People v. Bosa

60 A.D.3d 571, 875 N.Y.S.2d 79
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 26, 2009
StatusPublished
Cited by2 cases

This text of 60 A.D.3d 571 (People v. Bosa) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Bosa, 60 A.D.3d 571, 875 N.Y.S.2d 79 (N.Y. Ct. App. 2009).

Opinion

Judgment, Supreme Court, Bronx County (Michael A. Gross, J.), rendered May 31, 2006, convicting defendant, after a jury trial, of burglary in the second degree, and sentencing him, as a second felony offender, to a term of 15 years, unanimously affirmed.

After two prospective jurors, Ms. Brooks-Divers and Ms. Ortiz, indicated in response to questions by the prosecutor that they could not convict defendant unless at least two witnesses testify, the transcript of the voir dire reflects the following:

“[the prosecutor]: Need two witnesses.
“Anybody else agree with that by a show of hands, that you would need two witnesses? Okay.
“Now, Miss Brooks-Divers and Miss Ortiz, the judge is gonna tell ya’, he’s gonna—where did he go?
“I think he’s gonna tell ya’, he’s gonna instruct you on the law. He’s gonna tell you what the law is.
“the clerk: He’ll be right back.
“[the prosecutor]: One of the things he’s gonna tell ya’ is that I have to prove the elements of the crime beyond a reasonable doubt, and you will hear that there are certain elements for what constitutes a burglary.
“And you’re also gonna hear that I have to prove that Mr. Bosa was the one who committed the burglary.
“The judge is gonna tell you that there is no formula for how I could do that.
[572]*572“Miss Brooks-Divers, are you shaking your head? You’re kind of thinking?
“prospective juror: I don’t know about that.
“[the prosecutor]: Does anyone else agree with them? Okay?
“Who here said that their house was robbed or that they’ve been a victim of burglary by a show of hands? Okay.
“Those of you who were the victim of burglary, by a show of hands, how many of you were at home when your house was burglarized?
“prospective juror: I wasn’t home, but I was at the hotel room.
“[the prosecutor]: You were in the hotel room.
“For those of you who weren’t at home at the time the burglary was committed, how do you know it was committed?
“[defense counsel]: Judge, I’m going to object to this.
“the court: Overruled.”

Although the Judge certainly had returned to the courtroom by the time of defense counsel’s objection, the record provides no indication at all regarding precisely when he left and when he returned. For all that appears in the record, the Judge may have returned before the prosecutor completed the sentence that followed the Clerk’s statement that the Judge would be “right back.” Similarly, for all that appears in the record, the Judge may have left the courtroom just before the prosecutor completed the sentence that ended with his question, “where did he go?” Nor does the record shed any light on the question of whether the Judge, despite his physical absence, was able to hear what transpired in the courtroom.

As the Court of Appeals has made clear, “[t]he presence of and supervision by a Judge constitutes an integral component of the right to a juiy trial” (People v Toliver, 89 NY2d 843, 844 [1996]), “the selection of the jury is part of the criminal trial” (id.) and “a defendant has a fundamental right to have a Judge preside over and supervise the voir dire proceedings while prospective jurors are being questioned regarding their qualifications” (id.). In Toliver, the Court reversed the defendant’s conviction because the Judge violated these “fundamental precepts” when he was “absen[t] from portions of the actual voir dire examination of jurors by counsel” (id. at 845). The Court held as well that the Judge’s absence could not “be excused on the ground that this record does not reflect any objectionable conduct or practice by counsel in the relevant time period when, in fact, the record reflects that the Judge absented himself while the prosecutor was questioning prospective jurors” (id.).

[573]*573This Court had upheld the conviction in Toliver, reasoning that “[s]ince the Trial Justice’s absence for a part of unobjectionable voir dire and routine answering of a background questionnaire was de minimis and there is not the slightest suggestion that defendant had been prejudiced thereby, he is not entitled to a reversed and new trial” (212 AD2d 346, 350 [1995]). The Court of Appeals clearly rejected so much of that reasoning that was predicated on the absence of any prejudice to the defendant. The Court’s opinion, however, does not address the issue of whether a de minimis exception to the fundamental precepts it reaffirmed can or should be recognized. Nor is the Court’s opinion inconsistent with such an exception. As the judge was absent from the courtroom “while five prospective jurors . . . recited their questionnaire answers” (212 AD2d at 349), the Court may have concluded that there was no need to reach the issue of a de minimis exception as the Judge’s absence under these circumstances would not in any event fall within such an exception.

We need not ground our affirmance on a de minimis exception. Because we cannot determine on this record when the Judge physically left the courtroom and when he physically returned, or whether he was able to hear what transpired in the courtroom, defendant has failed to meet his burden of providing a factual record sufficient to permit appellate review of his claim that the Judge “relinquishe[d] control over the proceedings” (People v Toliver, 89 NY2d at 844; see People v Kinchen, 60 NY2d 772, 773-774 [1983]; see also People v Velasquez, 1 NY3d 44, 48 [2003] [“defendant alleging ... (a) violation (of his right to be present during sidebar questioning of prospective jurors) must . . . present an adequate record for appellate review”]). Nothing in the record, moreover, suggests that defendant somehow was prevented at any time from making an appropriate record regarding when the Judge left and returned or regarding the nature of his absence. For this reason, defendant is not entitled to a new trial.

A related matter merits brief discussion. In People v Foster, one of the two appeals decided in People v Velasquez, the Court held that “[w]ithout more, failure to record a defendant’s presence is insufficient to meet the defendant’s burden of rebutting the presumption of regularity” (id. at 48). For the same reason, the Court also concluded that a reconstruction hearing was not required (id. at 49). In this regard, the Court stated that a reconstruction hearing “may be appropriate” when, among other things, “there is significant ambiguity in the record” (id.). Here, by contrast, the record affirmatively indicates that [574]*574the Judge was absent, albeit for an uncertain period of time, and there is “significant ambiguity in the record” concerning both the temporal extent of the Judge’s absence and whether he was able to hear what transpired in the courtroom. When, as in this case, the ambiguity results from a defendant’s unexplained failure to make an appropriate record, we doubt that a reconstruction hearing is appropriate. As defendant does not seek such a hearing, however, we have no occasion to decide the point.

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Cite This Page — Counsel Stack

Bluebook (online)
60 A.D.3d 571, 875 N.Y.S.2d 79, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-bosa-nyappdiv-2009.