2019 IL App (1st) 152604-U No. 1-15-2604 Order filed November 1, 2019 Fifth Division
NOTICE: This order was filed under Supreme Court Rule 23 and may not be cited as precedent by any party except in the limited circumstances allowed under Rule 23(e)(1). ______________________________________________________________________________ IN THE APPELLATE COURT OF ILLINOIS FIRST DISTRICT ______________________________________________________________________________ THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of Plaintiff-Appellee, ) Cook County. ) v. ) No. 11 CR 16534 ) DEMARIUS BRIDGES, ) Honorable ) Erica L. Reddick, Defendant-Appellant. ) Judge, Presiding. ) )
JUSTICE HALL delivered the judgment of the court. Justices Lampkin and Rochford concurred in the judgment.
ORDER
¶1 Held: Defendant's right to confrontation claim is forfeited where he failed to preserve for review the issue of whether the State proved by a preponderance of the evidence that a deceased witness's statements were admissible against defendant at trial under the forfeiture by wrongdoing doctrine; the deceased witness's videotaped statement was properly admitted under the forfeiture by wrongdoing doctrine; defendant failed to establish error sufficient for plain error review of his claim that his right to confrontation at the forfeiture by wrongdoing hearing was violated; and trial counsel was not ineffective for failing to preserve such issue. No. 1-15-2604
¶2 Following a jury trial, defendant Demarius Bridges was convicted of first degree murder
in the shooting death of Keith Slugg and attempted murder of Kimberly Harris, personal
discharge of a firearm, and aggravated battery. He was sentenced to 55 years' imprisonment for
murder and a consecutive 35-year term for attempted murder. Prior to trial, in a different
incident, Harris was shot and killed.
¶3 On appeal, defendant contends that Harris's testimonial hearsay statements of
identification were inadmissible because the State failed to prove by a preponderance of the
evidence that he forfeited his right to confront Harris by wrongdoing and the trial court's error in
admitting Harris's testimonial hearsay statements, which violated defendant's right to
confrontation, prejudiced him and this matter should be remanded for a new trial.
¶4 Alternately, defendant contends that this court must reverse and remand for a new
forfeiture by wrongdoing hearing because the admission of his brother's, Terry Bridges (Terry),
testimonial hearsay statements at the hearing violated defendant's right to confrontation. He
contends that admission of Terry's statements was plain error and that his attorney was
ineffective for failing to object to their admission.
¶5 For the following reasons, we affirm.
¶6 BACKGROUND
¶7 On August 28, 2011, at approximately 3:55 a.m., Harris and her boyfriend, Slugg, were
engaged in sexual intercourse in the driver's seat of Slugg's parked car when shots rang out. At
the time, Harris was on Slugg's lap in the driver's seat and facing the rear of the car. She looked
up and saw defendant holding a gun near the rear passenger window of the car. Harris
unsuccessfully attempted to dive into the passenger seat, but her foot was wedged between
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Slugg's torso and the steering wheel. Harris was subsequently shot 15 times while Slugg was
fatally shot. After the shooting stopped, Harris used her foot to honk the car's horn until police
arrived and she was subsequently transported to the hospital by ambulance.
¶8 On September 7, 2011, defendant was arrested and charged with the first degree murder
of Slugg and attempted murder of Harris. Prior to trial, on October 8, 2014, the State filed a
motion in limine to "Admit Kimberly Harris's Statements as Dying Declarations and as Excited
Utterances, Made During an Ongoing Emergency Situation, and Pursuant to the Doctrine of
Forfeiture by Wrongdoing."
¶9 A. The State's Motion in Limine to Admit Harris's Statements
¶ 10 In its initial motion, the State sought to admit the three statements that Harris made on
August 28, 2011, immediately after the shooting. Subsequent to Harris's death on April 15,
2012, the State amended its motion to seek admission of all nine statements Harris made after the
shooting. In support of its motion, the State presented Harris's statements and other evidence.
¶ 11 1. Harris's Statements
¶ 12 Harris made her first statements to Chicago police officers Garza and Ponce, who were
the first to arrive at the scene of the shooting. The officers were dispatched to the area in
response to 911 calls and they heard the car's horn when they arrived. Harris was screaming and
told Officer Garza that she could not breathe. Officer Garza asked Harris who did this, and she
replied, "Debo." She then told Officer Garza that Debo's first name was "Demarius."
¶ 13 Shortly thereafter, Paramedics Basic and Roan arrived to the scene. Harris was lying
across the front seat of the car, bleeding, and asking for help. Harris was coherent, and was able
to provide her name and medical history to Paramedic Basic. During her ambulance transport to
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the hospital, Harris told the paramedics that she did not want to die because she had a four-year-
old daughter and twice said that "Debo" shot her. When they arrived to the hospital, Paramedic
Basic heard Harris state to medical personnel that "Debo shot [her]."
