People v. Canales

36 Misc. 3d 191
CourtNew York Supreme Court
DecidedApril 16, 2012
StatusPublished

This text of 36 Misc. 3d 191 (People v. Canales) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Canales, 36 Misc. 3d 191 (N.Y. Super. Ct. 2012).

Opinion

OPINION OF THE COURT

Joel M. Goldberg, J.

The defendant’s motion, dated February 3, 2012, to preclude his retrial on charges of murder in the second degree (the sole remaining charge in the indictment as will be discussed below) as well as the lesser included offenses of manslaughter in the first and second degrees on grounds of double jeopardy, upon consideration of the People’s response, dated March 12, 201 [2], and the defendant’s reply, dated April 2, 2012, is granted to the extent indicated herein.

Procedural History

The defendant was convicted after a jury trial before this court of murder in the second degree and criminal possession of a weapon in the second degree and sentenced on October 16, 2008 to concurrent prison terms of 25 years to life on the murder charge and 15 years plus five years postrelease supervision on the weapons charge. Following a hearing on the defendant’s motion pursuant to CPL article 440 to vacate the judgment, this court vacated the murder conviction on the ground that the defendant received ineffective assistance of counsel but did not vacate the weapons conviction, finding that the deficient performance by defense counsel had no impact on the weapons conviction. (People v Canales, 33 Misc 3d 1222[A], 2011 NY Slip Op 52078[U] [2011].) (For purposes of this decision, familiarity with that earlier decision will be assumed.)

In a motion to reargue that decision, the defendant raised for the first time the claim that retrial of the vacated murder conviction should be barred on double jeopardy grounds due to the legal insufficiency of the evidence at the first trial. In a decision and order of December 13, 2011, this court declined to hear this double jeopardy claim, because it had not been raised in the original motion and noted that this claim required a new motion.

[195]*195The People did not appeal from the vacatur of the murder conviction. The defendant’s direct appeal from the weapons conviction is pending before the Appellate Division. Also pending is the defendant’s application for leave to appeal from that part of this court’s decision denying the motion to vacate the weapons conviction.

The Present Motion

The defendant contends his retrial is barred by double jeopardy principles, contending that the evidence at his trial was legally insufficient to establish not only an intent to kill the deceased, whose name was Antonio Bruce, but also that the evidence was legally insufficient to establish either manslaughter in the first or second degrees. (Although not contained in the indictment, the jury was charged on both degrees of manslaughter as lesser included offenses of the murder charge; however, because the jury convicted the defendant of the murder charge, the jury, as instructed, did not return a verdict on either of the manslaughter charges.)

The defendant’s motion, as noted by the People in their answer, does not cite any specific authority, other than “double jeopardy,” for the court, after vacating the murder conviction due to ineffective assistance of counsel, now to review the sufficiency of the trial evidence and bar a retrial. However, CPL 210.20 (1) (e) specifically provides the authority, upon motion of a defendant, to dismiss an indictment or any count thereof on the ground that the prosecution is barred pursuant to CPL 40.20 by reason of a previous prosecution, and, further, CPL 210.20 (1) (h) allows for a dismissal based on the existence of some other legal impediment to the conviction other than what might be specifically covered in CPL 40.20.

The People assert that because this court’s prior decision vacating the murder conviction was based solely on a finding that the defendant received ineffective assistance of counsel, that decision does not now provide a basis to bar a retrial based on legally insufficient evidence despite the comments made by this court in that decision concerning the lack of evidence to show that the defendant intentionally shot anyone. This court agrees with the People’s position. Because the issue of the legal sufficiency of the evidence to sustain the murder charge was not before this court on the CPL 440 motion, whatever comments were made in that decision concerning the legal sufficiency of that evidence were dicta. What is now pending is a new motion requiring a review de novo of the legal sufficiency [196]*196of the evidence which, for the reasons to be discussed below, this court has a duty to decide.

