Penfield v. C. & A. Potts & Co.

126 F. 475, 61 C.C.A. 371, 1903 U.S. App. LEXIS 4340
CourtCourt of Appeals for the Sixth Circuit
DecidedNovember 3, 1903
DocketNo. 1,179
StatusPublished
Cited by43 cases

This text of 126 F. 475 (Penfield v. C. & A. Potts & Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Penfield v. C. & A. Potts & Co., 126 F. 475, 61 C.C.A. 371, 1903 U.S. App. LEXIS 4340 (6th Cir. 1903).

Opinion

LURTON, Circuit Judge

(after stating the facts as above). The validity of the sixth claim of the first Potts patent was adjudged in Potts v. Creager, 155 U. S. 597, 15 Sup. Ct. 194, 39 L. Ed. 275. In the opinion of that court the validity of the second Potts patent was doubted, though the point was not decided, Justice Brown saying:

“It is at least open to doubt whether, in view of the first patent, there is any novelty in substituting a smooth faced roller for the swinging plate of the first patent.”

[478]*478Subsequently, upon newly discovered evidence, the decree sustaining the patent was set aside, and both patents held void for want of novelty. Upon an appeal to this court we upheld the sixth claim as valid and infringed, that being the only claim of the first patent which was involved. The second Potts patent we held invalid, as anticipated by the first patent to Potts. Potts v. Creager, 97 Fed. 78, 38 C. C. A. 47.

. The present suit is upon the third and sixth claims of the patent thus sustained. The evidence is identical with that upon which we heard the second appeal in Potts v. Creager, except as to the precise device alleged to* be an infringement. Technically, the present appellants may not be concluded by our former decision, nor by that of the Supreme Court, because not parties or privies in the case of Potts v. Creager. But a decent respect for the stability of judicial decision, and a proper regard for the security of property in patents, requires that we shall not reverse our original holding in respect of the same patent, unless convinced of a very palpable error in law or fact. We are not convinced of error in the present case, and see no reason for disregarding the rule of stare decisis. We must therefore affirm the decree of the court below, so far as it held the sixth claim of the original Potts patent valid, leaving open only the question of infringement;

Passing for the present any question as to the scope of this claim and the question of its infringement, we shall first dispose of the appeal so far as the third claim is concerned. That claim was not directly involved in the case of Potts v. Creager, and the only bearing that the opinion of either the Supreme Court or this court has upon that claim grows out of the fact that in the Creager Case the suit was also upon the claims of the second Potts patent. The Supreme Court, as we have already stated, expressed a doubt as to whether the mere substitution of a smooth cylinder in place of the inclined or swinging plate of the first patent as the member opposite the barred cylinder of that patent embodied a patentable novelty, and this court, upon an even fuller record, expressly held that the second patent embodied “no patentable improvement over the first.” Whether this conclusion was based upon a construction of the sixth claim which would entitle the patentee to the use of a smooth roller as the abutting member of a clay disintegrator coacting with the barred roller of the patent, or because a smooth roller was regarded by the court as the mechanical equivalent of the inclined or swinging plate of the first patent, or for both reasons, we need now not stop to consider. Neither is it important that we shall determine the scope of the third claim, if, as contended, the claim in the case of The Anderson Foundry & Machine Works v. Potts, 108 Fed. 379, 47 C. C. A. 409, being another suit on- the same claim- brought by the same patentees against a different infringer, operates to conclude the parties to this suit in so far as the same question of infringement is involved in both suits.

It is therefore proper that we shall first determine whether the .question adjudged in that case is identical with the question in this case in respect of the infringement of this claim, and whether the present appellants were parties or privies to that case. After the [479]*479opinion of the Supreme Court holding the original patent to Potts valid and infringed, and pending a rehearing accorded in the Circuit Court, the complainants instituted six other suits against different parties, charging infringement. Among the new suits thus started was the present suit in the Circuit Court for the Northern District of Ohio against the present appellants. Another of these suits was that against the Anderson Foundry & Machine Works, a corporation of Indiana, which was sued in the Circuit Court for the District of Indiana (no written opinion). The defendants in these six suits agreed to make a; mutual and common defense, and that each should pay one-sixth of the cost of such defense. The same counsel were employed to defend each of the cases, and Wm. C. Vanneman, the superintendent of the Anderson Foundry & Machine Works and a stockholder in said company, was selected as the common agent of all to assist counsel in the preparation of the defense. Subsequently a stipulation was entered in each of the six cases that evidence taken in any one of said causes should be, so far as relevant and competent, used in each case. Now it came to pass that the suit of Potts et al. v. The Anderson Foundry & Machine Works was finally decided in the Court of Appeals fqr the Seventh Circuit before a final decree in this present suit, though after an interlocutory decree upon the merits. The record in that case was identical with the record in the suit against the present appellants. But in the Indiana case only the third claim of the Potts patent was involved. The court below had found that this third claim was valid and infringed by a clay disintegrator when the inclined plate of the patent had been substituted by a plain revolving cylinder. The Court of Appeals reversed the decree, and directed that the bill be dismissed upon the ground that the state of the art was such as to restrict this claim to such narrow lines as to “make it impossible to say that the substitution of a plain revolving cylinder for the inclined plate is an infringement.” The opinion of the Court of Appeals for the Seventh Circuit is reported in 108 Fed. 379, 385.

The infringing device made and sold by the appellants is a disintegrating clay machine having two opposing rollers, one of which is the cylinder of the patent, having a series ,of longitudinal grooves in which scraping bars are adjustably secured. The other or opposing roller is the smooth roller common to the two roller clay-crushing or pulverizing machines of the old art. Thus the question in respect of the infringement of the third claim was in each of these two cases identical, and, if the appellants were privies with the Anderson Machine Company in such sense that they would have been concluded by a decree determining a question litigated upon the same evidence in each case, it must follow, from the mutuality of an estoppel, that the patentees who were plaintiffs in both cases would be also concluded, for an estoppel by judgment or decree must be mutual. The appellants, not having been parties of record to the Indiana case, can only rely upon the decree in that case by showing that they in fact defended that suit in their own interest, and that it was done openly, or otherwise that it was done with the knowledge of the appellees who were the opposite parties. That the appellants did join [480]*480with the Indiana defendant and others in the defense of that case, we think is made out plainly, and that their conduct in defending that case, as well as the other suits upon the same patent, was well known to the opposite party who were plaintiffs in that suit as well as in this, is not denied.

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Bluebook (online)
126 F. 475, 61 C.C.A. 371, 1903 U.S. App. LEXIS 4340, Counsel Stack Legal Research, https://law.counselstack.com/opinion/penfield-v-c-a-potts-co-ca6-1903.