People v. Baltazar CA4/3

CourtCalifornia Court of Appeal
DecidedMarch 2, 2026
DocketG063884
StatusUnpublished

This text of People v. Baltazar CA4/3 (People v. Baltazar CA4/3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Baltazar CA4/3, (Cal. Ct. App. 2026).

Opinion

Filed 3/2/26 P. v. Baltazar CA4/3

NOT TO BE PUBLISHED IN OFFICIAL REPORTS

California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION THREE

THE PEOPLE,

Plaintiff and Respondent, G063884

v. (Super. Ct. No. 09NF1820)

ERNESTO BALTAZAR, OPINION

Defendant and Appellant.

Appeal from an order of the Superior Court of Orange County, Terri K. Flynn-Peister, Judge. Affirmed. Deanna L. Lopas, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Christopher P. Beesley and Michael D. Butera, Deputy Attorneys General, for Plaintiff and Respondent. * * * INTRODUCTION In 2015, Ernesto Baltazar was convicted, pursuant to a negotiated plea agreement, of voluntary manslaughter in connection with the shooting death of Hector Bautista. In 2022, Baltazar filed a petition for resentencing pursuant to Penal Code section 1172.6.1 After conducting an evidentiary hearing under section 1172.6, subdivision (d), the trial court denied Baltazar’s resentencing petition on the ground that he had aided and abetted the killing of Bautista with an intent to kill. Baltazar appeals from the order denying his petition for resentencing. He contends substantial evidence does not support the trial court’s findings that he aided and abetted the killing of Bautista or did so with an intent to kill. We conclude substantial evidence supports a finding that at the time Baltazar’s plea was entered, he could have been guilty beyond reasonable doubt of aiding and abetting an express malice murder under current law. We therefore affirm.

FACTS These facts are taken from the preliminary hearing transcript, a transcription of a videorecorded police interview of Baltazar, and the testimony of Elizabeth Caufman, Ph.D., given at the evidentiary hearing. South Side Krooks (SSK) and Barrio Small Town (BST) are rival gangs in Anaheim. SSK’s claimed territory abuts that of BST. Baltazar and his family lived in a home on Claudina Street in an area claimed by both gangs.

1 Further code references are to the Penal Code.

2 Baltazar and his brother Jose Baustista (Jose) were associated with SSK.2 Baltazar had been friends with Peter Lara and Eric Lara, but they later joined BST. In May or June 2009, Baltazar’s father was the victim of a drive- by shooting carried out by BST members. Baltazar’s father was struck in the leg and had to be hospitalized. The vehicle used in the shooting was a gray Ford Ranger truck (the Ford truck). The same truck was used by BST members to conduct another drive-by shooting, this one targeting Baltazar. During the shooting, someone from inside the truck yelled “Small Town.” On June 26, 2009, the same Ford truck was used by BST members in an attempt to run over Baltazar’s younger brother, Jesus. In response, Baltazar, his brother Jose, and two others connected with SSK (Edgar Garcia and Ivan Rodriguez3), decided to drive Garcia’s Cadillac Escalade (the Escalade) into BST territory, find the driver of the truck, and “fuck him up.” Garcia drove, Jose sat in the front passenger seat, Baltazar sat behind the driver in the left side rear seat, and Rodriguez sat in the right side rear seat. Garcia drove to the home of Eric Lara and Peter Lara on South Olive Street in Anaheim, which was widely known as a BST hangout. They arrived at the alley behind the Lara home, where they saw three men and one woman standing in the alley. Baltazar and his group “talk[ed] shit” and

2 Anaheim police officer Kelly Phillips, a prosecution gang expert,

testified that, in his opinion, Baltazar and his brother Jose were active participants in SSK on June 26, 2009. Phillips testified that Baltazar had a MySpace account on which he had posts indicating he was associated with SSK. Baltzar admitted in a police interview that he was associated with SSK but “never banged or nothing.” 3 Rodriguez has an SSK tattoo on his chest.

3 someone from inside the Escalade yelled, “SSK.” Rodriguez believed he saw Bautista, an active BST participant or member, open his shirt to display a handgun. Jose instructed Garcia to drive back to the Baltazar home on Claudina Street in order for Jose to get a gun. At the Baltazar home, Jose retrieved a gun and Baltazar grabbed a bat.4 At around 9:00 p.m., Garcia drove Baltazar, Jose, and Rodriguez back to the alley behind the Lara home, where a small group of people were gathered. Baltazar saw a gray truck which he believed had been the truck involved in the prior drive–by shootings and the attempt to run over Jesus. Baltazar hopped out of the Escalade, ran up to the Ford truck, and used the bat to smash the truck’s windows. Baustista, who owned the Ford truck, approached the Escalade and began arguing with its occupants. Jose, who was still sitting in the front passenger seat, rolled down the window and shot Bautista in the chest. Bautista stumbled, fell to the ground, and said, “‘they shot me.’” Someone from inside the Escalade yelled, “’SSK.’” Baltazar jumped into the Escalade and Garcia drove everyone back to the Baltazar home. During the drive, Baltazar announced, “I cracked that fool’s windows.” Within two to three minutes, police officers arrived at the scene and found Bautista lying on his back with a gunshot wound to his chest. A

4 In the police interview, Baltazar initially said he had taken a

pipe from the house. Later he said, “to be honest, it wasn’t a pipe, it was a bat.”

4 police officer asked, “‘who did this.’” A woman at the scene replied, “‘the Baltazar Brothers.’” Bautista died from his wound. During a recorded police interview, Baltazar said he was running back to the Escalade after smashing the windows of the Ford truck when he heard a gunshot. Baltazar said that when he heard the gunshot, he ducked because he did not see who fired the shot, did not know if “they were shooting back,” and did not want to be hit. Baltazar stated the commission of a drive-by shooting by a rival gang was a “green light” and that he and his cohorts went to the Lara home to retaliate against BST for trying to run over his brother. Baltazar admitted he knew that when they went back to his house before the shooting, that whoever retrieved the gun would use it to “get homeboy back.” At the evidentiary hearing, Baltazar’s counsel called Elizabeth Cauffman, Ph.D., to testify as an expert in adolescent brain development and psychology. Cauffman is a professor of psychological science at University of California, Irvine. She testified about the adolescent brain and cognitive processes. She explained that psychiatrists “demarcate” adolescent years into four periods: (1) 10 to 12 years is early adolescence; (2) 13 to 15 years is middle adolescents, (3) 16 to 19 years is late adolescence, and (4) 20 to 25 years is adulthood or “‘transitional age youth.’” Baltazar, who was born in December 1992, was 16 years old in June 2009, and therefore was in late adolescence under this demarcation. Caufman presented a power point presentation on the adolescent brain and changes that occur over time. Cauffman testified to several important points regarding adolescent cognition, impulses, and risk taking. First, she testified that teenagers rely on the “primitive” part of their brain (the amygdala) rather than more advanced part (the prefrontal cortex) as adults do. As a consequence, teenagers react more impulsively than adults.

5 Teenagers will, for example, approach a threat rather than withdraw from it.

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People v. Baltazar CA4/3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-baltazar-ca43-calctapp-2026.