People v. Bautista

2025 IL App (1st) 221137-U

• Court: Appellate Court of Illinois
• Decided: August 8, 2025
• Docket: 1-22-1137
• Status: Unpublished

Opinion

2025 IL App (1st) 221137-U No. 1-22-1137 Order filed August 8, 2025 Third Division

NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the limited circumstances allowed under Rule 23(e)(1). ______________________________________________________________________________ IN THE APPELLATE COURT OF ILLINOIS FIRST DISTRICT ______________________________________________________________________________ THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of Plaintiff-Appellee, ) Cook County. ) v. ) No. 20 CR 12527 ) VICTOR BAUTISTA, ) Honorable ) Stanley J. Sacks, Defendant-Appellant. ) Judge, presiding.

PRESIDING JUSTICE LAMPKIN delivered the judgment of the court. Justices Reyes and Martin concurred in the judgment.

ORDER

¶1 Defendant Victor Bautista was charged with separate counts of harassment of a witness

and intimidation involving two siblings, Audrey and Valentin Gudino. Following a jury trial,

defendant was acquitted of harassment of a witness with respect to Audrey, but found guilty of the

remaining three charges. During the pendency of this appeal, defendant moved to expedite the

resolution of this case on the basis that the United States government had initiated a deportation No. 1-22-1137

proceeding against him and that its outcome was contingent on whether defendant prevailed in this

court. We granted that motion on July 11, 2025, and accordingly expedited our review of this case.

¶2 For the reasons that follow, we reverse the judgment of the trial court and remand for a

new trial with instructions to assign the case to a different judge. 1

¶3 I. BACKGROUND

¶4 On November 25, 2020, a grand jury indicted defendant with three counts of harassment

of a witness and three counts of intimidation with respect to Audrey Gudino, and three counts of

harassment of a witness and three counts of intimidation with respect to Valentin Gudino. The

harassment of a witness counts all alleged that defendant intended to harass Audrey and Valentin

specifically because of their potential testimony in a legal proceeding and communicated a threat

of injury—namely, that defendant threatened to kill Valentin, Audrey, and her son. The

intimidation counts likewise alleged that defendant intended to intimidate Audrey and Valentin

into not cooperating with a pending court case by making threats to harm Valentin, Audrey, and

her son.

¶5 Defendant’s jury trial commenced on May 3, 2022. Audrey, with the assistance of a

Spanish interpreter, testified that she had two sons, who were 23 and 17, and three brothers, one

of whom was Valentin. On November 9, 2019, one of Audrey’s other brothers, Jose Gabrielle

Gudino, was killed in an auto accident. An individual named Christopher Lopez was initially cited

for a traffic violation related to Jose’s death. On December 30, 2019, Audrey and Valentin attended

1 In adherence with the requirements of Illinois Supreme Court Rule 352(a) (eff. July 1, 2018), this appeal has been resolved without oral argument upon the entry of a separate written order.

-2- No. 1-22-1137

court at the Daley Center in downtown Chicago. When Lopez’s case was called, Audrey, one of

her sons, and Valentin stood up. Audrey testified that there were “10 to 15 people” with Lopez in

the courtroom who looked at them “in an aggressive manner” and took photos of them with their

phones. She further testified that she was approximately three feet away and could hear them

speaking.

¶6 On September 23, 2020, after Lopez was charged criminally with Jose’s death, Audrey

appeared in court in Bridgeview with Valentin and her son, Hector. She saw “10 to 15 people”

there in support of Lopez who were about six feet away, and some of them were people she had

seen on December 30, 2019. Some people in the group were pointing fingers at them and talking

about them, and she heard one of them say, “There goes that son of a bitch.” Audrey identified

defendant as one of the people she recognized from that court date. She heard defendant speaking

that day in Spanish, and she said his voice was distinctive because his accent was “like that of

people who are from Central America.”

¶7 On October 2, 2020, at approximately 5:30 p.m., Audrey was in her kitchen with her mom,

sister, and Valentin when she received a phone call. She recognized the male voice on the phone

from somewhere, and the man told her, “I have your son. I’m going to kill him. Goddamn f***

bitch, I’m going to kill your goddamn f*** son.” Audrey’s son, Hector, who went by the nickname

Pele, was not home at the time and the last time she had talked to him was several hours earlier.

She proceeded to call Hector 16 to 20 times, but he did not answer. Valentin then called the number

of the man who threatened them and used the phone’s speaker so Audrey could hear.

¶8 The man who answered the phone continued to threaten Audrey’s son. When Valentin

asked if the man wanted money, he responded:

-3- No. 1-22-1137

“No, no, motherf***. I’m going to kill your nephew. You don’t know who I am. You don’t

know who I am. You goddamn son of a bitch. I’m Victor Bautista. And I’m going to kill

your nephew. And I’m going to kill you and your goddamn bitch sister if you do not do

away with the charges against Christopher Lopez.”

¶9 After the call ended, which lasted for approximately seven minutes, Valentin called 911.

The police arrived forty minutes later, at which time Audrey received a call from her son, who was

unharmed and at the movie theater. On October 9, 2020, Audrey identified defendant in a photo

array as one of the people she saw in court. After the phone call on October 2, 2020, Audrey

covered her windows with boards, changed her locks, and installed cameras at the front and rear

of the house.

¶ 10 On November 8, 2020, Audrey was at home with Valentin when Valentin received a phone

call. Audrey testified that a female caller identified herself as Evelyn Henriquez, defendant’s wife,

and that she threatened them, but provided no additional details.

¶ 11 On cross-examination, Audrey testified that her only involvement in Lopez’s case was to

testify that she saw her brother, Jose, alive on November 8, 2019. She did not actually witness the

car accident that killed Jose, nor did Valentin. Audrey testified that she gave a video-recorded

statement to detectives, but when asked whether she told detectives that defendant was present in

court on December 30, 2019, Audrey responded that she could not remember because she was

taking medication at the time that affected her memory. However, she eventually admitted that she

was mistaken in previously telling police that she saw defendant in court on December 30, 2019,

and that she saw him for the first time in court on September 23, 2020. She did not inform anyone

-4- No. 1-22-1137

of her mistake. She also acknowledged that during the first phone call she received from defendant,

he never mentioned Lopez or his case.

¶ 12 After a sidebar, the Spanish interpreter was replaced. When defense counsel questioned

Audrey about the content of defendant’s threats, her description of defendant’s words changed

slightly:

“And I heard my brother Valentin say, ‘Calm down. Let him talk. Don’t you know who I

am? Don’t you know who I am? I’m going to kill you and your bitch sister Audrey.’ He

said his name as well. He said, ‘I’m going to kill you, Valentin, and your sister, and I’m

going to go kill you. I’m going to go put an AK-47 on your head if you don’t dismiss the

case of Christopher Lopez.’ ”

¶ 13 Audrey testified that neither she nor Valentin identified themselves to defendant or told

defendant their names.

¶ 14 Valentin testified similarly to Audrey in that he attended court on December 30, 2019, with

Audrey and her son. Once there, he saw 15 to 20 people in support of Lopez, several of whom

were pointing at him and his family and mocking them. On September 23, 2020, Valentin attended

another court hearing and he testified that someone said, “there goes that mother f***” as he

entered the court room. Valentin identified one of the individuals present in the courtroom on that

day as defendant. An assistant State’s attorney informed him that he was going to be a witness in

Lopez’s trial as the last person who saw Jose alive.

¶ 15 On October 2, 2020, Audrey received a phone call from someone threatening her son. After

the call ended, Valentin called the number back. Valentin recognized the voice of the man who

answered as defendant, because he heard defendant speaking at the courthouse. Defendant

-5- No. 1-22-1137

threatened to kill Valentin and demanded, “You better stop these charges against Christopher

Lopez.” On October 9, 2020, Valentin identified defendant in a photo array as the person who had

threatened him.