¶ 14 Within 90 minutes of the shooting, Harris was prepped for surgery. Just prior to her
surgery, between approximately 5:30 a.m. and 5:37 a.m., Sergeant Gallagher and Detective
Hopps arrived at the hospital to interview Harris. Harris told them that she and Slugg were in the
car when "Debo" walked up to the car and shot them. She told them that "Debo" was defendant's
nickname and that she knew him from the area's housing complex.
¶ 15 On August 30, 2011, Detectives Egan and Vincent Alonzo interviewed Harris in the
intensive care unit (ICU) of the hospital. The detectives showed Harris a photo array and she
identified defendant. Harris stated that she had known defendant for 10 years, and he shot her
from a distance of four- to five-feet away.
¶ 16 On August 31, 2011, Detectives Kennedy and Moreth, along with Assistant State's
Attorney (ADA) Chevlin, interviewed Harris, who was still in ICU. Harris told them that after
Slugg picked her up on August 28, 2011, they drove to the parking lot and began having
intercourse. She heard a gunshot and "immediately" recognized defendant, who was holding a
handgun outside of the rear passenger door. Harris stated that she heard gunfire, "felt pain" and
threw herself down into the front passenger side seat. She heard Slugg say, "are you for real,"
and "that's it," before dying. Harris also stated that she had known defendant for 10 years, since
she was 15 years old. Detective Kennedy showed Harris defendant's photo from the previous
day's photo array and she again identified defendant.
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¶ 17 On September 7, 2011, ASA Coakley and Detectives Kennedy and Moreth interviewed
Harris at the hospital. Harris again described Slugg's murder and she again identified defendant
in a photograph. Directly after her interview with ASA Coakley, Harris agreed to give a
videotaped statement (her seventh statement). 1
¶ 18 On October 4, 2011, Harris met with ASA Giancola for a pre-grand jury interview.
Harris described the shooting similarly to her prior descriptions and again identified defendant in
a photograph. ASA Giancola then showed Harris a copy of a previously signed line-up photo
advisory form and the original photo array, both of which were signed by her sister on her behalf
because her hands were incapacitated as a result of the shooting, and also played the videotaped
interview Harris gave at the hospital. Harris indicated that the items were accurate just as she
originally saw them and that she did not wish to amend her previous statements.
¶ 19 Later that same day, Harris testified under oath before a grand jury, again summarizing
the shooting of August 28, 2011. She stated that within two to three minutes of Slugg's and her
arrival at the parking lot, Harris heard gunshots and saw fire coming from a gun barrel. She
looked up and saw defendant holding a gun. Harris stated she could see defendant clearly from
outside the rear passenger window because of the lights in the parking lot. She also stated that
defendant's nickname was "Debo."
¶ 20 Harris further testified that she felt pain, saw holes in her left arm, and attempted to move
her body away from Slugg. She heard the shooting stop briefly, then start up again with less
rapid shots. After the shooting stopped, she could see Slugg slumped over, and before he died, he
1 Harris's videotaped statement is not part of the record on appeal. However, both parties acknowledge that the videotape was admitted at defendant's trial in the current case as the People's Exhibit No. 17.
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said, "you for real? You for real, G?" After the shooting stopped, Harris used her foot to honk the
car horn and continued honking until police arrived.
¶ 21 During her grand jury testimony, Harris confirmed her previous statements to police,
paramedics, medical personnel and the various ASAs who interviewed her. She reiterated that
she told Officers Garza and Ponce that defendant shot her. She repeated the same statements to
paramedics during her transport to the hospital and to police before her multiple surgeries while
in the hospital. Harris confirmed her prior identification of defendant from a photo array as the
shooter, and that she had known defendant for 10 years. She reiterated her statement to
Detectives Kennedy and Moreth and ASA Chevlin on August 31, 2011, and confirmed her oral
and videotaped statements to ASA Coakley on September 7, 2011.
¶ 22 2. Other Evidence Proffered by the State
¶ 23 The State offered other evidence in support of its motion as outlined below.
¶ 24 Harris was shot and killed on April 15, 2012, while defendant was in jail awaiting trial.
According to the State's motion, Harris contacted her cousin Conley English in April 2012, and
told him that defendant's brother, Terry, offered her $20,000 to not testify against defendant.
Harris agreed to the offer and worked with her cousin to arrange a meeting with Terry. On April
15, 2012, after he spoke to Terry and Tyrell Lewis, 2 and confirmed the agreement, English
drove Harris to a designated area to exchange the agreed upon money. After English exited the
car, a man approached them and shot Harris multiple times, killing her. Police later recovered the
handgun used in Harris's death near the scene. Ballistics tests later confirmed that the handgun
2 Some of the court proceedings refer to Tyrell as "Terrell."
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was the same as one of the guns used in the August 28, 2011, shooting which killed Slugg and
injured Harris.
