People v. Blas
Opinion
Fa L EQ FILED
SUPERQR COURT SUPERiOR CQUR?
1 OF GUAM 2 20214 gag - FW g: 0 7 3 oLE? OF COURT
\J
4
5 BY:---r------
¢vnu-q*5
6 IN THE SUPERIOR COURT COURT OF
OF GUAM
GUAM
7
8 PEOPLE OF OF GUAM,
GUAM, ) CRIMINAL CRIMINAL CASE
CASE NO.NO. CF0334-23-01
CF0334-23-01
)) GPD REPORT NO.
no. 23-10760
23-10760
9 )
vs. ))
10 10 ) 11 11 )) DECISION
DECISION AND
AND ORDER
ORDER RE.
THERESA MARIE AFLLEJE BLAS, )) DEFENDANT'S DEFENDANT'S MOTION TO
12 DOB:
DOB:07/08/1971 07/08/1971 )) DISQUALIFY DISQUALIFY A PROSECUTOR )
13 13 )) 14 14 Defendant. )
)
15 15 I. INTRODUCTION
INTRODUCTION
16 16
17 17 This matter This is before
matter is before the
the Honorable Maria T.
Honorable Maria T. Cenzon Cenzon on
on Defendant's
Defendant's Motion to
18 18 Disqualify Disqualify aa Prosecutor Prosecutor (the "Motion").
"Motion").Oral
Oralarguments
argumentson
onthe
theMotion
Motionwere
wereheard
heardon
01_1January
January
19 19 2024. Counsel 3, 2024. Counsel Tom Tom Fisher appeared
appeared on
on behalf
behalf of
of Defendant
Defendant Theresa
Theresa Marie
Marie Aflleje Blas
Aflleje Blas
20 ("Defendant" or or "Defendant
"Defendant BIas").
Blas"). Special
SpecialAssistant
Assistant Attorney
Attorney General
General Joseph
Joseph McDonald
McDonald
21 22 22 with the the Office
Office of the Attorney
Attorney General
General("McDonald"
("McDonald" or "SAAG
"SAAG McDonald")
McDonald")was
waspresent
present on
23 23 the People of behalf the Guam. Following ofGuam. Following the
the hearing
hearing on
on the
the Motion,
Motion, the
the Court
Court took
took the
the matter
matter
24 24 under advisement pursuant under advisement pursuantotoSupreme SupremeCourt
Courtof
of Guam
GuamAdministrative
Administrative Rule
Rule 06-001,
06-001, CVR
CVR
25 7.l(e)(6)(A) and 7.1(e)(6)(A) and CRl.1 of the CR1.1 of the Local
Local Rules
Rules of
ofthe
the Superior
Superior Court
Court of
of Guam.
Guam. Having
Having duly
duly
26 26 27 considered the parties' briefs, briefs, oral
oral arguments,
arguments, and the applicable law, the Court now issues issues the
27
28 28 following Decision Decision and OrderGRANTING and Order GRANTING the
the Defendant's
Defendant's Motion.
Decision Decision and Re. Defendant's Motion and Order Re. Motion to Disqualify Disqualify aa Prosecutor
Prosecutor
People v.
v. Etas,CF0334-23-01
Blas, CF0334-23-0l Page 1 of21
I of21
II. BACKGROUND 11. BACKGROUND AND
AND RELEVANT
RELEVANT FACTS
3 On May 19,
19, 2023,
2023, Defendant Theresa Aflleje Defendant Theresa Aflleje Blas Blas was
was charged
charged via
via Indictment
Indictment with
4
5 having "intentionally "intentionally introduced or attempt[ing]
introduced or attempt[ing] to introduce introduce major
major contraband" into the contraband" into the
5
6 6 Department of Corrections Department of Correctionsdetention detentionfacility
facilityininviolation
violationofof99GCA
GCA§§
§§58.60(a)(2)(a),
58.60(a)(2)(a),(c)(l)
(c)(1) or
or
7 (a)(1)
(a)(l) and and (b)(1),
(b)(l), and chargedwith:
and charged with:(1)
(1)PROMOTING
PROMOTJNGMAJOR
MAJORPRISON
PRISON CONTRABAND
CONTRABAND
8 2nd Degree
(As aa 2nd Felony), and Degree Felony); and (2)
(2) PROMOTING
PROMOTING PRISON
PRISON CONTRABAND
CONTRABAND (As aa
9 Misdemeanor). Indictment Misdemeanor). Indictment (May (May19, 2023). 1
19, 2023).1
10 10
11 11 Several Several hearings were held hearings were held in this this case
case at
at which
which the
the People
People were
were represented
represented by
12 12 different Assistant different AssistantAttorneys AttorneysGeneral
General(AAG),
(AAG), including
includingAAG Kristine Borja, AAG Kristine Borja, AAG Charles AAG Charles
13 13 Kinnunen, AAG Leah Diaz-Aguon, Kinnunen, AAG Diaz-Aguon, AAG AAG Matthew
Matthew Shuck,
Shuck, and AAG Ed
and AAG Ed Han,
Han, during
during the
the
14 14 ofMay
period of May11, 11, 2023,
2023, to
to September
September 6,
6, 2023.
2023.
15 15 A. McDonald
McDonaldEnters
Enters his asSAAG.
his Appearance as SAAG.
16 16
17 17 On October October 17,
17, 2023,
2023, aa Notice
Notice of
of Filing
Filing ofofChief
ChiefDeputy
DeputyAttorney
Attorney General's
General's
18 18 Designation of Designation Special Assistant of Special Assistant Attorney General for Trial and Attorney General and Related Related Proceedings
Proceedings (the
19 19 | -
"Notice")was "Notlce") was filed filed by
by the
the McDonald
McDonald Law
Law Office,
Office, LLC jointly with the LLC jointly the Office of of the
the Attorney
20 General signedby General signed byJOSEPH JOSEPHB.B.McDONALD
McDONALDOF
OFMCDONALD
MCDONALD LAW
LAW OFFICE,
OFFICE, LLC,
LLC, and
and by
21 .21
22 the OFFICE the OFFICE OF THE ATTORNEY ATTORNEYGENERAL
GENERALbyby JosephA.A.Guthrie, Joseph Guthrie, Chief ChiefDeputy
Deputy Attorney
22
23 23 General. The Notice Notice states:
states:
24 24 II N
25 25 UII 26 26
27 27
28 11 Blas Blas was was originally
originally charged
charged together
together with
with Defendant
Defendant Victoria
Victoria Benita
Benita Cabrera Agulto;
Agulto, however,
however, on
on January
January 10,
2024, Defendant Agulto 2024, Defendant Agulto was was severed
severed from
from Defendant
Defendant Blas thiscase Blas ininthis case and
and the
the matters
matters continue
continue as
as CF0334-23
CF0334-23
(Defendant (Defendant Agulto) and and CF0334-23-01 CF0334-23-01 (Defendant
(Defendant Blas),
Blas), respectively.
respectively. Order Severing Severing Defy.,
Defs., Jan.
Jan. 10, 2024.
2024.
Decision Decision and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v. Blas, People v. Blas, CF0334-23-01 CF0334-23-01
Page Page 22of21
of21
CHIEF DEPUTY ATTORNEY
ATTORNEY GENERAL
GENERAL DESIGNATION
DESIGNATION
3 ASSISTANT ATTORNEY OF SPECIAL ASSISTANT ATTORNEY GENERAL FOR TRIAL AND RELATED
RELATED PROCEEDINGS
4
5 The undersigned
undersigned Chief Deputy
Deputy Attorney
Attorney General
General having
having designated
designated Special
Special
Assistant Attorney
Attorney General
General Joseph B. McDonald Joseph B. McDonald as prosecuting attorney as prosecuting attorney for for trial
6 and related proceedings and related proceedings in in CF334-23,
CF334-23, acknowledges
acknowledges andand affirms affirms this
this entry
entry of
appearance appearance asasco-counsel co-counselofrecord
of recordfor
forPlaintiff
PlaintiffPEOPLE
PEOPLEOF OFGUAM.
GUAM.
7
8 Concurrently with the Concurrently with the Notice, Notice, McDonald
McDonald filed
filed his
his Entry
Entry of
ofAppearance
Appearance as
as aa Special
Special Assistant
Assistant
9 General (SAAG)
Attorney General (SAAG) with with the
the Office
Officeofofthe
theAttorney
AttorneyGeneral
General "for
"forpurposes
purposes of
oftrial
trial and
and
10 related proceedings and the instant and the instantmatter"
matter" and
andfurther
furthersought
soughtservice
serviceof
of "all papers,
papers, notices,
11 11 and orders filed and orders filed or related related to the
the instant case be also instant case also served served upon
upon the
the McDonald Law
12 12 Office...." Entry Entry of
ofAppearance
Appearance (Oct. 17, 2023).
13 13
14 14 B. Defendant Defendantseeks
seeks Disqualification of of SAAG
SAAG McDonald
McDonalddue
due to
to conflict.
conflict.
15 15 During During the Pre-Trial
Pre-Trial Conference
Conference held
held on
onOctober
October17,
17,2023,
2023, the
theDefendant,
Defendant, through
through
16 16 v , .
counsel, orally counsel, orally requested requested that
thatMcDonald
McDonald recuse
recusehimself
hunselfdue
dueto
to an
an "incurable
"incurable conflict
confect of
17 17 interest." Pre-trial Conf interest." Conf. Hrg.
Hrg. at
at 11:17:l5AM
ll:17:15AM (Oct.
(Oct. 17,
17, 2023).
2023). However,
However, the
the Court
Court ordered
ordered
18
19 the request that the request be be submitted
submitted in
in writing
writing as consistent with the Criminal Criminal Procedure
Procedure statutes
statutes and
19
20 20 rules regarding regarding Motions, which
which are all too often
often ignored
ignored in
in the
the criminal
criminal docket.2
docket.2
21 The Defendant Defendant subsequently filed the subsequently filed the Motion on on November
November 3,
3, 2023,
2023, arguing
arguing that
that
22 22 McDonald should should be precluded from sewing serving as
as both
both aa prosecutor
prosecutor in
in this
this case
case and
and a criminal
23 defense attorney attorney in
in other
other cases
casesbrought
broughtby
bythe
Free access — add to your briefcase to read the full text and ask questions with AI
Fa L EQ FILED
SUPERQR COURT SUPERiOR CQUR?
1 OF GUAM 2 20214 gag - FW g: 0 7 3 oLE? OF COURT
\J
4
5 BY:---r------
¢vnu-q*5
6 IN THE SUPERIOR COURT COURT OF
OF GUAM
GUAM
7
8 PEOPLE OF OF GUAM,
GUAM, ) CRIMINAL CRIMINAL CASE
CASE NO.NO. CF0334-23-01
CF0334-23-01
)) GPD REPORT NO.
no. 23-10760
23-10760
9 )
vs. ))
10 10 ) 11 11 )) DECISION
DECISION AND
AND ORDER
ORDER RE.
