People v. Baker

32 A.D.3d 245, 819 N.Y.S.2d 744
Appellate Division of the Supreme Court of the State of New York·Decided August 10, 2006·Published·Cited by 6 cases

Opinion

Judgment, Supreme Court, New York County (Marcy L. Kahn, J., at hearing; Laura Visitacion-Lewis, J., at jury trial and sentence), rendered February 27, 2002, convicting defendant of criminal sale of a controlled substance in the third degree, and sentencing him, as a second felony offender, to a term of 47a to 9 years, unanimously affirmed.

At trial, Detective Johnson testified that he observed defendant through high-power binoculars walking up and down W. 127th Street between St. Nicholas Avenue and St. Nicholas Terrace. When a brown Ford van pulled up and double-parked a few feet from defendant, the front passenger, later identified as Rick McKinnon, got out of the van and approached defendant. Johnson watched McKinnon say something to defendant and hand money to him. After counting the money, defendant [246]*246handed McKinnon a small object. After McKinnon got back into the van, Johnson broadcast to other police officers what he had seen, and described defendant, McKinnon, the van and the direction in which it was traveling.

Detective Callahan and Lieutenant Cuff thereafter approached the van when it was stopped in traffic. When Cuff opened the front passenger door, a “startled” McKinnon had his hand by his leg. As Cuff started to remove McKinnon, a glassine envelope marked “Heat,” which subsequent analysis revealed to contain heroin, fell from under McKinnon’s leg onto the floor of the van. The van appeared to be a “work” or “cargo” van with “a lot of” tools and machinery in the back. In addition, Cuff spotted a glass crack pipe on the floor, also in the front-passenger area, and recovered it as well. Cuff asked McKinnon, in substance, whether there was anything else in the van, explaining that he was asking “so I don’t have to search the whole thing.” Without objection, Cuff testified that McKinnon responded, in an apparent reference to the glassine, “No, that’s it. That’s all I bought was that.”

After his radio transmission, Johnson kept defendant under observation. Over the course of about 30 minutes, Johnson observed defendant “interact[ing]” with several other individuals.1 Thereafter, Johnson lost sight of defendant several times, but saw defendant go into a bodega and, on two occasions, into a “tenement” at 372 W 127th Street. When defendant emerged the second time from the tenement, he had changed his outer garments except for his sneakers. Eventually, defendant was arrested; Callahan recovered $65 but no drugs from defendant’s person. Back at the precinct, Johnson recognized McKinnon as the man who had got back into the van after handing money to defendant in exchange for an object.

At the time of his arrest, defendant was holding keys in his hand. As discussed below, defendant made statements to Callahan about the keys and the location of his residence. One of the keys opened the door to 372 W 127th Street.2

Although the prosecution introduced additional evidence, [247]*247including a redacted transcript of defendant’s grand jury testimony, neither that evidence nor the evidence presented by defendant is relevant to the principal issue on this appeal. That issue centers on the court’s responses to notes from the jury.

During deliberations, the jury asked whether it would have been lawful for the police to search the van and its driver when the van was stopped and to search the premises of 372 W 127th Street following defendant’s arrest. Without objection, the court responded by instructing the jury that “matters involving searches are questions of law, not fact,” that “these inquiries are outside of the scope of the jury’s role” and that the jury was “not [to] enter into any speculation with respect to these matters.” After receiving another note stating that the jury was deadlocked, the court gave the jury an Allen charge. Although defendant moved for a mistrial upon being apprised of the deadlock note, defendant voiced no objection to the content of the Allen charge. Thereafter, the court responded, also without objection, to another note asking primarily for a rereading of the court’s charge on reasonable doubt and circumstantial evidence.

The jury then sent another note. In its main charge the court had instructed the jury that the prosecution was required to prove beyond a reasonable doubt that the item transferred by defendant to McKinnon was the glassine envelope marked “Heat” that was recovered from the floor of the van. In the note, the jury stated that two of the court’s instructions “appear contradictory.” After noting the earlier instruction, and that the court had stated that the inference that the item transferred was the glassine had to be the only reasonable inference, the note stated as follows: “However, you say we can’t consider the lack of search of the van as evidence even though it introduces other possible inferences. Do we need to assume that the contraband [the crack pipe and the glassine envelope] were the only drugs, paraphernalia in the [van]?”

After extensive colloquy, the court drafted a proposed response, received the comments of the parties on the draft and made revisions in light of the comments. In substance, the court responded first by repeating its instruction that the prosecution was required to prove beyond a reasonable doubt that the defendant had sold to McKinnon the glassine envelope marked “Heat.” One of defendant’s principal contentions on this appeal is that the court erred when it went on to instruct the jury as follows: “In determining whether the People have met their burden of proving this element beyond a reasonable doubt, the jury may take into account all of the evidence that’s been [248]*248introduced at trial. The jury may also consider whether there is a lack of convincing evidence to establish this element beyond a reasonable doubt. This does not mean that the jury may speculate regarding matters that are not in evidence. Therefore, whether or not any other contraband was in the van is not an area for your consideration. You may not make assumptions with respect to this matter.” Finally, the court repeated its circumstantial evidence charge after alerting the jury that whether the glassine envelope was the item transferred “is the subject of the circumstantial evidence analysis.”

In response to yet another note, the court reread the circumstantial evidence instruction, deleting at the jury’s request the rain and umbrellas analogy. The jury immediately sent a final note which requested a rereading of what the court had stated with regard to “the contradictory instructions.” The court complied and the jury later returned its verdict finding defendant guilty of selling a glassine envelope of heroin to Mc-Kinnon.

Defendant’s present contention is that although the court repeatedly and correctly instructed the jury that it could consider the lack of evidence in determining whether the prosecution had proven its case beyond a reasonable doubt, the court nonetheless erred. Specifically, defendant maintains that the court erroneously undercut that instruction by charging the jury in response to its note that it was not to speculate about whether or not there was any other contraband in the van. According to defendant, the court should have instructed the jury that it was “entitled to consider, as a lack of evidence, the fact that the People did not provide evidence of whether or not there was anything else in the van.”

This specific claim of error, however, is not preserved for appellate review and we decline to review it. At trial, defendant voiced a different objection.

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People v. Baker, 32 A.D.3d 245, 819 N.Y.S.2d 744 (N.Y. Ct. App. 2006).

32 A.D.3d 245 (People v. Baker) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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