Pentz v. Stanton

10 Wend. 271
CourtNew York Supreme Court
DecidedMay 15, 1833
StatusPublished
Cited by66 cases

This text of 10 Wend. 271 (Pentz v. Stanton) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pentz v. Stanton, 10 Wend. 271 (N.Y. Super. Ct. 1833).

Opinion

By the Court,

Sutherland, J.

The plaintiff cannot recover upon the bill of exchange against the present defendant. His name no where appears upon it. It was drawn and subscribed by West in his own name, with the simple addition of “ agent,” but without any specification whatever of the name of the principal. Mr. Chitty, in his valuable Treatise on Bills, says, page 22, “ It is a general rule that no person can be considered a party to a bill, unless his name or the name of the firm of which he is a partner, appear on some part of it fJ and .Mr. Justice Butter, in Fenn v. Harrison, 3 T. R. 761, observes, that in the case of bills of exchange, we know precisely what remedy the holder has, if the bill be not paid j his security appears wholly on the face of the bill itself; the acceptor, the drawers and the endorsers are all liable in their turns, but they are only liable because they have written their names on the bill; but this is an attempt to make some other persons liable, whose names do not appear on the bill. In Siffkin v. Walker Rowleston, 2 Campb. 308, an action was brought against the defendants upon a promissory note given and signed by Walker only. The declaration appears, from the argument of counsel, to have averred that Walker had authority to give the note for Rowleston, and that it was given for their joint debt; and it appeared that the defendants were jointly indebted to the plaintiff on a charter party of affreightment, and that the note was given by Walker in satisfaction of that debt. Lord Ellenborough nonsuited the plaintiff observing that his remedy was either jointly against both defendants on the charter party, or separately against Walker on the promissory noté ; and he asked, how can I say that a note, made and signed by one in his own name, is the note of him and another person neither mentioned nor referred to Í and he observes further, that the import and legal effect of a written instrument must be gathered from the terms in which it is expressed, and this note must be considered as a separate security for a joint debt. In Emly and others v. Lye and an-[275]*275ether, 15 East, 6, the action was upon a bill of exchange drawn by one of the defendants (who were partners) in his own name, which was discounted by the plaintiffs, and the money went to the use of the firm: but it was held that the plaintiffs , , ... 1 could uot recover, pither upon the bill or the money counts. Lord Ellenborough observed that the counts in the bill had been properly abandoned, for unquestionably, on a bill of exchange drawn by one only, it cannot be allowed to supply by intendment the names of others in order to charge them; and considering it a mere discount or sale of the bill, he also held that there was no joint. liability of the defendants for money had and received, and that it was the individual transaction of the partner xvho drexv the bill; and all the other judges expressed similar opinions.

There is no doubt that a person may draw, accept or endorse a bill by his agent or attorney, and that it will be as obligatory upon him as though it xvere done by his own hand. But the agent in such case must either sign the name of the principal to the bill, or it must appear on the face of the bill itself, in some way or another, that it was in fact drawn for him, or the principal will not be bound. The particular form of the execution is not material, if it be -substantially done in the name of the principal. 1 East, 434 2 id. 142. 3 Esp. 266. 2 Strange, 705. Comyn's Dig. Attorney, C. 14. 1 Campb. 485, 6, 384. 6 T. R. 176. This doctrine is very clearly stated in Stackpole v. Arnold, 11 Mass. R. 27, and in Arfridson v. Ladd, 12 id. 173. In the first of those cases, the action was brought upon three promissory notes, executed by one Cook, for premiums upon policies of insurance, procured by him at the request and for the benefit of the defendant. Cook acted merely as the factor of the defendant, and intended to bind Mm by the premium notes; but the notes did not, on the face of them, purport to be signed by Cook on the behalf of the defendant, and he was held not to be liable upon the notes. The parol testimony explaining and shewing the real nature of the transaction was decided to be inadmissible, on the ground that it contradicted or varied the written contract Judge Parker, in delivering the opinion of the court, says that No person, in malting a contract, is considered to be the [276]*276agent of another, unless he stipulates for his principal by name, stating his agency in the instrument which he signs.” This principle has been long settled and has been frequently recognized. “ Nor do I know,” he continues, an instance in the books of an attempt to charge a person as the maker of a written contract appearing to be signed by another, unless the signer professed to act by procuration or authority, and stated the name of the principal on whose behalf he gave his signature.” He also discusses at length the question of the admissibility of parol evidence in such cases to shew the real character of the transaction, and holds it to be utterly incompetent, on the ground which has already been stated. Vide also Mayhew v. Prince, 16 Mass. R. 54, and Meyer v. Barker, 6 Bin. 228.

It is well settled, that if a private agent draw a bill or enter into any other contract in his own name, without stating that he acts as agent, so as to bind his principal, he will be personally liable. Chitty on Bills, 36, and cases there cited. 5 Taunt. 749. 2 Marsh. 454. 5 East, 148. 1 Bos. & Pul. 368. 1 T. R. 181. It is not sufficient, to charge the principal or protect the agent from personal responsibility, merely to describe himself as agent, if the language of the instrument imports a personal contract on his. part. 5 Mass. R. 299. 6 id. 58. 8 id. 103. 1 Gall. 630. Chitty, 52. 9 Crunch, 155. But where the name of the principal appears on the face of the instrument or contract, and it is evident that the agent did not intend to bind himself personally, but acted merely on behalf of the principal, if he acted by competent authority, the principal and not the agent will be bound. Rathbone v. Budlong, 15 Johns. R. 1. Owen v. Gooch, 2 Esp. R. 567. Mott v. Hicks, 1 Cowen, 513, and the cases there referred to in the opinions of the judges. Rossiter v. Rossiter, 8 Wendell, 494.

The next inquiry is whether the defendant is liable upon the counts for goods sold and delivered. West was examined as a witness, and testified that he was the agent of the defendant in carrying on a woollen manufactory in Oneida county ; that the goods for which he gave the bill were purchased for the defendant, and were used in his business of manufacturing ; that he had authority to draw bills of exchange [277]*277and notes in the name of the defendant; that when he called for the goods in this case, he proposed to let the plaintiff have the draft in question ; that the plaintiff said he would inquire about the drawee, and did so, and afterwards received the draft from the witness, and gave the receipt at the bottom of the bill.

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Bluebook (online)
10 Wend. 271, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pentz-v-stanton-nysupct-1833.