People v. Caldera CA1/3

CourtCalifornia Court of Appeal
DecidedFebruary 11, 2014
DocketA133906
StatusUnpublished

This text of People v. Caldera CA1/3 (People v. Caldera CA1/3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Caldera CA1/3, (Cal. Ct. App. 2014).

Opinion

Filed 2/11/14 P. v. Caldera CA1/3 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FIRST APPELLATE DISTRICT

DIVISION THREE

THE PEOPLE, Plaintiff and Respondent, v. A133906

MANUEL ANDRES CALDERA, (Contra Costa County Defendant and Appellant. Super. Ct. No. 1004720)

Manuel Caldera was found competent to stand trial and convicted of multiple forcible sex offenses against five victims. He contends the trial court committed reversible error when it allowed the prosecutor to question an expert psychiatric witness in front of the jury about the consequences of an incompetency verdict and later refused to suspend the proceedings for a second competency evaluation. He also contends the court erred when it refused to sever the counts concerning one of his victims for a separate trial, and when it imposed consecutive sentences on all counts. None of defendant’s contentions are meritorious, so we affirm. DISCUSSION In light of the nature of the issues raised in this appeal, we will address the facts and evidence as necessary in conjunction with the specific issues to which they pertain.

I. Competency Defendant raises two distinct issues concerning his competence to stand trial. He contends that, during his competency trial, the court erroneously permitted the prosecutor to cross-examine an expert psychiatric witness about the possible legal consequences of a finding that he was mentally incompetent to stand trial. He asserts the challenged questions suggested to the jury that if he were found incompetent he could evade punishment for his crimes, and therefore were unduly prejudicial. Defendant also argues the court erred when it later refused to hold a second competency hearing after he threatened, and allegedly attempted, to kill himself on the eve of trial. Neither contention is persuasive. A. Cross-Examination of Dr. Solomon i. Background The court appointed two psychologists to evaluate defendant after his attorney declared a doubt about his competency. Psychologist Allan Solomon interviewed defendant for about 45 minutes. He neither reviewed defendant’s psychiatric records nor administered any psychological tests, and could not recall at trial whether he read defendant’s police reports. Dr. Solomon concluded defendant was not competent to stand trial, “does not understand the seriousness of the current charges, and cannot assist counsel in forming an adequate defense as he firmly denies any memory of the preceding events. . . . . Based on the current examination, the defendant is judged to be a danger to himself and to others. The defendant is judged most likely to be suffering from a psychotic disorder, possibly Schizoaffective Schizophrenia, and will require long term treatment.” Psychologist Paul Good also evaluated defendant. Prior to interviewing defendant he spoke with the prosecution and defense counsel and reviewed the order authorizing the evaluation, the police reports, the information, and Dr. Solomon’s report. He then interviewed defendant and administered a battery of psychological tests. 2

Dr. Good’s observations and conclusions diverged markedly from Dr. Solomon’s. He observed that defendant claimed to have continual suicidal thoughts, auditory hallucinations, and no memory of his alleged crimes, yet he was able to provide a detailed personal history, his long-term memory was intact, and his thought process seemed concrete. The interview “was notable in terms of [defendant’s] inconsistency. He gave a reasonably coherent social history, revealing a capacity to recall some memories as a child with his family and at school, memories of violent experiences growing up in Richmond, memories of dropping out of high school, of working with his father and for a company called Bay Area Tree Care, memories of two serious girlfriends, recollections of his brother’s death due to Hepatitis, his own suicide gesture, and one or two psychiatric hospitalizations. He even recalled that he had been convicted and incarcerated for a DUI at 21 years of age, and then sent to DUI school. How is it possible for this man to remember so much of his personal history, including recalling his DUI offense, but to have absolutely no recollection of the numerous crimes for which he has been charged, and which stretch out over three years?” Dr. Good also observed that defendant was able to engage in goal-directed behavior evidenced by his lying to police and invoking his Miranda rights when arrested. On the basis of his interview and defendant’s results on six psychological tests, Dr. Good concluded defendant was malingering. “Overall, it may be that [defendant] has a severe mental illness, but whatever it is, he is now feigning ignorance of the legal process and exaggerating his psychotic symptomatology. He is not presenting himself in a genuine manner. [¶] Based on these findings, it is my opinion that [defendant] has more ability than he projects, and should be considered competent to be adjudicated at the present time.” Both psychologists testified at the competency trial. On cross-examination, the prosecutor asked Dr. Solomon whether there would be “very heavy implications” if an incompetent defendant were wrongly found competent and forced to go to trial. Dr. 3

Solomon agreed there would be. But, the doctor did not agree with the proposition that there were also “potentially serious consequences” if a competent defendant were erroneously adjudged incompetent. “I don’t agree with that, no. Because . . . in fact I think it’s the other way around. If they are judged incompetent, I think what should happen – and I know this doesn’t – what should happen is the person should be, you know, placed in some kind of mental health facility where they can be observed for an extensive period of time, perhaps try him on medication, and have a much more extensive evaluation, and then competence could be established. And that’s, you know, usually what happens in that case.” Dr. Solomon did not think the downside of misdiagnosing a competent person to be incompetent “is that severe, you know, really. I mean, I think, you know, at wors[t] they continue to be evaluated.” Pressed to explain, the doctor said there was “very little” downside to a false diagnosis of incompetence. “[I]t could . . . delay a court process. That’s unfortunate. But in terms of --- that’s about the only downside I see.” Dr. Solomon said he was not qualified to say whether there might be other adverse consequences of a misdiagnosis. He did not know whether causing a delay in the proceedings could be an incentive for a defendant to feign incompetency. He agreed that delay might benefit a defendant, but thought that possibility was “very speculative” with regard to this case. The prosecutor asked Dr. Solomon if he knew what happens if a defendant found to be incompetent is not restored to competency after three years. Outside the jury’s presence, defense counsel objected that the prosecutor was trying to suggest to the jury that defendant could go free after three years if he were found incompetent. The prosecutor argued that the question went to Dr. Solomon’s bias. “He said there’s no downside for finding someone – there’s very little downside for finding someone incompetent who’s not, and so I think that goes to his bias as to create a tendency to err

on the side of finding incompetency. So I think questioning him as to the consequences of what would happen and his familiarity with those, are proper scope.” The court agreed that Dr.

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People v. Caldera CA1/3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-caldera-ca13-calctapp-2014.