THERESA MARIE AFLLEJE BLAS, )) DEFENDANT'S DEFENDANT'S MOTION TO
12 DOB:
DOB:07/08/1971 07/08/1971 )) DISQUALIFY DISQUALIFY A PROSECUTOR )
13 13 )) 14 14 Defendant. )
)
15 15 I. INTRODUCTION
INTRODUCTION
16 16
17 17 This matter This is before
matter is before the
the Honorable Maria T.
Honorable Maria T. Cenzon Cenzon on
on Defendant's
Defendant's Motion to
18 18 Disqualify Disqualify aa Prosecutor Prosecutor (the "Motion").
"Motion").Oral
Oralarguments
argumentson
onthe
theMotion
Motionwere
wereheard
heardon
01_1January
January
19 19 2024. Counsel 3, 2024. Counsel Tom Tom Fisher appeared
appeared on
on behalf
behalf of
of Defendant
Defendant Theresa
Theresa Marie
Marie Aflleje Blas
Aflleje Blas
20 ("Defendant" or or "Defendant
"Defendant BIas").
Blas"). Special
SpecialAssistant
Assistant Attorney
Attorney General
General Joseph
Joseph McDonald
McDonald
21 22 22 with the the Office
Office of the Attorney
Attorney General
General("McDonald"
("McDonald" or "SAAG
"SAAG McDonald")
McDonald")was
waspresent
present on
23 23 the People of behalf the Guam. Following ofGuam. Following the
the hearing
hearing on
on the
the Motion,
Motion, the
the Court
Court took
took the
the matter
matter
24 24 under advisement pursuant under advisement pursuantotoSupreme SupremeCourt
Courtof
of Guam
GuamAdministrative
Administrative Rule
Rule 06-001,
06-001, CVR
CVR
25 7.l(e)(6)(A) and 7.1(e)(6)(A) and CRl.1 of the CR1.1 of the Local
Local Rules
Rules of
ofthe
the Superior
Superior Court
Court of
of Guam.
Guam. Having
Having duly
duly
26 26 27 considered the parties' briefs, briefs, oral
oral arguments,
arguments, and the applicable law, the Court now issues issues the
27
28 28 following Decision Decision and OrderGRANTING and Order GRANTING the
the Defendant's
Defendant's Motion.
Decision Decision and Re. Defendant's Motion and Order Re. Motion to Disqualify Disqualify aa Prosecutor
Prosecutor
People v.
v. Etas,CF0334-23-01
Blas, CF0334-23-0l Page 1 of21
I of21
II. BACKGROUND 11. BACKGROUND AND
AND RELEVANT
RELEVANT FACTS
3 On May 19,
19, 2023,
2023, Defendant Theresa Aflleje Defendant Theresa Aflleje Blas Blas was
was charged
charged via
via Indictment
Indictment with
4
5 having "intentionally "intentionally introduced or attempt[ing]
introduced or attempt[ing] to introduce introduce major
major contraband" into the contraband" into the
5
6 6 Department of Corrections Department of Correctionsdetention detentionfacility
facilityininviolation
violationofof99GCA
GCA§§
§§58.60(a)(2)(a),
58.60(a)(2)(a),(c)(l)
(c)(1) or
or
7 (a)(1)
(a)(l) and and (b)(1),
(b)(l), and chargedwith:
and charged with:(1)
(1)PROMOTING
PROMOTJNGMAJOR
MAJORPRISON
PRISON CONTRABAND
CONTRABAND
8 2nd Degree
(As aa 2nd Felony), and Degree Felony); and (2)
(2) PROMOTING
PROMOTING PRISON
PRISON CONTRABAND
CONTRABAND (As aa
9 Misdemeanor). Indictment Misdemeanor). Indictment (May (May19, 2023). 1
19, 2023).1
10 10
11 11 Several Several hearings were held hearings were held in this this case
case at
at which
which the
the People
People were
were represented
represented by
12 12 different Assistant different AssistantAttorneys AttorneysGeneral
General(AAG),
(AAG), including
includingAAG Kristine Borja, AAG Kristine Borja, AAG Charles AAG Charles
13 13 Kinnunen, AAG Leah Diaz-Aguon, Kinnunen, AAG Diaz-Aguon, AAG AAG Matthew
Matthew Shuck,
Shuck, and AAG Ed
and AAG Ed Han,
Han, during
during the
the
14 14 ofMay
period of May11, 11, 2023,
2023, to
to September
September 6,
6, 2023.
2023.
15 15 A. McDonald
McDonaldEnters
Enters his asSAAG.
his Appearance as SAAG.
16 16
17 17 On October October 17,
17, 2023,
2023, aa Notice
Notice of
of Filing
Filing ofofChief
ChiefDeputy
DeputyAttorney
Attorney General's
General's
18 18 Designation of Designation Special Assistant of Special Assistant Attorney General for Trial and Attorney General and Related Related Proceedings
Proceedings (the
19 19 | -
"Notice")was "Notlce") was filed filed by
by the
the McDonald
McDonald Law
Law Office,
Office, LLC jointly with the LLC jointly the Office of of the
the Attorney
20 General signedby General signed byJOSEPH JOSEPHB.B.McDONALD
McDONALDOF
OFMCDONALD
MCDONALD LAW
LAW OFFICE,
OFFICE, LLC,
LLC, and
and by
21 .21
22 the OFFICE the OFFICE OF THE ATTORNEY ATTORNEYGENERAL
GENERALbyby JosephA.A.Guthrie, Joseph Guthrie, Chief ChiefDeputy
Deputy Attorney
22
23 23 General. The Notice Notice states:
states:
24 24 II N
25 25 UII 26 26
27 27
28 11 Blas Blas was was originally
originally charged
charged together
together with
with Defendant
Defendant Victoria
Victoria Benita
Benita Cabrera Agulto;
Agulto, however,
however, on
on January
January 10,
2024, Defendant Agulto 2024, Defendant Agulto was was severed
severed from
from Defendant
Defendant Blas thiscase Blas ininthis case and
and the
the matters
matters continue
continue as
as CF0334-23
CF0334-23
(Defendant (Defendant Agulto) and and CF0334-23-01 CF0334-23-01 (Defendant
(Defendant Blas),
Blas), respectively.
respectively. Order Severing Severing Defy.,
Defs., Jan.
Jan. 10, 2024.
2024.
Decision Decision and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v. Blas, People v. Blas, CF0334-23-01 CF0334-23-01
Page Page 22of21
of21
CHIEF DEPUTY ATTORNEY
ATTORNEY GENERAL
GENERAL DESIGNATION
DESIGNATION
3 ASSISTANT ATTORNEY OF SPECIAL ASSISTANT ATTORNEY GENERAL FOR TRIAL AND RELATED
RELATED PROCEEDINGS
4
5 The undersigned
undersigned Chief Deputy
Deputy Attorney
Attorney General
General having
having designated
designated Special
Special
Assistant Attorney
Attorney General
General Joseph B. McDonald Joseph B. McDonald as prosecuting attorney as prosecuting attorney for for trial
6 and related proceedings and related proceedings in in CF334-23,
CF334-23, acknowledges
acknowledges andand affirms affirms this
this entry
entry of
appearance appearance asasco-counsel co-counselofrecord
of recordfor
forPlaintiff
PlaintiffPEOPLE
PEOPLEOF OFGUAM.
GUAM.
7
8 Concurrently with the Concurrently with the Notice, Notice, McDonald
McDonald filed
filed his
his Entry
Entry of
ofAppearance
Appearance as
as aa Special
Special Assistant
Assistant
9 General (SAAG)
Attorney General (SAAG) with with the
the Office
Officeofofthe
theAttorney
AttorneyGeneral
General "for
"forpurposes
purposes of
oftrial
trial and
and
10 related proceedings and the instant and the instantmatter"
matter" and
andfurther
furthersought
soughtservice
serviceof
of "all papers,
papers, notices,
11 11 and orders filed and orders filed or related related to the
the instant case be also instant case also served served upon
upon the
the McDonald Law
12 12 Office...." Entry Entry of
ofAppearance
Appearance (Oct. 17, 2023).
13 13
14 14 B. Defendant Defendantseeks
seeks Disqualification of of SAAG
SAAG McDonald
McDonalddue
due to
to conflict.
conflict.
15 15 During During the Pre-Trial
Pre-Trial Conference
Conference held
held on
onOctober
October17,
17,2023,
2023, the
theDefendant,
Defendant, through
through
16 16 v , .
counsel, orally counsel, orally requested requested that
thatMcDonald
McDonald recuse
recusehimself
hunselfdue
dueto
to an
an "incurable
"incurable conflict
confect of
17 17 interest." Pre-trial Conf interest." Conf. Hrg.
Hrg. at
at 11:17:l5AM
ll:17:15AM (Oct.
(Oct. 17,
17, 2023).
2023). However,
However, the
the Court
Court ordered
ordered
18
19 the request that the request be be submitted
submitted in
in writing
writing as consistent with the Criminal Criminal Procedure
Procedure statutes
statutes and
19
20 20 rules regarding regarding Motions, which
which are all too often
often ignored
ignored in
in the
the criminal
criminal docket.2
docket.2
21 The Defendant Defendant subsequently filed the subsequently filed the Motion on on November
November 3,
3, 2023,
2023, arguing
arguing that
that
22 22 McDonald should should be precluded from sewing serving as
as both
both aa prosecutor
prosecutor in
in this
this case
case and
and a criminal
23 defense attorney attorney in
in other
other cases
casesbrought
broughtby
bythe
theOffice
Office of
of the
the Attorney
Attorney General
General on behalf of the
24 24
25 . ofGuam.
People of Mot. at Guam. Mot. at p.
p. 5,
5, Nov.
Nov.3,3,2023.
2023. The
Thegravamen
gravamenofofhis
hiscomplaint
complaintisisthat
that such
such dual
dual
26 26
27 Agulto waived waived her
her right
right to
to speedy
speedy trial and has been trial and been deemed deemed legally
legally eligible for
for Adult
AdultDrug
Drug Court
Court participation.
participation.
She does not She does notjoin join in
in the
theMotion
Motionto to Disqualify.
Disqualify. Id. at
at p.
p. 2.
28 2 2 See, 8 GCA § 65. 15 (Motions Which Must be Made Prior to Trial); 8 GCA §l.25(c); Local Rules of the Superior See, 8 GCA § 15 (Motions Which Prior to Trial); 8 GCA §l.25(c); Local Rules of the Superior Court of Com of Guam, Criminal Procedure Guam, Criminal ProcedureRules RulesCRCR1.1
1.1(CRl.l(b)(l)("An applicationtotothe (CRl.l(b)(l)("An application thecourt courtfor
for an
an order
order shall
shall be
be
by motion."
motion. (emphasis added)).
(emphasis added)).