¶ 25 Defendant, Terry and Lewis were charged with Harris's murder under a separate
indictment. Terry made post-arrest statements to investigating detectives on September 20 and
21, 2012, namely that he conspired with defendant and Lewis to kill Harris. In his statements,
Terry stated that defendant spoke with him and Lewis about killing Harris; the three agreed on
the amount that defendant would pay Lewis for killing Harris; after Terry’s visit with defendant,
he believed that defendant would be released and would pay Lewis for killing Harris. These
statements were not admitted against defendant at his trial for Harris's murder. 3
¶ 26 3. State's Arguments in Support of its Motion to Admit Harris's Statements
¶ 27 The State sought to have Harris's nine statements to police, paramedics, hospital
personnel and various ASAs admitted at defendant's trial because she was deceased and
unavailable to testify. Harris's nine statements were: (1) statements made to Officers Garza and
Ponce at the scene; (2) statements made to Paramedics Basic and Roan at the scene and in the
ambulance, and statements to hospital personnel overheard by Basic; (3) statements made 90
minutes after the shooting to Sergeant Gallagher and Detective Hopps in the emergency room
prior to her first surgery; (4) statements and the photo identification made to Detectives Egan and
Alonzo in ICU on August 30, 2011; (5) statements and the photo identification made to
Detectives Kennedy and Moreth and ASA Chevlin in ICU on August 31, 2011; (6) statements
made to ASA Coakley in ICU on September 7, 2011; (7) statements made to ASA Coakley in a
3 Defendant was later acquitted of Harris's murder in a separate bench trial, while Terry and Lewis were convicted of her murder.
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videotaped statement on September 7, 2011; (8) statements made to ASA Giancola prior to the
grand jury proceedings on October 4, 2011; and (9) her grand jury testimony on October 4, 2011.
¶ 28 The State contended that the first three statements, which were nontestimonial in nature,
qualified as dying declarations, excited utterances, and statements made during an ongoing
emergency situation. The State noted that when the statements were made on August 28, 2011,
Harris had been shot 15 times, struggled to speak, and thought she was going to die.
¶ 29 The State also contended that all nine of Harris's statements were admissible at trial under
the doctrine of forfeiture by wrongdoing. The State argued that defendant coordinated with Terry
and Lewis to kill Harris, and but for his actions, she would have been available to testify and be
cross-examined at defendant's trial.
¶ 30 To support this theory, the State proffered the following evidence that defendant was
responsible for Harris's absence: (1) various phone calls between Lewis, Terry and English; (2)
video footage showing Terry's vehicle arriving near the scene of Harris's shooting death; (3)
Terry's visits to defendant in jail in the days before and after Harris's murder; (4) Lewis' visit to
defendant 11 days before Harris's murder; and (5) the gun used in Harris's murder was one of the
guns used in the August 28, 2011, shooting of Slugg and Harris.
¶ 31 The State also presented Terry's post-arrest statements on September 20 and 21, 2012.
The State argued that, although these statements were not admissible in defendant's trial for
Harris's murder, they were admissible against defendant in the forfeiture by wrongdoing hearing.
¶ 32 Lastly, the State presented a written statement from English, which outlined his
conversations with Harris about Terry's offer, and the arrangements they made to meet Terry on
the day she died.
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¶ 33 4. Defendant's Response to the State's Motion
¶ 34 Defendant filed a written response to the State's motion to admit Harris's initial three
statements; however, he did not amend his response to address the State's amended motion which
added the forfeiture by wrongdoing arguments.
¶ 35 In his response, defendant contended that when the first statements were made, Harris
was alert and her statements did not reflect a belief that her death was imminent because
Paramedic Basic told Harris that she was not going to die. Defendant asserted that Harris's
statements were unreliable because the close range of the bullets would have distorted her vision
and numbed her senses. Defendant also contended that Harris's statements were not excited
utterances because officers arrived several minutes after the shooting occurred and the
emergency had subsided. Similarly defendant contended that the first three statements were not
made as part of an ongoing emergency because when the police and paramedics arrived at the
scene, there was neither a shooter nor a hot pursuit situation that constituted an emergency.
¶ 36 5. The Forfeiture by Wrongdoing Hearing
¶ 37 A hearing was held on the State's motion on March 20, 2015. The State proffered its
evidence as to the admissibility of Harris's and Terry's statements to the court without objection.
¶ 38 During his argument, defendant contended that the State produced no witnesses, phone
conversations, nor records that proved he participated in or intended to cause Harris's murder.
Defendant also argued that Terry's statements as a co-conspirator was not competent evidence
against defendant because Terry had a motive to lie in his post-arrest statements to officers.
¶ 39 Before issuing a ruling, the trial court requested additional materials from the State,
which were filed in an addendum on March 23, 2015. The additional materials were: (1) a
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transcript from a separate proceeding on June 30, 2014, 4 in which Detective Egan testified as to
Harris's August 30, 2011, statement; (2) Officer Garza's written notes from Harris's initial
statement on August 28, 2011; (3) a partial transcript of Harris's statement to ASA Chevlin on
August 31, 2011; and (4) the transcript of Harris's grand jury testimony on October 4, 2011.
¶ 40 6. The Trial Court's Ruling
¶ 41 On March 27, 2015, the trial court issued its ruling as to the admissibility of Harris's
statements at defendant's trial as follows.
