Pennsylvania Family Institute, Inc. v. Black

489 F.3d 156, 2007 WL 1518836
CourtCourt of Appeals for the Third Circuit
DecidedMay 25, 2007
Docket05-5259
StatusPublished
Cited by4 cases

This text of 489 F.3d 156 (Pennsylvania Family Institute, Inc. v. Black) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pennsylvania Family Institute, Inc. v. Black, 489 F.3d 156, 2007 WL 1518836 (3d Cir. 2007).

Opinion

OPINION OF THE COURT

PER CURIAM.

At issue in this appeal are the free speech rights of candidates for state judicial office. Appellant Pennsylvania Family Institute (“PFI”) is not itself a candidate, but rather a non-profit organization that seeks to elicit the views of Pennsylvania judicial candidates on legal and political issues so that it can disseminate those views to its members and to the public. PFI contends that, under the Supreme Court’s decision in Republican Party of Minnesota v. White, 586 U.S. 765, 122 S.Ct. 2528, 153 L.Ed.2d 694 (2002), various provisions of Pennsylvania’s Code of Judicial Conduct (“Canons”) and Rules Governing Standards of Conduct of Magisterial District Justices (“Rules”) impermissibly chill constitutionally protected speech and thus violate the First Amendment. PFI challenges the District Court’s dismissal of its action for. declaratory and injunctive relief against members of the Pennsylvania Judicial Conduct Board and the Pennsylvania Disciplinary Counsel (collectively “Appellees”). The District Court determined that the Canons and Rules have not directly and personally infringed on PFI’s First Amendment rights to speak or listen and that, therefore, PFI lacks standing to sue under Article III of the Constitution, and, moreover, that its claims are not ripe. We will affirm the District Court’s order dismissing the case for lack of standing and lack of ripeness.

I.

PFI describes itself as a “non-profit educational organization that, among many other things, seeks to collect and publish data regarding judicial candidates and their political philosophies and stances on disputed legal and political issues.” PFI Br. 4. In September 2005, PFI mailed to all of the candidates in Pennsylvania’s upcoming state judicial elections the “2005 Pennsylvania Family Institute Voters’ Guide Questionnaire for Judicial Candidates.” PFI asked the candidates to complete and return the questionnaire in advance of the November 2005 judicial elections so that it could post responses on its website.

In its cover letter introducing the questionnaire, PFI acknowledged the legal constraints that have historically prevented judicial candidates from speaking on particular legal issues, writing that:
As a judicial candidate, we understand that you are subject to the Pennsylvania Code of Judicial Conduct. We believe your responses to our Questionnaire are constitutionally protected under Republican Party of Minnesota v. White, 536 U.S. 765 [122 S.Ct. 2528, 153 L.Ed.2d 694] (2002), which struck down on First Amendment grounds a Minnesota Judicial Canon that prohibited judicial candidates from “announc[ing] their views on disputed legal or political issues.” However, if you remain fearful that you may not answer our Questionnaire under the Code of Judicial Conduct, then you should seek an advisory opinion from [the Pennsylvania Judicial Conduct Board or the Pennsylvania Lawyers’ Disciplinary Board.]

*160 Joint Appendix 75 (first alteration in the original).

The three-page questionnaire proceeded to ask seven multiple choice questions, such as “Which of the following former U.S. Presidents best represents your political philosophy?” and “Do you believe that the Pennsylvania Constitution permits display of the Ten Commandments in courtrooms?” 1 JA 77-78. An eighth question asked candidates to list organizations in which they were involved. Rather than permitting open-ended responses, PFI’s questionnaire required the candidates to select from a group of answers such as, for the first question quoted above:

John F. Kennedy / Jimmy Carter / Ronald Reagan / George Bush (former) / Undecided / Decline to Answer*

JA 77.

The “Decline to Answer* ” option was available for each of the document’s seven multiple choice questions and, as indicated, included an asterisk that corresponded to the following footnote:

* This response indicates that I believe that I am prohibited from answering this question by Canon 7(B)(1)(c) of the Pennsylvania Canons of Judicial Conduct, which states that judicial candidates may not “make pledges or promises of conduct in office” or “make statements that commit or appear to commit the candidate with respect to cases, controversies or issues that are likely to come before the court,” and that I will have to disqualify myself as a judge in any proceeding concerning this matter on account of Canon 3(C)(1) because my “impartiality might reasonably be questioned” if I answered this question.

JA 77-79.

Although eighteen judicial candidates returned questionnaires, fourteen of them *161 circled “Decline to Answer” for some or all of the questions. Only four candidates responded to all eight questions. 2 In addition to circling “Decline to Answer*,” one candidate noted in the margin beside two questions that “personal political philosophy [is] irrelevant” (in response to the question regarding past presidents) and that the issue “could come before the court” (in response to the question regarding the Ten Commandments). JA at 108-09. Finally, two candidates responded with a jointly signed letter explaining that they could not answer any of the questions because they believed that the questionnaire attempted “to identify how a judge would approach and rule upon issues that may come before him/her as a sitting judge.” JA 92. However, none of the judicial candidates who sent customized responses mentioned the Canons or Rules, or otherwise indicated specifically that these regulations were the reason why they did not respond.

PFI did not publish any of the responses either on its website or via any other medium. Instead, PFI contacted both the Pennsylvania Judicial Conduct Board and the Ethics Committee of the Pennsylvania Conference of State Trial Judges to ask whether either would deem responses to PFI’s questionnaire to violate Canons 7(B)(1)(c) and 3(C)(1). The Board responded that it did not provide advisory opinions, while the Ethics Committee responded that it only provided advisory opinions to those subject to the Code of Judicial Conduct.

On October 24, 2005, PFI, along with two citizens who alleged that they wished to receive information from PFI, filed suit in the District Court against Appellees, seeking declaratory and injunctive relief to prevent Appellees from enforcing provisions of the Canons and Rules against judicial candidates. Specifically, PFI challenged Canon 7B(l)(c) and Rule 15D(3), both of which provide in relevant part that judicial candidates “should not make pledges or promises of conduct in office other than the faithful and impartial performance of the duties of the office” (the “pledges or promises clause”) or “make statements that commit or appear to commit the candidate with respect to cases, controversies or issues that are likely to come before the court” (the “commitments clause”).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Vargas v. Capital One Financial Advisors
559 F. App'x 22 (Second Circuit, 2014)
LEGISLATURE OF THE VIRGIN ISLANDS v. DeJONGH
645 F. Supp. 2d 452 (Virgin Islands, 2009)
Pennsylvania Family Institute, Inc. v. Celluci
521 F. Supp. 2d 351 (E.D. Pennsylvania, 2007)
Pennsylvania Family Institute, Inc. v. Black, III
489 F.3d 156 (Third Circuit, 2007)

Cite This Page — Counsel Stack

Bluebook (online)
489 F.3d 156, 2007 WL 1518836, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pennsylvania-family-institute-inc-v-black-ca3-2007.