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v.
v. Blas, CF0334-23-01
CF0334-23-01
Page 3 of211
1 roles cannot be be reconciled in
in aa criminal
criminal case
case because
because a prosecutor in a criminal prosecutor in criminal case case owes a
2 duty of of loyalty
loyalty to the state
state while aa defense
defense attorney
attorney owes the
the same duty to
same duty to his client in a
a
3 criminal case, case; therefore, the
the same
same individual carlnot
cannot serve two masters because to masters because to do
do so
so would
would
4
5 violate or or significantly
significantly risk
risk violating
violating the
the Rules
Rules of
ofProfessional
Professional Conduct.
Conduct. Mot. at
at pp. 3-5 ((citing
pp. 3-5
6 Barrett-Anderson Barrett-Anderson v. Camacho, 2018 Guam 20 ,r,r v. Camacho, 'lm 17-20).
7 In his Response, McDonald McDonald argues
argues that he
he has
has implemented
implemented aa "compliance "compliance program"
program"
8 to ensure there is no conflict conflict of
ofinterest,
interest, obtained
obtained waivers from existing clients clients in criminal
9 cases, sought to cases, sought to be be relieved
relieved as
as counsel
counsel in
in aa case in
in which
which he
he was
was appointed
appointed indigent counsel, 10 10
111 and thathis and that hisappointment appointmentisisaavery
verylimited,
limited, "narrow
"narrow engagement"
engagement" for the
the purpose
purpose of taking the
12 12 matter to trial. Moreover, Moreover,heheasserts
assertsthat
thatother
otherjurisdictions
jurisdictionspermit
permitsuch
such dual
dual roles
roles and
and that in
13 13 this case case no
noconflicts
conflicts exist.
14 14 III.DISCUSSION
15
A. The The Proper
Proper Test
Test for
forAttorney
Attorney Disqualification under the Disqualification under the Guam Guam Rules
Rules of
of
16 16 Professional Conduct.
17 17 The Guam The Guam Supreme
Supreme Court
Court has
has declared
declared that
that "[t]he proper
proper test
test for
for attorney
attorney
18
disqualification disqualification in in Guam
Guam is
is whether
whether an
an attorney's
attorney's continued
continued representation
representation or participation in a 19 19
20 20 matter violates or significantly matter violates significantly risks violating the Guam risks violating Guam Rules of ofProfessional
Professional Conduct."
Conduct."
21 21 Barrett-Anderson v. Camacho, Camacho, 2018 Guam 20.
2018 Guam 20. Prior to Barrett-Anderson Barrett-Anderson and
and the adoption
adoption of
22 22 the 2003 2003 Guam
GuamRules
Rules of
of Professional Conduct,
Conduct, the
the standard in attorney
standard in attorney disqualification disqualification was the
23 23 "appearance "appearance of impropriety"
impropriety" measure
measure articulated in People People v.
v. Tennessee,
Tennessen, 2009 Guam 3. There, Guam 3.
24 24
25 the the Supreme Court disqualified Supreme Court disqualified the theentire
entireAttorney
Attorney General's
General's office
office in
in aa criminal
criminal prosecution
prosecution
79
26 26 "when "when aa personally-conflicted personally-conflicted Attorney General General breached previously-imposed conflict breached a previously-imposed conflict wall."
27 27 Barrett-Anderson Barrett-Anderson at ,r 16.
at 1] 16. Since
Since Tennessee,
Tennessen, Guam
Guam adopted
adopted the 2003
2003 Guam
Guam Rules of
of
28 Professional Conduct, thereby thereby eliminating
eliminating the
the "appearance
"appearanceof
of impropriety" standard infavor standard in favor of
of
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualify aa Prosecutor
Prosecutor
People v.
v. Blas,
8la5, CF0334-23-0
CF0334-23-0ll
Page 21 Page 4 of21
establishing one establishing onerequiring requiringaashowing
showingof
of aaviolation
violation of
of or significant risk of violating the the Rules
Rules
2 of of Professional Professional Conduct Conduct before
before disqualifying
disqualifying the attorney. 3 It is, the attorney is, however, however, noteworthy
noteworthy that
that
3 despite ovenuling Tennessee, despite overruling Tennessen, the Guam Supreme Supreme Court declared that that its
its decision therein is not 4
5 inconsistent inconsistent with Barrett-Anderson Barrett-Anderson "as
"as it isis a adisqualification disqualification case
case concerning
concerning personal
personal
6 cases." Id. (emphasis conflicts in criminal cases." (emphasis added).
7 It It is
is important
important to note also
also that
that Barrett-Anderson
Barrett-Anderson is distinguishable on its facts from the 8 instant caseas instant case asitit concerned concernedwhether
whetherdisqualification
disqualificationof
ofthe
theOAG
OAG was proper in a civil matter matter
9 the OAG previously
when the previously represented the same represented the same government government entity
entity client
client in
in a civil
civil proceeding
10
11 11 through anAAG through an AAG who who had
had since
since retired. Barrett-Anderson Barrett-Anderson did not concern concern the disqualification
12 12 of of aa private attorney from sewing serving as
as aa SAAG
SAAGprosecutor
prosecutorin
inthe
the same
same jurisdiction
jurisdiction where
where he also
13 13 concurrently represents criminal concurrently represents criminal defendants defendantsagainst
againstthe
thePeople.
People. Thus,
Thus, while
while Barrett-Anderson
Barrett-Anderson
14 14 dictates the standard dictates the standardby by which
which this
this Court
Court determines
determineswhether
whetheraa conflict
conflict exists,
exists, it does
does not
not
15 15 supply the analysis supply the analysis relevant in this this case
case because
becausethe
theapplicable
applicableRule
Rule in
in determining
determining the
the conflict
conflict
16
17 17 in that that case casewas
wasRule
Rule l.9(c)
1.9(c) of
of the
the Guam Rules of
of Professional
Professional Conduct,
Conduct, not Rule 1.7,
1.7, which is
18 18 implicated here. 4 implicated here.4 19 19 In any
any event,
event, as
as dictated
dictated in Barrett-Anderson, we properly properly begin
begin the
the analysis
analysis of
20 20 Defendant's Defendant's instant Motion with instant Motion with Rule 1.7 1.7 of
of the
the Guam
Guam Rules of Professional Conduct.
21
22 // II
23 23 // II 24 24 // II 25 25
26 26 3 3 Barrett-Anderson at1118 Barrett-Anderson iTl 8 ("[W]e ("[W]e find
find that
that the
the "appearance
"appearance of
ofimpropriety"
impropriety"standard
standard ceased
ceased toto be
be the
the standard
standard for
27 attorney attorney disqualification after the the 2003 2003 adoption
adoption ofof the
the Guam
Guam RulesRules of
of Professional Conduct
Conduct for criminal
criminal actions
actions
filed filed after after thethe rules'
rules' effective
effectivedatedateand
and for
forall
allsubsequent
subsequent attorney conduct conduct in
in pending
pendingcivil
civil cases).
28 4 4 Barrett-Anderson at 1'If127 ("Now, ("Now, we we turn tum ourour attention to the singular to the singularrule
rulethat
thatisisimplicated
implicatedherehere- -Rule Rulel.9(c)
l.9(c).
...This . .This isis the the only
onlyapplicable
applicable rulerule because because the present
present suit
suitisis aa claim
claim between
betweenthe theoriginal
originallawyer
lawyer-- the Attorney
General General -- and andthetheformer formerclientclient
-DRT.").
DRT.").
Decision Decision and Re. Defendant's and Order Re. Defendant's Motion Motion to Disqualify
Disqualify aa Prosecutor
People People v.
v. Blas,
Blas, CF0334-23-01 Page 5 of21
of21
B. Rule 1.7 1. of the
the Guam
Guam Rules
Rules of
of Professional
Professional Conduct
Conduct requires
requires Defendant
Defendant to show
show
3 that McDonald's McDonald's. SAAG
SAAG appointment
appointment results in
in a "significant risk"
risk" of
of violating
violating the
Rules of Professional Conduct.
4
5 Rule 1.7
1.7 of the Guam
GuamRule
Rule of
of Professional
Professional Conduct
Conduct(GRP)
(GRP) provides, aS follows:
as follows:
6 Rule Rule 1.7:
7: Conflict of Interest:
Interest: Current
Current Clients.
7 (a) Except
Except as as provided
provided in in paragraph
paragraph (b),
(b), aa lawyer
lawyer shall
shall not
not represent
represent a
8 client ififthe
the representation
representation involves aa concurrent conflict of concurrent conflict of interest.
interest.
A concurrent conflict of interest exists if:
concurrent conflict if:
9 (1) the
the representation
representation of of one
one client
client will
will be
be directly
directlyadverse
adverse to
to another
another
10 10 client, client; or
11 (2) there there is
is aa significant
significant risk
risk that
that the
the representation
representation of oneone or more more
clients clients will be be materially materially limiter'
limited by by ire
thelawyer's
lawyer'sresponsibilities
responsibilities toto
12 12 another another client, a former
former client
client or
or aa third
thirdperson
person or
or by
by aa personal interest
interest
of ofthe lawyer.
13
14 14 (b) Notwithstanding the existence Notwithstanding the existence of of aa concurrent
concurrent conflict of
of interest
interest
under paragraph
paragraph(a),
(a), aalawyer
lawyer may
may represent
representaaclient
clientif:
if:
15 15 (1) the
the lawyer
lawyer reasonably
reasonably believes that the the lawyer lawyer will
will be able to provide
16 competent and diligent representation to and diligent to each eachaffected
affected client;
client,
17 17 (2) the the representation
representation is not prohibited by by law;
law,
(3) the
the representation
representation doesdoes not not involve
involve the
the assertion
assertion ofof a claim by one 18 18 client against another client against another client represented representedby by the
the lawyer
lawyer in thethe same
same
litigation litigation oror other
other proceeding
proceeding before
before aa tribunal,
tribunal; and
and
19 19 (4) 4) each
each affected
affected client
client gives
gives informed
informed consent,
consent, confirmed in writing.
20 Although Rule Although Rule 1.7
1. 7 is
is the
the starting
starting point
point in
in this
this case,
case, the
the question
question of
ofattorney
attorney
21
22 disqualification in in arase
a.casewhere
whereaaprivate
privateattorney
attorneywho
whorepresents
represents defendants
defendants in
in criminal
criminal cases
cases
22
23 23 is disqualified under Rule disqualified under Rule 1.7 1. 7 of the
the Guam
Guam Rules of
ofProfessional
Professional Responsibility Responsibility Hom
from also
also
24 24 prosecuting criminal defendants prosecuting criminal defendantsunder underthe
theSAAG
SAAG designation
designationisis one
one of
of first
first impression.
impression.
25 25 . . I . . n .
the dlsquahficatlon
Barrett-Anderson involved the disqualification of the the OAG
OAGinina c1v11
a civil matter.
matter. Tennessee
Tennessen
26 26 involved the involved the disqualification disqualification ofofthe
the Office
Office of the
the Attorney
Attorney General
General in
in aa criminal
criminal case
case
27 27
28 28 concerning personal conflicts concerning personal conflicts of of interest
interest involving then-Attorney then-Attorney General
General Douglas Moylan.