¶ 16 Valentin also testified that on October 19, 2020, he met with an assistant State’s attorney

and told him that the first time he saw defendant was in court on December 30, 2019. However,

Valentin admitted that his statement was mistaken, and that he did not see defendant on that court

date.

¶ 17 On November 8, 2020, Valentin received a call from Evelyn, who identified herself as

defendant’s wife. She asked Valentin to explain why he was “putting charges” against her husband,

and Valentin described her as loud and very upset. She then stated, “If you don’t stop these charges

against my husband and Christopher Lopez, Jose Lopez will take care of business.”

¶ 18 Before it rested, the State stipulated that on December 30, 2019, defendant was subjected

to electronic GPS monitoring and that defendant was never at the Daley Center courthouse on

December 30, 2019.

¶ 19 Lopez testified in defendant’s case-in-chief that he pled guilty to reckless homicide

involving Jose Gudino and that he was currently housed in the Cook County Department of

Corrections. Lopez denied knowing, speaking to, or ever seeing defendant before his testimony.

He asserted that defendant had never appeared with him in court, and that he also did not know

anyone named Evelyn Henriquez. On cross-examination, Lopez denied having a brother named

Jose and claimed he had three siblings, Manuel, Steve, and Cynthia.

¶ 20 Evelyn testified that she was married to defendant and they had three children together. On

October 2, 2020, she and defendant argued over some text messages that were sent to her. After

-6- No. 1-22-1137

defendant saw the messages, she deleted them and the phone number from which they had

originated. Defendant then took Evelyn’s phone and left for approximately two hours. Evelyn’s

contacts contained a phone number for someone named Audrey, who was Evelyn’s previous

supervisor at World Famous Chocolates. Evelyn testified that the number belonged to Audrey

Gudino. She further explained that the text messages that were the basis of the argument with

defendant were from someone named Antonio.

¶ 21 On November 8, 2020, Evelyn called Valentin using a phone number she got from

defendant’s previous attorney. She denied threatening anyone and denied telling anyone that they

should drop the cases against Lopez and defendant or that Lopez’s brother, Jose, would “take care

of business.” She acknowledged asking the person who answered the phone “what Victor Bautista

did to get you upset and for you to sue him.” She denied knowing anyone named Christopher

Lopez or Jose Lopez, and claimed she told the person on the phone that she did not know of any

relationship between Christopher Lopez and defendant.

¶ 22 Defendant then called Valentin in his own case, who reiterated that Evelyn called him in

the evening of November 8, 2020, and that she identified herself as defendant’s wife. She asked

Valentin to explain the basis of the charges against defendant, and Valentin suggested she talk to

her attorney. He testified that Evelyn told him that Jose Lopez would “take care of business” if the

charges against defendant and Christopher Lopez did not go away.

¶ 23 Defendant testified in his own defense. He explained that on October 2, 2020, he and his

wife had an argument because he found a romantic conversation on his wife’s phone. He was

focused on the content of the conversation rather than the name of the individual, but he knew the

person’s name began with “A.” After the fight, Evelyn left her cell phone on the table and went to

-7- No. 1-22-1137

the bathroom. Defendant took her cell phone and went to a nearby park. Because he could not

remember the individual’s name, defendant added to his own phone several phone numbers of

people in Evelyn’s phone whose names started with “A.” He then purchased some tequila and beer

from the liquor store and began drinking.

¶ 24 Defendant traveled to the barbershop he owned and, after getting drunk, began calling some

of the numbers he took from Evelyn’s phone. When he dialed one, a woman answered the phone,

and defendant believed it was the wife of the person for whom he was searching. He asked, “Why

do you keep calling my wife? Don’t you know she’s married and she got children?” He also told

the person on the phone, “You are destroying my life, you mother f***, but this is going to ended

[sic] up fixed. I’m going to take care of this.” The phone call lasted approximately 40 seconds and

then he hung up.

¶ 25 Twenty minutes later, defendant got a call from the same number, but the person on the

other end was a man. Defendant claimed that the man threatened to “f*** him up” if defendant

did not stop calling his sister. Defendant responded by saying, “Mother f***, I just found you. You

mother f***, now you’re going to see.” According to defendant, the two men spent approximately

six and a half minutes cursing at each other. Defendant denied mentioning Lopez on the phone,

but claimed that the other individual brought up Lopez. Defendant denied knowing Lopez, and

claimed that he had never seen Lopez before his testimony in defendant’s case. On cross-

examination, defendant denied calling his wife from jail and asking her to call Audrey and Valentin

and tell them he made a mistake.

¶ 26 Kimberly Hofsteadter testified in the State’s rebuttal case that she was employed by the

Cook County Department of Corrections as an investigator. Through her, the State introduced a

-8- No. 1-22-1137

recording made on October 21, 2020, of a phone call between defendant and Evelyn. The call,

which was had in Spanish, was interpreted as the defendant saying: “If you could call those people

and let them know and tell them I’m sorry. That they were the ones that said that, to please not do

anything else. Maybe I was scared and I was drunk. Tell them that I’m sorry.”

¶ 27 Defendant testified in surrebuttal. He admitted that he did ask his wife to call Valentin and

Audrey, but that he had forgotten until he heard that phone call.

¶ 28 Following closing arguments, the trial court instructed the jury. Relevant to some of

defendant’s arguments on appeal, we cite parts of those instructions here. Regarding the burden of

proof, the trial court stated, “The State has the burden of proving guilt beyond a reasonable doubt.

This burden is on the State throughout the case and is not required to prove his innocence.” 2 After

the trial court instructed the jury about the elements of the offense of harassment of a witness

regarding Valentin, the trial court stated, “If you find from all the evidence that any one of these

propositions have been proved beyond a reasonable doubt, you should find the defendant guilty.

If any one of these propositions has not been proven beyond a reasonable doubt, you should find

the defendant not guilty (emphasis added).” When the trial court instructed the jury about this

offense regarding Audrey, it stated “each” instead of “any one.”

¶ 29 Lastly, the trial court read the jury an instruction which defined harassment of a witness as

when an individual “with intent to harass or annoy one who may be expected to serve as a witness

in a pending legal proceeding, because of the potential testimony of the witness, communicates

directly or indirectly with that witness in such a manner to produce mental anguish or emotional

2 As discussed below, the accuracy of the record initially filed with this court is contested. Nevertheless, for the sake of completeness, we recite the trial court’s instructions as they appeared in the record initially.

-9- No. 1-22-1137

distress.” However, the State charged defendant with a different theory of harassment of a witness,

one which required the threat of injury.

¶ 30 The jury found defendant not guilty of harassment of a witness with respect to Audrey,

guilty of harassment of a witness with respect to Valentin, and guilty of intimidation with respect

to both Audrey and Valentin.

¶ 31 On July 15, 2022, the trial court sentenced defendant to seven years’ imprisonment for the

harassment count and concurrent terms of eight years’ imprisonment for the intimidation counts.

Defendant filed a notice of appeal on July 15, 2022.

¶ 32 During the pendency of this appeal, the State filed a motion in this court seeking an order

directing the Office of the Official Court Reporters to prepare and certify a corrected transcript.

The State claimed that multiple portions of the report of proceedings contained errors in the trial

court’s jury instructions and that consultation with the court reporter, Kimberley Titsworth,

confirmed that the transcript was inaccurate. On April 23, 2025, we denied that motion but ordered

the case remanded to the trial court for the limited purpose of holding a hearing to determine

whether the record should be corrected.

