NOTICE 2026 IL App (4th) 250536-U FILED This Order was filed under Supreme Court Rule 23 and is March 24, 2026 NO. 4-25-0536 Carla Bender not precedent except in the limited circumstances allowed 4th District Appellate under Rule 23(e)(1). IN THE APPELLATE COURT Court, IL
OF ILLINOIS
FOURTH DISTRICT
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the Plaintiff-Appellee, ) Circuit Court of v. ) Peoria County RICKEY BRITTON, ) No. 22CF316 Defendant-Appellant. ) ) Honorable ) Sean W. Donahue and ) Suzanne L. Patton, ) Judges Presiding.
PRESIDING JUSTICE STEIGMANN delivered the judgment of the court. Justices Doherty and Harris concurred in the judgment.
ORDER
¶1 Held: The appellate court affirmed the trial court’s denial of defendant’s motion to withdraw his guilty plea or to reconsider his sentence where the court properly admonished him about the possibility he could receive an extended-term sentence at the time of his plea, defendant could not show he was prejudiced by his counsel’s failure to challenge the lack of a factual basis to support his plea, and his attorneys’ noncompliance with Illinois Supreme Court Rule 604(d) (eff. Apr. 15, 2024) for failing to amend the motion to withdraw did not warrant remand where none of the arguments defendant sought to include in the motion had merit.
¶2 In December 2022, defendant, Rickey Britton, pleaded guilty to unlawful
possession of a controlled substance, a Class 4 felony (720 ILCS 570/402(c) (West 2022)).
Pursuant to his plea agreement, defendant was admitted into the Peoria County drug court program.
In 2024, defendant was unsuccessfully discharged from the drug court program and sentenced to
six years in prison.
¶3 Defendant appeals, arguing (1) the trial court failed to properly admonish him that he was eligible for an extended-term sentence at the time of his guilty plea, (2) the court improperly
accepted his guilty plea based upon the parties’ stipulated factual basis, and (3) his postplea
counsel failed to strictly comply with Illinois Supreme Court Rule 604(d) (eff. Apr. 15, 2024).
¶4 We disagree and affirm.
¶5 I. BACKGROUND
¶6 A. The Charge and Guilty Plea
¶7 In May 2022, the State charged defendant with unlawful possession of a controlled
substance, a Class 4 felony (720 ILCS 570/402(c) (West 2022)), alleging that on April 14, 2022,
defendant knowingly possessed cocaine.
¶8 In December 2022, defendant informed the trial court, the Honorable Sean W.
Donahue presiding, he intended to plead guilty to the charged offense pursuant to a fully negotiated
plea agreement. Per the agreement, in exchange for pleading guilty to unlawful possession of a
controlled substance, defendant would be admitted to the drug court program, and his case would
be dismissed if he successfully completed that program. The State also agreed to dismiss Peoria
County case No. 22-MT-610, which was also pending against defendant.
¶9 Before the trial court accepted defendant’s guilty plea, defendant acknowledged
that he had discussed the plea agreement with his counsel and was satisfied with counsel’s services.
The court informed defendant that if he were sentenced to the Illinois Department of Corrections,
“that sentence could be one to three years, one to six years of [sic] extended term eligible.” When
the court asked if defendant understood the minimum and maximum penalties, defendant
responded, “Yeah, one to three.” The court reiterated, “One to six if you’re extended term eligible.”
Defendant commented, “Yeah, if I’m extended, though.” After the court repeated, “So one to three
if you’re not extended term eligible, one to six if you’re extended term eligible,” the court asked
-2- if defendant understood “the possible effects and consequences of your plea[ ] of guilty, including
the possible maximum sentence[ ].” Defendant answered, “Yes.”
¶ 10 Thereafter, defendant’s plea counsel stipulated that a factual basis existed for
defendant’s plea. Accordingly, the trial court found a factual basis existed and confirmed with
defendant that (1) he was pleading guilty of his own free will, (2) no one threatened him to procure
his plea, and (3) no one promised him anything other than his plea agreement for pleading guilty.
The court then accepted defendant’s guilty plea and admitted him into the Peoria County drug
court program.
¶ 11 B. Defendant’s Sentencing
¶ 12 In January 2024, the State filed a motion to sentence defendant, asserting that on
several occasions in 2023, defendant tested positive for alcohol or cocaine and missed drug tests.
The State also alleged defendant had been arrested for robbery in December 2023. In July 2024,
the State filed an amended motion to sentence defendant after he was charged with domestic
battery, and, in September 2024, it filed a second amended motion to sentence defendant after he
was charged with violating an order of protection.
¶ 13 At the hearing on the State’s motion to sentence defendant, the State presented
evidence that defendant had tested positive for alcohol or cocaine on 21 occasions from April 2023
to December 2023. During that same period, defendant missed urinalysis tests on eight occasions.