Decision Decision and OrderRe.
and Order Re.Defendant's Motion to Disqualify Disqualify aa Prosecutor
Prosecutor
People v.
v. Blas,CF0334-23-01
CF0334-23-0l
Page of21 Page 6 of21 1 at~ Tennessen at Tennessee 6, fn.
1] 6, fn. 2.
2. The
The Court is not aware
aware of
of any
any subsequent
subsequent Guam
Guam Supreme Court
Court case
case
2 addressing attorney disqualification addressing attorney disqualification under under Rule
Rule 1.7
1. since Barrett-Anderson Barrett-Anderson and
and neither party
party
3 has provided any has provided any Guam Guamauthority
authorityfollowing
following Barrett-Anderson Barrett-Anderson in
in the context of
of a criminal case.
4 4
Nevertheless, the
the parties
parties agree
agree that
that Barrett-Anderson
Barrett-Anderson requires showing of more requires a showing more than than
5
66 "an appearance "an appearance of of impropriety"
impropriety" to
to justify the
the disqualification
disqualificationof
of McDonald
McDonald as
as aa SAAG in this
SAAG in this
7 7 case. Mot. Hrg.
case. at 9:53:49 Hrg. at 9:53:49 AM to
to 9:58:25
9:58:25 AM
AM(Jan.
(Jan. 3,3, 2024).
2024). However,
However, the
the Guam
Guam Supreme
Supreme
8 Court did not wholly Court wholly reject reject aa Court's
Court's consideration
consideration of the
the "appearance
"appearance of impropriety"
impropriety" in
in
9 considering considering attorney but merely attorney disqualification, but merely requires requires that
thatbefore
before finding
finding disqualification is 10
11 warranted, the warranted, the appearance appearanceof
of impropriety
impropriety must
mustbe
be coupled
coupled with
with an
an additional
additional showing
showing "that the
12 12 attorney's representation risksviolating representation risks violating the the Rules
Rules of
of Professional Conduct."
Conduct." Barrett-Anderson Barrett-Anderson
13 1 at~ at 1117 17(quoting v. Mackler, 623 A.2d (quoting Bergeron v. 489,493 A.2d 489, 1993)("Although considering 493 (Conn. 1993)("Although considering 14 14 the appearance of impropriety may appearance of may be part of of the
the inherent
inherent power of
of the
the court
court to
to regulate
regulate the
the
15 15 16 conduct conduct of attorneys, attorneys, it
it will
will not
not stand
stand alone to disqualify disqualify an attorney
attorney in the absence
absence of any
any
16
17 17 indication that the indication that the attorney's attorney's representation risksviolating representation risks violating the the Rules
Rules of
of Professional
Professional
18 18 Conduct.")( emphasis added)).
Conduct.")(emphasis
19 19 Moreover, Moreover, in
in determining
determining whether
whether "there
"there isis aasignificant significantrisk
risk that
that the
the representation
representation of
20 20 one or more clients will be be materially
materially limited
limited by
by the
the lawyer's
lawyer's responsibilities responsibilities to
to another
another client,
21
a former client client or
or aa third
third person
person or by aa personal
personal interest
interest of the lawyer" under under Rule 1.7,
1. the
the
22 22
23 23 "significant risk" does "significant does not allow for disqualification for a potential conflict, but for "inevitable for disqualification
24 24 and material and material conflicts."
conflicts." Id (citing Eottoms Id (citing Bottoms v.
v. Stapleton, 411, 417 Stapleton, 706 N.W.2d 411, 417 (Iowa 2005)).
25 u | I v o - . .
The challenge challenge before
before thls
this Court is how to
Court is to measure
measure "slgnlticant
"significant rlsk"
risk" in
in thls
this context,
context, given
given that
that
26 26 there is no precedent on point. In In considering
considering the
the appropriate
appropriate formula, the Court Court considers
considers the
27 27 .
28
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v.
v. Blas, CF0334-23-01
CF0334-23-01
Page Page 77 of21
of21
1 analysis analysis invoked by the Iowa Iowa Supreme
Supreme Court in Bottoms, which reasoning reasoning was adopted by the 2 Guam Supreme Court in Supreme Court in Barrett-Anderson.
3 Although Bottoms, like Barrett-Anderson, does not involve involve aa criminal
criminal proceeding,
proceeding, the
the
4
5 principles are articulated clearly therein and articulated clearly and Iowa Iowa Rule of
ofProfessional
Professional Conduct
Conduct 32:1.7
32:1.7 mirrors
6 Guam's Rule 1.7 1.7 in
in all
allapplicable respects. 5 Consequently, applicable respects.5 the Court Consequently, the Court finds finds its analysis
analysis in
7 determining there exists a disqualifying conflict determining whether there conflict both both persuasive
persuasive and
and appropriate.
appropriate. The
8 Iowa Iowa Supreme reasoned as Supreme Court reasoned asfollows:
follows:
9 The question
question to to be answered underrule answered under rule 32:l.7(a)(2)
32:l.7(a)(2) is whether
whether therethere isis "a "a
10 significant risk" that significant risk" that counsel's representationofofone counsel's representation oneclient client "will
"will be be materially
materially
11 11 limited by [his or her]
her] responsibilities
responsibilitiestotoanother anotherclient."
client."See
Seeid.idr.r.32:l.7(a)(2).
32:l.7(a)(2).
Although related to Although related to the the old
old "appearance
"appearance of impropriety"
impropriety" test,
test, the
the modem
modem
12 12 approach focuseson approach focuses degreeof thedegree
onthe of risk
risk that
thataalawyer
lawyerwill
will be unable
unable to to fulfill
iultill his
his
or her duties to both clients. See See generally generally l1 The
The Law
Law ofofLawyering
Lawyering §§ 10.4,10.4, at 13 13 10-12 10-12 toto 10-13
10-13 (noting
(noting the
the old
oldstandard
standard was "too"too vague vague and
and subjective"
subjective" and and
14 droppedfrom was dropped fromthe
theABA
ABA Model Rules of of Professional Professional Conduct).
15 15 A comment comment to rulerule 32:1.7 32: 1. 7 sheds light on sheds light on when
when a conflict
conflict of
of interest
interest will
materially limit
limit an
an attorney
attorney inin the
the performance of
ofthe
the at"tomey's responsibilities:
attorney's responsibilities:
16 16
17 17 [A]
A] conflict
conflictofofinterest
interestexists
existsififthere
thereisisaasignificant
significantrisk
risk that
that aa lawyer's
lawyer's
ability to
to consider,
consider, recommend,
recommend, or can'y carry out out an
an appropriate course of appropriate course
18 18 action for the client will will be
be materially
materially limited
limited as
as aa result
result of
of the
the lawyer's
19 19
5 20 Iowa R.R. of ProflConduct ofProf'l Conduct 32:l.7 32:1.7mirrors
mirrors Rule
Rule 1.71.7 of
ofthe
theGuam
Guam RulesRules ofofProfessional Professional Responsibility Responsibility in all
all
relevant relevant aspects, aspects, andand provides:
provides:
21 (a) Except Except as as provided
provided in in paragraph paragraph (b), aa lawyer
lawyer shall
shall not
not represent
represent aa client
client ififthe
the representation
representation involves aa concurrent conflict of interest. concurrent conflict interest. AA concurrent conflict of interest exists concurrent conflict exists if:
if:
22 (1)
1)the
the representation
representation of of one client will will be
be directly
directlyadverse
adverse to to another client, or another client;
(2) there
there is is aa significant significant risk
risk that
that the representation
representation of of one one oror more
more clients
clients will
will be materially
materially limited by
23 the the lawyer's responsibilities responsibilities to to another client, a former another client, former client, client, or aa third
third person or by aa personal personal interest
interest of the
the
lawyer. lawyer. · 24 (b) Notwithstanding Notwithstandingthe the existence existence of ofaaconcurrent concurrent conflict
conflictofofinterest
interestunder
underparagraph
paragraph (a),(a), aa lawyer lawyermay
may represent
represent
a client client if:
if:
25 (1) the the lawyer
lawyer reasonably
reasonably believes that the lawyer will be that the be able able totoprovide
providecompetent
competent and and diligent diligent
representation representation to to each eachaffected
affected client;
client,
26 (2) the the representation prohibited by representation is not prohibited by law;
law,
(3) the
the representation
representation does does not not involve
involve the
the assellion
assertion of aa claimclaim bybyoneoneclient clientagainst
against another
another client
client
27 represented represented by by the the lawyer
lawyer in thethe same
same litigation
litigation oror other proceeding beforebefore aa tribunal, tribunal; and
and
(4) each
each affected
affected client
client gives
gives informed
informed consent,
consent, confirmed in writing.
28 (c)
(c)InInno noevent
eventshall
shallaa lawyer
lawyerrepresent
represent both
both parties in dissolution of of marriage marriage proceedings.
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion to
to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v. Blas, CF0334-23-01 People v. CF0334-23-0l Page 88 of21 Page offal
1 other other responsibilities....
responsibilities.... The mere possibility possibility ofofsubsequent subsequent harm harm does does
not itself
itselfrequire
require disclosure
disclosure and
and consent.
consent. The
The critical
critical questions
questions areare the
the
2 likelihood that
that a Terence
differenceinininterests
interests will
willeventuate and, ififititdoes, eventuate and, does, 3 whether whether itit will
will materially
materially inteire
interferewith
withthethe
lawyer's
lawyer'sindependent
independent
professionaljudgrnent
judgment inin considering considering alternatives
alternatives or
orforeclose
foreclose courses
courses of
4 action that reasonably should be bepursued pursuedon onbehalf
behalfofthe
of client.
5 5 Bottoms at 416 (quoting Iowa Iowa R. of Prowl Conduct
of Profl Conduct 32:
32:1.7 cut. [8])(emphasis added).
1. 7 cmt.
6 In In Barrett-Anderson,
Barrett-Anderson, the Guam Guam Supreme
Supreme Court noted
noted Bottoms as
as finding that
that the
the
7
8 "concept of of a potential conflict
conflict of interest
interest is foreign
foreign to
to the
the new
newethical rule." 6 The entire ethical ru1e."6 entire
9 the Iowa's portion of the Iowa's court's court's discussion about potential conflict conflict is important to consider, so it is
10 replicated here: 11 11 In considering thisthis ruling ruling [of [of the
the district
district court
court that "there is a significant 12 potential for potential divergence of'
for divergence interests of the attorney's of" the interests attorney's clients], clients], we
first note that the first the concept of of a potential conflict of of interest is foreign to 13 13 the ethical rule. the new ethical rule. TThathat isis because because rulerule 32:l.7(a)(2.)