¶ 33 On May 9, 2025, the trial court held that hearing as ordered. The trial court stated of the

portions of the jury instructions in question, “I read the transcript, and that’s not something I would

have said.” The official court reporter who transcribed the portion of defendant’s trial that

contained the jury instructions, Titsworth, testified that she reviewed the transcript of the

proceedings from May 4, 2022, and then listened to a digital audio recording she made of the

proceedings. She testified that her hand-held recorder is usually placed on the top ledge of the trial

court’s bench, but she did not specify where she placed it on May 4, 2022. Titsworth testified that

- 10 - No. 1-22-1137

after listening to the audio recording, she determined that the portion of the transcript which read,

“This burden is on the State throughout the case and is not required to prove his innocence,” should

have included the word “defendant” instead of the word “and,” and should have had a period after

the word “case.” Next, she testified that the portion of the jury instructions which read, “If you

find from all the evidence that any one of these propositions have been proved beyond a reasonable

doubt, you should find the defendant guilty,” was also incorrectly transcribed. Based on her review

of the audio recording, she testified that “any one” in that sentence should have read “each of.”

She further testified that no one told her how the transcription should appear and no one told her

to change her transcription prior to the hearing. The audio recording made by Titsworth was

admitted into evidence and the trial court granted the State’s motion to correct the record.

¶ 34 The “corrected” transcript submitted to this court reflects that the trial court said of the

harassment count regarding Valentin, “If you find from all the evidence that each of these

propositions have been proved beyond a reasonable doubt, you should find the defendant guilty.”

This transcript also reflects that the trial court said, “The State has the burden of proving guilt

beyond a reasonable doubt. This burden is on the State throughout the case. Defendant is not

required to prove his innocence.”

¶ 35 The parties provided supplemental briefing on the issue of the trial court’s ruling to correct

the record.

¶ 36 II. ANALYSIS

¶ 37 On appeal, defendant argues that he was not proven guilty beyond a reasonable doubt of

harassment of a witness with respect to Valentin and contends that a number of errors deprived

him of a fair trial. Specifically, he argues first that issues with the Spanish interpreter deprived him

- 11 - No. 1-22-1137

of his right to due process and to be present. Next, he argues that the trial court erred in instructing

the jury by making omissions or alterations of critical words and by providing an incorrect theory

of harassment that was different from the theory alleged by the State. Third, defendant argues that

the trial court erred by excluding evidence that would have impeached Audrey and Valentin. In

his supplemental briefing, defendant argues that the trial court erred in ordering the correction of

the record. Given our disposition, we need not reach all of defendant’s contentions.

¶ 38 A. Sufficiency of the Evidence

¶ 39 Defendant argues that the State failed to prove beyond a reasonable doubt that he

committed the offense of harassment of a witness with respect to Valentin.

¶ 40 The State must prove every element of a charged crime beyond a reasonable doubt. U.S.

Const. amends. V, XIV; Ill. Const. 1970, art. I, § 2; In re Winship, 397 U.S. 358, 363-64 (1970);

People v. Weinstein, 35 Ill. 2d 467, 469-70 (1966). On appellate review, this court does not retry

the defendant. People v. Smith, 185 Ill. 2d 532, 541 (1999). The relevant question is whether, after

viewing the evidence in the light most favorable to the State, any rational trier of fact could have

found every element proven beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 318-

19 (1979); Smith, 185 Ill. 2d at 541. We must reverse a conviction when the evidence is so

unsatisfactory, unreasonable, or improbable as to justify reasonable doubt of a defendant’s guilt.

Smith, 185 Ill. 2d at 542.

¶ 41 The State charged defendant with harassment of a witness with respect to Valentin under

a threat of injury theory. Under that theory, the State had to prove that defendant intended to harass

Valentin, who was expected to serve as a witness in a pending legal proceeding, and that defendant

- 12 - No. 1-22-1137

communicated, directly or indirectly, a threat of injury to Valentin because of Valentin’s potential

testimony. 720 ILCS 5/32-4a(a) (West 2020).

¶ 42 Harassment of a witness is a specific intent crime, requiring the State to prove defendant

intended to harass Valentin. People v. Nix, 131 Ill. App. 973, 975 (1985). However, the requisite

intent may be inferred from the facts and circumstances surrounding the communication. Id. The

harassment of a witness statute does not draw distinctions between the importance of witnesses,

nor does it contemplate whether potential witnesses actually have the power to affect or terminate

the proceedings. 720 ILCS 5/32-4a(a) (West 2020). The purpose of the statute is to protect

witnesses and jurors from being mistreated because of their involvement in court proceedings.

People v. Cardamone, 232 Ill. 2d 504, 517 (2009).

¶ 43 There is no dispute that Audrey and Valentin did not witness the incident that precipitated

the criminal charges against Lopez. It is also undisputed that they were possible life and death

witnesses for their brother, Jose.

¶ 44 Audrey’s testimony was that during the second phone call on October 2, 2020, defendant

told Valentin he would kill him and Audrey “if you do not do away with the charges against

Christopher Lopez.” She also testified that defendant threatened Valentin by saying, “I’m going to

go put an AK-47 on your head if you don’t dismiss the case of Christopher Lopez.” Valentin

similarly testified that defendant threatened him and demanded, “You better stop these charges

against Christopher Lopez.”

¶ 45 There is no dispute that defendant threatened Valentin. Defendant’s own testimony

established that fact, though his stated reasoning for doing so had nothing to do with Lopez and

the content of his threat was considerably more restrained. Based on the testimony, there is also

- 13 - No. 1-22-1137

no dispute that defendant intended to harass Valentin. He took phone numbers from his wife’s

phone, got drunk, and began dialing numbers only to verbally assail whoever answered the phone

and emit a torrent of threats. Thus, the only real dispute is whether defendant intended to do so

because of Valentin’s involvement in the Lopez prosecution.

¶ 46 Defendant argues that there was no evidence that he knew Valentin might be a witness,

and that instead, defendant’s threats and demand that Valentin “stop those charges against

Christopher Lopez” only evinced a belief that Valentin had a familial interest in the Lopez case.

That is certainly one inference the jury could have made.

¶ 47 But given the testimony at trial, the jury could have reached a very different conclusion.

Both Audrey and Valentin testified that numerous supporters of Lopez appeared at the two

different court dates at the Daley Center and Bridgeview, where they observed those supporters

engaging in behavior such as mocking them, taking photos of them, or cursing at them. Defendant

was present at the second court date in Bridgeview, and he pointed at Audrey and Valentin and

cursed. And soon after that Bridgeview court date, Audrey and Valentin received a phone call

where defendant unleashed his wave of threats against Audrey, her son, and Valentin. While doing

so, he demanded that they “stop” or dismiss the charges against Lopez. A clear inference to be

made is that defendant believed Valentin to be an essential part of the prosecution against Lopez,

and that Valentin could aid in the dismantling of that prosecution by refusing to cooperate or by

asking the prosecutor to dismiss the case. The fact that defendant misapprehended Valentin’s

importance to the case or his ability to stop the prosecution is, by the plain language of the statute,

completely inconsequential.

- 14 - No. 1-22-1137

¶ 48 Defendant argues against this inference by pointing out that defendant never communicated

specifically about Valentin’s testimony. He relies on Nix for this proposition, but nothing in Nix

supports the view that defendant’s communication must contain such an overly formalistic and

specific discussion. In Nix, the court reversed defendant’s conviction for harassment of a witness.