¶ 42 a. The First Three Statements
¶ 43 The trial court found that Harris's first three statements sufficiently satisfied the elements
for a dying declaration because: (1) Harris, as the declarant, was unavailable because of her
death; (2) defendant was separately on trial for her murder; (3) and Harris was under the belief
that her death was imminent when she made those statements. The trial court noted that Harris
spoke swiftly, and consistently expressed fear that she was going to die. Regarding Harris's third
statement to police at the hospital just before her surgery, the court stated that although the
emergency had passed, she persisted in trying to tell police and hospital personnel the
information again under the belief that her death was imminent. The court found each of the
three statements admissible as a dying declaration.
¶ 44 The court also found that Harris's statements were admissible as excited utterances
because even after 90 minutes, Harris was aware that she had been shot many times, she
witnessed her companion's shooting, and there was no self-interest motivation in her statements.
4 The State does not specify the type of proceeding during which Detective Egan testified.
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¶ 45 The court further found that they were non-testimonial and admissible under the ongoing
emergency hearsay exception because when Harris made them, defendant had not yet been
arrested, and this information was provided to aid officers in an ongoing emergency.
¶ 46 b. Forfeiture by Wrongdoing – All Nine Statements
¶ 47 The trial court then addressed whether all nine statements were admissible under the
doctrine of forfeiture by wrongdoing under Illinois Rule of Evidence 804(b)(5) (eff. Jan. 1,
2011), and under statute, codified at 725 ILCS 5/115-10.7 (West 2014), which has since been
repealed by Pub. Act 99–243, § 5 (eff. Aug. 3, 2015). 5
¶ 48 The trial court found that the State offered sufficient evidence in support of admissibility
under this doctrine. The State offered evidence of: (1) Terry's post-arrest statements made to
police on September 20 and 21, 2012; (2) defendant's arrest on September 7, 2011, for Slugg's
murder and Harris's attempted murder; (3) Harris's death in April 2012, seven months after
defendant's arrest; (4) English's statement that Terry contacted him to offer Harris money to not
testify; (5) Terry's request to meet Harris in person before giving English any money; and (6)
Lewis's fatal shooting of Harris. The court also noted that ballistics testing established that one
of the handguns used in the 2011 shooting was the same gun that killed Harris on April 15, 2012.
¶ 49 In light of this evidence, the trial court found that the State established by a
preponderance of the evidence that defendant acted under the doctrine of forfeiture by
wrongdoing in procuring Harris's absence. The trial court concluded that all nine statements were
admissible at defendant's trial on that basis, and the case proceeded to trial.
¶ 50 B. Defendant's Jury Trial
5 The State requested that the trial court admit Harris's statements under both the Illinois Rules of Evidence and section 115-10.7.
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¶ 51 The case proceeded to a jury trial where the State presented witnesses who testified to
Harris's out-of-court statements and presented Harris's videotaped statement to the jury.
Investigator Ryan Smith testified that he photographed the scene on August 28, 2011, found
Slugg's deceased body in the car and recovered 29 shell casings nearby and in the car from two
guns. Forensic testing revealed that there were no latent prints found on the discharged cartridges
and the comparison prints did not match defendant. The State entered its exhibits into evidence
and rested.
¶ 52 Following the denial of defendant's motion for a directed verdict, defendant's former
girlfriend, Jonell Reed, testified that defendant was home with her sleeping on the night of the
shooting; Reed also stated that she did not know anyone that called defendant "Debo."
¶ 53 Defendant's mother, Sharnetta Dodson, testified that many people confused her sons
Terry and Demarius. Dodson shared photographs taken in 2006 of her sons on the stand that
were offered as exhibits. Dodson acknowledged that Terry was six feet three inches, and
Demarius was five feet nine inches tall.
¶ 54 Defendant testified that in August 2011, he lived with his girlfriend, and knew Harris
from the neighborhood. He "knew of" Slugg, but testified that he did not interact with him. On
August 27, 2011, he was at his mother's house from 8 p.m. until 11 p.m. and went home between
11:45 p.m. and 12 a.m. He stated he went to bed around 3 a.m. and denied that he killed Slugg or
injured Harris. On cross-examination, defendant testified that he was five feet nine inches tall
and that Terry weighed 20 to 30 more pounds than him and was six feet three inches tall.
Defendant also testified that people called him "Debo," and Harris would have known that
nickname.
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¶ 55 The jury found defendant guilty of first degree murder, attempted murder, in which he
personally discharged a firearm, and aggravated battery. Defendant was subsequently sentenced
to consecutive 55-and 35-year prison terms. His motion for a new trial was denied and this
timely appeal followed.
¶ 56 ANALYSIS
¶ 57 On appeal, defendant contends that six of Harris's testimonial hearsay statements of
identification were inadmissible because the State failed to prove by a preponderance of the
evidence that he forfeited his sixth amendment (U.S. Const., amend. VI) right to confront her.
He argues that the trial court's error in admitting these testimonial hearsay statements prejudiced
him and this matter should be remanded for a new trial. Defendant acknowledges that this issue
was not raised in his post-trial motion, but contends that it can be reviewed because it is a
constitutional error.
