Filed 4/23/25 P. v. Carter CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E082409
v. (Super.Ct.No. CR40178)
PIERRE DEMETRIUS CARTER, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. Gary Polk, Judge.
Affirmed.
Kenneth H. Nordin, under appointment by the Court of Appeal, for Defendant and
Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Charles C. Ragland, Assistant Attorney General, Christopher P. Beesley,
Felicity Senoski and Michael D. Butera, Deputy Attorneys General, for Plaintiff and
Respondent.
1 I.
INTRODUCTION
Defendant and appellant Pierre Demetrius Carter appeals the trial court’s order
denying his second Penal Code1 section 1172.6 (formerly section 1170.95) petition to
recall his first degree murder (§ 187, subd. (a)) and conspiracy to commit murder
(§§ 182, 187) convictions and for resentencing. On appeal, defendant contends the trial
court erred in denying his petition at the prima facie stage because (1) the prior decision
regarding his ineligibility for relief is not binding law of the case because this court did
not reach the merits of his appeal, and (2) a conspiracy to commit murder conviction does
not conclusively establish that he was convicted of murder under a still-valid theory. We
affirm the order.
II.
FACTUAL AND PROCEDURAL BACKGROUND2
On March 8, 1991, defendant met with gang members of the Tiny Dukes and the
1200 Block Crips in a park to discuss a plan to retaliate against their common rival gang,
1 Unless otherwise specified, all future statutory references are to the Penal Code. Effective June 30, 2022, the Legislature renumbered section 1170.95 as section 1172.6 (Stats. 2022, ch. 58, § 10), without substantive changes to the statute’s content. We hereafter cite to section 1172.6 for ease of reference.
2 A summary of the factual background is taken from defendant’s prior appeal in case No. E075387 for context purposes only. (See People v. Carter (May 8, 2023, E075387) [nonpub. opn.] (Carter I).)
2 Casa Blanca. Later that day, passengers in a car defendant was driving shot and killed a
perceived Casa Blanca gang member in a drive-by. (Carter I, supra, E075387.)
In March 1992, a jury convicted defendant of first degree murder (§ 187, subd. (a);
count 1) and conspiracy to commit murder (§§ 182, 187; count 2). The jury also found
true enhancement allegations that a principal was armed with a firearm (§ 12022,
subd. (d)) and a felony was committed for the benefit of a criminal street gang (§ 186.22,
subd. (b)(2)). Defendant was sentenced to a total term of 28 years to life in prison.
In January 2019, defendant filed a petition for under former section 1170.95 (now
section 1172.6), seeking to vacate his murder conviction and asking for resentencing.
The trial court summarily denied the petition on the ground that defendant’s conviction
for conspiracy to commit murder renders him ineligible for resentencing as a matter of
law because that conviction requires a finding that a conspirator harbor an intent to kill.
Defendant subsequently appealed, and appointed counsel filed a brief raising no
issues. We gave him an opportunity to file a personal supplemental brief, but he
declined. We dismissed defendant’s appeal as abandoned pursuant to People v.
Delgadillo (2022) 14 Cal.5th 216, 228 in May 2023. (Carter I, supra, E075387.)
On March 28, 2023, defendant filed a second petition for resentencing pursuant to
section 1172.6 and requested counsel be appointed for him. In the petition, he alleged
that an information was filed against him that allowed the prosecution to proceed under a
theory of felony murder, murder under the natural and probable consequences doctrine,
or another theory under which malice is imputed; that he was convicted of murder
3 following a trial; and that he could not presently be convicted of murder because of
changes made to sections 188 and 189.
The trial court appointed counsel to represent defendant, and counsel filed a
motion arguing defendant’s prima facie showing for resentencing pursuant to
section 1172.6. Defendant later filed a petition to proceed in propria persona. His
petition was granted on June 9, 2023.
On August 3, 2023, the People filed a request for judicial notice of materials
regarding latent defects in section 1172.6 petition for resentencing and attached the
Carter I opinion filed May 8, 2023 as Exhibit 1. The People requested the trial court take
judicial notice of the complete jury instructions from defendant’s trial in case
No. CR40178, all of the files and records from case No. CR40178, and this court’s prior
unpublished opinion (Carter I).