Nix, 131 Ill. App. 3d at 975. The defendant was in a restaurant with a witness who got up to use

the restroom. Id. at 973-74. The defendant followed the witness to the restroom and grabbed her

arm as she opened the restroom door and said, “How is it going?” Id. at 974. After the witness

exited the restroom, the defendant said, “I want to talk to you.” The court reasoned that neither of

those statements demonstrated an intent to harass or annoy and there was no evidence that

defendant’s presence in the restaurant was anything more than purely coincidental. Id. at 975.

Moreover, the court regarded the statements as innocuous. Id.

¶ 49 Nix is inapposite when compared to defendant’s case. Defendant’s actions were neither

innocuous nor coincidental. And unlike the defendant in Nix, defendant here specifically

referenced Valentin’s involvement in Lopez’s case. It was not unreasonable or irrational for the

jury to draw an inference that defendant was harassing Valentin because he thought Valentin was

a witness in the Lopez case, even if defendant did not know or understand the precise nature of

Valentin’s involvement.

¶ 50 Accordingly, we conclude that, after viewing the evidence in the light most favorable to

the State, a rational trier of fact could have found every element of the offense proven beyond a

reasonable doubt.

- 15 - No. 1-22-1137

¶ 51 B. Correction of the Record

¶ 52 We next address defendant’s claim that the trial court erred by granting the State’s motion

to order a correction of the trial transcript, as the resolution of this issue is necessary for our

consideration of defendant’s claims regarding the jury’s instructions.

¶ 53 The record on appeal consists of a number of elements including a transcript of the

proceedings created by a court reporter. Ill. S. Ct. R. 608(a) (eff. July 1, 2017). “The record on

appeal shall be taken as true and correct unless shown to be otherwise and corrected in a manner

permitted by [Rule 329].” Ill. S. Ct. R. 329 (eff. July 1, 2017). “Material omissions or inaccuracies

or improper authentication may be corrected by stipulation of the parties or by the trial court, either

before or after the record is transmitted to the reviewing court, or by the reviewing court or a judge

thereof.” Id. “Any controversy as to whether the record accurately discloses what occurred in the

trial court shall be submitted to and settled by that court and the record made to conform to the

truth.” Id.

¶ 54 The burden to show that the record is incorrect falls on the party alleging the inaccuracy.

See People v. Allen, 109 Ill. 2d 177, 184 (1985). The inaccuracy must “be proved by the production

of some note or memorandum from the records or quasi-records of the court, or by the judge’s

minutes, or by the papers on file in the cause.” Allen, 109 Ill. 2d at 184; see also Hartgraves v.

Don Cartage Co., 63 Ill. 2d 425, 428 (1976) (“An amendment of a record cannot be made either

from the memory of a witness, from the recollection of the judge himself, or by affidavit, but the

record must show the basis upon which the amendment or correction is made.”). The record or

quasi-record must be “definite and precise.” People v. Merritt, 395 Ill. App. 3d 169, 178 (2009);

- 16 - No. 1-22-1137

People v. Wear, 371 Ill. App. 3d 517, 525 (2007) (quoting Beck v. Stepp, 144 Ill. 2d 232, 239

(1991) (overruled on other grounds)).

¶ 55 Defendant urges us to review the trial court’s decision de novo because the only relevant

evidence it considered was the audio recording itself. See People v. Morgan, 2025 IL 130626,

¶ 21 (de novo review is appropriate when the trial court has based its decision on documentary

evidence alone because the reviewing court stands in the same position as the trial court). The

State contends that correction of the record is a discretionary act and therefore we should review

the trial court’s order for an abuse of discretion. See Joseph D. Foreman & Co. v. Neri, 6 Ill. App.

3d 313, 316-17 (1972) (trial court did not abuse its discretion in denying motion to supplement the

record). Under either standard, our disposition of this issue would remain the same.

¶ 56 Defendant relies on Merritt and Wear for the “definite and precise” standard. The State

counters that the “definite and precise” standard should not apply because both Merritt and Beck,

upon which Wear relied, involved nunc pro tunc orders. But in both those cases, the nunc pro tunc

order was a correction to the record. Merritt, 395 Ill. App. 3d at 177; Beck, 144 Ill. 2d at 235. We

fail to see how whether the trial court here labeled its order as nunc pro tunc or not alters the

analysis. The essence of the issue is the same: the trial court here entered an order to give

retroactive effect to what was ostensibly said at defendant’s trial. See Pestka v. Town of Fort

Sheridan Co., L.L.C., 371 Ill. App. 3d 286, 295 (2007) (“A nunc pro tunc order is an entry now

for something that was done on a previous date and is made to make the record speak now for what

was actually done then.”). In any event, Merritt concerned a nunc pro tunc order that corrected the

transcript of the defendant’s guilty plea. Merritt, 395 Ill. App. 3d at 177. Thus, we see no reason

why the “definite and precise” standard should not apply.

- 17 - No. 1-22-1137

¶ 57 Defendant’s first argument that the trial court’s order was error is that an audio recording

was not a “record or quasi-record” maintained by the court but, rather, a personal audio recording

created by the court reporter and stored on her personal laptop. Defendant asserts that the court

reporter’s stenographic notes, the production of which is required by the Court Reporters Act, are

what must be used in the creation of a transcript and that an audio recording may only be used as

a supplement. 705 ILCS 70/5 (West 2020). Indeed, a court reporter’s stenographic notes, in

conjunction with the court reporter’s testimony and the marked “given” instructions, have been

held to be sufficient to correct an inaccuracy in a transcript. Allen, 109 Ill. 2d at 184-86. Defendant

asserts that there is no authority to conclude that an audio recording is sufficient to support a

correction of a transcript, and the State here did not introduce the court reporter’s stenographic

notes.

¶ 58 But in the context of Allen, the court reporter’s stenographic notes are not a record produced

or maintained by the court, either, and yet they were still considered as evidence that the transcript

was inaccurate. Id. Thus, we are not persuaded by defendant’s argument that the audio recording

created by the court reporter was insufficient evidence to support a correction to the transcript.

Whereas the trial court in Allen had the court reporter’s testimony and stenographic notes, the trial

court here similarly had the court reporter’s testimony and the audio recording of the proceedings.

Allen, 109 Ill. 2d at 184. However, we need not resolve whether the court reporter’s audio

recording qualifies as a “record or quasi-record” because even when considered, the audio

recording does not persuade us of the propriety of the trial court’s order.

¶ 59 The problem here is less about the type of evidence provided, and more its contents. The

interpretation most favorable to the trial court is that the audio clips provided to us, whether it be

- 18 - No. 1-22-1137

from the quality of the audio or some other reason, do not provide “definite and precise” evidence

that the trial court correctly recited the jury instructions so as to justify correction of the record.

The interpretation least favorable to the trial court is that the audio clips are evidence that the trial

court read the instructions incorrectly. We address the two instructions in question in turn.

¶ 60 The original transcript reflects that the trial court read to the jury the elements that the State

had to prove to establish that defendant committed harassment of a witness with respect to

Valentin. It then stated, “If you find from all the evidence that any one of these propositions have

been proved beyond a reasonable doubt, you should find the defendant guilty.” Clean, unmarked

copies of this instruction, for either Audrey or Valentin, do not appear in the record. However, the

marked copies reflect the correct language in conformity with the State’s burden of proof.

¶ 61 We have carefully and repeatedly reviewed the audio file provided to us in the record

related to this instruction. It is six seconds long and contains some background white noise. The

audio is constant and does not appear to cut out at any point. From that recording, it is easy to

glean that the trial court stated, “If you find from all the evidence.” It is also easy to discern that

the trial court stated, “*** have been proved beyond a reasonable doubt, you should find the

defendant guilty.” Whether it is due to the quality of the microphone or the position of the trial

court relative to the microphone or the trial court’s speech, it is what takes place between those

two phrases that is difficult to parse. Based on our repeated review of this audio recording, it

appears that the trial court did not say either “each of” or “any one.” Both appear to be absent. The

audio file sounds as though the trial court stated in full, “If you find from all the evidence these

propositions have been proven beyond a reasonable doubt, you should find the defendant guilty.”