¶ 58 Alternately, defendant contends that this court should reverse and remand for a new
hearing on the State's motion in limine because the admission of Terry's testimonial hearsay
statements at the forfeiture by wrongdoing hearing violated his right to confrontation.
Acknowledging that his trial counsel failed to address the admissibility of Terry's statements and
thus did not preserve this issue for review, defendant nevertheless contends that this issue is
reviewable under plain error. Defendant also contends that his trial counsel was ineffective for
failing to contest the admissibility of Terry's statements at the forfeiture by wrongdoing hearing.
¶ 59 A. Admissibility of Harris's Statements
¶ 60 Defendant first contends that admitting Harris's statements violated his right to
confrontation and further that the State failed to prove that defendant forfeited his right to
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confront Harris by a preponderance of the evidence. While defendant does not disagree that
Harris's first two statements at the scene were admissible as excited utterances, dying
declarations and statements made during an ongoing emergency, he takes issue with statements
three through nine, which he categorizes as testimonial in nature. He argues that Harris's third
statement to the detectives at the hospital was not a dying declaration, excited utterance or
statement made during an ongoing emergency because the emergency had passed. Defendant
further argues that statements three through nine made to various officers and ASAs were
testimonial and part of the State's investigation. He contends that the trial court's admission of
Harris's testimonial hearsay statements prejudiced him and requests that this Court remand for a
new trial.
¶ 61 1. Forfeiture of the Issue on Appeal
¶ 62 As noted above, defendant acknowledges that this issue was not raised in his post-trial
motion, but contends that it can be reviewed because he fully responded to and litigated the
State's motion at the pretrial hearing. Defendant additionally argues that this issue is reviewable
because his constitutional rights are implicated and the trial court's error of allowing the State to
present these statements without proof by a preponderance of the evidence at the forfeiture by
wrongdoing hearing was not harmless. The State does not respond to whether this issue is
forfeited; instead the State only responds that constitutional issues need not be addressed if the
issue can be resolved under state hearsay rules. See People v. Perkins, 2018 IL App (1st)
133981, ¶51. Our threshold inquiry is whether defendant has forfeited review of this issue on
appeal.
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¶ 63 To preserve an issue for review, a party ordinarily must raise it at trial and in a written
post-trial motion. People v. Enoch, 122 Ill. 2d 176, 186 (1988); People v. Thompson, 238 Ill. 2d
598, 611-12 (2010); People v. Cregan, 2014 IL 113600, ¶ 15. This requires that a defendant
specifically object at trial and raise the specific issue again in the post-trial motion. People v.
Woods, 214 Ill. 2d 455, 471 (2005); People v. Burnett, 2015 IL App (1st) 133610, ¶ 75. Failure
to preserve an alleged error for review is a procedural default. People v. Rivera, 277 Ill. App. 3d
811, 8181 (1996).
¶ 64 Where errors or defects affect substantial rights, denies the accused a fair and impartial
trial, or where the evidence is closely balanced, a reviewing court may choose to consider the
issue. People v. Ward, 154 Ill. 2d 272, 294 (1992). Additionally, as our supreme court noted in
Cregan, there are three types of claims not subject to forfeiture for failing to file a post-trial
motion: (1) constitutional issues that were properly raised at trial and may be raised later in a
postconviction petition; (2) challenges to the sufficiency of the evidence; and (3) plain errors.
Cregan, 2014 IL 113600, ¶ 15 (citing Enoch, 122 Ill. 2d at 190).
¶ 65 Defendant appears to argue that the constitutional issues exception to forfeiture applies to
allow appellate review of his sixth amendment issues. The constitutional-issue exception was
described by our supreme court in Cregan as follows:
"[T]he constitutional-issue exception recognized in Enoch is based
primarily on the interest of judicial economy. The Post-Conviction Hearing Act provides
a mechanism for criminal defendants to assert that a conviction or sentence resulted from
a substantial denial of their rights under the United States Constitution, the Illinois
Constitution, or both. 725 ILCS 5/122-1(a) (West 2008). Postconviction proceedings
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permit inquiry into constitutional issues that were not, and could not have been,
adjudicated on direct appeal. [Citation.] If a defendant were precluded from raising a
constitutional issue previously raised at trial on direct appeal, merely because he failed to
raise it in a posttrial motion, the defendant could simply allege the issue in a later
postconviction petition. Accordingly, the interests in judicial economy favor addressing
the issue on direct appeal rather than requiring a defendant to raise it in a separate
postconviction petition." Cregan, 2014 IL 113600, ¶ 18.
¶ 66 The Burnett court found, however, that the defendant's sixth amendment issue did not fall
into this exception because, as the Cregan court explained, this exception covers only
"constitutional issues that were properly raised at trial" and where defendant's only omission was
failing to raise it in a posttrial motion. Burnett¸ 2015 IL App (1st) 133610, ¶ 79, (quoting
Cregan, 2014 IL 113600, ¶ 18).