The trial court, the Honorable Suzanne L. Patton presiding, found defendant was not performing
satisfactorily in the drug court program and terminated his participation. The court ordered a
presentence investigation report (PSI) and scheduled a sentencing hearing.
¶ 14 In October 2024, the trial court conducted defendant’s sentencing hearing, at which
the PSI was admitted. The PSI reported that since 1991, defendant had been convicted of 14
-3- misdemeanors and 6 felonies. Defendant’s convictions included the Class 3 felonies of aggravated
battery in 2018 and attempted robbery in 2013. The PSI also showed defendant had attended three
years of high school in the special education curriculum, earning mostly “Ds” and “Fs.” Defendant
was diagnosed with schizophrenia in 1994 and bipolar disorder in 2019. Defendant reported
regularly consuming alcohol beginning at age 14 and regularly using marijuana and cocaine at age
17.
¶ 15 The State recommended a prison sentence of five to six years due to defendant’s
substantial criminal history. In mitigation, defendant’s sentencing counsel argued that defendant
had been diagnosed with an intellectual disability and schizophrenia and had put forth a genuine
effort in the drug court program. Counsel recommended that the trial court sentence defendant “on
the lower-end of three years.”
¶ 16 Ultimately, the trial court sentenced defendant to six years in prison.
¶ 17 C. Defendant’s Motion To Withdraw His Guilty Plea or Reconsider His Sentence
¶ 18 In November 2024, defendant filed a motion to withdraw his guilty plea or, in the
alternative, to reconsider his sentence. Defendant argued that his extended-term sentence of six
years in prison was void because the charging instrument did not provide notice of the State’s
intent to seek an extended term sentence pursuant to section 111-3(c) of the Code of Criminal
Procedure of 1963 (Procedure Code) (725 ILCS 5/111-3(c) (West 2024)). He further asserted that
“the guilty plea did not include *** any notice that the State intended to seek an extended term
sentence.” With the motion, defendant’s sentencing counsel filed a facially compliant Rule 604(d)
certificate stating she consulted with defendant, examined the record, and made any amendments
to the motion to withdraw defendant’s plea or reconsider his sentence necessary for the adequate
presentation of any errors. See Ill. S. Ct. R. 604(d) (eff. Apr. 15, 2024).
-4- ¶ 19 In April 2025, new counsel filed a second facially complaint Rule 604(d)
certificate, which asserted she also consulted with defendant, examined the record, and made any
necessary amendments. Defendant’s postsentencing counsel did not file a new motion to withdraw
defendant’s guilty plea or reconsider his sentence.
¶ 20 The trial court conducted a hearing on defendant’s motion in April 2025. At the
hearing, postsentencing counsel informed the court she was proceeding only on the request to
reconsider defendant’s sentence. To that end, postsentencing counsel argued only that the sentence
imposed was excessive because the court improperly weighed the factors in aggravation. The court
denied defendant’s motion.
¶ 21 This appeal followed.
¶ 22 II. ANALYSIS
¶ 23 Defendant appeals, arguing (1) the trial court erred by failing to properly admonish
him of the maximum sentence he faced, (2) the court erred by accepting his plea based solely upon
the parties’ stipulated factual basis, and (3) his sentencing and postsentencing counsel failed to
strictly comply with Rule 604(d).
¶ 24 We disagree and affirm.
¶ 25 A. Whether the Trial Court Properly Admonished Defendant About
the Possibility of an Extended-Term Sentence
¶ 26 Defendant first argues the trial court failed to properly admonish him of the
minimum and maximum sentences he faced by pleading guilty. Specifically, he contends the court
did not effectively inform him of the possibility he could receive an extended-term prison sentence
because the court admonished him only that he faced a potential sentence of one to six years “if”
he was extended-term eligible. He claims the court’s use of the conditional term “if” rendered the
-5- admonition too speculative and the court was required to inform him whether he was in fact
extended-term eligible. We disagree.
¶ 27 1. The Applicable Law and Standard of Review
¶ 28 “In order to satisfy due process, a guilty plea must be affirmatively shown to have
been made voluntarily and intelligently.” People v. Burt, 168 Ill. 2d 49, 64 (1995). Illinois Supreme
Court Rule 402 (eff. July 1, 2012) was adopted to ensure adherence with these due process
requirements. Burt, 168 Ill. 2d at 64. Rule 402(a)(2) provides that before a court accepts a
defendant’s guilty plea, the court must inform the defendant of and determine that he or she
understands “the minimum and maximum sentence prescribed by law, including, when applicable,
the penalty to which the defendant may be subjected because of prior convictions or consecutive
sentences.” Ill. S. Ct. R. 402(a)(2) (eff. July 1, 2012).
