminal trespass to a residence (720 ILCS 5/19 — 4 (West 2000)) and (2) appellate counsel was ineffective for failing to raise that and other issues on direct appeal.

In October 2006, the trial court entered the following written order:

“Cause comes on for the [c]ourt’s review of the [defendant's current [pjetition for [pjostconviction [r]elief. The [c]ourt having reviewed the record of this case and having reviewed the defendant’s current [pjetition for [pjostconviction [rjelief, [finds]:
1. The defendant appealed his conviction to the Illinois Appellate Court and that appeal was denied.
2. The defendant filed one or more [p]ostconviction petitions which were denied by the trial court, appealed to the Illinois Appellate Court, and also denied.
3. The defendant again filed a subsequent [pjostconviction [pjetition alleging the same or similar errors or alleges errors that could have been addressed in his earlier [pjostconviction [pjetitions.
It is ordered that the [djefendant’s present [pjostconviction petition filed September 14, 2006[,j is denied as duplicitous or dismissal [sic] on the basis of res judicata and waiver.”

Defendant now appeals (case No. 4 — 06—0920).

In December 2006, defendant filed his petition for relief from judgment pursuant to section 2 — 1401 (735 ILCS 5/2 — 1401 (West 2006)). In January 2007, the trial court granted the State’s motion to strike his petition for relief from judgment. Defendant appeals (case No. 4 — 07—0134). As earlier noted, we granted defendant’s request to consolidate case Nos. 4 — 06—0920 and 4 — 07—0134.

II. ANALYSIS

A. Case No. 4 — 06—0920

Defendant argues that the trial court erred by dismissing his pro se postconviction petition. Specifically, he contends that the court erred by deeming his September 2006 postconviction petition to be an improper subsequent petition because he had not previously filed a postconviction petition. We agree.

1. Proceedings Under the Act

A defendant may proceed under the Act by alleging that “in the proceedings which resulted in his or her conviction there was a substantial denial of his or her rights under the Constitution of the United States or of the State of Illinois or both” (725 ILCS 5/122— 1(a)(1) (West 2006)). In noncapital cases, the Act establishes a three-stage process for adjudicating a postconviction petition. 725 ILCS 5/122 — 1 through 122 — 8 (West 2006); People v. Jones, 213 Ill. 2d 498, 503, 821 N.E.2d 1093, 1096 (2004). At the first stage, the “trial court, without input from the State, examines the petition only to determine if [it alleges] a constitutional deprivation unrebutted by the record, rendering the petition neither frivolous nor patently without merit.” (Emphasis in original.) People v. Phyfiher, 361 Ill. App. 3d 881, 883, 838 N.E.2d 181, 184 (2005). “Section 122 — 2.1 [of the Act] directs that if the defendant is sentenced to imprisonment (rather than death) and the circuit court determines that the petition is frivolous or patently without merit, it shall be dismissed in a written order. 725 ILCS 5/122 — 2.1(a)(2) (West 2004).” People v. Torres, 228 Ill. 2d 382, 394, 888 N.E.2d 91, 99-100 (2008).

If a petition is not dismissed at stage one, it proceeds to stage two, where section 122 — 4 of the Act provides for the appointment of counsel for an indigent defendant who wishes counsel to be appointed (725 ILCS 5/122 — 4 (West 2006)). At the second stage, the State has the opportunity to answer or move to dismiss the petition (725 ILCS 5/122 — 5 (West 2006)), and the trial court determines whether the petition alleges a “substantial showing of a constitutional violation” (Phyfiher, 361 Ill. App. 3d at 883, 838 N.E.2d at 184). “A defendant is not entitled to an evidentiary hearing *** as a matter of right” (People v. Makiel, 358 Ill. App. 3d 102, 105, 830 N.E.2d 731, 736 (2005)), and “nonspecific and nonfactual assertions are insufficient to require an evidentiary hearing” (People v. Broughton, 344 Ill. App. 3d 232, 236, 799 N.E.2d 952, 956 (2003)). If the allegations of the petition, supported by the record and accompanying affidavits, demonstrate a substantial violation of a constitutional right, the petition proceeds to stage three for an evidentiary hearing. Phyfiher, 361 Ill. App. 3d at 884, 838 N.E.2d at 184.

2. The Trial Court’s Improper Stage One Dismissal

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People v. Carter, 892 N.E.2d 1082, 383 Ill. App. 3d 795, 323 Ill. Dec. 90, 2008 WL 8802333, 2008 Ill. App. LEXIS 863 (Ill. Ct. App. 2008).

892 N.E.2d 1082 (People v. Carter) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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