People v. Arrellano

150 Misc. 2d 574, 569 N.Y.S.2d 574, 1991 N.Y. Misc. LEXIS 171
CourtCriminal Court of the City of New York
DecidedApril 17, 1991
StatusPublished
Cited by4 cases

This text of 150 Misc. 2d 574 (People v. Arrellano) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Arrellano, 150 Misc. 2d 574, 569 N.Y.S.2d 574, 1991 N.Y. Misc. LEXIS 171 (N.Y. Super. Ct. 1991).

Opinion

OPINION OF THE COURT

Lee Cross, J.

The defendant’s motion for discovery of the names, addresses and dates of birth of the civilian witnesses who may be called by the People is granted.

NAMES AND ADDRESSES OF WITNESSES

The Court of Appeals has not definitively decided whether it is within a Trial Judge’s discretion to grant a defense request for the names and addresses of the People’s witnesses. (People v Andre W., 44 NY2d 179 [1978].) The First Department has said that ordering such disclosure is within a Judge’s discretion and, "absent compelling circumstances such as the danger of intimidation, there should be disclosure”. (People v Rivera, 119 AD2d 517, 519 [1st Dept 1986].) The Third Department agrees that disclosure is in the Trial Judge’s discretion, but it puts the onus on the defendant to demonstrate a material need for disclosure. (People v Miller, 106 AD2d 787 [3d Dept 1984].) While the Second Department has not ruled on this issue, it has refused to prohibit Trial Judges from granting such disclosure. (Matter of Vergari v Kendall, 76 Misc 2d 848 [Sup Ct, Westchester County], affd 46 AD2d 679 [2d Dept 1974].) I thus conclude that it is within a Trial Judge’s discretion to order the pretrial disclosure of the names and addresses of witnesses.

[576]*576The next issue is what the standards are for the exercise of that discretion. As noted above, the First Department seems to presume disclosure, whereas the Third Department seems to presume nondisclosure. Rulings in trial level cases differ widely because they are premised on different presumptions as to discoverability and nondiscoverability. In this case, the People argue that the defense has the burden of demonstrating that the information is of material importance to the defense, that the request is reasonable and not unduly burdensome on the prosecution and that the defense will be harmed if disclosure is not ordered. The defense urges that discovery should be granted absent evidence from the People that the defendant will threaten witnesses. In other words, the People argue that there is a strong presumption against discovery and the defense argues that there is a strong presumption in favor of discovery.1

It is much the easier course for a Trial Judge routinely to deny disclosure, except in unusual circumstances. Since the decision is in the Judge’s discretion, a denial of disclosure cannot be faulted. It is impossible to rule out all possibility of witness intimidation in any case. No Judge wants to risk being blamed for the intimidation or murder of a witness, even if the possibility of such is very remote in a given case.

Judges should do everything in their power to prevent any witness from being intimidated or harmed. A founded belief that such harm to a witness is reasonably possible should, without more, lead to a denial of a defense request for the name and/or address of the witness. Even though every disclosure order should prohibit counsel from sharing the [577]*577information with the defendant,2 slip-ups can happen. But, a remote and unlikely possibility of witness intimidation cannot override all other considerations. It is too convenient an excuse for a prosecutor to use in all cases when what is really feared is that defense counsel will learn the weaknesses in the People’s case or will develop impeachment material for use at trial.

Pretrial discovery enhances the search for truth. The Court of Appeals has said that CPL article 240: "evinces a legislative determination that the trial of a criminal charge should not be a sporting event where each side remains ignorant of facts in the hands of the adversary until events unfold at trial. Broader pretrial discovery enables the defendant to make a more informed plea decision, minimizes the tactical and often unfair advantage to one side, and increases to some degree the opportunity for an accurate determination of guilt or innocence * * * In short, pretrial discovery by the defense and prosecution contributes substantially to the fair and effective administration of justice.” (People v Copicotto, 50 NY2d 222, 226 [1980].) The same can be said of the pretrial discovery of the names and addresses of witnesses. When an attorney can speak to a witness before the witness testifies, he can discover what the witness can say which would be helpful to his client and can learn about facts which may make less damaging the testimony which hurts his client. The proponent of a witness routinely does this with the witness. Why should the cross-examiner not be able to do the same, in an effort to bring out all of the truth? The attorney can also do further investigation based on what the witness has said, whether by interviewing other witnesses, examining physical evidence or looking for impeachment material which undercuts the witness’ testimony. And, counsel can make decisions as to disposition based on what the witness tells him. Most witnesses are not inconvenienced by being visited by an investigator. Most, although not all people are perfectly willing to talk about an experience they had with crime. If the witness does not want to speak to an investigator, he can simply decline to do so.

Virtually every decision which has heretofore been written on the issue of disclosure of the names and addresses of witnesses has involved felony charges. Whatever may be the [578]*578proper presumption in a case involving violent felony charges, I conclude that in misdemeanor prosecutions, the presumption should be in favor of disclosure.

Misdemeanor prosecutions call into play different considerations from felony prosecutions. Bribery of a witness (Penal Law § 215.00) and intimidating a witness (Penal Law §§ 215.15, 215.16, 215.17) are felonies and thus engaging in such conduct would expose a misdemeanor defendant to a greater penalty than that faced in the misdemeanor prosecution. However, intimidating a witness in a serious felony case could enable a defendant to escape a more serious penalty than he would be exposed to if his intimidation or bribe were uncovered. Thus a felony defendant has a much greater incentive to attempt to bribe or intimidate a witness than does a misdemeanor defendant.

In weighing the background and character of a defendant to determine the potential for witness intimidation, a Judge is obviously going to weigh differently a first offender charged with a misdemeanor compared to a predicate felon charged with a violent felony. The Andre W. case (44 NY2d 179, supra) involved a rape. The Rivera case (119 AD2d 517, supra) involved a murder. And the Miller case (106 AD2d 787, supra) involved a charge of possession of a 13-inch shank by a convicted felon in a prison. While many felons also commit misdemeanors, as a group, misdemeanor defendants pose less of a risk to witnesses than do felony defendants.

Every felony case has been indicted by a Grand Jury. All essential witnesses testified in the Grand Jury and, in the course of that presentation, were interviewed by an Assistant District Attorney. The Assistant District Attorney had the opportunity to discern and to write notes in the file about exactly what the particular defendant allegedly did. The Assistant District Attorney could evaluate each witness as to perception, reliability and ability to testify. Someone in the courtroom at a calendar call thus has some kind of idea as to what the case is all about.

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Bluebook (online)
150 Misc. 2d 574, 569 N.Y.S.2d 574, 1991 N.Y. Misc. LEXIS 171, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-arrellano-nycrimct-1991.