¶ 29 When a trial court fails to substantially comply with Rule 402(a)(2), a defendant’s
guilty plea is rendered involuntary. People v. Wills, 251 Ill. App. 3d 640, 643 (1993). Moreover,
if the court’s failure to properly admonish the defendant regarding the minimum and maximum
sentence the defendant faces “results in the denial of ‘real justice’ or prejudice to the defendant,
the reviewing court should vacate the defendant’s guilty plea and allow the defendant to plead
anew.” People v. Harris, 359 Ill. App. 3d 931, 936 (2005) (quoting People v. Blankley, 319 Ill.
App. 3d 996, 1007 (2001)).
¶ 30 Defendant concedes he failed to preserve this issue because (1) no objection was
raised in the trial court contending he was not properly admonished of the minimum and maximum
sentences he faced and (2) the issue was not included in his motion to withdraw his guilty plea or
reconsider his sentence. See People v. Hillier, 237 Ill. 2d 539, 544 (2010) (“It is well settled that,
to preserve a claim of sentencing error, both a contemporaneous objection and a written
-6- postsentencing motion raising the issue are required.”); People v. Ratliff, 2024 IL 129356, ¶¶ 20,
28 (noting the defendant’s omission of the issue raised on appeal in his postplea motion resulted
in waiver of the issue).
¶ 31 To circumvent his waiver, defendant asserts his counsel provided ineffective
assistance in relation to this issue. We review claims of ineffective assistance of counsel under the
standard set forth in Strickland v. Washington, 466 U.S. 668 (1984). People v. Jones, 2023 IL
127810, ¶ 51. A defendant must establish both (1) counsel’s performance fell below an objective
standard of reasonableness and (2) there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different. Id. Generally,
matters of trial strategy are immune from claims of ineffective assistance of counsel. Id. The failure
to satisfy either prong of the Strickland test defeats the defendant’s claim counsel was ineffective.
People v. Enis, 194 Ill. 2d 361, 377 (2000).
¶ 32 2. This Case
¶ 33 On appeal, defendant argues his plea, sentencing, and postsentencing attorneys
provided ineffective assistance by failing to preserve his claim the trial court failed to properly
admonish him of the maximum sentence he faced by neglecting to inform him he was, in fact,
extended-term eligible. Specifically, he contends (1) plea counsel was ineffective for failing to
alert the court that defendant had a criminal history that made him eligible for an extended-term
sentence, (2) sentencing counsel was ineffective because she did not raise plea counsel’s
ineffectiveness in defendant’s motion to withdraw his plea, and (3) postsentencing counsel was
ineffective for failing to amend defendant’s motion to withdraw his plea to include a claim about
plea counsel’s ineffectiveness.
¶ 34 The State responds defendant’s claim of ineffective assistance is waived and, in any
-7- event, meritless.
¶ 35 Section 5-5-3.2(b)(1) of the Unified Code of Corrections (Corrections Code) (730
ILCS 5/5-5-3.2(b)(1) (West 2024)) provides that a trial court may impose an extended term
sentence upon a defendant convicted of a felony after having been convicted, within the previous
10 years, of a felony of the same or greater class. However, if the conviction was pursuant to the
defendant’s guilty plea, “it shall appear on the record that the plea was entered with the defendant’s
knowledge that [an extended-term sentence] was a possibility.” Id. § 5-8-2(b).
¶ 36 As an initial matter, we agree with the State that defendant waived his claim plea
counsel provided ineffective assistance. Rule 604(d) provides, “Upon appeal any issue not raised
by the defendant in the motion to reconsider the sentence or withdraw the plea of guilty and vacate
the judgment shall be deemed waived.” Ill. S. Ct. R. 604(d) (eff. Apr. 15, 2024). This rule applies
even when the issue a defendant seeks to raise is a sentencing error or a claim of ineffective
assistance of counsel. See People v. Davis, 175 Ill. App. 3d 1006, 1008 (1988) (noting waiver due
to failure to include an issue in a motion to withdraw a guilty plea “applies even where the issue
sought to be raised concerns only a sentencing error”); People v. Bien, 277 Ill. App. 3d 744, 751
(1996) (concluding the claim of ineffective assistance of counsel not included in the defendant’s
motion to withdraw his guilty plea was waived).
¶ 37 Here, defendant’s motion to withdraw did not include a claim that his plea counsel
provided ineffective assistance by failing to inform the trial court that defendant’s criminal history
made him eligible for an extended-term sentence. Accordingly, defendant waived that issue. Bien,
277 Ill. App. 3d at 751.
¶ 38 Waiver aside, we conclude that defendant’s claim that his attorneys’ failure to
preserve this issue amounted to ineffective assistance is meritless. As support for his argument that
-8- his attorneys should have raised the claim that the trial court did not sufficiently inform him of the
maximum sentence he faced, defendant relies on People v. Taylor, 368 Ill. App. 3d 703 (2006).