On September 5, 2023, defendant filed a request for judicial notice of his trial
transcripts. He requested the court take judicial notice of the court’s entire record from
case Nos. 21675 and 40178.
The prima facie hearing was held on October 13, 2023. The prosecutor argued
that defendant’s petition had already been adjudicated and his ineligibility for relief due
to his conspiracy conviction was binding law of the case. The prosecutor also argued that
defendant’s petition must be denied as a matter of law, regardless of whether he was the
shooter, because the jury verdict on his conspiracy to commit murder charge proved his
guilt of first degree murder under a still-valid theory of accomplice liability. The trial
4 court agreed and denied defendant’s second petition for resentencing. Defendant timely
appealed.
III.
DISCUSSION
Defendant contends the trial court erred in denying his second section 1172.6
petition for resentencing at the prima facie stage because (1) the prior decision regarding
his ineligibility for relief is not binding law of the case because this court did not reach
the merits of his appeal, and (2) a conspiracy to commit murder conviction does not
conclusively establish that he was convicted of murder under a still-valid theory.3
A. Legal Principles
Effective January 1, 2019, the Legislature enacted Senate Bill No. 1437 (2017-
2018 Reg. Sess.) (Stats. 2018, ch. 1015) “‘to amend the felony[-]murder rule and the
natural and probable consequences doctrine, as it relates to murder, to ensure that murder
3 The People filed a request with this court to take judicial notice of the jury instructions from defendant’s criminal trial, case No. CR40178, filed March 9, 1992. Defendant filed opposition because the jury instructions were not certified or authenticated and the trial court purportedly did not have the instructions when it summarily denied his petition. We grant the People’s request and take judicial notice of the jury instructions given at defendant’s trial in case No. CR40178. In doing so, we will only consider those instructions which are appropriate to address whether defendant’s petition stated a prima facie case for relief, as will be explained. The jury instructions in case No. CR40178 are subject to judicial notice as records of a court in this state. (Evid. Code, §§ 452, subd. (d), 459, subd. (a); People v. Moore (1997) 59 Cal.App.4th 168, 178.) Further, these instructions are relevant because they are part of the record of conviction appropriate for consideration in a summary denial of a resentencing petition under section 1172.6. (People v. Harden (2022) 81 Cal.App.5th 45, 54-56 [considering jury instructions and verdicts during prima facie stage]; People v. Ervin (2021) 72 Cal.App.5th 90, 106 [same].)
5 liability is not imposed on a person who is not the actual killer, did not act with the intent
to kill, or was not a major participant in the underlying felony who acted with reckless
indifference to human life.’ (Stats. 2018, ch. 1015, § 1, subd. (f).) ‘As amended by
Senate Bill No. 1437, the text of section 189 provides no additional or heightened mental
state requirement for the “actual killer” prosecuted under a felony-murder theory; it
requires only that “[t]he person was the actual killer.” [Citation.]’” (People v. Bodely
(2023) 95 Cal.App.5th 1193, 1199-1200; accord People v. Albert Garcia (2022) 82
Cal.App.5th 956, 967; see People v. Lewis (2021) 11 Cal.5th 952, 957, 971 (Lewis).)
Hence, with one narrow exception (§ 189, subd. (f)), the legislation effectively eliminated
murder convictions premised on any theory of imputed malice—that is, any theory by
which a person can be convicted of murder for a killing committed by someone else, such
as felony murder or the natural and probable consequences doctrine—unless the People
also prove that the nonkiller defendant personally acted with the intent to kill or was a
major participant who acted with reckless disregard to human life. (§§ 188, subd. (a)(3),
189, subd. (e).)
Senate Bill No. 1437 also added what is now section 1172.6, which established a
procedure for vacating the murder convictions of defendants who could no longer be
convicted of murder because of the amendments to sections 188 and 189. (Stats. 2018,
ch. 1015, § 4; Stats. 2022, ch. 58, § 10; People v. Strong (2022) 13 Cal.5th 698, 708
(Strong); Lewis, supra, 11 Cal.5th at pp. 957, 959, 971; People v. Gentile (2020) 10
Cal.5th 830, 843 (Gentile); § 1172.6, subd. (a).) The initial version of former
6 section 1170.95 permitted “a person with an existing conviction for felony murder or
murder under the natural and probable consequences doctrine to petition the sentencing
court to have the murder conviction vacated and to be resentenced on any remaining
counts if he or she could not have been convicted of murder as a result of the other
legislative changes implemented by Senate Bill No. 1437.” (People v. Flores (2020) 44
Cal.App.5th 985, 992.)
