Pelaez v. Waterfront Commission of New York Harbor

88 A.D.2d 443, 454 N.Y.S.2d 132, 1982 N.Y. App. Div. LEXIS 17526
CourtAppellate Division of the Supreme Court of the State of New York
DecidedSeptember 13, 1982
StatusPublished
Cited by5 cases

This text of 88 A.D.2d 443 (Pelaez v. Waterfront Commission of New York Harbor) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pelaez v. Waterfront Commission of New York Harbor, 88 A.D.2d 443, 454 N.Y.S.2d 132, 1982 N.Y. App. Div. LEXIS 17526 (N.Y. Ct. App. 1982).

Opinion

OPINION OF THE COURT

O’Connor, J.

This case is another in a recent series of employee disciplinary determinations challenged in court because the government employer ignored the fundamental distinction between an adversarial and an inquisitorial proceeding. Under the circumstances we are required to annul the determination dismissing petitioner and remit the matter for a new hearing before a different hearing officer.

In this case the hearing officer was challenged at the outset on the ground that he had knowledge of the matter acquired prior to the hearing in his capacity as general counsel to the respondent Waterfront Commission of New [444]*444York Harbor. The hearing officer declined to disqualify himself because he had no recollection of having been exposed to any information other than that contained in the formal charges against petitioner; he noted that, in any event, he could conduct the hearing in a neutral and detached fashion.

The disciplinary hearing testimony of the executive director of the respondent Waterfront Commission, however, revealed the hearing officer’s considerable involvement as prosecutor in the events leading up to petitioner’s hearing and in collateral litigation respecting petitioner’s suspension without pay during the hearing. Although the executive director denied ever having discussed, prior to the hearing, the substance of the charges eventually preferred against petitioner, he did recall that the hearing officer had been present at numerous meetings with him about the case prior to and during the hearing, and testified to the hearing officer’s significant role in preparing the draft of the executive director’s affidavit in opposition to petitioner’s initial application to Special Term for vacatur of his payless suspension pending determination of the charges.

Using his diary, the executive director testified that the hearing officer had been present as general counsel during meetings on December 28, 1978 respecting petitioner’s being subpoenaed before a Federal Grand Jury investigating one Anthony M. Scotto, president of the International Longshoremen’s Association local covering the Brooklyn waterfront area supervised by petitioner; a meeting the next day during which the hearing officer and another official reported that the United States Attorney’s office had informed them that petitioner was a target in relation to his alleged dealings with Scotto, had shown them a photograph of petitioner at an undisclosed location in connection with their investigation, and had also said something about petitioner’s being a double agent; a February 20, 1979 meeting at which the hearing officer, as general counsel, was asked whether petitioner could be put on payless leave, and to which inquiry the hearing officer responded affirmatively; a March 13, 1979 meeting at which the executive director informed petitioner of his [445]*445payless suspension a day before his leave ran out; a March 14, 1979 meeting at which the notice of charges and hearing was prepared; a March 15, 1979 meeting at which petitioner’s Special Term application to vacate his suspension was discussed and staff attorneys were assigned to the matter; a March 16, 1979 meeting at which affidavits in the Special Term matter were discussed; a March 29, 1979 meeting at which the hearing officer was designated after a discussion about the possibility of appointing someone else within the commission; and a May 7, 1979 meeting — four days after the hearing had commenced — regarding petitioner’s request for a free transcript and the handling of the commission’s appeal from Special Term’s ruling on petitioner’s application.

The executive director testified that the hearing officer, as general counsel, prepared the drafts of his and another officer’s affidavits opposing petitioner’s application to Special Term. The witness’ affidavit, as drafted by the hearing officer, spoke of petitioner’s informing the commission of his being subpoenaed “concerning his conduct while employed with the Commission”, and the commission’s learning the next day of his being a target rather than a “mere witness”. The draft of the affidavit said petitioner, at a January 8, 1979 meeting with the witness, had “informed” the commission for the first time of his meeting with Scotto a year earlier, which meeting had been observed by Federal agents surveilling Scotto. Such meeting was without the commission’s knowledge or consent, according to the draft of the affidavit, and petitioner was in charge of the same Brooklyn waterfront covered by Scotto’s union. Also, petitioner said he had met with Scotto on another occasion in 1978, at the union’s main office in lower Manhattan. Petitioner “admitted” — according to the draft — that the meeting did not take place openly, but occurred in a hallway a flight above or below the union’s office; this meeting too went unreported. Petitioner also “admitted” using a code name, apparently known to Scotto, rather than his real name.

The witness further testified that at a meeting with the hearing officer, as general counsel, on March 20,1979, the affidavit was changed in some respects. These changes [446]*446were to substitute the verb “stated” for “admitted” and to delete the comment about Scotto’s knowledge regarding the code name in favor of an allegation that petitioner had offered “no plausible or credible explanation for these meetings”.

The other affidavit prepared by the hearing officer, as general counsel, and signed March 19, 1979 by another officer made the point that Scotto’s notoriety had been known to petitioner at the times in question, and that petitioner had arranged the meetings with Scotto.

At the conclusion of the disciplinary hearing, the hearing officer made certain findings of fact. Among them were petitioner’s unblemished record of 21 years’ service prior to meeting off-pier at least twice with Scotto, who was then under Federal investigation, and petitioner’s failure to inform the commission of these meetings. The hearing officer stated that petitioner had not disputed the essential findings relating to misconduct except as to the first meeting, which petitioner had sought to place a year earlier than the actual event so as to claim that he had reported it to his superiors; however, the hearing officer rejected that claim based on contradictory evidence, including the testimony of a Federal agent. The hearing officer’s recommendation, which sustained the bulk of the charges, was accepted by the commission in its determination under review in this court.

The commission’s determination, based upon the hearing officer’s recommendation after a hearing, cannot stand. The hearing afforded petitioner was inadequate because of the commission’s failure to designate as hearing officer someone who in appearance as well as in fact was neutral and disinterested in the successful prosecution of the case.

It is to be noted at the outset of this analysis that no issue was raised by the parties about the propriety of applying New York law to a determination by the commission, which is a bistate agency created by interstate compact between New York and New Jersey (L 1953, ch 882), and that the commission has expressly declined to argue that petitioner’s nontenured status permitted it to determine his fate without regard to those due process rights [447]*447attached to tenured status (see, e.g., Matter of Beneky v Waterfront Comm. of N. Y. Harbor, 42 NY2d 920, cert den 434 US 940).

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Cite This Page — Counsel Stack

Bluebook (online)
88 A.D.2d 443, 454 N.Y.S.2d 132, 1982 N.Y. App. Div. LEXIS 17526, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pelaez-v-waterfront-commission-of-new-york-harbor-nyappdiv-1982.