But even “propositions” sounds truncated and is missing syllables.

- 19 - No. 1-22-1137

¶ 62 The exact content of the sentence is unclear, but what is clear from the recording is that the

words “each one” are not present. This is not simply a conclusion drawn from words that are

inaudible. Rather, for the trial court to be correct that it read the instructions properly, there should

be multiple syllables of speech between “evidence” and “these propositions.” These syllables do

not exist, and likewise there is no gap in time between “evidence” and “these propositions” where

these syllables could have fit. Regardless, the question before us is not to parse exactly what is

said on the audio recording. The question is whether the audio proves the transcript is inaccurate

and warrants overriding the written transcript with what is contained in the written instructions. It

does not.

¶ 63 Next, the original transcript read: “The State has the burden of proving guilt beyond a

reasonable doubt. This burden is on the State throughout the case and is not required to prove his

innocence.” The unmarked instruction in the record, file stamped May 4, 2022, reads: “The State

has the burden of proving the guilt of the defendant beyond a reasonable doubt, and this burden

remains on the State throughout the case. The defendant is not required to prove his innocence.”

¶ 64 We have likewise reviewed the included audio file relevant to this instruction carefully and

repeatedly. It is nine seconds long and also contains some background white noise. Like the first

file, there are portions of the audio that are incredibly difficult to decipher. For example, in the

audio clip, the trial court can be heard saying, “The State has the burden,” but the next few words

between that and “beyond a reasonable doubt” are largely unintelligible. It does sound in this

instance like the microphone did not detect all of the audio in this phrase. However, the remainder

of the clip is easier to understand, and it does indeed sound as though the trial court spoke in

- 20 - No. 1-22-1137

conformity with the original transcript. That is to say, “This burden is on the State throughout the

case and is not required to prove his innocence.”

¶ 65 Regardless of our interpretation of the audio, and whether the trial court actually said “and”

rather than “defendant,” as previously noted our task is not to definitively decipher or conclude

what the trial court said. It is to determine if the State proved that the trial transcript is inaccurate

such that it warranted correction. In this instance, we cannot agree with the State. Whether the trial

court said “defendant” instead of “and” but the audio failed to record it is unknowable. But what

is knowable is that in the audio file in this record, the trial court said a word that sounds like “and”

and has only one syllable.

¶ 66 In short, the audio file fails to provide “definite and precise” evidence that the trial court

spoke in conformity with the law. The remaining evidence does not persuade us of the need to

correct the record, either. The court reporter’s testimony only established foundation for the audio

recording and her belief that she made an error after listening to the recording. She did not testify

as to what was said at trial, nor would that be permissible if she had. Hartgraves, 63 Ill. 2d at 428.

The same can be said for the trial court’s repeated assertions that it knows the law and would not

have said the things in the original transcript. Id. The only remaining evidence in the record that

supports the correction of the record in any capacity is the existence of typewritten jury instructions

that contain the correct language. But the mere fact that an instruction is found in the record does

not prove that the jury was so instructed. People v. Vincent, 165 Ill. App. 3d 1023, 1030 (1988). If

the audio bore the weight that the State and the trial court have placed on it, the jury instructions

might be additional supporting evidence. But given our review of the audio files and our conclusion

that its contents do not support the trial court’s decision, it would be immensely illogical to

- 21 - No. 1-22-1137

conclude that the trial court must have spoken in conformity with the instructions simply because

that is how they are written.

¶ 67 In sum, the original record is presumed to be correct. Ill. S. Ct. R. 329 (eff. July 1, 2017).

Nothing the State offered into evidence at the hearing provided definite and precise evidence that

the transcript was incorrect to justify altering it in the manner ordered by the trial court.

¶ 68 Accordingly, the trial court’s order was in error and we consider defendant’s remaining

contentions using the original version of the transcript that was submitted to this court.

¶ 69 C. Jury Instructions

¶ 70 Criminal defendants have a due process right to have the jury properly instructed on the

law. U.S. Const. amend. XIV; Ill. Const. 1970, art. I, §§ 2, 8; People v. Smith, 2019 IL App (1st)

161246, ¶ 42 (citing Middleton v. McNeil, 541 U.S. 433, 437 (2004)). The trial court has a duty to

inform the jury as to the law. People v. Jenkins, 69 Ill. 2d 61, 66 (1977). It also bears the burden

of ensuring that the jury is instructed on the elements of the crime charged, on the presumption of

innocence, and on the question of burden of proof. People v. Parks, 65 Ill. 2d 132, 137 (1976). We

apply de novo review to these legal issues. People v. Herron, 215 Ill. 2d 167, 174 (2005).

¶ 71 Defendant argues that the trial court made three errors in the instructions given to the jury

which unfairly prejudiced him and require a new trial. First, he argues that the instructions recited

a theory of harassment of a witness that differed from the theory alleged by the State. Second, he

claims the trial court erred by instructing the jury that it could find defendant guilty of harassment

of a witness regarding Valentin if the State proved “any one” of the elements beyond a reasonable

doubt. And third, he argues that the trial court erred by omitting the words “the defendant” from

- 22 - No. 1-22-1137

the portion of the reasonable doubt instruction that informed the jury that defendant is not required

to prove his innocence. We address these in turn.

¶ 72 1. Theory of Harassment of a Witness

¶ 73 When it instructed the jury, the trial court defined harassment of a witness as an occurrence

where defendant “with intent to harass or annoy one who may be expected to serve as a witness in

a pending legal proceeding, because of the potential testimony of the witness, communicates

directly or indirectly with that witness in such a manner to produce mental anguish or emotional

distress.” This is a valid theory by which the State may pursue a conviction for harassment of a

witness. 720 ILCS 5/32-4a(a) (West 2020). But it is not the theory under which defendant was

charged. Instead, as we have noted, defendant was charged under the theory which requires a threat

of injury or damage to property. Id. Defendant contends that this was reversible error, but we

disagree.

¶ 74 As the State points out, this was invited error. See People v. Carter, 208 Ill. 2d 309, 319

(2003) (“Under the doctrine of invited error, an accused may not request to proceed in one manner

and then later contend on appeal that the course of action was in error.”) During the jury instruction

conference, the trial court identified the instruction in question as “People’s 11.” This instruction,

derived from Illinois Pattern Instruction 22.11, recited the theory of harassment of a witness that

requires a defendant to communicate with a witness “in such a manner as to produce mental

anguish or emotional distress.” Illinois Pattern Jury Instructions, Criminal, No. 22.11. The trial

court stated, “People’s 11, the definition of harassment of a witness. That’s 22.11, the definition

of the offense of harassment of a witness. Any objection to the definition of the offense?” Defense

- 23 - No. 1-22-1137

counsel responded, “Definition of the offense, no objection.” Defense counsel acquiesced to that

instruction, and cannot now complain that the trial court did precisely as he wanted.

¶ 75 Alternatively, defendant argues that defense counsel’s failure to object constituted

ineffective assistance of counsel. To demonstrate ineffective assistance of counsel, a defendant

must show both that counsel’s performance was deficient, and that that deficient performance so

prejudiced the defendant that he had a reasonable probability of obtaining a different outcome but

for counsel’s errors. Strickland v. Washington, 466 U.S. 668, 687, 694 (1984).