¶ 39 In Taylor, the defendant pleaded guilty to aggravated battery and criminal trespass
to a residence. Id. at 704. At the guilty plea hearing, the trial court informed the defendant that
aggravated battery was “ ‘punishable by a term in prison of 2 to 5 years ***. If extended term
applies, it’s 2 to 10 years.’ ” Id. Similarly, as to criminal trespass to a residence, the court informed
the defendant, “ ‘If extended term applies, the term is instead of 1 to 3 years in prison, it’s 1 to 6
years in prison.’ ” Id. The court sentenced the defendant to probation, which was later revoked. Id.
at 705. Following the revocation of probation, the court sentenced the defendant to concurrent,
extended-term sentences of imprisonment. Id. at 706.
¶ 40 On appeal, the defendant argued the trial court violated section 5-8-2(b) of the
Corrections Code by imposing an extended-term sentence without first properly admonishing him
that an extended-term sentence was possible before accepting his guilty plea. Id. at 706. The
Second District Appellate Court agreed, reasoning the trial court informed the defendant only that
he could receive sentences of 2 to 10 years and 1 to 6 years “ ‘[i]f extended term applies.’ ”
(Emphasis omitted.) Id. at 708. The court determined the use of the conditional term “if” “leaves
a defendant to speculate whether an extended-term sentence is indeed possible in his case,” such
that section 5-8-2(b) was not satisfied. Id.
¶ 41 The dissent in Taylor disagreed with the majority’s conclusion, concluding that the
trial court complied with section 5-8-2-(b). The dissent reasoned, “by using the term ‘if,’ the trial
court specifically indicated that extended-term sentencing may or may not apply and, thus,
suggested that it was a possibility for defendant.” Id. at 711 (Kapala, J., dissenting in part).
¶ 42 Defendant acknowledges this court has expressed agreement with the dissent in
-9- Taylor. For example, in People v. Taylor, 2022 IL App (4th) 210614-U, ¶ 5, the trial court
informed the defendant, who was charged with unlawful possession of a controlled substance
containing morphine, he had been charged with a “ ‘Class 4 felony that carries possible penalties
that include one to six years in the Illinois Department of Corrections.’ ” The defendant pleaded
guilty to the offense and was sentenced to probation. Id. ¶ 7. The defendant’s probation was later
revoked, and he was sentenced to six years in prison. Id. ¶¶ 8-9.
¶ 43 On appeal, the defendant argued the trial court imposed an unauthorized
extended-term sentence in violation of section 5-8-2 because the record did not show he knew he
could be subject to an extended-term sentence. Id. ¶ 29. This court rejected that argument. We
noted our agreement with the dissent in Taylor and explained section 5-8-2(b) “requires only that
a defendant know an extended-term sentence is a possibility before pleading guilty; it does not
require that the trial court use any specific language when admonishing a defendant.” Id. ¶ 35. We
thus concluded that because the court noted he faced a potential penalty of one to six years in
prison, the court sufficiently “provided defendant with the knowledge that an extended-term
sentence was a possibility.” Id.
¶ 44 Similarly, in People v. Barnes, 2025 IL App (4th) 241516-U, ¶¶ 2, 5, the defendant
pleaded guilty pursuant to a plea agreement to, among other things, possession of
methamphetamine in two different cases and to possession of a stolen vehicle. In exchange, the
defendant would be accepted into the Henry County drug court program. Id. ¶ 5. The trial court
informed the defendant the potential penalty for possessing methamphetamine was imprisonment
“ ‘for a period of two to five years, up to ten years if you’re extended-term eligible.’ ” Id. The court
also informed the defendant the potential sentence for possessing a stolen vehicle was
imprisonment for “ ‘three to seven years, up to 14 years if you’re extended-term eligible.’ ” Id.
- 10 - The court accepted the defendant’s plea and admitted him to the drug court program, but the
defendant was later terminated from the program and sentenced to three concurrent eight-year
prison terms. Id. ¶¶ 8, 17, 21.
¶ 45 On appeal, the defendant argued the trial court’s use of the conditional language
“ ‘if you’re extended-term eligible’ ” when explaining the potential sentences he faced rendered
the admonitions too speculative to comply with section 5-8-2(b). Id. ¶¶ 5, 29. This court, reiterating
our agreement with the dissent in Taylor, rejected the defendant’s argument and concluded the
trial court sufficiently informed the defendant that an extended-term sentence was a possibility,
despite the use of conditional language. Id. ¶ 34. We explained a “possibility” was “something that
may or may not happen” and the court’s use of the term “if” “did not remove the specter of the
possibility that defendant was eligible for an extended-term sentence.” Id. Instead, the term “was
an indicative conditional statement about a possible set of future sentencing consequences,” such
that its use satisfied section 5-8-2(b). Id. ¶ 36.