Effective January 1, 2022, Senate Bill No. 775 (2021-2022 Reg. Sess.)
(Stats. 2021, ch. 551) made substantive amendments to former section 1170.95 that were
consistent with our Supreme Court’s decision in Lewis, supra, 11 Cal.5th 952, and also
“‘[c]larifie[d] that persons who were convicted of attempted murder or manslaughter
under a theory of felony murder and the natural [and] probable consequences doctrine are
permitted the same relief as those persons convicted of murder under the same theories.’”
(People v. Birdsall (2022) 77 Cal.App.5th 859, 865, fn. 18 (Birdsall); People v. Vizcarra
(2022) 84 Cal.App.5th 377, 388 (Vizcarra); see Stats. 2021, ch. 551, § 1, subd. (a);
§ 1172.6, subd. (a); People v. Hurtado (2023) 89 Cal.App.5th 887, 891 (Hurtado);
People v. Coley (2022) 77 Cal.App.5th 539, 548 (Coley).)
On June 30, 2022, the statute was renumbered as section 1172.6 without further
substantive changes. (See People v. Saibu (2022) 81 Cal.App.5th 709, 715, fn. 3.) Under
section 1172.6, “person[s] convicted of felony murder or murder under the natural and
probable consequences doctrine or other theory under which malice is imputed to a
person based solely on that person’s participation in a crime, attempted murder under the
7 natural and probable consequences doctrine, or manslaughter,” may file a petition to have
that conviction vacated under certain circumstances. (§ 1172.6, subd. (a).)
If a section 1172.6 petition contains all the required information, including “[a]
declaration by the petitioner that the petitioner is eligible for relief” (§ 1172.6,
subd. (b)(1)(A)), the trial court must appoint counsel, if requested (§ 1172.6,
subd. (b)(3)). After service of the petition, the prosecutor shall file and serve a response.
The petitioner may file and serve a reply after the response is served. (§ 1172.6,
subd. (c).) After receiving a petition containing the required information, “the court must
evaluate the petition ‘to determine whether the petitioner has made a prima facie case for
relief.’” (Strong, supra, 13 Cal.5th at p. 708, citing § 1172.6, subd. (c).) If the defendant
makes a prima facie showing of entitlement to relief, the court must issue an order to
show cause and hold an evidentiary hearing. (§ 1172.6, subds. (c), (d)(3).) “If the court
declines to make an order to show cause, it shall provide a statement fully setting forth its
reasons for doing so.” (§ 1172.6, subd. (c).) The bar for this prima facie showing was
“‘intentionally and correctly set very low.’” (Lewis, supra, 11 Cal.5th at p. 972.) If the
petitioner makes a prima facie showing he or she is eligible for relief under
section 1172.6, the court shall hold an evidentiary hearing. (§ 1172.6, subds. (c), (d)(1).)
At this hearing, either party may present new evidence and the prosecution bears the
burden of proving the petitioner could still be convicted beyond a reasonable doubt.
(§ 1172.6, subd. (d)(3).)
8 A trial court’s failure to comply with these statutory requirements is harmless if
the record of conviction establishes that a defendant is ineligible for section 1172.6 relief
as a matter of law. (See Lewis, supra, 11 Cal.5th at p. 973.) Our Supreme Court has held
that a trial court’s statutory omissions at the first step process under section 1172.6 are
not state or federal constitutional violations. (Lewis, at p. 973; see Hurtado, supra, 89
Cal.App.5th at p. 893.) Hence, a trial court’s failure to follow the procedures enacted in
section 1172.6 is analyzed for prejudice under the state law standard of People v. Watson
(1956) 46 Cal.2d 818, 836. (Lewis, at pp. 973-974.)
