Pennell v. State

604 A.2d 1368, 1992 Del. LEXIS 96
CourtSupreme Court of Delaware
DecidedFebruary 18, 1992
StatusPublished
Cited by43 cases

This text of 604 A.2d 1368 (Pennell v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pennell v. State, 604 A.2d 1368, 1992 Del. LEXIS 96 (Del. 1992).

Opinion

HOLLAND, Justice:

The defendant-appellant, Steven B. Pen-nell (“Pennell”), was indicted on two separate charges of Murder in the First Degree. Pennell entered pleas of nolo con-tendere. On October 31, 1991, following a penalty hearing, the Superior Court sentenced Pennell to death by lethal injection for each crime. Pennell did not file a direct appeal.

An automatic appeal was docketed with this Court on November 1, 1991, pursuant to 11 Del.C. § 4209(g), and Supreme Court Rule 35. 1 In accordance with the mandate of Delaware’s death penalty statute, we have reviewed the imposition of the death sentences by the Superior Court, following each of Pennell’s convictions of Murder in the First Degree. 11 Del.C. § 4209(g). We have concluded that the judgments and sentences of the Superior Court should be affirmed.

Procedural History

On November 8, 1991, Pennell informed the Clerk of this Court, in a hand-written letter dated November 3, 1991, “of [his] decision that no action will be started by [him] against the conviction or sentencing.” Pennell also expressed his “wish to have the automatic review of the death sentence pursuant to 11 Del.C. § 4209(g) and Supreme Court Rule 35 commenced as soon *1370 as all documents are received by this Court.” That letter also stated that Pen-nell would “respectfully object to any counsel other than [himself] being appointed” to represent him in this Court.

On November 14, 1991, Pennell, acting pro se, filed a handwritten document in this Court, titled “Notice to Dismiss Appeal and Affirm Judgment.” In that document, Pennell requested this Court to affirm the death sentences that had been imposed by the Superior Court “so that the proposed sentence can be carried out without delay.” On November 25, 1991, the record of the proceedings in the Superior Court was filed with this Court. On December 2,1991, this Court concluded that, in the interest of justice, this matter should be remanded to the Superior Court for an evidentiary hearing on Pennell’s applications: to represent himself on appeal, see Watson v. State, Del.Supr., 564 A.2d 1107 (1989); to dismiss the appeal; and to affirm the judgments of the Superior Court, which had resulted in the imposition of both death sentences.

On December 19, 1991, the Superior Court conducted an evidentiary hearing in accordance with this Court’s order of remand. Thereafter, on December 26, 1991, the Superior Court filed a written report of its findings dated December 20, 1991, pursuant to Supreme Court Rules 19 and 26(d)(iii). The written findings of the Superior Court carefully addressed the issues set forth in the remand by this Court.

The Superior Court found that Pennell’s decision to proceed pro se on appeal in this Court was made knowingly and voluntarily, with a full understanding of the dangers of pursuing self-representation and the disadvantages he may encounter as a result of not having an attorney representing him on appeal. The Superior Court also found that Pennell understood the limited nature of this Court’s proportionality review of a sentence of death pursuant to 11 Del.C. § 4209(g)(2). The Superior Court further found that Pennell realized that if his motion to affirm was granted, it would result in his execution. On January 7, 1992, this Court approved and adopted the findings of fact and conclusions of law set forth in the Superior Court’s written report dated December 20, 1991.

On January 7, 1992, based upon the Superior Court’s conclusion that Pennell was fully informed of the hazards of self-representation and had voluntarily waived his right to the assistance of counsel on appeal, Pennell’s request to proceed pro se in this Court was granted. Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975). This Court also granted Pennell’s request to limit its examination of the proceedings in the Superior Court to the mandatory statutory review of the proportionality of the imposition of the penalty of death in each case, pursuant to 11 Del. C. § 4209(g)(2), (3) and (4). See Gilmore v. Utah, 429 U.S. 1012, 97 S.Ct. 436, 50 L.Ed.2d 632 (1976). The Clerk of this Court was then directed to issue a brief schedule forthwith.

On January 10, 1992, Pennell filed a hand-written motion renewing his earlier motion to dismiss the appeal and to affirm the judgment of the Superior Court, pursuant to 11 Del. C. 4209(g)(4)(a). In the alternative, Pennell’s motion asked this Court to expedite its scheduling by proceeding “directly to oral argument without briefs,” Supr.CtR. 25(c); or to accept his motion “in lieu of a brief.” Pennell’s motion stated that he waived his right to submit an opening brief under 11 Del.C. § 4209(g)(3).

On January 16, 1992, this Court denied Pennell’s motion for summary affirmance of the death sentences imposed by the Superior Court. The choice by a defendant, who has been sentenced to death, to abandon further litigation “can be made, competently, knowingly and intelligently; and, when so made, will be honored by the courts.” State v. Bailey, Del.Super., 519 A.2d 132, 134 (1986). See also Gilmore v. Utah, 429 U.S. 1012, 97 S.Ct. 436, 50 L.Ed.2d 632 (1976). However, this Court determined that such waiver was precluded because of the statutory mandate in Delaware which provides: “Whenever the death penalty is imposed, and upon the judgment becoming final in the trial court, the recommendation on and imposition of that penalty shall be reviewed on the record by the *1371 Delaware Supreme Court.” 11 Del.C. § 4209(g)(1) (emphasis added).

On January 16, 1992, this Court granted Pennell’s motion for expedited scheduling, and granted Pennell’s request to waive the filing of an opening brief. Nevertheless, this Court requested the State to file a brief, on or before January 25, 1992, stating its position on the issues mandated to be reviewed by statute. 11 Del.C. § 4209(g)(2). This Court also granted Pen-nell the right to file a brief in response to the State’s brief.

On January 16, 1992, this Court also granted Pennell’s application to present oral argument. 11 Del.C. § 4209(g)(3). This Court also granted the State the right to present oral argument. The attorney who had been designated as “stand-by” counsel for Pennell in the Superior Court was directed to be present with Pennell at the oral argument before this Court.

On January 24, 1992, the State filed its brief. Pennell filed a handwritten reply brief on January 28, 1992. In his brief, Pennell stated that the evidence “unequivocally” supported the imposition of both sentences of death by the Superior Court.

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Bluebook (online)
604 A.2d 1368, 1992 Del. LEXIS 96, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pennell-v-state-del-1992.