People v. Brabham

121 Misc. 2d 897, 470 N.Y.S.2d 275, 1983 N.Y. Misc. LEXIS 4024
CourtNew York Supreme Court
DecidedSeptember 21, 1983
StatusPublished
Cited by2 cases

This text of 121 Misc. 2d 897 (People v. Brabham) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Brabham, 121 Misc. 2d 897, 470 N.Y.S.2d 275, 1983 N.Y. Misc. LEXIS 4024 (N.Y. Super. Ct. 1983).

Opinion

[898]*898OPINION OF THE COURT

Bernard Fuchs, J.

Defendant has pleaded guilty to criminal possession of a weapon in the third degree. He previously pleaded guilty to manslaughter in the first degree on June 2, 1970; robbery in the second degree on June 14, 1972; and robbery in the third degree on November 5, 1975.

The first two previous convictions are for violent felony offenses. Defendant committed the present crime on July 12, 1982. He was incarcerated from January 6, 1976 to July 12, 1978, and from September 19, 1972 to September 18, 1974. Defendant’s sentence on the 1970 conviction was imposed August 13, 1970, more than 10 years before he committed the present crime. The excess has, however, been sufficiently tolled by his periods of incarceration so that the 1970 conviction may form a predicate for defendant’s adjudication as a persistent violent felony offender (Penal Law, § 70.04, subd 1, par [b], cls [iv], [v]).

Defendant challenges only the 1970 conviction as a predicate on which to adjudicate him a persistent violent felony offender (see Penal Law, §§ 70.02, 70.08). The ground for this challenge is that the court did not advise defendant before he pleaded guilty in 1970 of his right to remain silent and to confront and cross-examine witnesses (see Boykin v Alabama, 395 US 238). The People concede this claim and admit that the 1970 conviction was unconstitutional.

After defendant’s conviction in 1975, the People filed a second felony offender statement which specified both the 1970 and 1972 convictions as predicates. Defendant admitted to being a second felony offender, waived a hearing, and was adjudged accordingly. By this action defendant waived his claim that any conviction underlying that adjudication was unconstitutional unless he could show good cause for his failure to assert the claim (CPL 400.21, subd 7, par [b]). The court’s finding in 1975 is “binding upon * * * defendant in any future proceeding in which the issue may arise” (CPL 400.21, subd 8; People v Morcillo, 91 AD2d 1074).

Defendant seeks now to show good cause for his failure in 1975 to challenge the 1970 conviction by alleging that [899]*899his counsel provided ineffective representation. Since failure to propose such a challenge bespeaks counsel’s ineffectiveness, defendant argues, there was good cause for defendant’s failure to assert the challenge. If defendant is correct, the 1975 sentencing proceeding and the judgment in which it culminated were themselves unconstitutional (Powell v Alabama, 287 US 45; People v Droz, 39 NY2d 457). Any underlying finding that defendant was a predicate felon based on the 1970 conviction may not be permitted now to have the effect of enhancing defendant’s punishment (Baldasar v Illinois, 446 US 222).

The argument is sympathetic even on the facts of the present case and could well prevail if defendant’s 1975 plea had been taken in 1981 or later (People v Pruitt, 83 AD2d 872; cf. People v Lewis, 94 AD2d 670, application for lv to app granted 60 NY2d 592). Under the law as it stood in 1975, however, the mere failure of the court which accepted the 1970 plea to inform defendant of his “Boykin rights” did not vitiate the plea as a predicate for second felony offender status (People ex rel. Woodruff v Mancusi, 41 AD2d 12, app dsmd 34 NY2d 951).

It was sufficient under Mancusi (supra) for the court to determine that the plea was knowingly and voluntarily taken without specific mention of the Boykin rights. No “formal catechism of questions” to defendant was required. The Mancusi court distinguished that case from Boykin (supra) by pointing out that the defendant in Mancusi was represented by counsel throughout the proceedings; they were unhurried, each step following a lapse of at least a week; the court fairly advised the defendant as to the consequences of his plea and by examining defendant determined that the plea was voluntary and intelligent. The court also pointed out that defendant had received the benefit of the plea, satisfaction of a nine-count indictment, by pleading to two counts.

In the present defendant’s 1970 case, he was represented by counsel for six months before he pleaded guilty. More than five months had elapsed since defendant’s arraignment. A transcript of defendant’s allocution reveals that the court fairly advised defendant as to the consequences of his plea and determined that the plea was voluntary and [900]*900intelligent within the meaning of Mancusi (supra); and defendant benefited from the plea by satisfying an indictment for murder and obtaining the court’s promise of a four-year sentence.

Against this legal and factual background no appropriate Boykin challenge to defendant’s 1970 conviction was available in 1975 to controvert the People’s second felony offender statement. There is, accordingly, no merit in defendant’s argument that his counsel represented him ineffectively (see McMann v Richardson, 397 US 759).

The second felony offender statement filed by the People after defendant’s 1975 conviction specified both the 1970 and 1972 convictions as predicates. Only one was required. Section 70.06 of the Penal Law, as it stood in 1975, defined a second felony offender as “a person who stands convicted of a felony * * * after having previously been subjected to one or more predicate felony convictions”. (Emphasis supplied.) This raises the question whether the court in 1975 relied on one or both of the two earlier convictions in finding defendant a predicate felon and if one, which one.

If the 1975 decision that defendant was a second felony offender rests solely on the 1970 conviction or on both the 1970 and 1972 convictions, defendant (by failure to controvert it) waived his claim that the 1970 conviction was unconstitutional (CPL 400.21, subd 7, par [b]) and is bound by the court’s 1975 finding (CPL 400.21, subd 8). If it rests solely on the 1972 conviction, there was no 1975 finding that the 1970 conviction made him a predicate felon and CPL 400.21 (subd 8) is inapplicable.

The minutes of defendant’s sentencing before Justice Lentol in 1975 cannot be found and Justice Lentol himself is dead. Both official and evidentiary sources which could clarify the 1975 judgment are thus beyond reach.

In form, defendant is controverting the 1970 conviction as a predicate for persistent violent felony offender status on the ground that it was unconstitutionally obtained (CPL 400.15, subd 7, par [b]). The unconstitutionality of the 1970 conviction is, however, not disputed (see People v Alicea, 89 AD2d 872, application for lv to app granted 58 NY2d 826). The real issue is whether the court, in 1975, found the 1970 conviction to be a predicate for its adjudica[901]*901tion of defendant as a second felony offender. If so, defendant is in effect estopped to challenge the 1970 conviction in this proceeding. The determination of what the court" found is either one of fact or one of interpretation of the 1975 judgment.

Under CPL 400.15 (subd 5) “the uncontroverted allegations” in the People’s present predicate felony statement “are not sufficient to support a finding” that defendant is a persistent violent felony offender. Because defendant controverts the 1970 conviction a hearing is required at which the People have the burden of proof (CPL 400.15, subd 7, par [a]).

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People v. Crawford
204 A.D.2d 203 (Appellate Division of the Supreme Court of New York, 1994)
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123 A.D.2d 360 (Appellate Division of the Supreme Court of New York, 1986)

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Bluebook (online)
121 Misc. 2d 897, 470 N.Y.S.2d 275, 1983 N.Y. Misc. LEXIS 4024, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-brabham-nysupct-1983.