People v. Berkley

914 P.2d 338, 20 Brief Times Rptr. 449, 1996 Colo. LEXIS 53, 1996 WL 144179
CourtSupreme Court of Colorado
DecidedApril 1, 1996
Docket95SA292, 96SA48
StatusPublished
Cited by4 cases

This text of 914 P.2d 338 (People v. Berkley) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Berkley, 914 P.2d 338, 20 Brief Times Rptr. 449, 1996 Colo. LEXIS 53, 1996 WL 144179 (Colo. 1996).

Opinion

PER CURIAM.

The respondent in these two consolidated lawyer discipline proceedings has admitted in two separate stipulations, agreements and conditional admissions of misconduct, C.R.C.P. 241.18, that he neglected five client matters. The respondent and the assistant disciplinary counsel have recommended that the respondent be suspended from the practice of law in a range from six months to one year and one day, and pay certain restitution. An inquiry panel of the supreme court grievance committee approved the conditional admissions, and recommended suspension for one year and one day. We accept the conditional admissions and the panel’s recommendation.

I

The respondent was admitted to practice law in Colorado in 1972. The conditional admission in No. 95SA292 was originally submitted on September 1,1995, with the recommendation that the respondent be suspended for thirty days. While that was pending before the court, we granted the parties’ motion to hold the proceeding in abeyance pending resolution of other disciplinary charges against the respondent. On February 27, 1995, a conditional admission in No. 96SA48 was submitted after approval by the inquiry panel and we have consolidated both proceedings for one opinion and order. In the conditional admissions, the parties stipulated to the following facts and disciplinary violations.

II. No. 95SA292

A

The respondent was hired by Gloria North in March 1994 to handle her bankruptcy. She told the respondent that she wanted the petition filed as soon as possible because her creditors were contacting her. North made the final payment on the respondent’s $500 fee on June 18, 1994, and she paid $160 for a filing fee.

The respondent has stipulated that he neglected the North bankruptcy in the following ways: (1) he did not file the bankruptcy petition until August 11,1994; (2) he did not appear at the September 1994 creditors meeting; and (3) he did not keep his client reasonably informed about the status of her bankruptcy and did not comply with her reasonable requests for information.

After the creditors meeting, North fired the respondent and retained another lawyer to handle the bankruptcy. As the respondent has admitted, the foregoing conduct violated R.P.C. 1.3 (neglect of a legal matter entrusted to the lawyer); and R.P.C. 1.4(a) (a lawyer shall keep a client reasonably informed about the status of a matter and promptly comply with reasonable requests for information).

B

In a second matter, Bebra J. Grandberry retained the respondent in May 1994 to file a Chapter 7 bankruptcy for her. She paid the respondent $200 of his $750 fee, and a $160 filing fee, for a total of $360. In July and August, Grandberry attempted to contact the respondent by telephone, but he did not return her calls. She subsequently learned that the respondent had moved to Arizona. In September, Grandberry called respondent in Arizona and left a telephone message for him requesting a written statement of the balance of the retainer left and forms for the 'submission of additional creditors. The respondent did not talk to her, but he did submit a sheet on which to list additional creditors.

The respondent admitted that he failed to file Grandberry’s bankruptcy petition; did not keep her reasonably informed regarding the status of the matter; and he did not comply with her reasonable requests for information. Following Grandberry’s filing of the instant request for investigation on September 28, 1994, the respondent refunded Grandberry’s $360 and provided her with a *340 copy of her file. The respondent’s conduct again violated R.P.C. 1.3 (neglect); and R.P.C. 1.4(a) (failure to keep client reasonably informed or promptly comply with reasonable requests for information).

III. No. 96SA48

On April 15, 1994, the respondent filed a Chapter 13 bankruptcy petition on behalf of Galen Wayne McGee in the United States Bankruptcy Court for the District of Colorado. The respondent filed the remainder of the pleadings including all statements, schedules, and the Chapter 13 plan on April 20, 1994. The bankruptcy court clerk nevertheless issued a notice of deficient filing on April 21, 1994, which stated that the respondent failed to file documents required by Fed. Bankr.R. 1007(a). The respondent was given until May 6,1994, to correct the deficiencies, but he did not respond, assuming he had filed the appropriate documents on April 20.

On May 31, 1994, the respondent filed an amended Chapter 13 plan on behalf of McGee to provide for child support. The bankruptcy court then issued an order to show cause why such amended plan was feasible. The court ordered the respondent to file an appropriate proof of compliance with its order by August 5, 1994, or otherwise show cause why the bankruptcy should not be dismissed. The respondent filed his reply on August 4,1994.

Then, he filed a motion to limit the time to object to the second motion to confirm, and to limit the parties to whom notice must be given. Accompanying the motion was an amended notice of hearing and right to object which allowed four days for objections. The respondent’s motion was granted in part, but the respondent was ordered to provide twenty days for objections. On September 6, 1994, the court ordered that if the respondent did not file by September 26 a corrected amended notice of hearing and of the right to object, providing twenty days for objections, then the bankruptcy would be dismissed. The respondent did not comply with the court order and did not file the amended notice until September 27.

On November 9, 1994, the bankruptcy court issued an order notifying the respondent that he had.failed to comply with the applicable rules and prior orders of the court, and that a hearing on his failure to comply would be held on December 14, 1994. The respondent’s client appeared at the appointed time, but the respondent did not. On December 20, 1994, the court ordered the respondent to refund all monies that McGee had paid the respondent on or before January 13,1995. The respondent did not comply with this order, although he states that his failure was due to financial inability to pay.

The court then issued an order to the respondent to show cause why he should not be held in contempt for failing to make the required payment to his client. The deadline for compliance was subsequently extended to June 1, 1995, and the respondent made one $100 payment on the $400 he owed. A hearing on sanctions against the respondent pursuant to the court’s show cause order was held on July 12, 1995. The respondent was ordered to return the remaining $300, but the court delayed an actual finding of contempt. The respondent has since complied with the order.

As he has admitted, the respondent’s conduct violated R.P.C. 1.3 (neglect) and R.P.C. 8.4(d) (engage in conduct that is prejudicial to the administration of justice).

On December 8, 1994, the respondent filed a Chapter 7 bankruptcy petition on behalf of Pamela Pettinari in the bankruptcy court. The schedules with the petition were incomplete, and the bankruptcy court sent a notice of deficiency to the respondent. Although respondent filed some additional schedules on January 3, 1995, he failed to file the schedules listing secured creditors and unsecured creditors.

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Bluebook (online)
914 P.2d 338, 20 Brief Times Rptr. 449, 1996 Colo. LEXIS 53, 1996 WL 144179, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-berkley-colo-1996.