32:l.7(a)(2) statesstates that that a
14 14 conflict of interest conflict of "exists if interest "exists if ... there her e is aa s significant ignifica risk that tthe
representation of representation of one one or more clients will be materially materially limited limited by the
15 15 lawyer's responsibilities lawyer's responsibilities to to another another client."
client." Iowa
Iowa R. R. ofof Prof'l
Profl Conduct
Conduct
32:l.7(a)(2) 32:1.7(a)(2) (emphasis added). In other words, if (emphasis added). if there there is is aa significant significant
16 16 risk
s k tthat
h r representation
ep r t a t i o n of o oonen e c lclient
i en t wiwill
l l mamaterially
t er i a l y l i limit
mi t ' · tthe
17 representation of another client, a conflict of of interest actually exists;exists, it is merely potential. See
not merely See l1 The The Law Law ofofLawyering
Lawyering §§ 10.4, 10.4, at 10-13.
18 18 Thus, only an actual conflict of of interest, as defined in rule 32:1.7(a),32:l.7(a), will justify disqualification.
19 19
20 20 Bottoms v.
v. Stapleton,
Stapleton, 706 N.W.2d 411, 417 (Iowa 2005). The Court Court interprets
interprets this finding in 21
22 22 Bottoms ass sta nding for the standing the pr oposition that the proposition the existence existence of a significa
significant
nt risk
isk that the
the
23 representation of one client will materially limit limit the representation of of of another client is in and of 24 24 itself itself an actual - not not potential
potential -.- conflict of of interest which requires disqualification.
25 25 We now examine whether
whether McDonald's
McDonald's authority
authority under
under his
his SAAG
SAAG designation
designation results
results in
26 a significant risk that his his dual
dual representation
representation as
as prosecutor
prosecutor and
and defense
defense counsel will materially 27
28
66 Barrett-Anderson Barrett-Anderson at at 1[17 (quoting Bottom at 417).
,r17 (quoting
I
Decision Decision and
and Order Re,
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualify aa Prosecutor
Prosecutor
People v.
v. Blas, CF0334-23-01
CF0334-23-01
Page 99 of21
offal
1 limit limit the the representation of another representation of client (his criminal defendant another client defendant clients), therefore, resulting in 2 a conflict conflict under under Rule 1.7
1. and mandating
mandatinghis
hisdisqualification.
disqualification.
3 1. McDonald's McDonald'sauthority
authorityunder
underhis
his SAAG
SAAGdesignation.
designation.
4 McDonald McDonald asserts
asserts that his
his representation
representationisisnot
notmaterially
materiallylimited
limited by his responsibilities 5
6 to another client, client, a former client
client or
or aa third
third person,
person, or
or by
by his
his personal
personal interests.
interests. Response at
at p. 2
7 (citing Rule Rule 1.7(a)
l.7(a) of
ofthe
the GRPC)("None
GRPC)("Noneofof
the
thedefendants
defendantsororwitnesses
witnesses are
are clients
clients or
or former
former
8 clients clients of of the
the Firm,
Firm, nor
nor does
does the
theundersigned
undersigned have
have any
any responsibilities
responsibilities to another another client,
client, aa
9 former client client or
or aa third person, nor is there there a personal
personal interest
interestof
of undersigned
undersignedSAAG
SAAG that would
10 10
")-
11 materially limited by be materially by the engagement in this matter.
matter."). However, these are mere blanket
12 12 assertions unaccompanied assertions unaccompaniedby byDeclarations
Declarationsor
orAffidavits made under penalty Affidavits made penalty of perjury. Indeed,
13 13 the statement the statement that that McDonald has no "responsibilities McDonald has "responsibilities to to another client ... that would another c1ient...that be would be
14 14 materially limited materially limited by the the engagement
engagement in this
this matter"
matter" is the
the precise
precise question
question sought
sought to
to be
15
answered in this answered in this instant instant Motion.
Motion. That is, whether
whether McDonald's
McDonald's responsibilities responsibilities to
to his
his current
current
16 16
17 17 criminal criminal defense clients would be materially defense clients materially limited limited by
by his
his responsibilities
responsibilities as
as aa prosecutor
prosecutor
18 18 under underthe theSAAG and vice SAAG designation, and vice versa.
19 While acknowledging
acknowledging a conflict
conflict of
ofinterest
interest that
that is,
is, "to
"to some
some extent,
extent, recognized
recognized and
and
20 20 sanctioned by sanctioned by the thegovernment[,]" SAAG McDonald government[,]" SAAG McDonaldindicated indicated during
during the
the Motion
Motion Hearing
Hearing that
that
21
he has has one one court-appointed
court-appointed criminal
criminal defendant
defendantclient
client and
andtwo
two clients who retained either him or 22
23 another attorney another attorneywithin withinthe
theMcDonald
McDonaldFirm
Firm("Firm"). Hrg. at ("Firm"). Mot. Hrg. at 10:16:30 10:16:30 AM 10:19:30
AM - 10:19:30
24 24 AM (Jan. AM 3, 2024).
(Jan. 3, 2024). He He claims
claimsthat he has
that he has obtained
obtained waivers
waivers from these criminal firm these criminal defense defense clients
clients
25 but did not present present any
any other
other information
information on the purported purported waivers in order to establish waivers in establish whether 26 26 they are knowing waivers of conflict.
27
28
Decision Decisionand
and Order
Order Re. Defendant's Motion Motion to Disqualify
Disqualify aa Prosecutor
People People v. Blas, CF0334-23-01l v. Elms, Page Page 10 of21
of21
The Court's
Court's concern
concern in
in this
this case
case isisthat
thatMcDonald's
McDonald'srepresentation
representation of
of criminal
criminal
2 defendants concurrentlywith defendants concurrently with prosecuting prosecuting individuals
individualscharged
chargedwith result in aa crime would result
with aa crime
3 significant risk "that the the representation
representationof
ofone
oneor
ormore
moreclients
clientswill
will be materially limited be materially by [his]
limited by [his]
4
5 responsibilities to another another client," as
as proscribed by Rule 1.7.
1.7. In this regard, Courtwill the Court
regard, the will apply
6 the analysis analysis from the Bottoms Bottoms case:
case: "The
"The critical
critical questions are the questions are the likelihood likelihood that
that a
a dwérence
difference
7 in interests interests will willeventuate
eventuate and, if it does, and, if whetherititwill does, whether materiallyinterfere willmaterially the lawyer's with the
interne with
8 independent professional judgment in independent professional in considering alternatives or foreclose considering alternatives courses of action foreclose courses
9 that reasonably reasonably should pursuedon bepursued
shouldbe behalfof onbehalf theclient."
ofthe Supra.
client."Supra.
10
11 11 a. The
Thelikelihood
likelihoodthat
thataadifference interests will ofinterests
differenceof eventuate.
will eventuate.
12 The Court Court agrees
agrees with
with the
the Defendant
Defendant that
that there appearance of an appearance
there is an of impropriety when
13 13 SAAG SAAGMcDonald McDonaldisisacting asaaprosecutor actingas during one prosecutor during point in one point the day
in the and aa criminal defense day and
14 14 attorney during during another.
another. Mot.
Mot. Hrg. 9:55:40 AM.
at 9:55:40
Hrg. at However, an AM. However, appearance of an appearance impropriety of impropriety
15 15 "will not "will stand alone not stand to disqualify alone to disqualify an in the attorney in
an attorney absence of the absence any indication ofany indication that the that the
16 16
17 17 representation risks attorney's representation violating the risksviolating Rules of the Rules Conduct." Barrett-Anderson Professional Conduct." of Professional Barrett-Anderson
18 18 at 1117 roleas McDonald'srole
Thus, McDonald's
(quoting Bergeron, supra). Thus, 117 (quoting prosecutor pursuant asprosecutor hisSAAG pursuant totohis SAAG
19 19 designation dictate whether a difference in designation will dictate interests will eventuate in interests resulting in a violation eventuate resulting violation 20 or a significant risk risk of 1.
of violating Rule 1.7.
21
According to
to McDonald, as a SAAG his role as
McDonald, his the prosecution SAAGininthe ofthis prosecution of case and this case of two
and of
22 22
23 23 matters isis limited other matters to a "consultant."
limited to 10:26:25 AM Mot. Hrg. 10:26:25
"consultant." Mot. 10:27:00 AM.
AM - 10:27:00 AM. He relies on
24 Guam Public Law No. SAAG authority:
hisSAAG forhis
basisfor
as aabasis
Part II Section 4 as
36-107, Chapter 7 Part
No. 36-107,
25 Notwithstanding any Notwithstanding anyother provisionof otherprovision law for of law Fiscal Year
for Fiscal the OAG 2023, the
Year 2023, OAG in
26 26 pursuit of the pursuit of public interest the public authorizedtotouse interestisis authorized uptoto5% useup of its
5% of 2023
its FY 2023
appropriation appropriation to procure
procure consultants, experts and expert experts and witnesses on expert witnesses on a sole-
27 source basis as source basis necessary to as necessary pursuelocal to pursue and federal local and criminal cases federal criminal and civil cases and civil
28 cases. cases.
Decision Decision and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualify aa Prosecutor
Prosecutor
v. Blas, CF0334-23-01
People v. CF0334-23-01 Page 11 of21 Page 11 offal 1 (emphasis added). A (emphasis added). A "consultant"
"consultant" is defined in in the
the Merriam-Webster dictionary dictionary as
as "one
"one who
2 gives gives professional professional advice or services."7 McDonald or services."7 McDonald then then argues
argues that his consulting that his consulting role
role is very
3 well defined defined and
and was specifically crafted crafted as a "narrow engagement"
engagement" for the
the limited
limited purpose
purpose of
4
5 taking the matter to tn'al trial and
and other related proceedings. However, as he describes describes his
his role,
role, it is
6 far far more expansive than aa mere expansive than mere "consultant" in the "consultant" in the general definition of general definition of the the word.
word. His
His
7 responsibilities include the "authority "authority to
to enter
enter and
and make
make appearances, make legal decisions as appearances, make as 8 the the prosecutor at trial, prosecutor at trial, file file pleadings,
pleadings, and
and share[]
share[] certain
certain ministerial
ministerial and
and operational
operational
9 responsibilities between the the Firm and
and the
the attorneys
attorneysand
andstaff
staffininthe
theDept.
Dept.of
ofLaw."
Law." Response at
at
10
111 4. "Primary "Primary attorney attorney responsibility
responsibility in this
this matter remains with
matter remains with the
the Attorney
Attorney General,
General, Chief
12 12 and the Dep. Attorney, and the Chief Prosecutor,"
Prosecutor," which McDonald describes describes to
to regard
regard the "setting of
the "setting
13 13 terms terms of plea plea deals
deals and
and the
the exercise
exercise of
ofdiscretion
discretion on
on legal
legaland
andstrategic
strategic matters
matters that
that are
are
14 14 appropriately at their appropriately at their respective levels, given respective levels, given the the undersigned SAAG's experience undersigned SAAG's as a experience as
15 16 prosecutor at trial. " Id. (emphasis (emphasis added).
added).