¶ 76 The State concedes that in the context of ineffective assistance of counsel, the failure to

object here was an error. But we agree with the State in that we cannot find the requisite prejudice

to accompany that error. The jury was not instructed as to the correct theory, namely about the

requirement that defendant must have made a threat of injury or damage to property. The fact that

defendant threatened Valentin was undisputed. Even defendant’s own testimony established that

he threatened Valentin. The primary disputed issue was whether defendant harassed and threatened

Audrey and Valentin specifically because of their status as witnesses in the Lopez case, and the

incorrect instruction had no bearing on that determination. As the State points out, even directly

conflicting instructions may be harmless when they do not concern a disputed essential issue in

the case so that there is not a fear that the jury relied on the incorrect instruction. See People v.

Woods, 2023 IL 127794, ¶¶ 54-55. An error in a jury instruction is harmless if it is demonstrated

that the result of the trial would not have been different had the jury been properly instructed. Id.

¶ 55. Given the undisputed fact that defendant threatened Valentin, the outcome would have been

the same if defense counsel had objected to the incorrect instruction and insisted upon the correct

- 24 - No. 1-22-1137

definition. Thus, we do not find the prejudice necessary to grant defendant a new trial based on a

theory of ineffective assistance of counsel for this issue.

¶ 77 2. Burden of Proof and Presumption of Innocence

¶ 78 However, the trial court’s errors regarding its instructions for the elements of harassment

of a witness and the State’s burden of proof are undoubtedly more dire, more significant, and

ultimately, require a new trial.

¶ 79 Defendant admits that neither of the trial court’s errors here were preserved, but we may

nevertheless review them as plain error and under Supreme Court Rule 451(c). Supreme Court

Rule 451(c) provides that substantial defects in jury instructions are not waived by a failure to

make timely objections thereto if the interests of justice require. Ill. S. Ct. R. 451(c) (eff. Apr. 8,

2013). “Rule 451(c) is coextensive with the ‘plain error’ clause of Supreme Court Rule 615(a),

and we construe these rules ‘identically.’ ” People v. Hartfield, 2022 IL 126729, ¶ 49 (quoting

Herron, 215 Ill. 2d at 175). The plain-error clause of Rule 615(a) provides: “Plain errors or defects

affecting substantial rights may be noticed although they were not brought to the attention of the

trial court.” Ill. S. Ct. R. 615(a) (eff. Jan. 1, 1967).

¶ 80 Plain error occurs where “(1) the evidence is close, regardless of the seriousness of the

error, or (2) the error is serious, regardless of the closeness of the evidence. Hartfield, 2022 IL

126729, ¶ 50. In the first instance, the defendant must show that clear or obvious error occurred

and that the evidence was so closely balanced that the error alone severely threatened to tip the

scales of justice against him. Id. In the second instance, the defendant must show that clear or

obvious error occurred and that the error was so serious that it affected the fairness of the

defendant’s trial and challenged the integrity of the judicial process. Id. Under second prong plain

- 25 - No. 1-22-1137

error, prejudice is presumed because of the importance of the right involved, regardless of the

strength of the evidence. Id. Inherent in the plain-error analysis is a determination of whether any

error occurred. Id. ¶ 51.

¶ 81 In sum, we are persuaded that the combined nature of these instructional errors warrants

reversal for a new trial.

¶ 82 a. Elements of the Offense

¶ 83 We start with the trial court’s instruction that the jury could convict defendant of

harassment of a witness of Valentin if it found that the State proved “any one” of the requisite

propositions beyond a reasonable doubt. This instruction was indisputably incorrect, as the State’s

burden to prove all elements of a charged offense beyond a reasonable doubt is one of our most

rudimentary and undeniable principles. In re Winship, 397 U.S. at 364.

¶ 84 However, if error occurred, we must also determine if it was plain error. People v. Sanders,

cited by defendant, provides facts that are instructive and analogous in every meaningful way. In

Sanders, the defendant was charged under a theory of accountability for two counts of attempt

murder, and one count of armed robbery, home invasion, and murder. People v. Sanders, 129 Ill.

App. 3d 552, 553 (1984). The trial court orally instructed the jury about the elements of attempt

murder and that it could find the defendant guilty of attempt murder if it found the State had proved

“any one” of the requisite propositions beyond a reasonable doubt. Id. at 562. Meanwhile, the

written instruction told the jury that to acquit the defendant, it would have to find that the State

failed to prove each element. Id. Reviewing the issue under the plain error doctrine, the court

reversed defendant’s conviction for attempt murder because “the error in instructions occurred in

an essential mandatory instruction which explained the burden of proof. It was not a mere technical

- 26 - No. 1-22-1137

defect or an error in a non-mandatory instruction which frequently may be remedied by reading

the entire series of instructions as a whole.” Id. at 563. It also reasoned that the oral and written

instructions provided contradictory grounds by which the jury was to reach a not guilty verdict. Id.

¶ 85 Here, like Sanders, the oral instruction improperly defined the State’s burden of proof as

to the harassment charge involving Valentin. And while there was not a written instruction that

incorrectly defined what the jury would have to find to acquit defendant, instead we are presented

with a situation where the jury may not have received a copy of the unmarked instructions for this

offense at all.

¶ 86 Although the record contains a number of the unmarked instructions sent to the jury, the

instructions containing the requisite elements for harassment of a witness for both Audrey and

Valentin are not present. The State contends that their absence proves nothing because it is

defendant’s burden to provide a sufficiently complete record. While true that an appellant has the

burden to provide a complete record, Foutch v. O’Bryant, 99 Ill. 2d 389, 391 (1984), defendant’s

claim is that the unmarked copy of the instruction does not exist. Therefore, he cannot possibly

include in the record something that does not exist. Defendant’s briefing represents that he

contacted the Clerk of the Cook County Circuit Court to investigate and that no such unmarked

copy was found—a representation that the State does not dispute or challenge. Thus, while the

absence of these written instructions is not conclusive evidence that they never reached the jury, it

is at least some evidence of that proposition. And there is nothing that the State points to that would

tend to show the opposite.

¶ 87 Thus, we are left with a scenario where the jury received a defective oral instruction about

the State’s burden of proof, and there is no convincing evidence to conclude that the jury received

- 27 - No. 1-22-1137

a written copy with the correct language. Moreover, the jury received a contradictory oral

instruction in that it was told that it could convict defendant of harassment of a witness of Audrey

only if the State proved each proposition beyond a reasonable doubt. And crucially, Audrey was

party to the same threats and demands as Valentin—the two were together listening to defendant’s

threats on speakerphone. In that context, we cannot ignore the fact that, when properly instructed,

the jury acquitted defendant of this charge with respect to Audrey.

¶ 88 As our supreme court said in Jenkins:

“When the instructions are contradictory the jury is put in the position of having to select

the proper instruction—a function exclusively that of the court. As far as can be known,

defendant might well have been convicted on the basis of the erroneous instructions.

Certainly, a person should not stand to lose his liberty because a jury has received equivocal

instructions.” Jenkins, 69 Ill. 2d at 67.

¶ 89 “We must assume that jurors do not fall short of their constitutional functions and follow

the instructions of the trial judge. This assumption is part and parcel of our system.” Id. At a

minimum, the flawed oral burden of proof instruction with respect to the offense against Valentin,

contrasted with the correct oral instruction with respect to Audrey, threatened to tip the scales

against defendant. The evidence pertaining to both charges was essentially the same, and yet

defendant was acquitted of harassing Audrey. The possibility that the jury convicted defendant of

harassing Valentin because it obeyed the trial court’s instruction that it could find defendant guilty

if only one proposition was proven beyond a reasonable doubt is one we cannot ignore.