¶ 67 Here, as noted previously, defendant acknowledges that he did not object to the
admission of Harris's statements at trial, with the exception of her videotaped statement and
grand jury testimony, nor was any issue related to Harris's statements raised in his post-trial
motion. Defendant does note in passing in his opening brief that the issue of violation of his
confrontation rights was fully litigated during the pretrial proceedings. However, a defendant
cannot rely only on his pretrial opposition to a State's motion in limine to admit evidence as a
means to preserve the issue for appeal. People v. Denson, 2013 IL App (2d) 110652, ¶ 9. We
conclude that defendant has forfeited his arguments regarding the admissibility of Harris's
complained-of statements, except as outlined below.
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¶ 68 Nor does defendant argue that the issue is reviewable under plain error or ineffective
assistance of counsel; instead defendant contends that because the trial court's error led to a
violation of his right to confront witnesses, his conviction can only be affirmed if the error was
harmless beyond a reasonable doubt, citing People v. Patterson, 217 Ill. 2d 407, 428 (2005), in
support. Defendant's argument is misplaced as Patterson did not involve forfeiture of appellate
review.
¶ 69 As such, we conclude that defendant's issues related to statements three through six and
eight (made to various police officers, detectives, and ASAs) are not reviewable on appeal as
defendant failed to properly preserve the review of those issues by failing to object at trial to the
admission of those statements and failing to include the issue in his post-trial motion. Denson,
2013 IL App (2d) 110652, ¶ 10.
¶ 70 As to statement seven, Harris's videotaped statement, the record indicates that defendant
objected to the admission of the videotape into evidence and its publication to the jury. Thus,
review of this statement potentially falls under an exception to forfeiture noted by Cregan,
namely that it involves a constitutional issue raised at trial and could be later raised in a
postconviction petition. Cregan, 2014 IL 113600, ¶ 15. An examination of the record reveals
that one of defendant's objections to admission of the video tape was based on constitutional
grounds of his inability to cross-examine Harris, thus its admissibility based on forfeiture by
wrongdoing is reviewable under Cregan.
¶ 71 Finally, as to Harris's grand jury testimony, statement nine, the record indicates that
defendant generally objected to its admission into evidence, however no specific grounds for the
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objection was stated. Thus, any review related to this statement on confrontation grounds is
waived. People v. Lewis, 165 Ill. 2d 305, 336 (1995).
¶ 72 In summary, defendant has waived consideration of whether the admission of Harris's
statements to members of the police department and various ASAs are forfeited for review.
Defendant's issue of whether the admission of Harris's videotaped statement under the forfeiture-
by-wrongdoing doctrine violated his constitutional right to confrontation will be reviewed.
¶ 73 2. Admissibility of Harris's Videotaped Statement under Forfeiture by Wrongdoing
¶ 74 Defendant contends that the State failed to prove that he intended to cause Harris's
unavailability for trial and thus forfeited his right to confrontation by a preponderance of the
evidence. He argues that the circumstantial evidence presented at the hearing failed to establish
that he was connected to the shooting that killed Harris and prevented her from testifying at trial,
especially when he was acquitted of her murder. Defendant notes that his brother, Terry, and
Lewis were convicted of Harris's murder. According to defendant, the only evidence presented
by the State was his relationship with his brother, familial jail visits between the brothers and
Terry's inadmissible, testimonial, hearsay statements, which deprived the trial court of any
opportunity to assess Terry's credibility. Defendant maintains that the State failed to present any
witnesses to support its allegations that he acted, through his brother and others, with the intent
to procure Harris's absence from trial and instead the State proceeded by way of proffer.
¶ 75 The sixth amendment to the United States Constitution provides that, at all criminal
prosecutions, the accused shall have the right "to be confronted with the witnesses against him."
U.S. Const., amend. VI. The doctrine of forfeiture by wrongdoing is a common law doctrine.
People v. Nixon, 2016 IL App (2d) 130514, ¶ 48. Under this doctrine, one who obtains the
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absence of a witness by wrongdoing forfeits the constitutional right to confrontation. Nixon,
2016 IL App (2d) 130514, ¶ 48.
¶ 76 Illinois Rule of Evidence 804(b)(5) provides that "[a] statement offered against a party
that has engaged or acquiesced in wrongdoing that was intended to, and did, procure the
unavailability of the declarant as a witness," is "not excluded by the hearsay rule." Ill. R. Evid.
804(b)(5) (eff. Jan. 1, 2011); People v. Zimmerman, 2018 IL App (4th) 170695, ¶ 97. The
forfeiture by wrongdoing rule is a codification of the common law doctrine. People v. Hanson,
238 Ill. 2d 74, 97 (2010); Zimmerman, 2018 IL App (4th) 170695, ¶ 97. This doctrine is an
exception to the hearsay rule and extinguishes confrontation clause rights. Zimmerman, 2018 IL
App (4th) 170695, ¶ 97.