16
17 17 The Court Court is perplexed
perplexed by McDonald's
McDonald's description
description of
of his
his "narrow
"narrow engagement"
engagement" as
as
18 18 SAAG SAAG because because itit appears
appears to
to encompass all of
encompass all ofthe
the same
same authority
authority as
as aa full-time
full-time Assistant
Assistant
19 19 Attorney General OAG.88 Additionally, as General employed by the OAG. as the former Chief Chief Prosecutor
Prosecutor for the
20 20 OAG, McDonald's McDonald's use
use of
of the
the phrase
phrase "given
"given the
the undersigned SAAG's experience undersigned SAAG's experience as aa 21
prosecutor at trial" prosecutor at trial" seems seems to
to downplay
downplay his
his own
ownexperience
experienceand
and undercuts
undercuts the three
three previous
previous
22
23 23 pages of of his
his Response
Response detailing the
the "compliance
"compliance program"
program" through
through which
which he
he purportedly
purportedly vets
24 24 cases to to determine
determine and
andavoid
avoid conflicts
conflicts of interests.
25 25
26 26
27 27 77 https://www.merriam-webster.com/dictionary/consultant.
https://www.rnerriam-webster.com/dictionary/consultant.
28 8 The AAGs who appear before this Court have often indicated that plea agreements go through fsThe AAGs who appear before this Court have often indicated that plea agreements go through an approval process which includes review by by the
the Attorney
Attorney General
General and
and relevant
relevant hierarchy.
hierarchy. Thus',
Thus, the limitation offered here does not provide any distinction between between McDonald's duties as a SAAG and those of a full-time McDonald's duties full-time AAG.
AAG.
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualifyaa Prosecutor
Prosecutor
v. Blas, CF0334-23-0
People v. CF0334-23-0ll Page 12 Page 12 of21
of21
1 During During the hearing
hearing of
of this
this matter,
matter, when
when queried
queried about
about the tasks he is authorized tasks he authorized to 2 2 perform, perform, McDona1d's-lresponse was tentative McDonald'·s--response was and ambiguous tentative and ambiguous and and at times
times contradictory.
contradictory. In
3 I response to the Court's Court's question
question about
about what he is responsible for for in
in this
this case,
case, he responded:
responded:
4
5 McDONALD: McDONALD: It's It'sonly onlytotoconduct
conduct trial.
trial. It's
It's only
only for
fordiscretion
discretion over
over
legal calls at the
the time of trial. If
IfI'm
I'mapproached
approached with with anan offer offer or
or request
request
6 for aa plea plea agreement,
agreement, I do not exercise discretion on that. that. What What II do
do is go
to the Attorney
Attorney General...excuse General. .. excuse meme... or, I go ... or, go to
to one
one of
ofthe
the Deputies
Deputies
7 who has asked me
has asked me to
to take
take.the
thecase
caseand
andI Isay,
say,"Hey,
"Hey,look.
look.Now
Now they're
8 asking asking for a plea agreement,"
agreement," and so even that type of discretion discretion I have
have
not not asked for because
asked for I'm continuing because I'm continuing to narrow narrow everything down. down.
9 COURT: COURT: So, So, in
in terms
terms ofof appointment
appointment asasSAAG,
SAAG, and
and- - correct
correctmemeifif I'm
I'm
10 10 wrong - it sounds
sounds like this is aa veryvery limited limited appointment
appointment just
just for thethe
11 1 purposes of purposes of trial. bringing the trial. So, bringing the matter matter to trial,
trial; so,
so, nothing
nothing pre-trial?
pre-trial?
You're saying
saying that
that there's
there's nothing,
nothing, ... nothing
nothing in terms
terms ofof pre-trial
pre-'trial
12 12 negotiations, terms of appearing negotiations, in terms appearing on behalf of the the government
government in in this
this
case case for violations,
violations, andand then
then you're indicating
indicating asas well that that if
if defense
defense
13 13 counsel wanted to counsel wanted to engage in negotiations for aa resolution resolution without trial, 14 14 that's not you?
you? That's someone else?
15 How does does that
that resolve the
the issue
issue of
ofaa limited
limited number
number of
ofprosecutors
prosecutors by
your· appointment as your appointment as Special Special Assistant
Assistant Attorney
Attorney General
General if your
if your
16 appointment appointment isisfor
for the
the purposes
purposesof oftrial?
trial?AA lot
lot of the work gets done in 17 17 the pre-trial stages, stages, right? So, I guess guess my question
question is: how does
does that help
with the
the burden
burden on thethe limited
limited number
number of ofprosecutors
prosecutors currently
currently at the
18 18 AG's AG's office?
office?
19 19 McDONALD: Well, McDONALD: Well,trial trialdoes
does take
take time.
time. A
A trial
trial like
like this
this II imagine
imagine is is
20 20 wrapped up wrapped up within
within four
four to
to five And that five days or fewer. And that time time atat trial, the
other prosecutors
prosecutors areare continuing continuing toto work
work up
up their
their files,
files, their matters.
matters. So,
21 it does
does free
free up
up those
those prosecutors
prosecutors that
that are
are doing
doing other
other pre-trial
pre-trial matters.
matters.
22 Now, Now, again,
again, ...
23 23 COURT:*** COURT: Whattasks
*** What tasksisisyour youroffice
officegoing
goingtotobe
beLmdertaking?
undertaking? Are
Are you
going to be
be interviewing
interviewing witnesses?
witnesses? What is your role specifically, or or are 24 24 you just appearing
appearing in court for thethe purpose purpose of doing opening of doing opening arguments arguments
25 and and then
then questioning witnesses,are questioning witnesses, areyou you doing
doing...what kind of trial ... what kind trial
preparation up
upto
tothat
thatpoint
pointare
areyou
yougoing
going to
to be
be doing?
26 26 McDONALD: McDONALD:Well, Well,after afterreviewing
reviewingthethecase,
case, naturally,
naturally, Iwould
would bring
bring an
an
27 investigator with me to to question question any of ofthe
the witnesses.
witnesses. That investigator investigator
28 is a Office Office of
ofthe
the Attorney
AttorneyGeneral
Generalinvestigator
investigatorto
to question
question witnesses
witnesses or
after any
to go after any other
other witness
witness that
that they might think is relevant to the case.
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v. People v. Elms,
Blas, CF0334-23-01
CF0334-23-0l
Page 13 of21 Page 13 of21 .1 It hasn't hasn't progressed to that that stage stage yet.
yet. So,
So, we
we don't
don't know
know but
but all
all II can
can say 1
Court is as we progress towards trial, then we can look at the to the Court
2 l scope of engagement
engagement and see see if it fits within the scope of engagement 3 for this matter.
matter. I'm
I'mnotnotinvolved
involved inin any
any ofofthe
the investigations.
investigations. AllAll I'm taking the file
doing is taldng file that's given given toto me,
me, working
working itit up,
up, malting
making suresure
4 that the jury charging,
charging, the the actual
actual charging
charging instrument,
instrument, that the evidence 5 is admissible and is relevant that I intend to elicit elicit testimony on at trial. So, it's
it's just
just narrowing
narrowing itit toto the
the point
point where, when we do show up at trial, 6 every contingency that that I think think isis relevant
relevant to conducting the trial has been at least looked at and understood.
7
8 as for
Now, as for the
the non-trial
non-trial resolution,
resolution, again,
again, this
this is
is all just unfolding
unfolding asas we
see. This is really only the second matter I've undertaken. I can envision 9 at some point in the future where I may say, say, and and ifif the prosecutor in charge of this area or the, excuse me, Chief Chief Prosecutor Prosecutor or Assistant
10 10 Chief Prosecutor is comfortable, then maybe I may ask for for authority 11 11 non-trial resolution just to see ifwe on non-trial we can escape trial trial even
even if
if it's
it's at the
very last second.
12 Mot. Mot. Hrg.
Hrg. at 10:05:50 AM - 10:11:29 AM (emphasis added).
added).
13 13
14 14 McDonald will be "working up the case," which means that he will be working with an
15 15 OAG Investigator, he will question witnesses which will include police officers involved in the 16 16 investigation, and, despite his earlier assurance that he will not be engaged in plea negotiations, 17 17 hearing on the Motion
at the hearing Motion he indicated indicated that
that he may ask
ask for
for authority
authority to engage
engage in
in plea
plea
18 18 negotiations. negotiations.
19 19
20 20 Considering ns id e r ing the
t he extent
e xt e nt of
o f his involvement
his invo lve m e nt in
in this
his casee aand tthe
he eexpansion
xp a ns n oof
f
21 responsibilities as responsibilities as may
may be dictated by the case progress, the Court finds that there is a strong strong
22 22 likelihood that likelihood that a difference difference of
of interests
interests between
between his
his role
role as
as a prosecutor
prosecutor and
and his
his role
role as aa
23 23 criminal defense criminal defense attorney attorney will
will eventuate.
eventuate.Even
Even ifif the
the OAG Investigator isis not the same OAG Investigator same 24
r
25 individual who individual b~en involved in the investigation of the cases who may have been cases in which McDonald
26 26 serves as defense counsel, the extent of the engagement and working relationship between the
27 investigators and McDonald gives rise to aa strong OAG investigators strong likelihood likelihood that he cannot cannot separate
separate his
28 obligation as a prosecutor from his duties to to his criminal client. McDonald has not indicated the
Decision Decision and
and Order Re.
Re. Defendant's Motion
Motion to
to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v. Blas, CF0334-23-01 CF0334-23-0l
Page 14 Page 14 of21
of21
1 type of ofcases
cases he
he currently
currently represents criminal defendants.
represents criminal defendants.Are Are they
they similar to the
the charges
charges in
2 CF0334-23? If not, CF0334-23? If not, does does it really matter that they matter that they are
are not
not the
the same
sametypes
typesof
of offenses
offenses if the
the
3 investigators are the same same ones
ones who
who would
would be
be investigating
investigating the cases on behalf cases on OAG?99 behalf of the OAG?
4
5 More More importantly,
importantly, in
in his
his Response,
Response, itit is
is clear
clearthat
that McDonald
McDonald isis passionate
passionate about
about serving
6 as a prosecutor, prosecutor,which
whichevidences
evidencesthe
thelikelihood
likelihood that
thatthe
thedifference
difference in interests
interestswill
will arise:
arise:
7 From the foregoing,
foregoing, ititshould
should be be clear
cleartotothis
thisCourt
Courtthat
that the
the undersigned
undersigned
8 SAAG SAAG(a) (a)isisnot
notininviolation
violationofofthetherules
rules of
ofconduct,
conduct, (b) isis mindful mindful ofof the
obligations imposed by obligations imposed by the the rules
rules of
of conduct,
conduct, ((c)
c) is actively
actively monitoring
monitoring
9 risk of aa violation violationof ofthe
therules,
rules, and
and (d)
(d) stands
stands ready to serve the People as as a duly
duly appointed,
appointed, experienced,
experienced, non-conflicted non-conflicted prosecutor prosecutor whose
whose
10 engagement engagement in this this matter matter isis carefully
carefully and narrowly tailed and narrowly tailed to to serve the
11 11 People's interest People's interest in bringing bringing to justice
justice those
those who
who violate
violate criminal
criminal
offenses of the territory of the territory andand no more. The primary The primary goal of this particular of this particular
12 12 public interest is to to bring bring toto justice
justice defendants
defendants introducing
introducing or or attempting attempting
to introduce amphetamine-based substances and introduce amphetamine-based substances and contraband items contraband items into 13 1 the the Adult
Adult Correctional
Correctional Facility,
Facility, Mangilao,
Mangilao, Guam.
