People v. Bailey

237 N.E.2d 205, 21 N.Y.2d 588, 289 N.Y.S.2d 943, 1968 N.Y. LEXIS 1472
CourtNew York Court of Appeals
DecidedApril 10, 1968
StatusPublished
Cited by19 cases

This text of 237 N.E.2d 205 (People v. Bailey) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Bailey, 237 N.E.2d 205, 21 N.Y.2d 588, 289 N.Y.S.2d 943, 1968 N.Y. LEXIS 1472 (N.Y. 1968).

Opinion

Keating, J.

The primary issue presented by these three appeals is whether the defendants, who were sentenced to one day to life for various sex offenses, were entitled to a hearing prior to the imposition of sentence. The resolution of this issue depends in turn upon the applicability of the recent Supreme Court decision in Specht v. Patterson (386 U. S. 605 [1967]) in which the court held that the sentencing procedure outlined in the statutes of the State of Colorado was constitutionally defective in failing to provide a defendant with an opportunity to be heard and be confronted with evidence prior to the imposition of an indeterminate sentence of one day to life.

[593]*593The Colorado statutes, like the Hew York statutes, authorize the imposition of the one-day-to-life sentence as an alternative to the ordinary sentence prescribed for various sex offenses. The Colorado statute authorizes the court to impose the sentence after guilt of an underlying sex crime is established if the court “is of the opinion that [the defendant] * * *, if at large, constitutes a threat of bodily harm to members of the public, or is an habitual offender and mentally ill” (Col. Rev. Stat. Ann., § 39-19-1). Prior to the imposition of the sentence the statute requires that the defendant be given a complete psychiatric examination and that a complete written report be submitted to the sentencing Judge, containing all facts and findings, together with recommendations with regard to whether the defendant is treatable under the provisions of the sex offender statute or whether he should be civilly committed. The court is not, however, bound by the findings in the psychiatric report and can base its conclusion on the entire record (Trueblood v. Tinsley, 148 Col. 503, cert. den. 370 U. S. 929 [1962]).

The basis of the Supreme Court’s decision holding that the Fourteenth Amendment requires a hearing was its conclusion that, under the Colorado procedure, the mere commission of the underlying sex crime was by itself insufficient to justify the one-day-to-life sentence but rather an additional finding was mandated — namely, that the defendant constitutes a threat of bodily harm to the public, or is an habitual offender or mentally ill. The defendant, the Supreme Court held, was entitled to a hearing on this “new finding of fact that was not an ingredient of the offense charged ”.

The applicability of Specht v. Patterson {supra) to the New York sex offender statute then is dependent on whether the sentencing Judge has absolute discretion to sentence a sex offender to the alternative one-day-to-life sentence or whether, like the procedure under the Colorado statute, the Judge’s discretion to sentence in such a manner is limited to those cases in which the record supports a new finding of fact “ that was not an ingredient of the offense charged ”.

A literal reading of the Hew York statutory scheme might lend support to the argument advanced by the People and accepted by the Appellate Division that the sentencing court [594]*594has “complete discretion to sentence for one day to life. An examination of the statutory purpose as well as the weight of judicial authority indicate that the discretion of the sentencing Judge to mete out a one-day-to-life sentence is limited to those cases in which the record indicates some basis for a finding that the defendant is a danger to society or is capable of being benefited by the confinement envisaged under the statutory scheme. Absent such a basis, the sentence cannot stand (People v. Jackson, 20 A D 2d 170, 174 [1963], 21 A D 2d 843 [3d Dept., 1964]; People ex rel. Piatt v. La Vallee, 26 A D 2d 904 [4th Dept., 1966]; People ex rel. Chumley v. Mancusi, 26 A D 2d 905 [4th Dept., 1966]).

The earliest and perhaps the leading case in this area is People v. Jackson (20 A D 2d 170, supra). In that case the defendant was convicted of a specified sex crime and received an indeterminate one-day-to-life sentence. After serving 11 years the defendant succeeded in having the sentence vacated. Upon remand the defendant received a one-day-to-life sentence and it was the imposition of this sentence which the defendant appealed. The record indicated that, during the 11 years of his confinement, the defendant had not received any psychiatric care and there was nothing in the record to justify a finding that the defendant was a danger to society if released.

Judge Bergan, then Presiding Justice of the Appellate Division (Third Department), first proceeded to examine the history and purpose of the statute. He noted that the statutory scheme dealing with sex offenders was based upon a comprehensive study envisioning a flexible form of sentencing which would provide the prisoner with rehabilitative treatment and permit the Parole Board to release him when it believed that he was no longer a danger to society. As Judge Bergan wrote in People v. Jackson (20 A D 2d 170, 172-173, supra): “It was envisioned, therefore, as the title of the statute itself suggests, that treatment was an integral and essential part of a program to be followed in the penal system. Where the offender could be treated with some reasonable chance of improvement, it was contemplated that under a sentence so flexible that it might last for his natural life, he would be able to receive adequate treatment and would be discharged if improved to the extent it would be safe to release him.

[595]*595“As a necessary concomitant of this public policy, of course, it was realized that some offenders would not yield to any treatment and that when such cases were clearly identified and professionally evaluated, it would be expected that the dangerous offenders he held until the situation changed. Sometimes this would be for their whole lives. The reason for this was not because life imprisonment was believed a just treatment, but because no other reasonably safe alternative could be found.

‘‘ It was not contemplated- that an offender be held for many years without treatment and without some sound professional basis for believing that during all of this period it would be unsafe to release him.” (See, also, Report On Study Of 102 Sex Offenders At Sing Sing Prison, Public Papers of Governor Thomas E. Dewey, 1950, p. 162.)

The Appellate Division after ordering a psychiatric report in the Jackson case held that a one-day-to-life sentence would be improper because the report indicated that the defendant would not be benefited by such a sentence and that he was not a danger to society (People v. Jackson, 21 A D 2d 843, supra). The reasoning of the Jackson case has been followed in several subsequent cases. (See, e.g., People ex rel. Kaganovitch v. Wilkins, 23 A D 2d 178 [1965]; People ex rel. Piatt v. La Vallee, supra; People ex rel. Chumley v. Mancusi, supra.)

In addition to these Appellate Division cases, our court has been scrupulous in requiring compliance with section 2189-a of the former Penal Law.

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Bluebook (online)
237 N.E.2d 205, 21 N.Y.2d 588, 289 N.Y.S.2d 943, 1968 N.Y. LEXIS 1472, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-bailey-ny-1968.