¶ 77 The doctrine has two criteria or factors that must be satisfied for the admission of hearsay
statements under the rule: (1) that the party against whom the statement is offered has engaged
or acquiesced in wrongdoing, and (2) that such wrongdoing was intended to, and did, procure the
unavailability of the declarant as a witness. People v. Peterson, 2017 IL 120331, ¶ 32. As long
as the declarant's statements are relevant and otherwise admissible, statements admitted under
the forfeiture by wrongdoing doctrine need not reflect additional indicial of reliability. Hanson,
238 Ill. 2d at 99. Active participation or engagement or the personal commission of the crime is
not required. People v. Hampton, 406 Ill. App. 3d 925, 940 (2010).
¶ 78 The State's burden of proof is by a preponderance of the evidence. Nixon, 2016 IL App
(2d) 130514, ¶ 49.
¶ 79 Contrary to defendant's assertions, our supreme court has held that the forfeiture by
wrongdoing doctrine may be applied to admit both testimonial and nontestimonial statements.
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People v. Hanson, 238 Ill. 2d 74, 97 (2010). Moreover, a reviewing court will not reverse the
trial court's ruling on a motion in limine absent an abuse of discretion. People v. Hanson, 238 Ill.
2d 74, 96 (2010); Nixon, 2016 IL App (2d) 130514, ¶ 50. However, as to whether defendant
was denied his right to confront the witnesses against him, our review is de novo. See People v.
Leach, 2012 IL 111534, ¶ 64; Nixon, 2016 IL App (2d) 130514, ¶ 50.
¶ 80 After reviewing the record in this case, we cannot say that defendant's sixth amendment
right to confront Harris was violated, because the trial court correctly determined that Harris's
videotaped statement to ASA Coakley was admissible under the forfeiture by wrongdoing
doctrine.
¶ 81 Without mention of Terry's statements, which we will discuss below, we believe that the
State established by a preponderance of the evidence that defendant engaged in and acquiesced
in conduct that was intended to, and did, procure Harris's unavailability.
¶ 82 First, in addition to Harris's first two statements at the scene which defendant does not
contest were properly admitted as dying declarations, excited utterances and statements made
during an ongoing emergency, the State presented evidence of Harris's shooting death on April
15, 2012, by Terry and Lewis while defendant was in jail awaiting trial. It bears noting that
Harris was the sole witness to the August 28, 2011, shooting who could tie defendant to the
shooting. The State also presented evidence of visits between defendant and his brother Terry
just before and after Harris's death. There was also evidence that Lewis visited defendant shortly
before Harris's murder.
¶ 83 Next, the State presented the statement of English, Harris's cousin. English's statement
indicated that Harris contacted him in April 2012 and told him that Terry offered her $20,000 to
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not testify against defendant. Harris agreed to the offer and worked with her cousin to arrange a
meeting with Terry. On April 15, 2012, after he spoke to Terry and Lewis and confirmed the
agreement, English drove Harris to a designated area to exchange the agreed upon money. After
English exited the car, a man approached them and shot Harris multiple times, killing her. Police
later recovered the handgun used in Harris's death near the scene , which was confirmed by
ballistics tests to be one of the guns used in the August 28, 2011, shooting which killed Slugg
and injured Harris.
¶ 84 We cannot say that the trial court's exercise of discretion has been frustrated by an
erroneous rule of law. See Hampton, 406 Ill. App. 3d at 942. Because the State established by a
preponderance of the evidence that defendant engaged in or acquiesced in conduct intended to
make Harris unavailable to testify at trial, defendant forfeited his right to claim a confrontation
clause violation of the admission of Harris's videotaped statement under the forfeiture by
wrongdoing doctrine.
¶ 85 Even though we have already concluded that defendant forfeited review of Harris's other
statements by failing to properly preserve them for review, we would nevertheless find that they
were also properly admitted under the forfeiture by wrongdoing doctrine for the reasons stated
above.
¶ 86 It follows then that because Harris's statements were properly admitted, defendant was
not prejudiced by their admission against him at trial.
¶ 87 B. Admissibility of Terry's Statements at the Pretrial Hearing
¶ 88 As stated previously, defendant alternately contends that this court should reverse and
remand for a new hearing on the State's motion in limine because the admission of Terry's
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testimonial hearsay statements at the forfeiture by wrongdoing hearing violated his right to
confrontation. Acknowledging that his trial counsel failed to address the admissibility of Terry's
statements and thus did not preserve this issue for review, defendant nevertheless contends that
this issue is reviewable under plain error. Defendant also contends that his trial counsel was
ineffective for failing to contest the admissibility of Terry's statements at the forfeiture by
wrongdoing hearing. Defendant acknowledges that this issue is a matter of first impression for
both the United States Supreme Court and Illinois courts.
¶ 89 To preserve an issue for review, a party ordinarily must raise it at trial and in a written
post-trial motion. Enoch, 122 Ill. 2d at 186; Thompson, 238 Ill. 2d at 611-12 (2010). The failure
to do so results in forfeiture. People v. Wilson, 2017 IL App (1st) 143183, 22.
¶ 90 We first note that Terry's statements were not used against defendant during his trial for
the August 28, 2011, shooting that killed Slugg and injured Harris. The State proffered Terry's
statements at the forfeiture by wrongdoing hearing and defendant's trial counsel did not object.
