People v. Bronstein

964 P.2d 514, 98 Colo. J. C.A.R. 4438, 1998 Colo. LEXIS 592, 1998 WL 552733
CourtSupreme Court of Colorado
DecidedAugust 31, 1998
Docket98SA121
StatusPublished
Cited by5 cases

This text of 964 P.2d 514 (People v. Bronstein) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Bronstein, 964 P.2d 514, 98 Colo. J. C.A.R. 4438, 1998 Colo. LEXIS 592, 1998 WL 552733 (Colo. 1998).

Opinion

PER CURIAM.

The respondent in this lawyer discipline case, Daniel Evan Bronstein, retained attorney fees he received from clients that rightfully belonged to his law firm. A hearing panel of the supreme court grievance committee approved the findings and recommendation of a hearing board that Bronstein be suspended from the practice of law for one year and one day. We accept the panel’s recommendation.

I.

Bronstein was admitted to practice law in this state in 1990. Two formal complaints, Nos. GC96A-76 and GC97A-33, are involved in this case. The parties submitted an unconditional stipulation of facts to the hearing board. Based on the stipulation and the evidence presented, the board made the following findings by clear and convincing evidence.

A No. GC95A-76

In April 1994, Bronstein resigned from the law firm of Dill, Dill, Carr, Stonbraker & Hutchings, P.C. (Dill & Dill). He was hired by the law firm of Cook & Lee, P.C. (Cook & Lee). Bronstein’s base salary at Dill & Dill was $42,000 plus bonuses. His gross income *515 during his last year at Dill & Dill was about $68,000.

Bronstein brought some criminal and domestic cases with him when he started at Cook & Lee. Both Dill & Dill and Cook & Lee agreed to allow Bronstein to handle the cases he took with him. Although there was no written agreement with Cook & 'Lee regarding the cases he brought, the' parties understood that all fees paid by the clients in those cases would go to Cook & Lee and not to Bronstein individually. He was paid by Cook & Lee on a straight annual salary of $42,000, in addition to potential bonuses as cases settled.

Shortly after starting work, Bronstein told Cook & Lee’s office receptionist that he would open his own mail. He advised the file clerk that he would do his own fifing. In August 1994, the receptionist opened an envelope addressed to Cook & Lee from Mile High Flea Market, one of the clients Bron-stein had brought with him from Dill & Dill. A check for $1,700 was enclosed, made payable to “Cook & Lee, P.C.” The bookkeeper made a copy of the check and left the original in Bronstein’s box.

When Bronstein did not return the check to the bookkeeper for several weeks, she informed Cook & Lee. She also told them that Bronstein had only given her the first month’s billing slips or statements for the cases he had brought to the firm, and none thereafter. Bronstein generated his own billing because the firm limited itself to taking contingent fee cases and did not send monthly billings to their clients.

Wdien Lee questioned Bronstein about the $1,700 check, he said he did not remember seeing the check and did not know what had happened to it, but he would look into it. Later, the firm learned that Bronstein had taken the original check to Mile High and asked them to type in his name as an additional payee. He then endorsed the check and deposited it into his personal account.

A few days later, Bronstein turned over a certified check to Cook & Lee in the amount of $1,700. He claimed Mile High had reissued the check at his request. In fact, Mile High was unaware of the new check. In December 1994, another client tendered a check for $1,000 made payable to Bronstein as an advance fee in a criminal matter. The receptionist made a copy of the check and put the original in Bronstein’s box. Several weeks passed, and the check was not turned over to the bookkeeper for deposit.

At this point, Cook initiated an investigation. He discovered that the original $1,700 check from Mile High had Bronstein’s name typed above “Cook & Lee, P.C.” as payee. He also saw that the check had been endorsed by Bronstein and was deposited in his personal checking account.- When he reviewed some of the files that Bronstein had brought with him, he learned that Bronstein had been billing and receiving fees on his own and not reporting the fees to the firm. In all but one of the cases, the Quigley case, Bronstein billed on an hourly basis.

On January 16, 1995, the partners confronted Bronstein with the $1,700 check from Mile High. Bronstein admitted depositing the check into his personal account, but denied altering it. WTien shown the copy of original check the bookkeeper had made, he stated that he had requested the client to type his name on the check. Bronstein also admitted that he had kept fees in other cases billed on an hourly basis. The next day, Bronstein handed Cook a list of fee receipts totaling approximately $12,000 that he had not turned over to the law firm. He gave Cook a check made payable to the firm for $12,000. Bron-stein also submitted his resignation, effective immediately. He was allowed to take some cases with him. Bronstein later gave Cook & Lee additional funds that he discovered he owed the firm for eases he had handled and billed while employed by the firm.

Bronstein stipulated, and the hearing board found, that the foregoing conduct violated Colo. RPC 8.4(c) (engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation); and Colo. RPC 8.4(h) (engaging in conduct adversely reflecting on the fitness to practice law).

B. No. 97A-33

Wdien Bronstein brought clients with him from Dill & Dill, the agreement with Cook & *516 Lee provided that Bronstein’s new firm would pay Dill & Dill a portion of the attorney fees paid to them by the transferred clients, depending on the amount of work done by Bronstein at Dill & Dill. This arrangement was reduced to a written agreement between Bronstein and Dill & Dill on April 25,1994.

Several months after Bronstein resigned from Cook & Lee, Dill & Dill made a demand on Cook & Lee for attorney fees arising from cases that had been transferred to Cook & Lee and which remained with them after Bronstein’s termination. On October 22, 1996, Dill & Dill notified Cook & Lee that their former client, Joe Quigley, had paid Bronstein $3,000 “under the table” the previous November. They demanded 80% of the $3,000, pursuant to their agreement with Bronstein. Cook & Lee paid this amount after Bronstein told them that the $3,000 was included in the $12,000 payment he had made in January 1995.

During the investigation of this case by the Office of Disciplinary Counsel, Bronstein told the investigative counsel that the $3,000 payment was a bonus, in addition to actual fees. Although he knew it was not a bonus, Bron-stein now claims that he intended ultimately to reimburse Cook & Lee in that amount once work on all of the Quigley projects was completed. In any event, Bronstein admits that his conduct in the Quigley matter violated Colo. RPC 8.4(c) (conduct involving dishonesty, fraud, deceit, or misrepresentation); and Colo. RPC 8.4(h) (conduct adversely reflecting on the fitness to practice law). In addition, he has stipulated that he did not comply with Chapter 23.3 of the Colorado Rules of Civil Procedure, “Rules Governing Contingent Fees,” because he faded to advise Quigley of the nature of other types of possible fee arrangements and did not reduce the contingent fee agreement to writing.

II. „

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Bluebook (online)
964 P.2d 514, 98 Colo. J. C.A.R. 4438, 1998 Colo. LEXIS 592, 1998 WL 552733, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-bronstein-colo-1998.