¶ 46 Although defendant acknowledges we have agreed with the reasoning of the dissent
in Taylor, he urges us to reassess that agreement and to “reconsider” our determination in Barnes
that section 5-8-2(b) is satisfied even when admonishments regarding extended-term sentences use
conditional language. He argues that when conditional language is used while admonishing
defendants about extended-term sentences, defendants may not “fully comprehend” when such
sentences “would apply to them.” This argument is unconvincing.
¶ 47 Certainly, the best practice for trial courts and parties would be to make sentencing
matters as clear as possible. Ideally, this would include the parties informing the court about
whether the defendant is in fact eligible for an extended-term sentence, such that the court can
provide explicit admonishments about the precise sentence the defendant faces. However, the
- 11 - “primary objective of statutory construction is to ascertain and give effect to the true intent of the
legislature,” and the best indicator of legislative intent is the “language of the statute, given its
plain and ordinary meaning.” People v. Clark, 2019 IL 122891, ¶¶ 18, 20.
¶ 48 As we stated in Barnes, the dissent in Taylor properly noted that “possibility,” as
used in section 5-8-2(b), refers to “something that may or may not happen.” Barnes, 2025 IL App
(4th) 241516-U, ¶ 34 (citing Taylor, 368 Ill. App. 3d at 711 (Kapala, J., dissenting in part)); see
Black’s Law Dictionary (12th ed. 2024) (defining “possibility” as “[t]he chance that something is
or might be true, or that something might or will happen”); see also People v. Hill, 409 Ill. App.
3d 451, 454 (2011) (“The ordinary and popularly understood meaning of a word may be
determined by utilizing the dictionary definition.”). Accordingly, a trial court’s use of the term “if”
when admonishing a defendant about a possible extended-term sentence does not negate the
possibility of that sentence but affirms it for purposes of section 5-8-2(b). See Barnes, 2025 IL
App (4th) 241516-U, ¶ 36 (“[B]y the very nature of using ‘if,’ the court created a possibility.”).
Because defendant has provided no convincing reason for us to depart from Barnes and Taylor,
we decline to do so.
¶ 49 In light of the foregoing, the record in this case establishes the trial court complied
with section 5-8-2(b). The court informed defendant that by pleading guilty, he faced a sentence
of imprisonment for “one to three [years] if you’re not extended term eligible, one to six [years] if
you’re extended term eligible.” Although the court used the conditional term “if,” the mere use of
such language does not negate the fact the court informed defendant of the possibility he was
subject to an extended-term sentence or of the length of such a sentence. See id. ¶ 37 (noting that
although it is best practice to make sentencing matters explicitly clear for defendants, a court’s
mere use of conditional language when informing a defendant about the possibility of an
- 12 - extended-term sentence does not itself violate section 5-8-2(b)). Because the court informed
defendant he faced the possibility of an extended-term sentence by pleading guilty, we conclude
the court satisfied section 5-8-2(b).
¶ 50 As such, any objection to the trial court’s admonishments about the possibility of
an extended-term sentence would have been meritless. Accordingly, no prejudice could result from
the purported failure of defendant’s attorneys to preserve this issue, and defendant’s claim of
ineffective assistance fails. See People v. Pitsonbarger, 205 Ill. 2d 444, 465 (2002) (“[I]f the
underlying claim has no merit, no prejudice resulted, and petitioner’s claims of ineffective
assistance of counsel at trial and on direct appeal must fail.”); People v. Coleman, 158 Ill. 2d 319,
349 (1994) (rejecting claim of ineffective assistance of counsel for failure to preserve an issue
because “the issues defense counsel failed to preserve are, for the most part, without merit, and did
not prejudice defendant”).
¶ 51 B. Whether the Trial Court Properly Accepted Defendant’s Guilty Plea Based
Upon the Parties’ Stipulated Factual Basis
¶ 52 Next, defendant argues the trial court violated Illinois Supreme Court Rule 402(c)
(eff. July 1, 2012) by accepting his guilty plea upon an insufficient factual basis when the State
and his plea counsel merely stipulated to the existence of a factual basis. We disagree.
