People v. Brown

191 Misc. 2d 97, 742 N.Y.S.2d 495, 2002 N.Y. Misc. LEXIS 269
CourtNew York Supreme Court
DecidedApril 2, 2002
StatusPublished
Cited by2 cases

This text of 191 Misc. 2d 97 (People v. Brown) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Brown, 191 Misc. 2d 97, 742 N.Y.S.2d 495, 2002 N.Y. Misc. LEXIS 269 (N.Y. Super. Ct. 2002).

Opinion

OPINION OF THE COURT

Timothy J. Flaherty, J.

At issue is whether it is within the discretion of the court to [98]*98compel a witness for the prosecution to submit to a psychological examination by an expert selected by the defense, as part of the discovery process, and if so, whether or not it is appropriate to do so in this case. For the reasons that follow, the court concludes that it does not have any such authority, and further concludes that it would be an inappropriate exercise of discretion under the factual circumstances at bar.

The defendant has been indicted for the crimes of rape in the first degree, sodomy in the first degree, three counts of sexual abuse in the first degree, burglary in the first degree and burglary in the second degree, all crimes arising out of an incident wherein it is alleged, according to the bill of particulars, that while the complainant was returning to her home from her place of employment the defendant approached her from behind, pushed her into her house, forced her into her bedroom, pulled her pants and panties off, raped and sodomized her and then threatened to kill her if she told anyone about the incident.

In compliance with an order of the Honorable Joseph Kevin McKay, dated July 23, 2001, the prosecutor turned over to the defense grand jury testimony of Dr. Don Lewittes wherein he stated that he had conducted a psychological examination of the complainant, a woman in her early twenties, concerning her competence to testify and concluded, inter alia, that she had the mental capacity of an eight year old.

The defendant now seeks further discovery relief, including an order directing the District Attorney to make the complaining witness available for a psychological examination by an expert of the defense’s choosing. The defense argues that such an examination is an essential component of their anticipated challenge to the witness’s testimonial capacity at trial under Criminal Procedure Law § 60.20.

The District Attorney opposes the application, arguing that the testimonial capacity of a witness at trial is within the exclusive purview of the court and that Dr. Lewittes’ conclusions concerning the complaining witness’ testimonial capacity in the grand jury have already been judicially reviewed and upheld by another judge as part of a prior motion to inspect the grand jury minutes. They further argue that this court has no authority to grant the relief sought, that such relief would work an unwarranted intrusion upon the witness and that the factual circumstances at bar do not warrant the relief sought.

It is true that, as a threshold matter, the testimonial capacity of a witness falls within the exclusive purview of the trial [99]*99court (People v Parks, 41 NY2d 36 [1976]; People v Byrnes, 33 NY2d 343 [1974]). But merely because a witness has been found qualified to take the oath does not, by itself, bar a further challenge to the witness’s mental capacity by the defense. As former Associate Judge Matthew J. Jasen wrote in Parks (supra at 47),

“While it is true that the question of witness competency is a matter of law to be determined by the court, it is the traditional and exclusive province of the jury to determine whether the witness’ testimony should be credited and, if so, what weight it should be accorded. In this case, the court ruled that the complainant was legally competent to testify. The jury, of course, has no authority to challenge that determination. The jury, however, can, in discharge of its appropriate function, find, as a matter of fact, that the testimony of the witness, truthful or not, was too weak to be given any credit * * * In order that the jury may accurately appreciate the nature of the witness’ infirmity, the trial court, in its sound discretion, may permit experts or others with personal knowledge of the witness to explain and describe the witness’ condition.”

Thus, without seeking to preempt what is ultimately a decision for the trial judge, the resolution of this aspect of the motion requires a preliminary conclusion by this court that the mental state of this witness would be an appropriate area of inquiry by the defense upon the trial of this defendant. This court so finds. Section 60.20 (2) of the Criminal Procedure Law mandates that a court determines the testimonial capacity of a witness who is less than nine years old. The District Attorney’s expert has concluded that this witness has the mental capacity of an eight year old. In the court’s view, this alone establishes, at least prima facie, the relevance of the issue at trial.

As to whether or not a psychological examination of the complaining witness is an appropriate or authorized discovery right is another matter entirely. Article 240 of the Criminal Procedure Law, the discovery statute, does not expressly authorize such a right and I know of no court which has held otherwise. Whether the absence of express statutory authority is fatal to the defendant’s application, however, is an unsettled question of law in this state.

In People v Earel (220 AD2d 899 [3d Dept 1995]), that Court was faced with the refusal of the lower court to grant a similar [100]*100request by the defense to conduct a psychological examination of the rape victim. The Appellate Division held that “in the absence of any express statutory provision County Court lacked the authority to order the examination requested by defendant.” (Earel, supra, 220 AD2d 899, 900 [3d Dept 1995].) The Court of Appeals affirmed the order of the Appellate Division although it declined to reach the question of whether the lower court lacked the authority to grant the relief sought (People v Earel, 89 NY2d 960 [1997]).

The Appellate Division, Second Department, has not expressly passed on the question of the authority of the lower court to grant such an application. It has, however, on at least one occasion, upheld the refusal of a trial court to permit a psychiatric examination of a rape victim. In People v Baier (73 AD2d 649, 650 [2d Dept 1979]), the Court held that the “trial court committed no error in its denial of an examination of the complainant by either a court-appointed psychiatrist or a defense psychiatrist.” The Court went on to observe that “while the complainant’s credibility is in issue, she herself is not on trial, and a balance consequently must be struck between the necessity to protect the rights of the mentally impaired, and the right of the defendant to a fair trial (compare Matter of Brown v Ristich, 36 NY2d 183, 191-192, with People v Al-Kanani, 33 NY2d 260, 264)” (Baier, supra at 650-651).

Whether or not this court is bound by the express holding of the Third Department in Earel (supra) is itself problematical. In Mountain View Coach Lines v Storms (102 AD2d 663, 664 [2d Dept 1984]), that Court observed in dicta that, “the doctrine of stare decisis requires trial courts in this department to follow precedents set by the Appellate Division of another department until the Court of Appeals or this court pronounces a contrary rule.” (Citations omitted.) But since the Second Department has not yet considered the Third Department’s holding in Earel, it is at least arguable that the “rule” in this Department is the balancing test set forth in Baier. Therefore, this court does not believe that it is bound by Earel

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Bluebook (online)
191 Misc. 2d 97, 742 N.Y.S.2d 495, 2002 N.Y. Misc. LEXIS 269, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-brown-nysupct-2002.