People of Guam v. Joshua Rivera Palacios

2023 Guam 5
Supreme Court of Guam·Decided June 22, 2023·No. CRA21-003·Published·Cited by 1 cases

Opinion

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BEFORE: F. PHILIP CARBULLIDO, Chief Justice; ROBERT J. TORRES, Associate Justice; and KATHERINE A. MARAMAN, Associate Justice.1

CARBULLIDO, C.J.: [1] Defendant-Appellant Joshua Palacios appeals his conviction for murder as a first-degree felony with a special allegation of possession and use of a deadly weapon in the commission of a felony. He asks this court to vacate his conviction, grant him a new trial, and remand the case for further proceedings. He argues the trial court abused its discretion in excluding Facebook videos and other evidence he wanted to introduce to present an alternative theory of the crime. Next, he believes the trial court committed reversible error in allowing two witnesses to assert blanket Fifth Amendment privilege, rather than on a question-by-question basis. Third, he contends that the court violated his Sixth Amendment right to a fair trial in automatically excluding all potential jurors over the age of 65.2 [2] We hold that the trial court’s decision to exclude videos and other evidence was properly made based upon a Guam Rule of Evidence 403 weighing that found the probative value was substantially outweighed by the dangers of unfair prejudice, risk of confusion of the issues, and misleading the jury. We agree that the trial court erred in allowing witnesses to invoke the Fifth Amendment without a showing on the record of the basis for that decision. But we find this to be harmless error. Finally, because age is not recognized as a marker of a distinct group under Duren v. Missouri, 439 U.S. 357 (1979), Palacios has not shown a prima facie violation of the right to a

1 The signatures in this opinion reflect the titles of the justices at the time this matter was argued and submitted.

2

Initially, Palacios raised a fourth issue. He argued that the Superior Court’s decision to conduct jury selection and the start of trial at the Academy of Our Lady of Guam impermissibly entangled the court with religion based on Lemon v. Kurtzman, 403 U.S. 602 (1971). Appellant’s Br. at 7 (Mar. 11, 2022). Because of the recent decision in Kennedy v. Bremerton School District, 142 S. Ct. 2407 (2022), the parties believe Lemon is no longer good law. Joint Mot. Re. Briefing at 3 (July 1, 2022). Thus, Palacios has withdrawn the issue and reserved it, if necessary, for a writ of habeas corpus. Notice of Withdrawal of Issue IV at 1 (Aug. 8, 2022).

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jury made up of a fair cross-section of the community. We deny Palacios’s appeal on all three grounds.

I. FACTUAL AND PROCEDURAL BACKGROUND [3] In 2019, Keith Castro was shot and killed in Yigo. He had been staying with an acquaintance, Matthew Sablan, and on the evening of Castro’s death, various people had gathered at the residence. Among them was Thomas Taitano, who had a personal issue with Castro and confronted him about it. The two men got into a physical fight. Amid a chaotic scene, apparently including a second man attacking Castro, a bullet was fired into Castro’s chest as he lay on the ground. He died because of this injury. Both Taitano and the second man left the scene before emergency responders arrived. [4] Sablan described the shooter as bald. Meanwhile, Taitano avoided police until August 2, 2019, at which time he turned himself in and identified Palacios as the shooter. Sablan later identified Palacios as the shooter in a photo lineup. [5] Taitano provided an address in Barrigada where Palacios could be found, and a SWAT team apprehended him there. A subsequent search of the premises led to the recovery of two firearms. Both were tested by a firearms expert, and the analysis revealed that a bullet fired from one weapon, a 9mm Tanfoglio pistol, matched the bullet taken from Castro’s body. Palacios was indicted. [6] During jury selection, the jury pool apparently did not include community members older than 65. Trial began and continued for thirteen days. Conversation on the record reveals that the court and the defendant believed excluding persons older than 65 to be official Judiciary of Guam policy. On the sixth day, when defense counsel learned of the exclusion of this group, he objected and moved for a mistrial, which was denied.

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[7] Throughout trial, defense counsel sought to introduce evidence intended to show that parties other than Palacios had motive to kill Keith Castro. Among this evidence were Facebook videos Castro had created in which he disparaged certain individuals and accused them of crimes and misdeeds; he also alleged that some people wanted him dead. The prosecution objected to the admission of this evidence, on several grounds, by way of a motion in limine. The court initially prohibited the videos because it had not had a chance to review them, and ultimately ruled their contents were not of consequence to the trial. Likewise, under Guam Rule of Evidence (“GRE”) 403, the court limited defense counsel’s line of questioning as to the contents of the videos unless they dealt with Castro’s death, for concern that otherwise it may be unduly prejudicial to the prosecution’s case and misleading to the jury. [8] On the twelfth day of trial, the defense called Troy Torres and Johnnie Rosario to the stand. Both witnesses immediately invoked the Fifth Amendment as to any question, at which point the court dismissed them, subject to subpoena. As to Rosario, defense counsel requested the court force the witness to make representation as to why she believed herself to be in criminal peril; this request was denied. Following this decision, defense counsel again moved for a mistrial. This, too, was denied. The court informed defense counsel that the two witnesses could later be forced to answer limited questions if the court believed their information was not unduly prejudicial or misleading to the jury. The next day, the court informed Palacios on the record that it believed there was “some rational or reasonable basis for [Torres and Rosario] to invoke [their] Fifth Amendment right,” but did not explain the reasons. Transcript (“Tr.”) at 101 (Jury Trial, Feb. 3, 2021). [9] Palacios was convicted of murder in the first degree with a special allegation of possession and use of a deadly weapon. Final judgment was entered, and Palacios was sentenced to life in

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prison with a possibility of parole after fifteen years, with a consecutive sentence of fifteen years for the special allegation. He was also ordered to pay a $5,000 fine, with further liability for any restitution to the family of Keith Castro. Palacios timely filed a notice of appeal.

II. JURISDICTION

[10] This court has jurisdiction over an appeal from a final judgment of the Superior Court of Guam. 48 U.S.C.A. § 1424-1(a)(2) (Westlaw through Pub. L. 118-5 (2023)); 7 GCA §§ 3107, 3108(a) (2005); 8 GCA § 130.15(a) (2005).

III. STANDARD OF REVIEW

[11] “An evidentiary ruling by the trial court is . . . reviewed for an abuse of discretion and is not reversed unless prejudice affecting the verdict is shown.” Fenwick v. Watabe Guam, Inc., 2009 Guam 1 ¶ 6. Alleged Fifth Amendment violations are reviewed de novo. People v. Muritok, 2003 Guam 21 ¶ 10. Sixth Amendment challenges to a jury’s composition are reviewed de novo. United States v. Torres-Hernandez, 447 F.3d 699, 703 (9th Cir. 2006).

IV. ANALYSIS

A. The Superior Court’s Evidentiary Decisions Were Not an Abuse of Its Discretion

1. The Superior Court’s ultimate decision to exclude the Facebook videos was properly made after viewing them

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