¶ 53 1. The Applicable Law and Standard of Review
¶ 54 Pursuant to Rule 402(c), the trial court “shall not enter final judgment on a plea of
guilty without first determining that there is a factual basis for the plea.” Id. The quantum of proof
necessary to show a factual basis for a guilty plea is less than that necessary to sustain a conviction
pursuant to trial. People v. Barker, 83 Ill. 2d 319, 327 (1980). Accordingly, the State need not
prove each element of the offense or include such proof in its factual basis. See People v. Bassette,
- 13 - 391 Ill. App. 3d 453, 457 (2009). “All that is required to appear on the record is a basis from which
the judge could reasonably reach the conclusion that the defendant actually committed the acts
with the intent (if any) required to constitute the offense to which the defendant is pleading guilty.”
Barker, 83 Ill. 2d at 327-28. Accordingly, the factual basis can be established by the State’s
summary of the testimony and evidence that would have been presented at trial or through the
defendant’s admissions. People v. Calva, 256 Ill. App. 3d 865, 872 (1993).
¶ 55 Defendant acknowledges he also waived this issue because he did not raise it in the
trial court. See Hillier, 237 Ill. 2d at 544. However, defendant asserts that his trial counsel’s failure
to preserve this issue constituted ineffective assistance of counsel.
¶ 56 As we previously explained, to succeed on a claim of ineffective assistance of
counsel, a defendant must establish both (1) counsel’s performance fell below an objective
standard of reasonableness and (2) there is a reasonable probability that, but for counsel’s errors,
the result of the proceeding would have been different. Jones, 2023 IL 127810, ¶ 51. Our review
of whether a defendant was denied the effective assistance of counsel is de novo. People v.
Haynes, 2024 IL 129795, ¶ 23.
¶ 57 2. This Case
¶ 58 Defendant argues that his plea, sentencing, and postsentencing attorneys provided
ineffective assistance. Specifically, he claims (1) plea counsel improperly stipulated to a factual
basis, (2) sentencing counsel failed to raise the absence of a factual basis in the motion to withdraw
his guilty plea, and (3) postsentencing counsel failed to amend defendant’s motion to withdraw his
guilty plea to include this issue. The State responds defendant’s claim is waived and meritless.
¶ 59 As support for his claim, defendant cites People v. Williams, 299 Ill. App. 3d 791,
792-93 (1998), in which the defendant pleaded guilty to public indecency pursuant to a plea
- 14 - agreement. At the plea hearing, the trial court asked the defendant’s counsel whether there was a
factual basis, and counsel responded, “ ‘I’d stipulate there is a factual basis.’ ” Id. at 793. No
additional remarks were made about a factual basis for the guilty plea, the court accepted the plea,
and the defendant did not contest the sufficiency of the factual basis in his motion to withdraw his
guilty plea. Id.
¶ 60 The defendant appealed, arguing, in part, the trial court erred by accepting his plea
without a proper factual basis. Id. at 792. This court agreed that the trial court improperly accepted
the defendant’s guilty plea and held that a factual basis for a guilty plea based upon a mere
stipulation between attorneys is erroneous. Id. at 794. In so concluding, we emphasized that courts
have repeatedly held that a stipulation was not an acceptable basis to establish a factual basis for a
guilty plea. Id. Instead, a factual basis could be shown “ ‘either by admission of defendant or by a
summary of evidence in presence of defendant showing that defendant committed the crime, or by
having facts stated by witness, or by an examination of a pre-sentence report by the court.’ ” Id.
(quoting People v. Trinka, 10 Ill. App. 3d 183, 186 (1973)).
¶ 61 Although we concluded the trial court erred by accepting the defendant’s guilty
plea, we declined to grant the defendant relief because (1) he failed to preserve his claim by raising
it in his motion to withdraw his guilty plea and (2) the court’s error did not rise to the level of plain
error. Id. at 795-96.
¶ 62 Since Williams, this court has repeatedly recognized a trial court errs by accepting
a stipulation as the only showing for the factual basis for a defendant’s guilty plea. See People v.
Shanks, 2022 IL App (4th) 210656-U, ¶¶ 22-24; People v. Allen, 323 Ill. App. 3d 312, 316-17
(2001).
¶ 63 In light of the foregoing, we conclude that the trial court’s acceptance of
- 15 - defendant’s guilty plea in this case upon the mere stipulation of the parties was error. Instead of
requiring the State to recite a factual basis, the court merely asked the parties whether they
“stipulate[d]” to one, and the prosecutor and defense counsel responded they did. As a result, the
State provided no explanation at the plea hearing of the evidence that it would present at trial, and
our review of the record reveals no police reports, statements, or other information the court could
rely upon to find a factual basis. Defendant’s plea counsel, in turn, took no action to compel the
State to present a proper factual basis.
¶ 64 To put it bluntly, we are surprised that any trial court judge could believe the course
of action taken here was permissible. For nearly three decades, this court has made it abundantly
clear it is error for a trial court to accept a stipulation as the only showing for the factual basis for
a defendant’s guilty plea. Williams, 299 Ill. App. 3d at 794. We reiterate that principle yet again.