“A petitioner is ineligible for resentencing as a matter of law if the record of
conviction conclusively establishes, with no factfinding, weighing of evidence, or
credibility determinations, that (1) the petitioner was the actual killer, or (2) the petitioner
was not the actual killer, but, with the intent to kill, aided, abetted, counseled,
commanded, induced, solicited, requested, or assisted the actual killer in the commission
of murder in the first degree, (3) the petitioner was a major participant in the underlying
felony and acted with reckless indifference to human life, or (4) the petitioner acted with
malice aforethought that was not imputed based solely on participation in a crime.”
(People v. Lopez (2022) 78 Cal.App.5th 1, 14.) The record of conviction includes the
trial court’s own documents, jury summations, jury instructions, verdict forms, and prior
appellate opinions. (Lewis, supra, 11 Cal.5th at pp. 971-972.) If the record contains facts
refuting the allegations in the petition, the court may make a credibility determination
adverse to the petitioner. (Id. at p. 971.)
9 We independently review a trial court’s determination of whether a petitioner has
made a prima facie showing. (People v. Harden (2022) 81 Cal.App.5th 45, 52 (Harden).)
“[W]e may affirm a ruling that is correct in law on any ground.” (People v. Cortes
(2022) 75 Cal.App.5th 198, 204 (Cortes).)
B. Successive Petitions and Collateral Estoppel
Successive petitions for resentencing are not explicitly barred by section 1172.6.
However, a successive petition may be barred by the doctrine of collateral estoppel or
issue preclusion.4 (People v. Farfan (2021) 71 Cal.App.5th 942, 950-951 (Farfan);
People v. Beaudreaux (2024) 100 Cal.App.5th 1227, 1242, fn. 5; see generally Strong,
supra, 13 Cal.5th at p. 715 [“In general, whether a prior finding will be given conclusive
effect in a later proceeding is governed by the doctrine of issue preclusion, also known as
collateral estoppel.”].) “This common law doctrine is ‘grounded on the premise that
“once an issue has been resolved in a prior proceeding, there is no further factfinding
function to be performed.”’” (Strong, at p. 715.) The doctrine “‘“has the dual purpose of
protecting litigants from the burden of relitigating an identical issue with the same party
4 We agree with the parties that the prosecutor erroneously argued the second successive petition was barred by the law of the case doctrine. (See People v. Medrano (2024) 98 Cal.App.5th 1254, 1264 (Medrano); Harden, supra, 81 Cal.App.5th at p. 50.) Under this doctrine, a party may not seek appellate reconsideration of an issue already decided in the same case absent some significant change in circumstances. (People v. Boyer (2006) 38 Cal.4th 412, 441.) Because we dismissed defendant’s appeal following his appeal from his first petition (Carter I) and did not reach the merits of the appeal, the law of the case doctrine does not apply. We reject defendant’s argument that the People forfeited the claim that the doctrine of collateral estoppel or issue preclusion applies. Defendant’s reliance on People v. Neely (1999) 70 Cal.App.4th 767 to support his forfeiture argument is misplaced. In that case, the court agreed that the doctrines are not waived on appeal. (Id. at p. 782.)
10 or his privy and of promoting judicial economy by preventing needless litigation.”’” (Id.
at p. 716.)
Issue preclusion bars relitigation of issues earlier decided “‘only if several
threshold requirements are fulfilled. First, the issue sought to be precluded from
relitigation must be identical to that decided in a former proceeding. Second, this issue
must have been actually litigated in the former proceeding. Third, it must have been
necessarily decided in the former proceeding. Fourth, the decision in the former
proceeding must be final and on the merits. Finally, the party against whom preclusion is
sought must be the same as, or in privity with, the party to the former proceeding.’”
(Strong, supra, 13 Cal.5th at p. 716.) These threshold requirements for finding issue
preclusion “are necessary” but “they are not always sufficient: “‘“Even if the[] threshold
requirements are satisfied, the doctrine will not be applied if such application would not
serve its underlying fundamental principles” of promoting efficiency while ensuring
fairness to the parties.’” (People v. Curiel (2023) 15 Cal.5th 433, 454 (Curiel); see
Strong, at p. 716; accord, Farfan, supra, 71 Cal.App.5th at p. 950 [“[a]pplication of
collateral estoppel is not automatic, but is subject to public policy considerations”].)
