People v. Carroll

7 Misc. 2d 581, 161 N.Y.S.2d 339, 1957 N.Y. Misc. LEXIS 3312
New York County Courts·Decided March 19, 1957·Published·Cited by 7 cases

Opinion

Nathan R. Sobel, J.

The issue in this proceeding is whether the court upon written waiver duly executed by a defendant may try a felony charge of grand larceny without a jury.

The defendant was indicted by the Grand Jury for the crime of grand larceny in the second degree.

On the date of trial, August 13, 1956, the defendant and his then counsel, Mr. Leon Kesner, requested the court to try this case without a jury. The court directed the defendant and his counsel to execute a waiver in open court and file same with the clerk.

The waiver was so executed and signed by both defendant and his counsel. It read: “ Pursuant to Article I, Section 2 of the Constitution, I, Valentine J. Carroll, the defendant, under indictment 2061/55, do hereby waive jury trial on this indictment. I do so after consultation with my counsel, Leon Kesner, and with full understanding of the rights which I waive hereby.”

The court briefly questioned the defendant and ascertained that he had been fully advised and understood the nature of the waiver and the rights waived by him. The court read the waiver into the record.

The assistant district attorney protested the execution of the waiver and the trial was similarly protested, both before it commenced and during its progress, solely on the ground that the court was without power to try this case without a jury. The District Attorney raised no question as to the time, form or contents of the waiver, and conceded to the court that he was otherwise prepared to proceed to trial.

The trial resulted in a verdict of “ not guilty ”, the court ruling that the defendant’s guilt had not been established beyond a reasonable doubt. No issue was raised by the District Attorney’s office in that regard.

On October 15, 1956, assistant district attorney William I. Siegel, chief of the.appeals division of the Kings County District Attorney’s office, formally moved this case for retrial with a jury. Again, the sole issue raised was the power of the court under section 2 of article I of the State Constitution to hold a criminal trial without a jury.

The District Attorney contended that the constitutional provision was not self-executing and that legislation was required before a defendant could be permitted by the court to waive a [583]*583trial by jury. He contended that the trial had was a nullity and that the indictment was still open for trial.

The court denied that motion, stating its reasons on the record and requesting permission of the District Attorney to amplify its ruling by a memorandum opinion. The court then most respectfully urged the District Attorney’s office promptly to proceed to settle this issue between the court and the District Attorney by appeal.

The court added, ‘ ‘ Whether you appeal from my judgment on the trial or from this order denying a retrial, or elect to procure another indictment, which I shall promptly dismiss — whichever method you select — I would respectfully urge that you proceed promptly.”

It is apparent now that the District Attorney has elected to obtain a new indictment from another Grand Jury, upon which indictment the defendant has been arraigned and pleaded ‘ ‘ not guilty ”, and also not guilty ” by virtue of previous jeopardy. Defendant moved to dismiss the indictment. That motion was granted.

Waiver of Privilege of Jury Trial

I prefer to rest my determination in this case upon my conclusion that the intent was to make the constitutional provision in issue (N. Y. Const., art. I, § 2) self-executing.

But the defendant has contended that irrespective of intent and even in the absence of any constitutional provision permitting a waiver, a defendant may nevertheless forego the privilege of jury trial.

Cancemi v. People (18 N. Y. 128 [1857]) is to the contrary. In that case the court concluded (p. 137) that waivers of jury trial in criminal eases ‘ ‘ are not within the discretion or control of the parties accused; for no one has a right, by his own voluntary act, to surrender his liberty or part with his life.”

But in Patton v. United States (281 U. S. 276) the Supreme Court rejected the contention that public interest or public policy required the submission of a criminal case to a jury regardless of the defendant’s waiver. In discussing the constitutional guarantees (U. S. Const., art. III, § 2; 6th Amdt.) the court held (p. 297) that the framers intended to preserve the right of trial by jury ‘ ‘ primarily for the protection of the accused ”. And that the privilege is one which the accused may forego at his election; for To deny his power to do so, is to convert a privilege into an imperative requirement” (p. 298).

[584]*584Recently Illinois followed the Federal reasoning in People v. Spegal (5 Ill. 2d 211). Specifically that case held that where the defendant waived a jury trial in a murder case, the trial court had no right to insist upon a trial by jury. A conviction by this jury was reversed.

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People v. Carroll, 7 Misc. 2d 581, 161 N.Y.S.2d 339, 1957 N.Y. Misc. LEXIS 3312 (N.Y. Super. Ct. 1957).

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