Nor was the issue of the admission of Terry's statements at the pretrial hearing raised in
defendant's motion for new trial. Thus, this issue is waived. Enoch, 122 Ill. 2d 186.
¶ 91 Defendant concedes that he did not preserve this issue but contends that it is reviewable
under plain error because the evidence at the forfeiture by wrongdoing hearing was closely
balanced and the erroneous admission of Terry's testimonial hearsay statements violated his right
to confront Terry.
¶ 92 The plain error doctrine allows a reviewing court to address defects affecting substantial
rights if the evidence is closely balanced or if fundamental fairness so requires rather than
finding the claims waived. People v. Woods, 214 Ill. 2d 455, 471 (2005). A defendant raising a
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plain error argument bears the burden of persuasion. People v. Thompson, 238 Ill. 2d 598, 613
(2010).
¶ 93 To establish plain error, a defendant must first show that a clear or obvious error occurred
(Thompson, 238 Ill. 2d at 613), and the evidence is so closely balanced that the error alone
threatened to tip the scales of justice against the defendant, regardless of the seriousness of the
error (People v. Naylor, 229 Ill. 2d 584, 593 (2008)) or that the error was sufficiently grave that
it deprived defendant of a fair trial (People v. Herron, 215 Ill. 2d 167, 187 (2005)).
¶ 94 In this case, defendant argues that the trial court committed reversible error when it
allowed the State to use Terry's hearsay statements as evidence in the forfeiture by wrongdoing
hearing.
¶ 95 The first step in a plain error review is to determine whether the trial court committed
error, and the burden is on defendant to establish that an error occurred. Thompson, 238 Ill. 2d at
613. Accordingly, we begin by considering whether the trial court improperly allowed the State
to use Terry's statements against defendant at the forfeiture by wrongdoing hearing.
¶ 96 As noted previously, contrary to defendant's assertions, our supreme court has held that
the forfeiture by wrongdoing doctrine may be applied to admit both testimonial and
nontestimonial statements. Hanson, 238 Ill. 2d at 97. Additionally, as noted by the State, our
supreme court and the United States Supreme Court have ruled that hearsay evidence is
admissible at a forfeiture by wrongdoing hearing. See Davis v. Washington, 547 U.S. 813, 833
(2006); Peterson, 2017 IL 120331, ¶ 44; People v. Stechly, 225 Ill. 2d 246, 278 (2007); Ill. R.
Evid. 104(a), 804(b)(5) (eff. Jan. 1, 2011).
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¶ 97 Thus, defendant's assertion that it was error for the State to use Terry's statements against
him at the forfeiture by wrongdoing hearing is incorrect. Defendant has not cited, nor have we
found, any case to support his argument that he had a right to confrontation at the forfeiture by
wrongdoing hearing. Defendant instead wishes to liken this situation to a hearing on a motion to
quash and suppress, suggesting that the right to counsel and the confrontation right attaches in a
suppression hearing because it is a "critical stage of prosecution;" a forfeiture by wrongdoing
hearing is equally a critical stage of prosecution.
¶ 98 We decline to extend a right to confrontation to a forfeiture by wrongdoing hearing. It
was not error for the trial court to consider hearsay evidence in making its determination at the
forfeiture by wrongdoing hearing under the current case law of the Supreme Court and this state.
In the absence of error, plain error review does not apply, and defendant's claim of error is
forfeited.
¶ 99 Defendant also contends that his trial counsel was ineffective for failing to preserve this
issue for review.
¶ 100 In determining whether a defendant was denied the effective assistance of counsel, this
court applies the two-prong test of Strickland v. Washington, 466 U.S. 668 (1984), as adopted by
our supreme court in People v. Albanese, 104 Ill. 2d 504 (1984). To prevail on a claim of
ineffective assistance of counsel, a defendant must show both that counsel's performance was
deficient and that the deficient performance prejudiced the defendant. Strickland, 466 U.S. at
687; People v. Gabriel, 398 Ill. App. 3d 332, 346 (2010). More specifically, the defendant must
demonstrate that counsel's performance was objectively unreasonable under prevailing
professional norms and that there is a " 'reasonable probability that, but for counsel's
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unprofessional errors, the result of the proceeding would have been different.' " Strickland, 466
U.S. at 694; Gabriel, 398 Ill. App. 3d at 346. The failure to satisfy either prong of the Strickland
test precludes a finding of ineffective assistance of counsel. Strickland, 466 U.S. at 697;
Gabriel, 398 Ill. App. 3d at 346.
¶ 101 Here, we have already concluded that the use of Terry's hearsay statements against
defendant at the forfeiture by wrongdoing hearing was not error. It follows then that trial
counsel's failure to object at the hearing or raise this issue in defendant's post-trial motion was
not ineffective assistance. Defendant's claim is without merit.
¶ 102 The procedural default of defendant's claim will stand. People v. Keene, 169 Ill. 2d 1, 17
(1995).
¶ 103 CONCLUSION
¶ 104 For the foregoing reasons, the judgment of the circuit court is affirmed.
¶ 105 Affirmed.
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