“‘[T]he public policies underlying collateral estoppel—preservation of the integrity of the
judicial system, promotion of judicial economy and protection of litigants from
harassment by vexatious litigation—strongly influence whether its application in a
particular circumstance would be fair to the parties and constitutes sound judicial
policy.’” (Farfan, at p. 950.) “We do not apply collateral estoppel ‘with the
11 hypertechnical and archaic approach of a 19th century pleading book, but with realism
and rationality.’” (People v. Yokely (2010) 183 Cal.App.4th 1264, 1273.)
A successive petition based upon new legal authority is not procedurally barred.
(Farfan, supra, 71 Cal.App.5th at p. 951; see Strong, supra, 13 Cal.5th at p. 716 [even
when the threshold requirements for issue preclusion are met, the doctrine “does not
apply when there has been a significant change in the law since the factual findings were
rendered that warrants reexamination of the issue”].)
C. Analysis
Defendant does not dispute that the threshold requirements for collateral estoppel
have been met, and public policy considerations weigh heavily in favor of application of
the doctrine in this case. However, Farfan held the defendant in that case could file a
successive petition because the Supreme Court’s ruling in Lewis demonstrated the “still-
evolving state of [former section] 1170.95 jurisprudence” such that a second petition
would not be barred by collateral estoppel. (Farfan, supra, 71 Cal.App.5th at p. 950.)
While Farfan held the defendant in that case could file a second petition, it also held
defendant was still ineligible for relief as a matter of law based upon the jury’s findings.
(Id. at p. 947.)
In this case, defendant was convicted of first degree premeditated murder and
conspiracy to commit murder. Defendant filed his first petition in 2019 and it was
summarily denied. At that time, former section 1170.95 only permitted a defendant to
file a petition if convicted of murder based upon the felony-murder rule or the natural and
12 probable consequences doctrine; it was not settled whether appointment of counsel or a
hearing on the prima facie issue was required. As of January 1, 2022, the statute was
amended to clarify a petitioner could request resentencing if he or she was convicted of
attempted murder based on a theory of imputed malice, and established procedural
requirements for appointment of counsel and a hearing on the prima facie issue. (See,
e.g., Birdsall, supra, 77 Cal.App.5th at p. 865, fn. 18; Vizcarra, supra, 84 Cal.App.5th at
p. 388; People v. Sanchez (2022) 75 Cal.App.5th 191, 193-194.)
Defendant’s second petition was based on new statutory and case authorities that
were not applicable at the time the court denied his first petition in 1999. The law
regarding petitions for resentencing is ever-developing, and it did change between the
time defendant’s first petition was denied and the instant one was filed. We therefore
reject the People’s contention that defendant’s second petition, from which this appeal
arises, is procedurally barred.
Nonetheless, the trial court did not err in denying defendant’s petition for
resentencing because defendant was ineligible for resentencing on his first degree murder
and conspiracy to commit first degree murder convictions as a matter of law. At
defendant’s trial, the court instructed the jury on conspiracy to commit murder, murder,
first degree premeditated murder, second degree murder, direct principals, accomplice
and aiding and abetting principles. The jury was also instructed on defendant being
armed with a firearm during the commission of the offenses. The jury was not instructed
13 on felony murder, the natural and probable consequences doctrine, or any other theory of
imputed malice.
The jury convicted defendant of first degree premeditated murder and conspiracy
to commit murder. The jury thus necessarily found defendant directly aided and abetted
the perpetrator in the murder, a theory which still remains valid under the amended law
on murder. (Curiel, supra, 15 Cal.5th at p. 462 [direct aiding and abetting remains a
valid theory].) By convicting defendant of conspiracy to murder a Casa Blanca gang
member and the murder of one, the jury necessarily found, under the instructions given,
defendant harbored an intent to kill. As explained in Medrano, supra, 68 Cal.App.5th
177: “‘[A] conviction of conspiracy to commit murder requires a finding of intent to
kill.’ [Citation.] “‘[A]ll conspiracy to commit murder is necessarily conspiracy to
commit premeditated and deliberated first degree murder.”’” (Id. at p. 183; see People v.
