Penny Baten v. Saul

CourtDistrict Court, N.D. California
DecidedNovember 19, 2021
Docket5:20-cv-07336
StatusUnknown

This text of Penny Baten v. Saul (Penny Baten v. Saul) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Penny Baten v. Saul, (N.D. Cal. 2021).

Opinion

1 2 UNITED STATES DISTRICT COURT 3 NORTHERN DISTRICT OF CALIFORNIA 4 5 A.P.B., Case No. 20-cv-07336-SVK

6 Plaintiff, ORDER ON CROSS-MOTIONS FOR 7 v. SUMMARY JUDGMENT

8 ANDREW M. SAUL, Re: Dkt. Nos. 20, 21 9 Defendant.

10 Plaintiff appeals from the final decision of the Commissioner of Social Security, which 11 awarded her disability benefits for the period beginning May 27, 2017 but denied benefits for the 12 period January 1, 2015 to May 26, 2017. The Parties have consented to the jurisdiction of a 13 magistrate judge. Dkt. 9, 17. For the reasons discussed below, the Court DENIES Plaintiff’s 14 motion for summary judgment (Dkt. 20) and GRANTS Defendant Commissioner’s cross-motion 15 for summary judgment (Dkt. 21). 16 I. BACKGROUND 17 In February 2015, Plaintiff filed applications for Title II disability insurance benefits and Title XVI supplemental security income (“SSI”). See Dkt. 16 (Administrative Record (“AR”)) 18 454, 455. After a hearing, an Administrative Law Judge (“ALJ”) issued a decision on 19 November 15, 2017, finding that Plaintiff was not disabled from November 19, 2003 to the date of 20 his decision. AR 34-56 (the “2017 ALJ Decision”). The ALJ concluded that Plaintiff suffered 21 from one severe impairment, low back myalgia, but that the other impairments she claimed, 22 including diabetes and vertigo/dizziness, were not severe. AR 41-43. The ALJ then determined 23 that Plaintiff’s residual functional capacity (“RFC”) limited her to light work with additional 24 limitations. AR 43. The ALJ concluded that Plaintiff was not disabled because she was capable 25 of performing her past relevant work as a security guard and as a ball sorter. AR 50. 26 After the Appeals Council denied review, Plaintiff sought review of the 2017 ALJ 27 Decision by a court in this District. See Case No. 18-cv-05701-EMC. In its July 2, 2019 order 1 granting in part Plaintiff’s motion for summary judgment in that case (the “Remand Order”), the 2 court made several findings. First, the court found no error with respect to the ALJ’s finding that 3 Plaintiff was not disabled on or before her last insured date of December 31, 2008, the date by 4 which she had to establish disability in order to be entitled to disability insurance benefits. AR 5 1034, 1036. 1 The court also found no error with respect to the ALJ’s finding that Plaintiff was not 6 disabled for the period 2009 through 2014. AR 1037. However, the court found error with respect to the period 2015 through November 15, 2017. Id. For this period, Plaintiff presented 7 medical evidence to the Appeals Council related to Plaintiff’s diabetes, vertigo/dizziness, and 8 kidney problems that had not been presented to the ALJ. AR 1037-38. The court found that 9 contrary to the Appeals Council’s conclusion that this additional evidence did “not show a 10 reasonable probability that it would change the outcome of the decision,” the evidence, 11 particularly evidence of Plaintiff’s hospitalization between October 1 and November 3, 2017 for 12 kidney-related problems and a medical record from December 2017 that indicated that Plaintiff 13 was receiving dialysis, was material. Id. The court stated that “[a]lthough not necessarily 14 conclusive of disability, the evidence could have had an impact on the ALJ’s assessment that 15 [Plaintiff’s] diabetes was not severe because she had not been diagnosed with a chronic kidney 16 disease.” AR 1038-1039. The court also explained that although it found no error in the ALJ’s 17 finding that Plaintiff was not disabled through 2008 based on her back pain, “that does not 18 foreclose a disability finding during a later period in time when both her kidney problems and 19 back pain are taken into account in combination.” AR 1040. The court also directed the Social 20 Security Administration to reassess Plaintiff’s credibility “in light of the new evidence that [she] 21 presented to the Appeals Council.” Id. The court remanded the case so that the Social Security 22 Administration could consider “whether [Plaintiff] was disabled at any point from 2015 to 23 November 15, 2017, based on, e.g., her diabetes, related kidney issues, and/or back problems.” 24 AR 1041. 25 On remand, a hearing was held before the same ALJ, who issued a partially favorable 26