¶ 90 However, even if we were to ignore the strength of the evidence, this error would still

constitute second-prong plain error. As Sanders noted, instructions on the elements of the charged

- 28 - No. 1-22-1137

offenses, the presumption of innocence, and the burden of proof are essential, and the failure to

properly instruct the jury in any one of these areas serves to deprive the accused of a fair and

impartial trial. Sanders, 129 Ill. App. 3d at 563. “The Due Process Clause of the Fourteenth

Amendment ‘protects the accused against conviction except upon proof beyond a reasonable doubt

of every fact necessary to constitute the crime with which he is charged.’ ” Francis v. Franklin,

471 U.S. 307, 313 (1985) (quoting In re Winship, 397 U.S. at 364 (1970)). This “axiomatic and

elementary constitutional principle” is “bedrock” for our system of justice. Francis, 471 U.S. at

313. Defendant did not receive the benefit of this bedrock principle, and that cannot be viewed as

anything but a threat to the integrity of the judicial process.

¶ 91 b. Defendant Need Not Prove His Innocence

¶ 92 Next, we consider defendant’s argument that the trial court’s flawed instruction, which

omitted the principle that defendant need not prove his innocence, also constituted reversible error.

Thus, first, we consider whether the trial court’s misstatement of the law was error. Here, the jury

was instructed properly regarding the first half of criminal IPI 2.03. Illinois Pattern Jury

Instructions, Criminal, No. 2.03. This portion informed the jury that defendant was presumed

innocent, that the presumption remained with him at every stage of trial, and that the presumption

could only be overcome if they were convinced beyond a reasonable doubt that defendant was

guilty. However, the next portion of the instruction contained a misstatement. The jury was orally

instructed that the State had the burden of proving defendant’s guilt beyond a reasonable doubt

and that the burden remains on the State throughout the case. But where the trial court should have

told the jury, “The defendant is not required to prove his innocence,” it instead suggested that the

- 29 - No. 1-22-1137

State was not required to prove defendant’s innocence. The unmarked, “clean” instruction

contained the correct language.

¶ 93 “The principle that there is a presumption of innocence in favor of the accused is the

undoubted law, axiomatic and elementary, and its enforcement lies at the foundation of the

administration of our criminal law.” Taylor v. Kentucky, 436 U.S. 478, 483 (1978) (quoting Coffin

v. United States, 156 U.S. 432, 453 (1895)). “While the legal scholar may understand that the

presumption of innocence and the prosecution’s burden of proof are logically similar, the ordinary

citizen may well draw significant additional guidance from an instruction on the presumption of

innocence.” Id. at 484. The United States Supreme Court described that the presumption “cautions

the jury to put away from their minds all the suspicion that arises from the arrest, the indictment,

and the arraignment, and to reach their conclusion solely from the legal evidence adduced.” Id. at

485.

¶ 94 But in a case like this one where the defendant testified, there is another benefit that can be

seen from the admonition that he is both presumed innocent and that he does not have to prove

innocence. As our supreme court said in the context of Rule 431(b) Zehr questions:

“If jurors do not understand and accept that the defendant is presumed innocent, then

credibility contests could lean in the State’s favor, which could tip the scales of justice

against the defendant in a close case. Or if jurors do not understand and accept that the

State bears the burden of proof beyond a reasonable doubt, then, again, credibility contests

could lean in the State’s favor, which also could tip the scales of justice against the

defendant in a close case. A jury that does not understand and accept those principles may

weigh the evidence in favor of the State or render a guilty verdict on insufficient proof,

- 30 - No. 1-22-1137

again tipping the scales against the defendant in a close case.” People v. Sebby, 2017

119445, ¶ 67.

¶ 95 Informing the jury that the State was not required to prove defendant’s innocence was

certainly a correct statement of the law. But that instruction was not the required statement of the

law, nor did it provide the jury with a complete picture of the law. The oral instructions failed to

inform the jury that defendant, who presented multiple witnesses and testified in his own defense,

did not have to prove a single thing. A necessary and logical component of the presumption of

innocence and the State’s burden of proof is that the jury could disbelieve every single one of

defendant’s witnesses, including his own testimony, and nevertheless acquit him because the State

failed to meet its burden. Here, the oral instructions conveyed only part of the presumption of

innocence, and omitted a portion of the instructions that helps ensure that jurors would not turn

defendant’s trial into a credibility contest where the outcome hinged merely on which witnesses

they believed. Sebby, 2017 119445, ¶ 67.

¶ 96 Defendant contends that this case is like People v. Williams, where the trial court failed to

give IPI 2.03—regarding the burden of proof and presumption of innocence—in its entirety in

either a written or oral form and the only mention of the presumption of innocence or the burden

of proof was during voir dire. People v. Williams, 120 Ill. App. 3d 900, 902 (1983). The defendant

in Williams was granted a new trial on the basis that the complete failure to instruct the jury about

those principles deprived the defendant of a new trial. Id. at 903.

¶ 97 Defendant’s case here is distinguishable. Here, the jury was properly instructed on the

majority of IPI 2.03 orally, and the written version that was provided to the jury was the correct

version of 2.03 in its entirety. Illinois Pattern Jury Instructions, Criminal, No. 2.03. And as the

- 31 - No. 1-22-1137

State points out, potential jurors were told during voir dire that defendant was not required to prove

his innocence. Thus, we cannot say, like in Williams, that the jury was completely deprived of the

principles contained in this instruction.

¶ 98 Nor can we say, however, that this issue was of no consequence because the potential jurors

were told defendant did not have to prove his innocence during voir dire, and because defense

counsel argued it in closing arguments. As we noted earlier, this instruction falls among a select

few for which the burden to give them falls upon the trial court. Parks, 65 Ill. 2d at 137. The

principles in IPI 2.03 are essential and mandatory. Sanders, 129 Ill. App. 3d at 563. If it were

enough for jurors to hear these principles during voir dire at the start of a multi-day trial, before

they had been selected to serve and before they heard any evidence, including defendant’s

testimony, there would be little sense to call these instructions essential and mandatory.

¶ 99 But more importantly, the admonishments in voir dire and the correct written instruction

did not replace an absent oral instruction. The trial court’s oral instruction contradicted the written

instruction and the voir dire admonishments; one told the jury that defendant was not required to

prove his innocence and one told the jury that the State was not required to prove his innocence.

Thus, the jury was left to select the correct instruction, and we have no way of determining upon

which version they relied. Jenkins, 69 Ill. 2d at 67.

¶ 100 Clearly, providing the jury contradictory instructions—a written instruction that conforms

to the law and an oral instruction that distorted part of the burden of proof and presumption of

innocence—was error. But the question is whether it was plain error that either threatened to tip

the scales because of the closeness of the evidence or deprived defendant of a fair trial and

threatened the integrity of the judicial process.

- 32 - No. 1-22-1137

¶ 101 However, we need not make that determination in a vacuum. “Jury instructions are

sufficient if, as a whole, the series of instructions fully, fairly, and comprehensively apprised the

jury of the relevant legal principles.” People v. Cacini, 2015 IL App (1st) 130135, ¶ 50 (citing

People v. Marcos, 2013 IL App (1st) 111040, ¶ 68). The jury was given a flawed burden of proof

instruction and conflicting instructions about whether defendant had no obligation to prove his

innocence. Together, these instructions did not “fully, fairly, and comprehensively” apprise the

jury of the relevant legal principles. Indeed, the deficiencies in the instructions had to do with some

of the most essential principles in our system of justice.