¶ 65 We recognize one of the reasons a trial court might erroneously believe it is
acceptable to find a factual basis solely upon the parties’ stipulation might be to promote
efficiency, particularly when, as here, the court was effectively conducting guilty plea hearings for
three different defendants simultaneously. However, accepting a stipulation to a factual basis is an
improper solution to an avoidable problem.
¶ 66 As we explained in Williams, establishing a factual basis need not be a burdensome
process:
“[A]ll the trial court need do to comply with the factual basis requirement of Rule
402(c) is to ask the prosecutor to briefly describe the evidence the State would be
prepared to present if the case went to trial. After hearing that recitation, the court
should then turn to defense counsel—not the defendant personally—and ask the
following: ‘Ms. Defense Counsel, do you agree that the prosecutor has witnesses
- 16 - who if called would testify substantially as indicated?’ Assuming that defense
counsel answers ‘yes,’ the court has fully complied with Rule 402(c).” (Emphases
in original.) Id.
We also explained the State’s recitation of the factual basis itself was an extraordinarily simple
process because the State can satisfy Rule 402(c) by merely stating “something along the following
lines: ‘On the date in question, a person at the Urbana Library saw the defendant in the bookstacks
exposing himself.’ ” Id. As we noted in Williams, such a procedure “would only require a few
seconds—not even minutes.” Id.
¶ 67 Simply stated, no justifiable reason exists for a trial court conducting guilty plea
proceedings to fail to procure a sufficient factual basis from the State. We note that this court has
previously endorsed the use of a “preflight checklist” of questions trial judges should ask the
parties prior to proceeding to a trial in a criminal case to ensure compliance with the defendant’s
constitutional rights. See People v. Williams, 2016 IL App (4th) 140502, ¶¶ 36-37. We need not
repeat that checklist here, but we see no reason why a court would not use a similar checklist—
that is, a “prelanding checklist”—of questions to be asked prior to accepting a defendant’s guilty
plea to ensure compliance with the requirements set forth in Rule 402 and section 113-4(c) of the
Procedure Code (725 ILCS 5/113-4(c) (West 2024) (providing that a defendant’s guilty plea shall
not be accepted until the court explains several details to the defendant, such as the maximum and
minimum penalty provided by law, the potential for increased sentencing for any future conviction,
and how a conviction may impact the defendant’s ability to obtain housing or employment). That
checklist could include the procedure we outlined in Williams and reiterated above to avoid
problems that might later arise regarding the propriety of a defendant’s guilty plea or any purported
confusion a defendant might have about the consequences of pleading guilty. See Williams, 2016
- 17 - IL App (4th) 140502, ¶ 36.
¶ 68 The foregoing notwithstanding, we conclude that under the facts of this case,
defendant’s claim of ineffective assistance of counsel relating to this issue affords him no relief.
¶ 69 First, defendant waived his claim that counsel provided ineffective assistance by
not including it in his motion to withdraw. See Ratliff, 2024 IL 129356, ¶¶ 20, 28. As previously
explained (supra ¶ 36) an issue not raised in a motion to withdraw the defendant’s guilty plea or
to reconsider the sentence is deemed waived on appeal, and this includes claims of ineffective
assistance of counsel. Ill. S. Ct. R. 604(d) (eff. Apr. 15, 2024); see Davis, 175 Ill. App. 3d at 1008;
Bien, 277 Ill. App. 3d at 751.
¶ 70 In addition, we agree with the State that defendant’s claim of ineffective assistance
fails in any event. To establish prejudice in the context of a guilty plea proceeding or a motion to
withdraw a guilty plea, a defendant must show there is a reasonable probability that, but for
counsel’s errors, he would not have pleaded guilty but instead pursued a trial. People v. Brown,
2017 IL 121681, ¶ 26; People v. McIntosh, 2020 IL App (5th) 170068, ¶ 69. Defendant points to
nothing in the record suggesting there was a reasonable probability he did not commit the charged
offense, and he makes no claim that a proper recitation of a factual basis or the raising of this issue
in the trial court would have in any way affected his decision to enter a guilty plea. Accordingly,
defendant cannot show he was prejudiced by plea counsel’s failure to secure a proper recitation of
a factual basis for his guilty plea or by the failure of his sentencing and postsentencing counsel to
raise the issue in his motion to withdraw his guilty plea.
¶ 71 Because defendant cannot establish prejudice, his claim of ineffective assistance of
counsel fails.
¶ 72 C. Whether Counsel Failed To Strictly Comply With Rule 604(d)
- 18 - ¶ 73 Last, defendant argues that the record refutes the facially valid Rule 604(d)
certificates filed by his sentencing and postsentencing counsel and shows his attorneys failed to
review the record and make amendments necessary for the adequate presentation of any defects in
the plea proceedings. Defendant’s argument is unconvincing.
