People v. Babcock

91 Misc. 2d 921, 399 N.Y.S.2d 103, 1977 N.Y. Misc. LEXIS 2450
CourtNew York County Courts
DecidedNovember 2, 1977
StatusPublished
Cited by1 cases

This text of 91 Misc. 2d 921 (People v. Babcock) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Babcock, 91 Misc. 2d 921, 399 N.Y.S.2d 103, 1977 N.Y. Misc. LEXIS 2450 (N.Y. Super. Ct. 1977).

Opinion

Joseph Harris, J.

This case presents the issue as to whether an accused, in custody after the filing of an accusatory instrument against him in a local criminal court, but prior to his arraignment thereon, and prior to the actual [922]*922entry of counsel in the case, can, in the absence of counsel, waive his right to remain silent and his right to counsel.

Put another way, it is clear from People v Hobson (39 NY2d 479), and People v Cranmer (55 AD2d 786), that in a postindictment, prearraignment setting, an accused in custody, even though he is not at the time represented by counsel, cannot in the absence of counsel waive his right against self incrimination and his right to counsel. Does this same rule apply in the parallel setting of a local criminal court, after the filing of an accusatory instrument therein but prior to arraignment?

In the instant case the defendant had been arrested on a warrant obtained from a local criminal court upon the filing of a felony complaint. While he was in police custody, but prior to arraignment upon the charge for which he had been arrested, and prior to his being represented by counsel on said charge, a police officer sought to interrogate the accused upon the charge for which he had been arrested. The police officer gave thorough and proper Miranda warnings. The accused indicated clearly that he understood his rights and knowingly, intelligently and voluntarily waived these rights, including his right to remain silent and his right to counsel. No counsel was present. The accused gave the; police an incriminating statement.

There is no question but that if the statement had been given prior to the filing of the felony complaint, it would be admissible at trial. Defense counsel now argues that under Hobson (supra), such a statement made in the absence of counsel subsequent to the filing of any accusatory instrument, whether it be an indictment in a superior court or a felony complaint in a local criminal court, even though prior to arraignment, is inadmissible.

There is logic and symmetry in his argument. However, once again a grievous blow is struck against those who esteem logic, symmetry and consistency as the highest pinnacle of the criminal law. This court believes the Court of Appeals intended to restrict Hobson to a postindictment situation and not to extend its rule to the filing of any lesser accusatory instrument. Cranmer (supra) in no way negatives this view.

The rule that an accused in custody, postindictment, even though prearraignment, cannot in the absence of counsel waive his privilege against self incrimination and his right to counsel, and thus cannot be interrogated by the police, arises [923]*923from the fact that the Court of Appeals in Hobson overruled People v Lopez (28 NY2d 23).

In Lopez, the Court of Appeals had held, citing People v Bodie (16 NY2d 275), that even though as a general rule after an indictment a defendant may not be questioned without counsel (see People v Waterman, 9 NY2d 561; Massiah v United States, 377 US 201; McLeod v Ohio, 381 US 356; People v Gunner, 15 NY2d 226; People v Meyer, 11 NY2d 162; People v Di Biasi, 7 NY2d 544; Spano v New York, 360 US 315), the right may be knowingly and intelligently waived, even in the absence of counsel at the time of waiver (this does not of course apply to postarraignment cases, where questioning in the absence of counsel is impermissible [People v Miles, 23 NY2d 527; People v Dugan, 53 AD2d 507]).

Interestingly, in People v Bodie (16 NY2d 275, supra), the criminal prosecution had been instituted in a local criminal court by the filing of an information and the issuance of a warrant. Bodie was also a pre-Miranda case and the further question arose that, assuming a defendant could effectively waive his right to counsel if properly advised of his rights, were the police "capable” of advising a defendant of his rights so as to enable a waiver?

Said the Court of Appeals in Bodie (supra, p 279): "However, since the right to counsel also imparts the right to refuse counsel, we hold that a defendant may effectively waive his right to an attorney”.

A majority of the court further went on to hold that the police were capable of advising a defendant of his right to counsel (as of course did the United States Supreme Court subsequently in Miranda v Arizona, 384 US 436) and stated (pp 279-280): "In sum, having held that the police are not required to advise the defendant of his right to counsel (People v. Gunner, 15 N Y 2d 226, supra), we now hold (1) that, if the authorities do advise him of said right, it may be waived (cf. People v. Meyer, 11 NY 2d 162, 165, supra), and (2) that this defendant did waive that right.” (In a footnote in connection with this holding, the court stated (p 280): "For these purposes, we draw no distinction between an arrest with a warrant and one on probable cause [without a warrant].”)

Lest Bodie be construed to equate the issuance of a warrant with the commencement of a criminal proceeding and thus accelerate the time when police questioning in the absence of counsel is prohibited, it is well to note the opinion of the [924]*924Court of Appeals in People v Stockford (24 NY2d 146, 148): "This Court has held the issuance of a warrant is the commencement of a criminal proceeding (People v. Bodie, 16 N Y 2d 275; People v. Malloy, 22 N Y 2d 559) but this stage of the proceeding has not yet been fully equated to that which would exist where, after arraignment and the appearance of counsel in a court, the police attempted to question a defendant not in the presence of that counsel * * * Nor may an information used to obtain an arrest warrant be regarded as the equivalent of the formal triable document which initiates a misdemeanor prosecution. (See, e.g., People v. Jeffries, 19 N Y 2d 564, 566-567.) To this extent we qualify our holding in People v. Bodie (supra, pp. 278-279).”

The Court of Appeals then went on to say that if the issuance of an ordinary warrant of arrest by a Magistrate on complaint were to be treated for all purposes as the formal commencement of the criminal action as to preclude any inquiry by police unless a lawyer were present (as after an arraignment in court), it would draw an unnecessary and complicated distinction between an arrest on warrant and an arrest on probable cause without warrant, and would encourage arrests without warrants at the expense of applications for warrants. (Stockford, supra, pp 148-149).

The practical focus permeating the court’s opinion in Stock-ford was stated in the following words: "A rigid rule shutting off police inquiry to the accused arrested on warrant until counsel was present would unnecessarily hamper proper investigation and would throw out of true focus the minor differences between the two kinds of arrests. Indeed, the time of 'the first stage of a criminal proceeding’ has been regarded traditionally as being the arraignment on the warrant (People v. Meyer, 11 N Y 2d 162, 164).” (Stockford, supra, p 149.)

Thus it is clear that Bodie and Stockford,

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Related

People v. Settles
385 N.E.2d 612 (New York Court of Appeals, 1978)

Cite This Page — Counsel Stack

Bluebook (online)
91 Misc. 2d 921, 399 N.Y.S.2d 103, 1977 N.Y. Misc. LEXIS 2450, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-babcock-nycountyct-1977.