¶ 102 A jury instruction error rises to the level of plain error only when it “creates a serious risk

that the jurors incorrectly convicted the defendant because they did not understand the applicable

law, so as to severely threaten the fairness of the trial.” Hartfield, 2022 IL 126729, ¶ 50. Here,

multiple errors occurred regarding jury instructions of some of our most essential and fundamental

principles in the criminal justice system. Jurors were asked to pick between contradictory oral and

written instructions, or contradictory instructions for Valentin and Audrey. And even though

defendant’s threats and demands were communicated to both Audrey and Valentin, somehow in

the jumble of instructions, the jury saw fit to acquit defendant of harassing Audrey. We simply

cannot turn a blind eye to the possibility that these errors tipped the scales in the State’s favor.

¶ 103 Nor can we say that these errors, in sum, did not threaten the integrity of the judicial

process. Jurors rely on the trial court to instruct it as to these fundamental, bedrock principles. The

jury guarantee is a “basic protection whose precise effects are unmeasurable, but without which a

criminal trial cannot reliably serve its function. Sullivan v. Louisiana, 508 U.S. 275, 281 (1993).

The right to trial by jury reflects “a profound judgment about the way in which law should be

- 33 - No. 1-22-1137

enforced and justice administered.” Id. And the deprivation of that right has consequences which

are “necessarily unquantifiable and indeterminate.” Id. at 281-82. We cannot know precisely how

these instructional errors affected the jury, but it is enough to know that the basic building blocks

mortared into the structure of defendant’s trial were defective. Such an edifice cannot be allowed

to stand; it must be torn down and rebuilt anew.

¶ 104 Accordingly, these errors deprived defendant of a fair trial and entitle him to a new one.

¶ 105 D. Remaining Issues

¶ 106 Given our judgment that defendant’s conviction must be reversed and remanded for a new

trial, we need not reach his other contentions regarding the interpreter and the trial court’s

exclusion of impeachment evidence.

¶ 107 Furthermore, though we have addressed the sufficiency of defendant’s conviction for

harassing Valentin, we must briefly address defendant’s convictions for intimidation to determine

whether double jeopardy principles would bar retrial. The State charged defendant with

intimidation of Audrey and Valentin under a theory that he threatened them with physical harm

with the intent to cause them to perform or omit the performance of an act. 720 ILCS 5/12-6(a)(1)

(West 2020). The State’s evidence plainly set out that defendant threatened the lives of Audrey,

her son, and Valentin and demanded that they “stop” or “dismiss” the criminal charges against

Christopher Lopez. The evidence at trial was sufficient to convict defendant of these charges, and

thus retrial will not offend principles of double jeopardy.

¶ 108 Finally, we address defendant’s contention that this case should be remanded to a different

trial court judge because the trial judge here exhibited impermissible bias. The trial court may not

display bias or prejudice against either party. People v. Fisher, 2023 IL App (4th) 220717, ¶ 30.

- 34 - No. 1-22-1137

Judicial restraint in the court’s conduct and remarks is not limited to the presence of the jury but

is required throughout all the court’s dealings with the litigants who come before it. Id. To show

bias, a defendant must “demonstrate that the judge displayed active personal animosity, hostility,

ill will or distrust toward the defendant.” Id. (quoting People v. Romero, 2018 IL App (1st) 143132,

¶ 96).

¶ 109 Indeed, judges are required to be fair and dispassionate arbitrators above all else. People v.

Jones, 2016 IL App (1st) 141008, ¶ 38. The Illinois Code of Judicial Conduct of 2023 requires a

judge to be patient, dignified, and courteous to litigants, jurors, witnesses, lawyers and others with

whom the judge deals in an official capacity.” Ill. S. Ct. R. 2.8 (eff. Jan. 1, 2023). We observe that

this would not be the first time we have remanded a case presided over by the trial judge here and

assigned the case to a different judge based on his inappropriate comments. See Jones, 2016 IL

App (1st) 141008, ¶¶ 37-38.

¶ 110 Not unlike Jones, the trial judge’s conduct here reflected an animosity and sarcasm that

went well beyond simply condemning defendant’s actions or doubting the sincerity of his remorse.

Id. Indeed, the trial court’s invective was not even limited to defendant, and it felt the need to

include defendant’s wife, who was merely a witness and not a party to the litigation, in its derision.

¶ 111 During his allocution, defendant expressed his remorse for his actions and apologized to

the complaining witnesses, Audrey and Valentin. The trial court decried defendant’s offenses as

“one of the worst crimes you can possibly get,” 3 and noted that defendant was “crying, carrying

on.” It then invoked a song it recalled from “many years ago. One of the lyrics says who’s crying

3 While defendant’s offenses are no doubt serious and reprehensible, harassment of a witness and intimidation are Class 2 and Class 3 felonies, respectively. 720 ILCS 5/32-4a (West 2020); 720 ILCS 5/12-6(a)(1) (West 2020).

- 35 - No. 1-22-1137

now?” The trial court also stated, “Mr. Bautista, there is an old saying, even great love affairs end

eventually. Your time on the street ends eventually right now.” And finally, of note, the trial court

stated, “I can give them [the complaining witnesses] some consolation knowing you won’t be

around for at least a period of time. Their pain is continuous. What happens today to Mr. Bautista,

yours may just be starting.”

¶ 112 The trial court is no doubt entitled to condemn a defendant’s actions and doubt the sincerity

of his remorse. But that is distinct from the trial court’s statements here which mocked defendant

and turned what should be a solemn proceeding culminating in both deprivation of liberty and,

hopefully, justice and relief for the victims, into an opportunity for the trial court to hurl insults at

defendant and seemingly derive significant glee from imposing a sentence.

¶ 113 Then there are the comments the trial court directed at defendant’s wife, Evelyn, during

sentencing. The trial court thrice referred to Evelyn not by name, but rather as “the dutiful wife.”

The first time, the trial court said, “He wanted to tell the jury and he did tell the jury some ridiculous

story. Or maybe his wife. The dutiful wife. Having an affair with Mr. Gudino. That’s laughable.”

¶ 114 Next, the trial court said, “There is something else I want to mention. Something about the

dutiful wife that testified for Bautista.” And third, the trial court stated, “His dutiful wife testified

during the course of the trial. It hardly corroborated his version of what happened.”

¶ 115 Not once did the trial court refer to Evelyn by name, first or last, instead opting each time

to refer to her as the “dutiful wife.” Why the trial court insisted on referring to Evelyn in this

unseemly and undignified way, as though she were a prop and not a person, rather than affording

her the dignity of her name cannot be countenanced. Moreover, after announcing defendant’s

sentence, the trial court said, “Maybe his wife will wait until he gets out.”

- 36 - No. 1-22-1137

¶ 116 To reiterate, the trial court is entitled to find defendant’s remorse or the testimony of

witnesses incredible, just as it is permitted to condemn defendant’s behavior. But that is a far cry

from using the bench to mock defendant, his wife, and the possible disintegration of their marriage.

These comments reflected neither dignity nor courtesy.

¶ 117 The State claims that defendant cannot demonstrate any prejudice, but defendant has not

raised this issue on the basis that the trial judge’s conduct warrants a new trial. Instead, he has

simply asked that retrial should take place before a different judge owing to the aforementioned

conduct. We think this is a reasonable request. The trial court’s comments, which were

unwarranted and inappropriate, give us reason to doubt that defendant’s retrial can be handled

objectively and impartially.

¶ 118 III. CONCLUSION

¶ 119 The evidence at trial was sufficient to convict defendant of harassment of a witness with

respect to Valentin, and intimidation with respect to Valentin and Audrey. However, the trial court

erred in ordering the correction of the trial transcript, and the original transcript reflects that the

fairness of defendant’s trial was marred by defective instructions concerning some of the most

fundamental principles in our criminal justice system. Accordingly, defendant’s convictions must

be reversed and this cause remanded for a new trial before a different judge.

¶ 120 Reversed and remanded.

- 37 -