Guam. The Theundersigned
undersigned
14 14 SAAG SAAGisisdulydulyappointed, appointed, prepared,
prepared, andand ready to serve the public interest.
15 Response at Response at 5. Having Having read
read such
such an
an impassioned
impassioned argument against disqualifying argument against disqualifying him him from
16 16 as a prosecutor in this matter, serving as matter, the theCourt
Courtisis hard-pressed
hard-pressedtotonow
nowfind
findthat
thatdifferences
differenceswill
will
17 17 not eventuate as as a result
result of
of his service as
as a prosecutor.
18 18
The next
next question,
question, however,
however, is whether
whether such
such difference
difference of interest
interest will
will materially
materially
19 19
20 20 interfere with SAAG SAAG McDonald's
McDonald'sindependent
independent professional
professional judgment.
21 // II 22 22 NII 23 II // 24 24
25 25
9 McDonald indicated that "on September 27, 2023," he was allowed to appear as a SAAG in CF0431-21 9 26 McDonald indicated that "on September 27, 2023," he was allowed to appear as a SAAG in CF0431-21 before Presiding JudgeAlberto Presiding Judge Alberto C. Lamorena III "after "afterobjection
objectionby
bythe
theAlternate
AlternatePublic
PublicDefender
Defenderand
and response
response by the
the
27 undersigned SAAG. Soon undersigned SAAG. Soonthereafter, thereafter, the
the CF0431-21
CF0431-21 defendant pled guilty to to charges charges that he
he beat
beat his
his girlfriend
girlfriend so
severely that the police smelled her blood first upon that the upon entering the dark, entering the dark,unlit
unlitresidence
residenceofofthe
thevictim."
victim." Response at
28 ll. However,the 11.However, Courtcannot theCourt cannotfind
findany
anyEntry
EntryofofAppearance
Appearanceby byMcDonald
McDonaldininthat
thatcase
caseon
onSeptember
September 27,
27, 2023.
2023. In
fact, the Judgment of the Judgment of Conviction in that Conviction in that case was entered entered since
since August
August 26,
26, 2022.
2022.McDonald
McDonald waswasnot
notinvolved
involved in
CF0431-21. CF0431-21.
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion ro
to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v.
v. Blas, CF0334-23-01
CF0334-23-0l
Page Page 15 of21 1 b. The eventual eventual difference of interest interest will
will materially
materially interfere
interfere with
with
McDonald's McDonald'sindependent
independent professional
professional judgment
judgment in
in considering
considering alternatives
alternatives
2 or foreclose courses
courses of action that should action that should be
be reasonably
reasonably pursued
pursued on behalf
3 of his client.
4 The Court finds that
that there
there is a significant risk that McDona1d's engagement that McDonald's engagementas asaaSAAG
SAAG
5 in this case case will
will materially limit
limit his
his responsibilities
responsibilities to his criminal defense clients. Although he 6 stated thathe stated that he obtained obtainedwaivers
waivers from his current criminal defendant current criminal defendant clients, clients, he
he did not provide
7
8 sufficient proof to the the Court
Court that the waivers
that the waivers were
were made
made by
by clients
clients with
with the
the full
full knowledge
knowledge of
9, 9. the extent of his participation in the prosecution of defendants charged with defendants charged with crimes crimes on
on behalf
behalf of
10 10 the People of ofGuam,
Guam, as
as he passionately describes in his Response.
Response.
11 11 Ofconcern Of concern to
to the
the Court
Court is
is the
the relationship
relationship that
that will be
be forged
forged between
between the
the prosecution
prosecution
12 division division staff staff when
when he
he prepares
prepares for trial
trial in
in the
the prosecution of this
prosecution of this instant case (as instant case as well as
as the
13 13
14 14 others others for which he for which he has
has been
been designated
designatedSAAG).
SAAG).He
He will
will work
work closely with an
closely with an OAG
15 15 Investigator, with police Investigator, with police officer officer witnesses,
witnesses, with victim
victim witnesses all in service witnesses all service to to the
the public
public
16 16 . . . . . . . , interest. Will Interest. Wlll he be able to impeach able to impeach the
the same
same police
police officer
officer or
or investigator
investigator witnesses
witnesses in
in the
the
17 17 cases involving his cases involving his clients? Are Are the
the same
same Chief
Chiefand
and Deputy Chief Prosecutors going to evaluate 18 18 19 the pleas involved the pleas involved in McDonald's criminal defendantclient's criminal defendant client's cases?
eases?How
Howwill
will the
the conflict
conflict of
19
20 20 interest be avoided when the same interest be same people who are are responsible
responsible for employing employing and
and designating
designating
21 McDonald as SAAG are also SAAG are also the
the ones
ones who
who have
have the
the final
final say
say in
in plea
plea agreements
agreements involving his
his
22 . . . u . I , 1 criminal defense cr1m1na1 clients?
defense Who
clients? Whowaives
walvesthe
theconflict
conflictof
of interest
interestwhen
when itit isis the
the People
People who
who could
23 be affected affected by aa decision decision made
made by
by SAAG
SAAGMcDonald?
McDonald?Based
Basedupon
uponthese
these concerns
concerns and
and the
the
24 24 25 25 Response Response submitted which does submitted which does not allay the Court's Court's concerns,
concerns, the Court
Court finds
finds that
that the second
26 prong of the Bottoms prong Bottoms query supports supports finding
finding a substantial
substantial risk
riskof
of a conflict of
ofinterest
interest under
under
27 27 Rule 1.7.
1.7 .
28 28
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualify aa Prosecutor
Prosecutor
People v. People v. Blas, CF0334-23-01 CF0334-23-01
Page 16 of21 Page 16 of21
The Court
Court next
next Tums
turns to Rule
Rule l.7(b)
1.7(b)which
whichpermits
permitsrepresentation
representation notwithstanding notwithstanding aa
2 u . . u .
confect ofinterest conflict of interest If if certain factors
factors are satisfied.
3 c. c. McDonald's
McDonald's dual
dualrepresentation
representation does
does not pass
pass Rule 1.7(b)
l.7(b) requirements
requirements to
4 permit permitcontinued
continued representation
representation in light
light of
ofthe
the Conflict.
conflict.
5 Rule 1.7(b)
l.7(b) provides as
as follows:
follows:
6 Notwithstanding Notwithstanding the the existence existence of
of aa concurrent
concurrent conflict of
ofinterest
interest under
under
7 paragraph (a), a lawyer may paragraph (a), representaaclient may represent client if:
if:
8 (1) the lawyer reasonably believes that that the the lawyer
lawyer will
will be
be able to provide
provide
9 competent andand diligent diligent representation to each ajjiected client;
each affected client,
(2) the representation
representation isis not
not prohibited
prohibited byby law;
law,
10 (3) the
the representation doesnot representation does not involve involve the
the assertion
assertion ofof aa claim
claim by one
one
11 client against
against another client represented another client represented by by the the lawyer
lawyer in the the same
same
litigation litigationororother
otherproceeding
proceeding before
before a tribunal;
tribunal, and
12 12 (4) each erected client each affected client gives informed informed consent, confirmed in consent, confirmed in writing.
writing.
13
14 Even when when aa concurrent conflict of interest concurrent conflict interest exists, exists, a lawyer may represent represent aa client
client if
15 15 four four elements underGRP elements under GRP 1.7(b)
1.7(b) are
are met.
met. The Court
Court considers here 1.7(b)(1)
considers here l.7(b)(l) and and (4), as
as
16 16 1.7(b)(2) 1.7(b)(2) and and (3)
(3) do
donot
notapply
apply to
to prohibit
prohibit continued
continued representation. Under 1.7(b)(l), representation. Under 1.7(b)(1), the the lawyer
17 17 must "reasonably" believe must "reasonably" believe that that they
they will
will be
be able
able totoprovide
providecompetent
competent and
and diligent
diligent
18 18 19 representation to each representation to each affected client. GRP 1.7(b)(1).
1.7(b)(l). As
Asdiscussed
discussed at
at length,
length, above,
above, despite
despite
19
20 20 SAAG SAAG McDona1d's McDonald's belief
belief that
that he
he can
can serve
serve both
both as
as aaprosecutor
prosecutor and
and aa criminal
criminal defense
defens.e
21 attorney at the same same time, the Court has
has found
found that
that such
suchbelief
belief is not reasonable.
reasonable.
22 With With respect
respect to 1.7(b)(4),
1.7(b)(4),other
otherthan
than declaring
declaring that
that his criminal
criminal defense clients waived defense clients
23 23 the conflict, McDonald did not provide evidence evidence that
that each
each affected client
client gives informed
24
25 25 consent, confirmed in writing as required under 1l.7(b)(4). The extent consent, confirmed of SAAG extent of SAAG McDonald's McDonald's
26 26 authority as aa prosecutor authority as far extends prosecutor far extends beyond beyond "consulting
"consultingservices"
services" as
as the
the term
tern typically
typically
27 27 invokes. Indeed, for for all
allintents
intents and
and purposes,
purposes, be
he has
has the same authority as same authority as any
any other
other full-time
full-time
28 Assistant Attorney General Assistant Attorney employed with the General employed the OAG. He He isisaaprosecutor
prosecutor and,
and, therefore,
therefore, any
any
Decision Decision and
and Order Re. Defendant's Motion Motion to
to Disqualify
Disqualify aa Prosecutor
Prosecutor
People People v.
v. Blas,
Blas, CF0334-23-01
CF0334-23-0l
Page Page 17 offal
17 of21
1 waiver of of aa conflict
conflictby
byaaclient
clientinina acriminal
criminalmatter
mattermust
must be
be made
made after
after full
full and
and knowing
knowing
2 .
disclosure. d1sc10sure.
3 2. The The requirements
requirements of Guam
Guam Public
Public Law
LawNo.
No.36-107,
36-107, Chapter
Chapter 11
11 Section
Section 18,
18,
4 authorizing the hiring hiring of
of independent contractors for independent contractors for the OAG OAGhave
have not
not been
been met
met
5 here. here.
6 SAAG SAAGMcDonald
McDonaldalso
alsoargued
argued in
in the
the Motion
MotionHearing
Hearingthat
that his
his representation asaaSAAG representation as SAAG
7 7 is permitted under this this law,
law, because
becauseGuam
GuamPublic
PublicLaw
Law 36-107
36-107allows
allowsthe
theOffice
Office of the
1s permitted under the 8 Attorney General General to
to hire
hire independent
independent contractors impracticable or contractors when impracticable or impossible.
impossible. Mot.
Mot. I-kg.
Hrg.
9 at 10:26:25 10:26:25AM- 10:27:00 AM.