¶ 74 1. The Applicable Law and Standard of Review
¶ 75 Rule 604(d) provides, in relevant part, the following:
“The defendant’s attorney shall file with the trial court a certificate stating that the
attorney has consulted with the defendant either by phone, mail, electronic means
or in person to ascertain defendant’s contentions of error in the sentence and the
entry of the guilty plea, has examined the trial court file and both the report of
proceedings of the plea of guilty and the report of proceedings in the sentencing
hearing, and has made any amendments to the motion necessary for adequate
presentation of any defects in those proceedings.” Ill. S. Ct. R. 604(d) (eff. Apr. 15,
2024).
¶ 76 Strict compliance with Rule 604(d) is required, and when a certificate fails to
strictly comply with Rule 604(d), the appellate court must remand the matter to the trial court to
provide the defendant with the opportunity to file a new postplea motion and hold a new hearing
on the motion. People v. Brown, 2023 IL App (4th) 220573, ¶ 30. We review counsel’s compliance
with Rule 604(d) de novo. Id.
¶ 77 2. This Case
¶ 78 In essence, defendant argues his postsentencing counsel failed to comply with Rule
604(d) by neglecting to make necessary amendments to his motion to withdraw. As support, he
asserts that at the hearing on his motion, counsel raised an excessive-sentence claim that did not
- 19 - appear in his written motion. He contends that had counsel complied with Rule 604(d), his motion
would have been amended to include the arguments that (1) his sentence was excessive, (2) the
trial court failed to properly advise him it was possible for him to receive an extended-term
sentence, and (3) the court improperly accepted his guilty plea because it was premised solely upon
the parties’ stipulation to a factual basis.
¶ 79 The State responds that although defendant is correct that postsentencing counsel
did not amend the motion, remand is nevertheless unwarranted. We agree with the State.
¶ 80 This court has previously held that no amendments to a motion to withdraw a guilty
plea are necessary when no amendments existed that could have salvaged the motion because the
defendant’s claims were meritless. Id. ¶¶ 43, 50. We conclude in the present case that remand is
unnecessary because none of the arguments defendant claims should have been included in an
amended motion have any merit.
¶ 81 First, although postsentencing counsel did not include the excessive-sentence claim
in the motion to withdraw, the trial court nevertheless permitted counsel to present that claim at
the hearing on the motion. Accordingly, defendant has already been provided a full and fair
opportunity to raise this argument, which the court ultimately rejected.
¶ 82 Moreover, this claim appears to reflect defendant’s mere dissatisfaction with the
sentence he ultimately received. Yet, “[a] defendant should not be allowed to withdraw his plea
when the real basis for his withdrawal is that he is dissatisfied with the length of his sentence.”
People v. Cunningham, 286 Ill. App. 3d 346, 350 (1997). Accordingly, because the court has
already rejected this meritless issue, remand to permit its inclusion in an amended motion to
withdraw is unnecessary. See Brown, 2023 IL App (4th) 220573, ¶¶ 35, 50 (explaining that defects
in pleadings do not justify a remand for further proceedings when (1) postplea counsel files a
- 20 - facially compliant Rule 604(d) certificate and (2) the trial court determines after a full and fair
hearing that the claims are meritless).
¶ 83 Second, regarding defendant’s claims that the trial court (1) failed to properly
admonish him about the possibility he could receive an extended-term sentence and (2) improperly
accepted his guilty plea on the parties’ mere stipulation to a factual basis, we have already
determined these arguments are without merit. As we earlier explained, the record establishes the
court complied with section 5-8-2(b) of the Corrections Code (730 ILCS 5/5-8-2(b) (West 2024))
and properly admonished defendant about the possibility he could receive an extended-term
sentence. Additionally, although the court should not have accepted defendant’s guilty plea based
upon only the parties’ stipulated factual basis, the record nevertheless demonstrates that defendant
entered his guilty plea knowingly and voluntarily, and defendant makes no claim that the State’s
explicit recitation of a factual basis would have in any way affected his decision to plead guilty.
¶ 84 In short, “it would be an exercise in futility and a waste of judicial resources to
remand for an attorney to replead a claim that has already been adjudicated meritless.” Brown,
2023 IL App (4th) 220573, ¶ 50. Because none of the arguments defendant claims should have
been included in an amended motion to withdraw have merit, we agree with the State that remand
is unwarranted under the circumstances of this case.
¶ 85 III. CONCLUSION
¶ 86 For the reasons stated, we affirm the trial court’s judgment.
¶ 87 Affirmed.
- 21 -