People v. Baca

363 P.3d 211, 2015 WL 9268748
CourtSupreme Court of Colorado
DecidedOctober 15, 2015
DocketNo. 15PDJ013
StatusPublished

This text of 363 P.3d 211 (People v. Baca) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Baca, 363 P.3d 211, 2015 WL 9268748 (Colo. 2015).

Opinion

A hearing board suspended Stephen C. Baca (Attorney Registration Number 86526) for one year and one day, with three months [212]*212served and the remainder stayed. After completing the three-month suspension, Baca will serve a three-year period of probation with conditions to include practice monitoring. Baca's suspension took effect on November 19, 2015.

While representing a client in a civil case, Baca provided incompetent representation, including by filing a complaint without asserting any claims for relief and by failing to follow the applicable rules of procedure. In a second case, Baca failed to advise an immigration client that his guilty plea in a criminal matter would affect his immigration status. - Baca then misrepresented his client's immigration status to the court and failed to correct opposing counsel's misstatements of fact regarding his client's legal status.

Baca violated Colo. RPC 1.1 (a lawyer shall provide competent representation to a client); Colo. 1.4 (a lawyer shall reasonably communicate with the client); Colo. RPC 8.1 (a lawyer shall not assert a frivolous claim); Colo. RPC 3.3 (a lawyer shall not knowingly make a false statement of material fact or law to a tribunal); Colo. RPC 8.4(c) (a lawyer shall not engage in conduct involving dlshon— esty, fraud, deceit, or mlsrepresentatlon), and Colo. RPC 8.4(d) (a lawyer shall not engage in conduct prejudicial to the administration of justice).

OPINION AND DECISION IMPOSING SANCTIONS PURSUANT TO C.R.C.P. 251.19(b)

On August 18, 2015, a Hearing Board comprising E. Steven Ezell and John B. Wasser-man, members of the bar, and William R. Lucero, the Presiding Disciplinary Judge ("the PDJ"), held a hearing pursuant to CRCP, 251.18. Jacob M. Vos appeared on behalf of the Office of Attorney Regulation Counsel ("the People"). Stephen C. Baca ("Respondent") appeared with counsel, Christopher Grubbs, The Hearing Board now issues the following "Opinion and Decision Imposing Sanctions Pursuant to C.R.C.P. 251.19(b)."

I. SUMMARY

Respondent, who admitted all of the People's factual allegations and claims for relief, disregarded duties he owed to his clients in two separate matters. In one of those matters, Respondent provided incompetent representation in a civil case, including by filing a complaint on his client's behalf without asserting any claims for relief, In a second case, Respondent failed to advise a client that his guilty plea in a criminal matter would affect his immigration status. Respondent then misrepresented his client's immigration status to the court and failed to correct opposing counsel's misstatements of fact regarding his client's legal status. Considering the totality of the cireumstances, the Hearing Board concludes that Respondent should be suspended from the practice of law for one year and one day, with three months served and the remainder stayed subject to the sue-cessful completion of a three-year period of probation with conditions.

II. PROCEDURAL HISTORY

''The People filed a complaint on February 17, 2015, alleging seven claims of unprofessional conduct. Respondent answered the complaint pro se on March 31, 2016. Christopher Grubbs entered his appearance for Respondent on May 1, 2015. Respondent then filed an amended answer on May 12, 2015, in which he admitted all the allegations in the People's complaint with respect to Claims I-III (Colo. RPC 1.1, 3.1, and 8.4(d)). On May 18, 2015, the PDJ entered partial judgment on those three claims. Respondent filed a second amended answer on June 9, 2015, this time admitting all the allegations and rule violations forming the basis of Claims IV-VII (Colo. RPC 1.1, 1.4, 3.8, and 8.4(c)). The PDJ entered judgment on the remaining claims on June 15, 2015, and converted the trial scheduled for August 17-18, 2015, to a one-day hearing on the sanctions.

The People filed a motion in limine on August 7, 2015, seeking to exclude Respondent's exhibits and Brandon Marinoff's testimony because Respondent disclosed the exhibits and witness after the discovery cutoff date. The PDJ denied the People's motion, finding that Respondent's late disclosure of his exhibits was harmless, and permitted Marinoff to testify as to Respondent's char[213]*213acter. On August 11, 2015, Respondent moved to continue the hearing because one of his witnesses was unavailable to testify, and because Respondent's counsel had an elective surgery scheduled the week before trial. The PDJ dehied this motion, finding a lack of good cause for the continuance.

During the hearing on August 18, the Hearing Board heard testimony from Mar-leen Langfield, Judge Denis Hall, Bryon Large, Clifton Croan, Ashley Buss, and Respondent. The PDJ admitted stipulated exhibits S1-S16 and the People's exhibit 17. The Hearing Board also considered the parties' arguments concerning sanctions.

III. FINDINGS OF FACT AND RULE VIOLATIONS

Respondent took the oath of admission and was admitted to the bar of the Colorado Supreme Court on September 16, 2005, under attorney registration number 36526.1 He is thus subject to the jurisdiction of the Hearing Board in these d1sc1p11nary proceedings.2

Respondent is a solo practitioner but office-shares with another attorney.: He has primarily practiced immigration and eriminal law for the past ten years.

The Croan Matter

In December 2011, Respondent met with Ashley Buss, a fellow fraternity member and a software developer, to discuss a contract dispute Buss had with Clifton Croan, another member of the fraternity.3 Buss had verbally agreed to create a software application for Croan's business.4 In compensation, Buss was to receive fifty percent: of any revenues generated by Croan's business from the software application.5 Croan claimed that Buss had not fulfilled his obligations under the agreement to create a finished product.6 Buss, on the other hand, contended that his product was viable and that he was never paid for his work.7 No revenues were ever generated by the software's use in Croan's business.8

In support of his claims, Buss showed Respondent computer codes that he had created. Respondent recognized that he was not computer "savvy" enough to know what he was looking at and depended entirely on Buss's representations as to whether the software application was viable.9 Respondent did not conduct his own independent investigation of the factual assertions, nor did he consult a computer expert to review Buss's software application.10 Respondent agreed to represent Buss, even though his practice focused primarily on eriminal and immigration matters.11 - Respondent had handled only one civil matter before agreeing to take Buss's case.12

Despite his inexperience with civil litigation, Respondent filed a complaint in Denver District Court 'on Buss's behalf in January 2012.13 The complaint lacked specific claims for relief, however, and instead contained only vague allegations.14 Respondent might have been able to assert a claim for unJust enrichment, but he did not do so.15 In the complaint, Respondent alleged that Croan failed to pay Buss for his substantial work in

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Cite This Page — Counsel Stack

Bluebook (online)
363 P.3d 211, 2015 WL 9268748, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-baca-colo-2015.