Lovejoy (2024) 101 Cal.App.5th 860, 871 (Lovejoy) [the defendant ineligible for relief
because jury necessarily found she “personally possessed an intent to kill as part of a
conspiracy to commit murder”]; People v. Cortez (1998) 18 Cal.4th 1223, 1237; People
v. Beck & Cruz (2019) 8 Cal.5th 548, 641 (Beck & Cruz).) “[C]onspiracy to commit
murder can only take a single form: It ‘requires a finding of unlawful intent to kill, i.e.,
express malice’ [citation] and ‘is necessarily conspiracy to commit premeditated and
deliberated first degree murder[.]’” (People v. Ware (2022) 14 Cal.5th 151, 167.) “A
jury’s finding that a defendant is guilty of conspiracy to murder, when a murder has in
14 fact been committed, is ‘in effect [a finding] that [the defendant] was a direct aider and
abettor of the killings.’” (People v. Whitson (2022) 79 Cal.App.5th 22, 36 (Whitson).)
In Medrano, supra, 68 Cal.App.5th 177, the Court of Appeal held relief under
section 1172.6 “is unavailable to a petitioner concurrently convicted of first degree
murder and conspiracy to commit first degree murder where both convictions involve the
same victim” (id. at p. 179) because “‘a conviction of conspiracy to commit murder
requires a finding of intent to kill . . . .’” (Id. at p. 184.) There, the petitioner, a
participant, like defendant here, but not the shooter in a drive-by shooting into a crowd,
was convicted of two counts of first degree murder and conspiracy to commit murder.
(Id. at p. 179.) The court instructed the jury on the natural and probable consequences
doctrine, but the prosecutor argued to the jury that the defendant harbored the intent to
kill even though he was not the actual perpetrator. (Id. at p. 183.) The Court of Appeal
explained that the jury in effect found the petitioner was a direct aider and abettor of the
killings, and “‘Senate Bill [No.] 1437 does not eliminate direct aiding and abetting
liability for murder because a direct aider and abettor to murder must possess malice
aforethought.’” (Medrano, at p. 183, quoting Gentile, supra, 10 Cal.5th at p. 848.)
Further, the Medrano court observed the law required an intent to kill to sustain a
conviction of conspiracy to commit first degree murder. (Medrano, at p. 185.) Since
intent to kill was an element of the conspiracy to commit murder conviction, the jury
necessarily based its murder conviction on intent to kill, not on the natural and probable
consequences doctrine. (Id. at p. 185.) The petitioner’s conviction for conspiracy to
15 commit first degree murder made him ineligible as a matter of law for section 1172.6
relief. (Id. at p. 186.)
Whitson, supra, 79 Cal.App.5th 22, concluded that an individual convicted of
conspiracy to commit murder is ineligible to seek relief under section 1172.6. Lovejoy,
supra, 101 Cal.App.5th 860, following Whitson on this point, explained the rationale.
“To begin with, the express terms of section 1172.6 provide the potential for resentencing
relief only for persons convicted of murder, attempted murder, or manslaughter.
Conspiracy to murder is not mentioned in the statute. As the court explained in
[Whitson], one key purpose of Senate Bill [No.] 775 was to ‘include convictions for
attempted murder and manslaughter in the list of crimes subject to petition.’ (Whitson, at
p. 34.) Whitson found it ‘particularly significant’ that ‘the Legislature had the
opportunity to extend [resentencing] relief to conspiracy to murder convictions alongside
attempted murder and manslaughter convictions, but did not.’ (Id. at pp. 34-35.) As a
result, [Whitson] concluded, section 1172.6 ‘does not permit a challenge to a conviction
for conspiracy to murder.’ (Whitson, at p. 35.)” (Lovejoy, at p. 870.)