27 1 At the 2020 hearing on remand, the ALJ noted that the approval of Plaintiff’s subsequent 1 decision on June 19, 2020. AR 858-884 (the “2020 ALJ Decision”). The ALJ found that 2 beginning on January 1, 2015, Plaintiff had the following severe impairments: diabetes mellitus 3 with stage 3 chronic kidney disease and degenerative disc disease of the lumbar spine. AR 864. 4 The ALJ concluded that prior to May 27, 2017, Plaintiff had the RFC to perform light work (with 5 certain limitations) and could perform her past relevant work as a security guard and as a ball 6 sorter. AR 870, 873. However, the ALJ awarded Plaintiff disability payments beginning on May 27, 2017 because he found her RFC prevented her from performing her past relevant work as 7 of that date. AR 873-874. 8 On a subsequent claim, Plaintiff was granted Title II and Title XVI benefits for total 9 blindness from December 10, 2018 to the present. Dkt. 20 at 5. 10 The issue in this case is whether Plaintiff is entitled to benefits for the period January 1, 11 2015 (the earliest date identified in the Remand Order) to May 26, 2017 (the day before benefits 12 pursuant to the 2020 ALJ Decision began). Plaintiff has elected to forego the Appeals Council 13 and appeal the 2020 ALJ Decision directly to this Court. Dkt. 1 (Complaint). 14 In accordance with Civil Local Rule 16-5, the parties filed cross-motions for summary 15 judgment (Dkt. 20, 21), which are now ready for decision without oral argument. 16 II. ISSUES FOR REVIEW 17 1. Did the ALJ properly evaluate Plaintiff’s credibility? 18 2. Did the ALJ properly evaluate the medical evidence? 19 3. Did the ALJ properly evaluate Plaintiff’s residual functional capacity? 20 III. STANDARD OF REVIEW 21 This Court is authorized to review the Commissioner’s decision to deny disability benefits, 22 but “a federal court’s review of Social Security determinations is quite limited.” Brown-Hunter v. 23 Colvin, 806 F.3d 487, 492 (9th Cir. 2015); see also 42 U.S.C. § 405(g). Federal courts “leave it to 24 the ALJ to determine credibility, resolve conflicts in the testimony, and resolve ambiguities in the 25 record.” Brown-Hunter, 806 F.3d at 492 (internal quotation marks and citation omitted). 26 The Commissioner’s decision will be disturbed only if it is not supported by substantial 27 evidence or if it is based on the application of improper legal standards. Id. at 492. “Under the 1 substantial-evidence standard, a court looks to an existing administrative record and asks whether 2 it contains sufficient evidence to support the agency’s factual determinations,” and this threshold 3 is “not high.” Biestek v. Berryhill, -- U.S. --, 139 S. Ct. 1148, 1154 (2019) (internal quotation 4 marks, citation, and alteration omitted); see also Rounds v. Comm’r of Soc. Sec. Admin., 807 F.3d 5 996, 1002 (9th Cir. 2015) (“Substantial evidence” means more than a mere scintilla but less than a 6 preponderance; it is “such relevant evidence as a reasonable mind might accept as adequate to 7 support a conclusion”) (internal quotation marks and citations omitted). The Court “must 8 consider the evidence as a whole, weighing both the evidence that supports and the evidence that 9 detracts from the Commissioner’s conclusion.” Rounds, 807 F.3d at 1002 (internal quotation 10 marks and citation omitted).

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Penny Baten v. Saul, Counsel Stack Legal Research, https://law.counselstack.com/opinion/penny-baten-v-saul-cand-2021.