People ex rel. Woodward v. Rosendale

5 Misc. 378, 25 N.Y.S. 769, 56 N.Y. St. Rep. 633
CourtNew York Supreme Court
DecidedOctober 15, 1893
StatusPublished
Cited by4 cases

This text of 5 Misc. 378 (People ex rel. Woodward v. Rosendale) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People ex rel. Woodward v. Rosendale, 5 Misc. 378, 25 N.Y.S. 769, 56 N.Y. St. Rep. 633 (N.Y. Super. Ct. 1893).

Opinion

Herrick, J.

The relator, with others, signed and executed a certificate or declaration of intention to incorporate an insurance company; this certificate or declaration of intention and proposed charter were transmitted to the superintendent of insurance of the state, and application made to him for a certificate of incorporation. The superintendent of insurance transmitted the same for examination and certification to the defendant, as attorney-general of the state, pursuant to section 10, chapter 725 of the Laws of 1893. The attorney-general refused to attach his certificate, because, as stated by him in a communication to the superintendent of insurance, it is not a kind of casualty insurance such as is specified in any of the subdivisions of section 70; nor is it a kind of insurance that can be lawfully carried on under said section. I, therefore, decline to attach my certificate of approval to said proposed declaration and charter.”

The relator, in behalf of himself and the other signers to such declaration of intention to incorporate, applies for a mandamus against the attorney-general to compel him to attach his official certificate to such declaration of intention and charter. The first question that is raised is as to whether a mandamus is the proper remedy.

A mandamus is a fit and proper remedy to enforce the performance of an official duty by a public officer, provided the act that is asked to be performed is not a judicial one, or one that' is within the discretion of the officer proceeded against; ordinarily the performance of such duties will not be enforced by mandamus any further than to compel action, without determining what such action must be. It is the appropriate remedy to compel the performance of executive and ministerial duties by public officers. People v. Mead, 24 N. Y. 114-119. A ministerial duty is one in respect to which nothing is left to discretion; it is a simple, definite duty arising [380]*380under conditions admitted or proved to exist and imposed by law. State of Mississippi v. Johnson, 71 U. S. 475-498.

The fact that the officer uses judgment and discretion in the performance of his duties does not make his action or powers judicial in their character. People v. Contracting Board, 27 N. Y. 378-384; People ex rel. Corwin v. Walter, 68 id. 403-410.

It seems to me that the duties of the attorney-general in this matter are entirely ministerial; the law reads: “The superintendent shall not file such declaration and charter, or grant such certificate of authority, until such declaration and charter shall have been examined by the attorney-. general, and certified by him to the superintendent, to be in accordance with the requirements of law.” § 10, chap, 725, Laws of 1893.

The duty is imposed upon him of seeing whether the proposed charter is in proper form, and whether the proposed incorporation is for the purpose of carrying on any of the kinds of insurance allowed by law.

The fact that, to enable him to discharge the duties thus imposed upon him, he is required to decide questions of law, I do not think renders such duties judicial ones. A great many of the ministerial duties imposed upon public officers require in the first instance the determination of some questions of law, as for instance, the secretary of state in filing certificates of incorporation has to determine whether the purposes of the proposed incorporation are within the statute, and whether the articles are in proper legal form, and the filing by him of certificates of incorporation has been enforced by mandamus. People ex rel. Blossom v. Nelson, 46 N. Y. 477; People ex rel. Municipal Gas Co. v. Rice, 138 id. 151.

So, also, the comptroller of the state has been compelled by mandamus to perform acts, which required in the first instance the determination by him of some questions of law, as to whether it was his duty to do what was asked of him. People ex rel. Bockes v. Wemple, 115 N. Y. 302; People ex rel. [381]*381Gilbert v. Wemple, 125 id. 485. See, also, People v. Allen, 42 N. Y. 404.

In this case it is not a matter of discretion with the attorney-general ; if the proposed incorporators have complied with the law as to the form of their application, and their business is a lawful one within the insurance statute, then they are entitled as a matter of right to their certificate of incorporation, and as they cannot receive that except upon the certificate of the attorney-general, it is his duty when the law has been complied with to grant such certificate; that duty cannot be enforced by action, neither can it by certiorari; only a judicial determination is renewable by certiorari. People ex rel. Leo v. Hill, 126 N. Y. 497-506.

Certiorari is a proceeding to review the acts of the inferior tribunals and judicial officers, and to bring up the records of their proceedings to see whether their actions have been in accordance with the law; but it is not a proceeding to compel officers to discharge their official duties. The fact that the attorney-general is a law officer of the state does not make his duties judicial any more than similar duties to be performed by the secretary of state, or the duties of the comptroller in the cases above cited, or the examination of such declarations and proposed charters by the superintendent of insurance, prior to the passage of chapter 725 of the Laws of 1893, and granting a certificate thereon, are judicial in their character. It is the duty to be discharged, not the person discharging the duty, that determines whether it is judicial in its nature or not.

I have not been cited to any case by either party precisely in point, and in the brief examination that I have been able to give to the subject, the nearest approach to it that I have been able to find, is that of People v. Tremain, 17 How. Pr. 10.

That was an application for a mandamus to compel the attorney-general to give a certificate pursuant to the following provision of the statute Whenever costs shall be adjudged against the People in any civil suit or proceeding, instituted [382]*382by any officer duly authorized for that purpose, it shall be the duty of the comptroller to draw upon the treasurer for the amount thereof, upon the production of an authenticated copy of the record of judgment, with a taxed bill thereof; and upon a certificate of the attorney-general that such suit was duly instituted as by law required.” It will be seen that under that statute the attorney-general was required to pass upon a question of law. The court at Special Term held that a mandamus was an appropriate remedy; the order of the court, however, was reversed at General Term (People v. Tremain, 11 How.. Pr. 142) upon another point, the court refusing to pass upon the question as to whether proceeding by mandamus was proper.

The enforcement of duties to be performed by state officers by mandamus has been so long the practice of the courts, and in recent years, at least, unchallenged, as evidenced by the cases cited herein, that I can see no reason to depart from it now, and the fact that, in this case, it is the attorney-general who is proceeded against, makes no difference; he is not acting as a court.

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Cite This Page — Counsel Stack

Bluebook (online)
5 Misc. 378, 25 N.Y.S. 769, 56 N.Y. St. Rep. 633, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-ex-rel-woodward-v-rosendale-nysupct-1893.