Lovejoy explained this limitation in the statutory language “is entirely consistent
with the legislative purposes in enacting both Senate Bills [Nos.]1437 and 775—‘to
ensure, with certain exceptions related to felony murder that “a conviction for murder
requires that a person act with malice aforethought,” and that “culpability for murder [is]
premised upon that person’s own actions and subjective mens rea.” (Stats. 2018,
ch. 1015, § 1, subd. (g).)’” (Lovejoy, supra, 101 Cal.App.5th at p. 870, quoting Whitson,
16 supra, 79 Cal.App.5th at p. 35.) Lovejoy further explained that conspiracy to commit
murder requires proof of express malice and therefore was reasonably excluded from the
scope of section 1172.6 both when it was initially enacted and when it was subsequently
amended. (Lovejoy, at p. 870.)
Here, the jury herein was correctly instructed on murder and conspiracy to commit
murder, and CALJIC No. 3.01 on direct aiding and abetting. As previously noted, direct
aiding and abetting was not eliminated by the amendments enacted by Senate Bill
Nos. 1437 and 775 “because a direct aider and abettor to murder must possess malice
aforethought.” (Gentile, supra, 10 Cal.5th at p. 848.) By convicting defendant of
conspiracy to commit murder, the jury necessarily concluded that defendant harbored
express malice for murder. (Beck & Cruz, supra, 8 Cal.5th at p. 642.) In addition, the
jury instructions and verdicts demonstrate defendant’s murder conviction was not based
on a theory of imputed malice. (See Medrano, supra, 98 Cal.App.5th at p. 1264 [“A
person cannot be convicted of conspiracy to commit first degree murder based on such
‘imputed’ malice”].) Defendant was thus ineligible for resentencing on his convictions
for murder and conspiracy to commit murder as a matter of law.
Defendant acknowledges the jury was not instructed on felony murder or the
natural and probable consequences doctrine but argues the instructions given to the jury
“allowed the jury to impute malice to [defendant] under the natural and probable
consequences doctrine because of his participation in another crime—for instance,
17 assault.” However, defendant was neither charged with assault nor was the jury provided
with any instructions on assault.
The jury was instructed that both murder and conspiracy to commit murder
requires malice aforethought. (CALJIC No. 3.31.5.) The jury was also instructed with
CALJIC No. 6.10 (Conspiracy and Overt Act – Defined). The instruction explained: “A
conspiracy is an agreement entered into between two or more persons with the specific
intent to agree to commit the public offense of murder, followed by an overt act
committed in this state by one [or more] of the parties for the purpose of accomplishing
the object of the agreement. Conspiracy is a crime. [¶] In order to find a defendant
guilty of conspiracy, in addition to proof of the unlawful agreement and specific intent,
there must be proof of the commission of at least one of the overt acts alleged in the
[information]. It is not necessary to the guilt of any particular defendant that defendant
personally committed the overt act, if [he] was one of the conspirators when such an act
was committed.” That instruction informed the jury of the elements of the offense of
conspiracy to commit murder.
The jury was further instructed with CALJIC No. 6.11, Conspiracy – Joint
Responsibility: “Each member of a criminal conspiracy is liable for each act and bound
by each declaration of every other member of the conspiracy if said act or said
declaration is in furtherance of the object of the conspiracy. [¶] The act of one
conspirator pursuant to or in furtherance of the common design of the conspiracy is the
act of all conspirators. [¶] A member of a conspiracy is not only guilty of the particular
18 crime that to [his] knowledge [his] confederates are contemplating committing, but is
also liable for the natural and probable consequences of any act of a co-conspirator to
further the object of the conspiracy, even though such act was not intended as a part of
the original plan and even though [he] was not present at the time of the commission of
such act. [¶] You must determine whether the defendant is guilty as a member of a
conspiracy to commit the crime originally contemplated, and, if so, whether the crime
alleged [in Count two] was a natural and probable consequence of the originally
contemplated criminal objective of the conspiracy.”
Defendant contends that CALJIC No. 6.11 allowed the jury to convict defendant
of first degree murder involving imputed malice, based on a theory that defendant
initially conspired to murder, “but eventually aided and abetted only assault, the natural
and probable consequence of which was murder—and this possibility cannot be
discounted without fact-finding, which is prohibited at the prima facie stage—so it cannot
be concluded that [defendant] is ineligible for resentencing under section 1172.6.”
