People v. Carroll

300 A.D.2d 911, 753 N.Y.S.2d 148, 2002 N.Y. App. Div. LEXIS 12675
Appellate Division of the Supreme Court of the State of New York·Decided December 26, 2002·Published·Cited by 18 cases

Opinion

—Spain, J.

Appeal from a judgment of the County Court of Rensselaer County (McGrath, J.), rendered January 24, 2001, upon a verdict convicting defendant of six counts of the crime of sexual abuse in the first degree.

Following a retrial, defendant was convicted by a jury of six counts of sexual abuse in the first degree for his conduct on specified occasions between July 1993 and February 27, 1997 in subjecting his stepdaughter — born in August 1983 — to sexual contact, either by forcible compulsion or when the victim was less than 11 years old (see Penal Law § 130.65 [1], [3]). Defendant was sentenced to consecutive terms of imprisonment totaling 12 to 30 years which, by operation of law, were reduced to 10 to 20 years (see Penal Law § 70.30 [1] [e] [i]). Defendant now appeals, and we affirm.

The counts of sexual abuse of which defendant was convicted at this second trial stem from an indictment handed up in 1997 which also charged defendant with three counts of rape in the first degree (see Penal Law § 130.35 [3]). On his initial appeal from his conviction on all counts following the first jury trial, the Court of Appeals reversed, concluding that the evidence presented was not legally sufficient to establish beyond a reasonable doubt the element of penetration required to sustain the rape convictions (95 NY2d 375, 382-384; see Penal Law § 130.00 [1]; § 130.35 [3]). In addition to dismissing the rape counts, the Court awarded defendant a new trial on the six counts of sexual abuse determining that the trial court had erred in precluding a police-recorded audiotape of defendant’s conversation with the victim on March 18, 1997; while agreeing that the audiotape was inadmissible hearsay, the Court concluded that defendant should have been permitted to introduce the audiotape at trial to refute testimonial claims of prosecution witnesses that defendant had never denied the victim’s allegations against him (95 NY2d 375, 385-387, supra).

The testimony at the second trial again established that de[912] fendant has known and served in a parental role to the victim since 1985, when she was approximately 2V2 years old, after he began dating and soon thereafter moved in with her mother whom he later married in 1989. Defendant and the mother separated in 1993, although defendant thereafter maintained regular contact with the victim. The victim testified to the details of all six counts of sexual abuse. She recounted two incidents which occurred when she was nine years old (in July 1993) and then 10 years old (in the summer of 1994), both after defendant and her mother had separated, in which she went to defendant’s apartment located upstairs at his workplace in the Town of North Greenbush, Rensselaer County, after a day at summer camp; on each occasion, defendant kissed her breasts, disregarding her directives that he stop and, thereafter, defendant went into the bathroom and closed the door (see Penal Law § 130.65 [3] [counts 2 and 4]). She also testified to four separate incidents which occurred after school while she and defendant were alone in the apartment where she lived with her mother and sister in the City of Troy, Rensselaer County. Specifically, she testified that in January 1995, and again the first week of February 1997, defendant touched her breast and then put his hand down her pants, touching her vagina, each time pushing her up against a couch and using his greater strength to overcome her efforts to stop him (Penal Law § 130.65 [1] [counts 6 and 8]). She further testified to two other similar incidents in January 1996 and on February 27, 1997 in which defendant touched her breasts, using force (see Penal Law § 130.65 [1] [counts 7 and 9]).

The victim testified that sometime after the last incident of sexual abuse, she told a friend a story that she had a dream that a particular person had touched her, knowing the friend would tell the victim’s mother and wanting her mother to know about and stop defendant’s abuse of her. After eventually admitting to her mother that defendant was the person who had touched her, the victim met with Troy Police Detective Sergeant Steven Weber on March 10, 1997 and told him about the abuse. The then 13-year-old victim was examined by a nurse practitioner who testified that her examination revealed a hymenal tear consistent with sexual abuse or forceful digital penetration. The victim thereafter met with Investigator Edward Girtler of the State Police, repeating her accusations and later providing a written statement. At their second meeting on March 18, 1997, the victim agreed to make a controlled phone call to defendant in which she confronted him and attempted to elicit defendant’s admissions to the accusations. The tape recording of that call was played for the jury in which, [913] inter alia, defendant repeatedly denied ever touching her in a sexual manner. Later that day, defendant voluntarily came to the State Police barracks and spoke with Girtler and Weber, who testified that defendant admitted rubbing the victim’s shoulders and stomach area and having told the victim that they had a “special relationship” which no one would understand and not to tell anyone about it. When asked, defendant said the victim was not lying but attributed her accusations to other troubles. In response to the accusations, defendant never stated during the interview that he did not do what the victim reported, but instead repeatedly made statements like, “I can’t believe [she] is saying this,” shaking his head in disbelief. Defendant testified, denying the accusations of sexual abuse.

Defendant’s initial contention on appeal — that he was convicted based upon evidence of uncharged crimes — is without merit. Significantly, prior to trial, County Court properly precluded the People from introducing any testimony or evidence at trial regarding either uncharged or previously charged rapes or sexual intercourse, or attributing the victim’s hymenal tear to penile penetration, based upon defendant’s acquittal of the three rape charges and the unduly prejudicial impact of such evidence. Contrary to defendant’s appellate contentions, the court faithfully adhered to that ruling, and no such rape evidence was introduced at this trial.

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People v. Carroll, 300 A.D.2d 911, 753 N.Y.S.2d 148, 2002 N.Y. App. Div. LEXIS 12675 (N.Y. Ct. App. 2002).

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