People v. Broderick

43 Misc. 2d 1014, 252 N.Y.S.2d 838, 1964 N.Y. Misc. LEXIS 1426
CourtNew York Supreme Court
DecidedSeptember 24, 1964
StatusPublished
Cited by2 cases

This text of 43 Misc. 2d 1014 (People v. Broderick) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Broderick, 43 Misc. 2d 1014, 252 N.Y.S.2d 838, 1964 N.Y. Misc. LEXIS 1426 (N.Y. Super. Ct. 1964).

Opinion

Miles F. McDonald, J.

This is an application for an order to resentence the defendant as a second felony offender rather than a third felony offender upon a judgment dated April 29, 1960, which convicted defendant on his own plea of guilty of attempted possession of burglar’s tools as a felony and sentenced the defendant as a third felony offender to a term of imprisonment of 5 to 7 years.

It is well to note that even if this defendant is successful on this application and resentenced as a second felony offender instead of a third felony offender, the court would not be compelled to reduce the sentence. The sentence imposed upon a second felony offender would be the same as heretofore imposed. The apparent purpose of the making of the present application is an attempt by the defendant to avoid facing conviction as a fourth felony offender should he after his release prepare himself for a further career in crime.

The present application was instituted by the defendant in person by petition based upon an averment that the defendant’s conviction on his own plea of guilty in the District Court for the Third Judicial District, Lancaster County, Nebraska, of the crime of forgery on December 4,1951, was obtained in violation of his constitutional rights. The defendant claims that he was not advised of his right to counsel and did not understandingly and intelligently waive such right.

The defendant relies upon the recent decision of the Appellate Division, First Department, in People v. Cornish (21 A D 2d 280) in which the court held that the amendment to section 1943 of the Penal Law (L. 1964, ch. 446) is retrospective in [1016]*1016effect, and that therefore the defendant making allegations such as are here made, upon a rdotion of the instant kind, shall have the question of the constitutionality of the prior foreign judgment adjudicated in this court.

The instant application was granted to the extent that the matter be set down for a hearing before this court on August 24, 1964, and an order was made and entered July 22,1964 directing that the defendant be produced in this court for a hearing. The court assigned Anthony F. Marra, Esq., of the Legal Aid Society to represent the defendant. A full and complete hearing was held by this court on August 24,1964, at which hearing the defendant testified and offered his proof concerning the allegations set forth in his petition.

Prior to the amendment to section 1943 of the Penal Law, a defendant could not in this State challenge the validity of the judgment of a court of another State by coram nobis or by habeas corpus (People v. McCullough, 300 N. Y. 107; People v. Wilson, 13 N Y 2d 277).

The amendment to section 1943 provides that an accused multiple offender must be advised of his right to challenge a previous out-of-State conviction as being unconstitutional at the time he is arraigned as a multiple offender; and if he objects the court must determine the matter ‘1 without empanelling a jury.” It is further provided that the failure of the person accused to challenge a previous conviction constitutes ‘ ‘ a waiver on his part of any allegation of unconstitutionality unless good cause be shown for his failure to make timely chállenge.”

The first question to be determined is whether or not the People or the defendant have the burden of proof to establish the constitutionality or unconstitutionality of the out-of-State conviction. Second, what standard of proof is required? This court is of the opinion that the remedy now given to a defendant arraigned on an information charging him with being a multiple offender to challenge an out-of-State conviction gives him no greater right than would be given to him if he were to attack by way of writ of error coram nobis a prior felony conviction obtained in a court of this State. In a coram nobis proceeding attacking such conviction, the burden of. proof would be on the defendant. . Once a. hearing is granted, ihe'-defeiidant would'fiave the burden of proving a deprivation 'of his" constitutional -"rights [People v. Oddo, 283 App. Div. 497; People v. Chait, 7 A D 2d 399, affd. 6 N Y 2d 855). His contentions' would have ■ to be' established clearly and convincingly by a. preponderance of the credible evidence.

[1017]*1017In People v. Chait (supra, pp. 401-402) the court stated:

The burden is at times a heavy one, and appropriately so, for judgments of long standing are not lightly to be overturned years, or even, as in this case, more than a generation after the event, when witnesses may no longer be available or can no longer be expected to recall the circumstances surrounding the entry of judgment in one particular ease. This holds true especially for the People’s witnesses, who are usually judicial or nonjudicial court personnel involved in the processing of thousands of cases in the intervening period of time.
“ The very existence of the judgment in and of itself gives rise to a strong presumption of regularity — a presumption that those charged with the administration of justice have performed their duties properly (People ex rel. Asaro v. Morhous, 268 App. Div. 1016, appeal dismissed 294 N. Y. 694; People v. Lake, 190 Misc. 794, appeal dismissed 299 N. Y. 675). Such a presumption will give way only to substantial contrary evidence (People v. Richetti, 302 N. Y. 290, 298).
‘1 In the event that such proof is submitted by a petitioner destructive of the presumption that the constitutional proprieties were observed, the People can no longer rely on the fact of the conviction itself, but must come forward with independent evidence to sustain its regularity (Matter of Bojinoff v. People, 299 N. Y. 145, 150, 151, supra,). Such evidence may consist of stenographic minutes, docket entries, testimony of participating parties, or independent recollection. (See Frank, Coram Nobis, § 4.02, subd. [b].) If the additional evidence tends to support the regularity of the judgment, the petitioner must then establish failure to afford him the rights and protection guaranteed him by State and Federal Constitutions and statutes by a preponderance of the entire evidence. The facts in every case must be tested against these standards.”

The factual question that the court is called upon to determine is whether the defendant was in fact advised of his right to counsel and that he consciously and knowingly waived such right, being cognizant of his constitutional rights to have counsel appointed for him.

It is well settled that a waiver of the right to counsel must be made ‘ ‘ understanding^ competently and intelligently” (Matter of Bojinoff v. People, 299 N. Y. 145, 151; Johnson v. Zerbst, 304 U. S. 458 ; Von Moltke v. Gillies, 332 U. S. 708, 729 ; People v. Richetti, 302 N. Y. 290). The defendant, in waiving, must act “ affirmatively, voluntarily and consciously.” (People v. Guariglia, 303 N. Y. 338, 342.) There is in law a presumption [1018]

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Related

People v. Lasky
286 N.E.2d 712 (New York Court of Appeals, 1972)
People v. Broderick
24 A.D.2d 638 (Appellate Division of the Supreme Court of New York, 1965)

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Bluebook (online)
43 Misc. 2d 1014, 252 N.Y.S.2d 838, 1964 N.Y. Misc. LEXIS 1426, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-broderick-nysupct-1964.