Assessing the jury instructions as a whole (People v. Tran (2022) 13 Cal.5th 1169,
1199), we conclude the instructions did not permit the jury to impute malice to defendant
in finding him guilty of conspiracy to commit murder. In addition to CALJIC Nos. 6.10
and 6.11, the court provided the jury several instructions on conspiracy: proof of an
express agreement not necessary for conspiracy (CALJIC No. 6.12); association with
alleged members of a conspiracy does not prove by itself that a person was a member of
the conspiracy (CALJIC No. 6.13); person need not know all co-conspirators to be guilty
19 of conspiracy (CALJIC No. 6.14); commission of an act in furtherance of an alleged
conspiracy does not prove the person committing the act was a member of the conspiracy
(CAJIC No. 6.18); the overt acts alleged as to the conspiracy to commit murder (CALJIC
No. 6.23); and admissibility of co-conspirator’s statements (CALJIC No. 6.24). The
instructions required the jury to find true at least one charged overt act—any or all of
which identified the object of the conspiracy as a plot to carry out a retaliatory drive-by
shooting of rival gang members.
It is not reasonably likely the jury read these instructions as permitting defendant
to be convicted of conspiracy to commit murder without finding he personally had the
intent to kill. The jury was informed of its responsibility to determine whether defendant
was a member of the alleged conspiracy and the alleged crime of conspiracy to commit
murder required a finding each person in the agreement had a specific intent to kill. On
this record, the jury’s verdict on the charge of conspiracy to commit murder establishes
defendant is ineligible for resentencing relief on his murder conviction under
section 1172.6. (See Medrano, supra, 68 Cal.App.5th p. 179 [relief unavailable to
defendant “concurrently convicted of first degree murder and conspiracy to commit first
degree murder where both convictions involve the same victim”].)
Defendant’s reliance on In re E.R. (2010) 189 Cal.App.4th 466 (E.R.) is
misplaced. In that case, the court held that it was possible to find a juvenile defendant
guilty of both conspiracy to commit murder and second degree murder because “[w]hile
any conspiracy to commit murder is necessarily a conspiracy to commit murder in the
20 first degree . . . a person can conspire to commit first degree murder but nonetheless
commit a murder under circumstances that were not contemplated and which amount to
no more than murder in the second degree.” (E.R., at p. 470.) This holding did not
specifically address a petitioner’s statutory eligibility for section 1172.6 relief. Further,
E.R. is distinguishable. In upholding the juvenile court’s finding of murder in the second
degree, the E.R. court concluded that “[w]hether a murder that does occur was
premeditated or was prompted by circumstances meeting the criteria of second degree
murder is a question of fact, not one of law.” (E.R., at p. 470.) However, here, unlike the
juvenile court in E.R., the jury made the factual finding of murder in the first degree, it
did not find that defendant committed second degree murder.
Considering all of the instructions together, along with the jury’s guilty verdicts on
counts 1 and 2, the jury necessarily found defendant intended to kill a Casa Blanca gang
member, which was an element of conspiracy to commit murder, as well as first degree
murder that did not rely on the natural and probable consequences doctrine. Under these
circumstances, like Medrano, defendant is not entitled to section 1172.6 relief because a
jury finding of intent to kill supported the murder conviction without resort to the natural
and probable consequences doctrine. (Medrano, supra, 68 Cal.App.5th at pp. 185-186;
see Coley, supra, 77 Cal.App.5th at p. 548; People v. Soto (2020) 51 Cal.App.5th 1043,
1055; Cortes, supra, 75 Cal.App.5th at p. 205 [petitioner’s “jury was not instructed on
any theory of liability for murder or attempted murder that required that malice be
imputed to him,” thus he was “ineligible for resentencing under section [1172.6]”].) In
21 other words, the record of conviction conclusively establishes the absence of a predicate
for section 1172.6 relief, namely that “[t]he petitioner could not presently be convicted of
murder or attempted murder because of changes to Section 188 or 189 made effective
January 1, 2019.” (§ 1172.6, subd. (a)(3).)
IV.
DISPOSITION
The post-judgment order denying defendant’s section 1172.6 petition for
resentencing is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS CODRINGTON J. We concur:
McKINSTER Acting P. J.
FIELDS J.