People ex rel. Sampson v. Dunning

113 A.D. 35, 20 N.Y. Crim. 143, 98 N.Y.S. 1067, 1906 N.Y. App. Div. LEXIS 1363
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 4, 1906
StatusPublished
Cited by12 cases

This text of 113 A.D. 35 (People ex rel. Sampson v. Dunning) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People ex rel. Sampson v. Dunning, 113 A.D. 35, 20 N.Y. Crim. 143, 98 N.Y.S. 1067, 1906 N.Y. App. Div. LEXIS 1363 (N.Y. Ct. App. 1906).

Opinion

Woodward, J.:

The relator,.Samuel. J. Sampson, has been subpoenaed as a witness, in what, is popularly known as a “John Doe proceeding,” before a justice .of the peace for the county of Westchester, and he has been denied an absolute writ of prohibition restraining the said justice of the peace from continuing the investigation.and compelling ..the relator to appear and answer questions. He appeals from the order denying such writ. It is well settled that a writ of prohibition.lies'.only where,there is k want of jurisdiction, or where a [37]*37court or judge, or other tribunal, is proceeding in excess of the jurisdiction conferred. (People ex rel. Hummel v. Davy, 105 App. Div. 598, 602, and authority there cited.) We apprehend, however, that jurisdiction in a measure at least depends upon that element of good faith which should be at the foundation of all judicial proceedings, and, in applying technical rules, it may not be but of place to call attention to the abuses which are likely to arise if the courts are lax in insisting that all proceedings of a criminal nature shall be carried on within the letter and the spirit of the law. .

That the ends of justice may not be defeated the law wisely provides, both in civil and criminal cases, that where the name of a necessary party cannot be ascertained — where it is, in good faith, unknown — the moving party may designate the defendant, in the summons, and in any other process or proceeding in the action, by a fictitious name, or by as much of his name as is known, adding a description," identifying the person intended. (See Code Civ. Proc. § 451; Code Grim. Proc. § 152.) While in the latter Code there does not appear to be any provision calling for a description in those words, it is provided that in the warrant it must specify the name of the defendant, or if it be unknown to the magistrate, the defendant may be designated therein by any name,” and to designate is to “ point out by distinguishing from others; ” to indicate by description or by something known and determinate ” (14 Cyc. 229), so that it would appear that the policy of the law is not satisfied merely by declaring that John Doe or Richard Roe, or both of them, these names being generally recognized as being fictitious, have been guilty of a crime. Good faith and the spirit of the law alike demand that the parties who are accused of crime, or who are necessary defendants in a civil proceeding, should be pointed out in the papers, if not by their own proper names, then by such descrip-' tions as will enable the parties and the court or magistrate or other officials who may have to do with them, to know who is intended, and this is peculiarly true when the facts and circumstancés áre such that the accusing party in a criminal proceeding must, of necessity, know the party or parties. It could never have been the intention of the Legislature that any individual might, by merely alleging that a fictitious person had committed a crime, begin á general investigation into the affairs of the community ; all of opr [38]*38criminal law proceeds upon the theory that every man is presumed innpeent until the contrary is shown, and it is all administered, or intended to he administered, with a view to protecting the innocent against. the designs of irresponsible and vicious persons. The grand, jury is the great bulwark of the innocent; it is designed ' to prevent criminal proceedings in cases where there is lack of probable cause, and this is to be determined in secret by responsible men chosen from the community at large, acting upon their oath and upon sworn testimony, and it is hardly to be supposed that the Legislature has intended to open' the - doors to irresponsible inquisitors who merely alleged generally that fictitious persons have been guilty of crime.

■ In the matter now before .us the information on which the justice of -the peace has assumed to act relates to the crime of conspiracy, if. to. any crime at all, and it is alleged that the said John Doe and Richard Roe, willfully, maliciously, wrongfully and fraudulently conspiring to interfere with and injure, the property and business of. the said New York, Westchester & Boston Railroad Company and the.property and business of. the said City and County Contracting Company, did thereupon solicit and urge deponent not to work for the said James P. McDonald Or for the said City and County Contracting Company or for the said New York, Westchester & Boston Railroad Company, stating that they would injure deponent’s credit .as a.contractor if he proceeded with such work, and that they would pay deponent to quit said work.” Clearly the deponent knew who the parties were who made these alleged threats and requests; they,appear from the language used to have been made directly to the deponent, and yet there is not the slightest effort to give the real .names of the parties, or to designate them in any manner, except as .John Doe and Richard Roe, these names being conceded to be fictitious. The deponent does not, apparently, dare to allege that any known individual has done any of the acts which he sets forth, although if the statements are true they were made to him directly, and he might at-least have designated. them by some kind of a description. It appears from the papers that he knew the relator, Mr. Sampson, and that it was the latter who was one of the parties who had the conversation with the deponent,, and that Mr. Sampson was requested to make an affidavit in support of the [39]*39deponent’s allegations under a threat that he would be called as a witness in a John Doe proceeding, and yet the deponent, knowing' all of these facts and being in a position to know the parties, contents himself with a general allegation' against John Doe and Richard Roe, thus dodging the responsibility which it is the policy of the law. to demand on the part of those who would make use of its criminal processes. ‘ We do not intend to hold that there might not be a case in which a mere allegation that John Doe had committed a particular crime would not be sufficient to give jurisdiction, but where it appears from the moving, papers that the deponent must have known the true names, or at least must have been in a position to have described or indicated the particular individuals, it seems clear to us that it is a perversion of the' law to attempt to carry on an investigation under such an information ; that it is lacking in that good faith and that sense of individual responsibility which should be manifest in such a proceeding. ‘

We come now to consider the information and to determine whether the justice of the peace acquired jurisdiction. The information is the foundation for the jurisdiction of the magistrate (McKelvey v. Marsh, 63 App. Div. 396, 398; Code Crim Proc. § 148), and an information is defined by section 145 of the Code of Criminal Procedure as being “ the allegation made to a magistrate that a persdn has been guilty of some designated crime.” This would seem to require where the real defendant was known a designation of the person sufficiently clear so that there would be no justification for attempting to make him a witness against himself, and at the same time a designation of the crime which it was alleged such person had committed, not by an argumentative, blanket allegation of facts and conclusions, but by a plain and concise statement that some known crime, such as murder, arson, burglary, grand larceny, conspiracy or assault had been committed. This is evident, not alone from the language of the section quoted, but from that of succeeding sections. Section 148 provides that

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Bluebook (online)
113 A.D. 35, 20 N.Y. Crim. 143, 98 N.Y.S. 1067, 1906 N.Y. App. Div. LEXIS 1363, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-ex-rel-sampson-v-dunning-nyappdiv-1906.