First, it is without question, despite the lack of citation to statute or case law in the defense motion, that a trial court has the authority to consider a constitutional double jeopardy claim and bar a retrial if appropriate. Because a defendant’s right not to be retried in violation of double jeopardy principles would be violated not only by a conviction after the retrial but also by the very process and consequent ordeal of the retrial itself, a defendant whose pretrial double jeopardy claim is denied by a trial court may with some exceptions, nevertheless, obtain a writ of prohibition in state court to bar a retrial. (See e.g. Matter of Johnson v Morgenthau, 69 NY2d 148 [1987]; Matter of Rush v Mordue, 68 NY2d 348, 354 [1986]; Matter of Di Lorenzo v Murtagh, 36 NY2d 306, 309-310 [1975]; Matter of Kraemer v County Ct. of Suffolk County, 6 NY2d 363 [1959]; Matter of Hoffler v Jacon, 72 AD3d 1183 [3d Dept 2010]; Matter of Lazartes v Walsh, 36 AD3d 917 [2d Dept 2007].) If unsuccessful in barring the retrial in state court, a defendant may seek a writ of habeas corpus in federal court prior to the second trial taking place in order to vindicate the double jeopardy protection of the Federal Constitution. (See e.g. Greene v Massey, 437 US 19 [1978]; Sharpton v Turner, 964 F2d 1284, 1286 [2d Cir 1992]; Drayton v Hayes, 589 F2d 117, 121 [2d Cir 1979].)

If this court had denied the defendant’s CPL 440 motion to vacate the murder conviction, the defendant would have had an opportunity to raise on direct appeal both the issue of ineffective assistance of counsel as well as the present issue of the legal sufficiency of the evidence to support the murder conviction. It would have been possible on such an appeal for the defendant to have obtained a ruling that the evidence supporting the murder charge, and possibly also the lesser included manslaughter offenses, was indeed legally insufficient. In that event, there would have been no retrial. (See Burks v United States, 437 US 1 [1978] [where a defendant appeals seeking a new trial based on trial error and the reviewing court finds legally insufficient evidence to support the conviction, the double jeopardy clause bars a retrial, even though the defendant sought a retrial as a remedy on appeal].)

Because in this case the defendant was successful on his CPL 440 motion in vacating the murder conviction on grounds of ineffective assistance of counsel and the People chose not to take an appeal from that decision, it is the People’s position [197]*197that the defendant now must face retrial on the vacated murder charge without the trial court reviewing the sufficiency of the evidence at the first trial. However, there appears to be no sound policy reason why this court should not undertake the same review of the legal sufficiency of the evidence at the first trial convicting the defendant of murder that an appellate court would have undertaken on the defendant’s direct appeal if the murder conviction had been upheld on the defendant’s CPL 440 motion.

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Related

Burks v. United States
437 U.S. 1 (Supreme Court, 1978)
Greene v. Massey
437 U.S. 19 (Supreme Court, 1978)
MATTER OF SUAREZ v. Byrne
890 N.E.2d 201 (New York Court of Appeals, 2008)
Kraemer v. County Court
160 N.E.2d 633 (New York Court of Appeals, 1959)
Di Lorenzo v. Murtagh
327 N.E.2d 805 (New York Court of Appeals, 1975)
People v. Mayo
397 N.E.2d 1166 (New York Court of Appeals, 1979)
People v. Contes
454 N.E.2d 932 (New York Court of Appeals, 1983)
Rush v. Mordue
502 N.E.2d 170 (New York Court of Appeals, 1986)
Johnson v. Morgenthau
505 N.E.2d 240 (New York Court of Appeals, 1987)
Lazartes v. Walsh
36 A.D.3d 917 (Appellate Division of the Supreme Court of New York, 2007)
DiSimone v. Adler
67 A.D.3d 677 (Appellate Division of the Supreme Court of New York, 2009)
Hoffler v. Jacon
72 A.D.3d 1183 (Appellate Division of the Supreme Court of New York, 2010)
Rafferty v. Owens
82 A.D.2d 582 (Appellate Division of the Supreme Court of New York, 1981)
People v. Vasquez
142 A.D.2d 698 (Appellate Division of the Supreme Court of New York, 1988)

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Bluebook (online)
36 Misc. 3d 191, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-canales-nysupct-2012.