AM 10:27:00 Under this law:
AM. Under law:
10 10
11 11 Guam Public Guam PublicLaw
LawNo.
No.36-107,
36-107, Chapter 11
11 Section 18.
18. Contracts.
Contracts.
12 12 Positions in the classified Positions classified and and unclassified
unclassified service
service of government of of the government
Guam shall
shall not bebe filled
filledpursuant
pursuant to
to aacontractual
contractual arrangement,
arrangement, except as
as
13 13 provided provided in
in this Section, for
for Fiscal
Fiscal Year
Year2023
2023.
14 14 [Subsections (a) & [Subsections (a) & (b)
(b) (omitted)]
(omitted)]
15 15
16 16 (c) (c) The Office
Office of
ofthe
the Attorney
AttorneyGeneral,
General, the
the Public
Public Defender Service
Corporation, and the Alternate and the Alternate Public Defender Defender areare authorized authorized to
17 17 contract contract with attorneys
attorneys as as independent independent contractors
contractors toto provide
services services in
in areas
areas in which it is impracticable or impossible for the 18 18 office officeto
toproceed.
proceed. Such
Such contracts
contracts shall
shall be in
in accordance
accordance with the
procurement procurement laws laws of Guam.
Guam. No Nosuch
suchindependent
independent contractor
contractor
19 19 hired pursuant
pursuant totothis
thisSection
Section maymay receive
receive from thethe government government
20 20 of ofGuam
Guam any
any remuneration in any any form other other than in payment for the the position into
into which
which such
such person
personisishired.
hired.TheTheOffice
Office of the
the
21 21 Attorney General, General, thethe Executive Director of of the the Public
Public Defender
Service Corporation,
Corporation, and and the
the Executive
Executive Director
Director of the Alternate 22 22 Public Defender shallshall file aa copy copy ofofevery
everysuch
such contract
contract with
with the
23 23 Chief Chief Procurement
Procurement Officer and and the the Director
Director of ofAdministration Administration
together together with
with a written certification stating why certification stating why itit isis 24 impracticable impracticable toto handle handle the the matter
matter within
within the
the ojyiee
office as
as
25 otherwise constituted.
26 (emphasis added). No (emphasis added). No written written certification
certification has
has been
been provided
provided to
to the
the Court
Courtestablishing
establishing
27 27 compliance with the requirements of the P.L. 36-107.
requirements of 36-107. Without the written certification certification stating
stating
28 28 why it it is is impracticable
impracticable to handle
handle the
the matter
matter withi~
within the
the Office of the
Office of the Attorney
Attorney General,
General, the
the
Decision and Decision and Order Re.
Re. Defendant's
Defendant's Motion Disqualifyaa Prosecutor Motion to Disqualify Prosecutor People v. Bias, CF0334-23-01 v. Blas, CF0334-23-0l Page 18 of21 Page 18 offal 1 Court finds finds that the SAAG's
that the SAAG's services
services are
are not
not impracticable
impracticable or
or impossible
impossible for the
the existing
existing
2 2 prosec~tors of prosecutors of the
the Office ofthe
Office of the Attorney
Attorney General
General to
to execute.
execute.
3 Moreover, several
several AAGs
AAGshave
haveappeared
appeared in
in this
this case prior to
to SAAG
SAAG McDona1d's
McDonald's entry
entry
4
5 of appearance includingAAG appearance including AAG Kristine KristineBorja,
Bois, AAG
AAG Charles
Charles Kinnunen, AAG Leah Kinnunen, AAG Leah Diaz-
Diaz-
6 6 Aguon, AAG Aguon, AAG Matthew
Matthew Shuck, and AAG
Shuck, and AAG Ed Han,
Han, during the period
during the period of
of May 11,
11, 2023,
2023, to
7 September 6,
6, 2023;
2023, therefore,
therefore, it does
does not appear
appearthat
thatititisis"impracticable "impracticable or
or impossible
impossible for the
8 office office to
to proceed" without SAAG
SAAG McDonald.
9 3. 3. The
TheSAAG's
SAAG'sengagement
engagementisisnot
notprohibited
prohibited by
by Title
Title 5
5 §30113.
§ 30113.
10 10
11 Notwithstanding the Court's Court's ruling
ruling herein,
herein, the
the Court
Court rejects
rejects Defendant's
Defendant's argument
argument that
that
12 12 SAAG SAAG McDonald
McDonaldisisbarred
barred from
fromengaging
engagingininoutside
outsideemployment
employment under
under §§30113.
30113. Outside
Outside
13 13 Employment Regulated. Def Employment Regulated. Mot.This Def Mot. Thisstatute
statute states that:
states that:
14 14 Title Title 55 §30113.
§ 30113. Outside
Outside Employment
Employment Regulated.
Regulated.
15 15
Neither Neither thethe Attorney
Attorney General
General nor nor any
any person
person employed
employed in the the
16 Department Department of of Law shall engage in outside employment shall engage in outside employment which shall shall conflict
17 17 with his duties within the the Department Departmentof of Law.
Law. Attorneys employed as classified or unclassified attorneys in the the Department Departmentof of Law, oror any any attorney employed
employed as as
18 18 classified classified or unclassified unclassified attorneys
attorneys by by any
any government
government Of of Guam
Guam agency,
agency,
department department or instrumentality, instrumentality, including including semi-autonomous semi-autonomous or or autonomous autonomous
19 19 agencies or branches
branches of of the government of ofGuam Guam shall not engage in the practice 20 20 of law law outside
outside ofofthe theDepartment Department of ofLaw,
Law,ororthetheagency,
agency,department,
department,
instrumentality instrumentality or or branch branchof of the
the government
government of Guam,
Guam, unless
unless the attorney
attorney is
21 exempted from this exempted from this restriction becausethe restriction because the attorney attorneyisis aa member
member of of the
the U.S.
military armed formed or U.S. Coast Guard armed formed serving actively, Guard serving actively, or serving in the 22 22 reserves, or
or state
state or territorial
territorial guard,
guard; or
or unless
unless the attorney is exempted Hom from this 23 23 restriction because the restriction because the attorney attorneyisis performing
performing propro bono
bono service,
service, or teaching
teaching or
training that is training that is approved approvedby by the
the Attorney
Attorney General
General or by thethe head head oror director
director of
24 24 the agency, department, department, instrumentality or branch of the government Guam.
instrumentality or branch of the government of Guam.
25 As As mentioned
mentioned earlier, the SAAG earlier, the SAAG indicated indicated that
that he
he is
is also
also representing clients in two representing clients
26 26 criminal, pre-trial
pre-trial stage
stage matters
matterswith
withthe
theFirm.
Firm.McDonald's
McDonald's outside
outsideSAAG
SAAG employment,
employment, while
27
28 practicing with
with the
the Firm,
Firm, does
does not
not constitute
constitute aa violation
violationofofthe
thestatute,
statute, because
because this
this statute
statute only
It
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v.
v. Blas, CF0334-23-01
CF0334-23-0l
Page offal Page 19 of21
1 applies to attorneys with the attorneys with the Department Departmentof
of Law and
and attorneys
attorneys for the Government of Guam.
Guam.
2 2 While While he he is
is not
not an attorney with
an attorney theDepartment with the Deptment ofofLaw, Law,the
theoutside
outsideemployment
employmentat
at issue
issue here
3 is his SAAG SAAGengagement
engagementas
as aapracticing
practicingprivate
privatedefense
defenseattorney,
attorney, not
nothis
his court-appointed
court-appointed and
and
4 5 retained clients with the retained clients the Firm - all of ofwhich
which predate
predate his SAAG
SAAGengagement.
engagement. Therefore,
Therefore, the
the
5
6 SAAG SAAGdid didnot
not violate
violate§§ 30113 by his
30113 by his SAAG
SAAG engagement.
engagement.
7 Iv. IV.CONCLUSION
CONCLUSION
8 The Coup
Court finds
finds that
that the dual and contradictory dual and contradictoryroles rolesthat
thatSAAG
SAAG McDonald is required 9 to serve serve for for the
the People
People and
and for
for aadefendant
defendant in
in aacriminal
criminal case
case will
willeventually
eventually result
result in
in .a
.a
10 10
11 difference difference of ofinterest
interest that
that will
will compromise
compromise and
and materially interfere in in McDonald's
McDonald's independent
independent
12 12 professional professional judgment in both judgmentin both of
of his capacities as prosecutor capacities as prosecutorfor for the
the People
People of
of Guam
Guam and
and
13 13 counsel counsel for for indigent
indigent and
and retained defendants
defendants in criminal cases.
cases. The Court
Court finds
finds further
further that
that the
14 SAAG SAAG isisunable unable totoestablish
establish an
an exception
exception permitting
permitting representation of both the People and representation of and 15 15
16 clients in in criminal cases under
underRule
Rule 1.7(b).
16
17 17 Moreover, even if the Moreover, even the Court Court were
were to
to find
find that
that there
there was
was no
no conflict
conflict ofofinterest
interest
18 18 precluding precluding McDonald's continued prosecutionof continued prosecution of this this matter
matter as
as SAAG,
SAAG, the
the requirements
requirements of
19 19 Guam Public Law No. Guam Public No. 36-107, 36-107, Chapter
Chapter 11,
11, Section 18
18 have not been satisfied.
satisfied. Therefore, his 20 appointment appointment isisin inviolation
violation of this law.
law.
21
Finally, Finally, the
the Court
Court finds
finds that Title 55 §§30113.
that Title 30113. Outside Outside Employment
Employment Regulated
Regulated does
does not
not
22 22
23 23 apply in this this case
casetotoprohibit
prohibitMcDonald's
McDonald'sSAAG
SAAG designation.
designation.
24 24 II U
25 25 N II 26 II // 27 28 28 U II
Decision Decision and
and Order Re.
Re. Defendant's
Defendant's Motion
Motion to
to Disqualify
Disqualifyaa Prosecutor
Prosecutor
People v.
v. Blas,
Blas, CF0334-23-01
CF0334-23-01
Page 20 of21
1 S the Defendant's Motion herein, the Court hereby GRANTS forth herein,
reasons set forth
the reasons
For the For Motion to
2 Disqualify. Disqualify. The Court Court shall
shall issue, under separate issue, under cover, an separate cover, Criminal Trial an ASSERTED Criminal
3 as the Defendant has asserted Scheduling Order, as herright asserted her to speedy trial in right to matter.
in this matter.
4
5 SO ORDERED this22nd
ORDERED this nd
dayofofApril, day April,2024.
2024.
6
7 )
8 HONO M AR I A T. CENZO N 9 Judge, Superior Court of Guam Judge,
10
11
12
113
14
15
16 16
17 17
18 18
19 19
20
21
22
23 23
24 24
25
26 26
27 27
28
Decision Decision and
and Order Re.
Re. Defendant's Motion
Motion to Disqualify
Disqualify aa Prosecutor
Prosecutor
People People v.
v. Elms,
Blas, CF0334-23-01
CF0334-23-0l
Page 21
2] of21 '
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