People v. Alicea

459 N.E.2d 177, 61 N.Y.2d 23, 471 N.Y.S.2d 68, 1983 N.Y. LEXIS 3589
New York Court of Appeals·Decided December 20, 1983·Published·Cited by 90 cases

Opinions

OPINION OF THE COURT

Jones, J.

Defendant was not denied his constitutional right to effective assistance of counsel because his attorney had previously also represented a codefendant (giving rise to a potential conflict of interest) where, following a posttrial hearing, the trial court determined that such prior representation had not affected the attorney’s representation of defendant.

On September 8,1976, while defendant was walking his two German shepherd dogs, an argument arose with Michael Lugo, the superintendent of a neighboring building about the conduct of one of the dogs. Four days later, defendant, accompanied by his son-in-law, Luis Torres, again encountered Lugo, and an altercation ensued. The dispute climaxed when Lugo was shot several times and suffered serious injuries.

Torres was arrested on the day of the incident and confessed that he had shot Lugo after Lugo had punched defendant. Torres was represented by Melvin L. Greenwald, Esq., on charges of attempted murder, assault in the first degree, and criminal possession of a weapon. On February 28, 1977, Torres pleaded guilty to the assault [26]*26count in full satisfaction of all charges. He failed to appear for sentencing, however, and absconded.

Defendant was arrested on March 26,1977, was charged with the same offenses as Torres had been, and was likewise represented by Greenwald.

At defendant’s jury trial, which began on February 4, 1980, the People introduced testimony that defendant and Torres had been looking for Lugo the night before the shooting to afford Lugo an opportunity to give defendant the “slaps” that Lugo had offered to give him during the original argument. The owner of a social club, who was a friend of Lugo, testified that defendant had been drinking with Torres at the club on the day of the shooting, that defendant was upset and that he had told Torres that he had a dispute with Lugo about the dogs and wanted to kill Lugo. The owner further testified that defendant had shown Torres a gun and had shot it at a friend of the owner outside the club.

According to Lugo’s testimony, defendant and Torres approached him outside his apartment building and defendant challenged Lugo to slap him in the face as he claimed Lugo had promised to do during their original argument. Lugo denied having threatened to slap defendant, but defendant continued to insult him. Lugo was about to leave when he saw “flashings” coming from defendant’s and Torres’ pockets and heard the sound of gunshots. He fell to the ground, and Torres fired a shot at him as he lay there. Defendant and Torres then fled.

According to testimony of the doctor who operated on Lugo, he had been shot at least four, and possibly five, times. A gun was introduced without objection which had been found on a neighboring rooftop to which Torres had directed the police following his arrest, and a ballistics expert testified that one of the bullets removed from Lugo’s body had been fired from that gun.

Based on information received from Torres, police officers conducted a search of the area surrounding the scene of the shooting but were unable to find the second suspected assailant. A detective testified with respect to his efforts to locate defendant and as to his eventual arrest some six months after the incident.

[27]*27Defendant took the stand on his own behalf, presenting the only evidence for the defense. According to his testimony; on the day of the shooting he was walking with Torres when Lugo, who was standing in front of his building across the street, repeated a threat he had made on September 8. Defendant and Torres each challenged Lugo to hit him. Lugo then crossed the street accompanied by three other persons and grabbed defendant by the neck. At that moment, Torres fired at Lugo and then told defendant that they should leave because there were three people hiding behind a bus.

The jury was informed that Torres had been indicted for the shooting, had pleaded guilty and had not appeared for sentencing. The case was then submitted to the jury on both principal and accessorial theories of liability. The jury returned verdicts of not guilty of attempted murder but guilty of first degree assault.

Defendant appealed the judgment of conviction to the Appellate Division. In the interim, he moved to vacate the judgment on the ground that he had been denied effective assistance of counsel due to a conflict of interest caused by Greenwald’s prior representation of Torres. The Judge who had presided over the trial held a hearing on the motion.

According to Greenwald’s hearing testimony, he had no longer considered himself Torres’ attorney after Torres absconded following his plea. Greenwald testified that he last saw Torres at his plea, and that, although they had frequently discussed Torres’ whereabouts, defendant did not know where Torres could be located. Greenwald further testified that Torres had never told him defendant had shot Lugo and that the essence of Torres’ statements to him was contained in the prosecutor’s voluntary disclosure form which included the entry: “Defendant [Torres] said that he had shot a guy who had punched his father-in-law in the face. He said that two days earlier his father-in-law was walking a dog, and this guy who was a superintendent argued with the father-in-law about the dog messing the sidewalk in front of the superintendent’s building. On the day of the shooting there was another argument and the guy punched the father-in-law and defendant shot the superintendent.” Greenwald denied that his failure to have [28]*28offered Torres’ admission in the disclosure form was the result of any effort to protect Torres and claimed that his prior representation of Torres in no way guided any decision he made regarding defendant’s trial. He also testified that he had never discussed the possibility of a conflict of interest with defendant.

Defendant testified at the hearing that he had retained Greenwald soon after Torres’ arrest to represent both Torres and himself. Defendant had discussed the possibility of his own arrest with Greenwald, and at one point Greenwald had informed him that a detective was looking for him and had instructed him not to contact the detective. After being arrested, defendant had called Greenwald who then came to his arraignment. At various times defendant had met with Torres and Greenwald to discuss the case, with both defendant and Torres maintaining that Torres had shot Lugo. Defendant agreed that Greenwald had never advised him about the possibility of a conflict of interest.

At the conclusion of the hearing the trial court denied defendant’s motion in an oral ruling. Noting that defendant’s principal contention was that Greenwald had failed to call Torres as a witness at the trial, the court stated that this was not significant because Greenwald had not seen him for three years and evidently defendant himself could not get his son-in-law to come into court. As to defendant’s argument that Greenwald should have sought to introduce Torres’ admission, the court pointed out that Torres’ statement that he shot Lugo was not a declaration that defendant did not also shoot Lugo. Moreover, the court noted that whether the statement would have been admissible as a declaration against penal interest was a difficult question. The court concluded that it was “virtually inconceivable * * * that Mr.

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People v. Alicea, 459 N.E.2d 177, 61 N.Y.2d 23, 471 N.Y.S.2d 68, 1983 N.Y. LEXIS 3589 (N.Y. 1983).

459 N.E.2d 177 (People v. Alicea) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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