Peck v. Statewide Grievance Committee

198 Conn. App. 233
CourtConnecticut Appellate Court
DecidedJune 16, 2020
DocketAC42700
StatusPublished
Cited by8 cases

This text of 198 Conn. App. 233 (Peck v. Statewide Grievance Committee) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Peck v. Statewide Grievance Committee, 198 Conn. App. 233 (Colo. Ct. App. 2020).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** MICHAEL RUBEN PECK v. STATEWIDE GRIEVANCE COMMITTEE (AC 42700) Alvord, Bright and Bear, Js.

Syllabus

The plaintiff attorney appealed to this court from the judgment of the trial court dismissing, for lack of subject matter jurisdiction, his appeal from the decision of the defendant Statewide Grievance Committee, which had denied his request to vacate a prior decision by a reviewing commit- tee of the defendant that imposed a disciplinary sanction against him. The plaintiff, who had represented L in a real estate transaction, intro- duced L to one of the plaintiff’s then law partners, O, who was looking to secure a loan for the law firm. In 2001, L loaned the plaintiff’s law firm $70,000, and, by 2008, when the law firm had not repaid the loan, the plaintiff and O each executed new notes for repayment of the loan by 2013. In 2011, L filed a grievance complaint against the plaintiff. The reviewing committee concluded in its 2013 decision that the plaintiff violated rule 1.8 (a) of the Rules of Professional Conduct by failing to advise L that he should seek the advice of independent counsel in connection with the loan, and by failing to advise L in writing that he was not acting as his lawyer in connection with the loan and to establish in writing the precise nature of the plaintiff’s role in the transaction. The reviewing committee ordered the plaintiff to attend a continuing education course in legal ethics. The defendant thereafter denied the plaintiff’s request for review, in which he stated that he accepted the discipline that was imposed and waived any appeal to the Superior Court. Four years later, the defendant declined to act on a motion that the plaintiff filed in 2017, pursuant to Disciplinary Counsel v. Elder (325 Conn. 378), in which he sought to vacate the disciplinary sanction on the ground that the six year time period in the applicable rule of practice (§ 2-32 (a) (2) (E)) for filing a grievance mandated the dismissal of L’s grievance. The defendant also declined to act on the plaintiff’s subsequent motion for reconsideration. In granting the defendant’s motion to dismiss and rendering judgment for the defendant, the trial court concluded that it lacked subject matter jurisdiction over the appeal because the plaintiff had waived his right to appeal from the disciplinary decision. The court reasoned that the plaintiff could not circumvent his failure to appeal from the disciplinary decision by fashioning his appeal as one stemming from the defendant’s denials of his motions to vacate and for reconsideration. On appeal to this court, held that the trial court properly granted the defendant’s motion to dismiss the plaintiff’s appeal as nonjusticiable, as it was an improper attempt to relitigate the defen- dant’s 2013 decision, and the court therefore could afford the plaintiff no remedy; although the court in Elder stated that the six year limitation period in Practice Book § 2-32 (a) (2) (E) is mandatory and that untimely claims are barred, that limitation period did not deprive the defendant of subject matter jurisdiction over L’s 2011 grievance, as the statutes (§ 51-90 et seq.) governing the filing of a grievance contained neither a period of limitation nor an indication that any limitation period set by the rules of practice could affect the defendant’s subject matter jurisdiction, and the plaintiff’s challenges to the defendant’s rejections of his motions to vacate the 2013 disciplinary order and for reconsidera- tion of that rejection were nothing more than an attempted, impermissi- ble end run to avoid the consequences of his waiver of his right to appeal and failure to appeal four years earlier by using a procedure that is not contemplated by the relevant rules of practice or § 51-90 et seq. Submitted on briefs March 17—officially released June 16, 2020

Procedural History

Appeal from the decision of the defendant denying the plaintiff’s request for review and affirming the deci- sion of the defendant’s reviewing committee ordering the plaintiff to attend a legal ethics course as a result of the plaintiff’s alleged violation of the Rules of Profes- sional Conduct, brought to the Superior Court in the judicial district of Hartford, where the court, Sheridan, J., granted the defendant’s motion to dismiss and ren- dered judgment thereon, from which the plaintiff appealed to this court. Affirmed. James F. Sullivan filed a brief for the appellant (plaintiff). Leanne F. Larson, assistant chief disciplinary coun- sel, filed a brief for the appellee (defendant). Opinion

BRIGHT, J. The plaintiff attorney, Michael Ruben Peck, appeals from the judgment of the trial court dis- missing his appeal from the decision of the defendant, the Statewide Grievance Committee, on the ground that it lacked jurisdiction to consider the merits of the plain- tiff’s appeal challenging the sanction imposed against him by the defendant’s reviewing committee. The defen- dant claims that the court committed error. We affirm the judgment of dismissal. The following facts, as revealed by the record, as well as the relevant procedural history, inform our review. On April 26, 2013, a local reviewing committee (committee) of the defendant issued a decision regard- ing a grievance complaint that had been filed against the plaintiff on December 29, 2011, by Michael Longo. The committee found that the plaintiff had represented Longo in various legal matters in 1999 and 2000, includ- ing the sale of real property in May, 2000. After Longo had informed the plaintiff that it was his intention to lend out the money from the sale, the plaintiff intro- duced Longo to one of his then law partners, John J. O’Brien, Jr., who was looking for someone to lend money to the law firm to fund a lobbying group. The plaintiff and O’Brien then met with Longo to discuss a loan. The plaintiff did not tell Longo that he was not acting as his attorney in this matter. On March 27, 2001, the law firm secured a $70,000 loan from Longo, which came from the proceeds of the real estate sale in 2000. The loan matured on September 30, 2001, but, as of March 29, 2002, it had not been paid. New notes were executed by the law firm and Longo on March 29, 2002, and on December 15, 2004. The new maturity date was March 31, 2007. As of February 1, 2008, however, the law firm had not paid the loan. Attorney O’Brien then executed a new note with Longo in the amount of $34,335, which required monthly payments and had a maturity date of January 1, 2013.

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Bluebook (online)
198 Conn. App. 233, Counsel Stack Legal Research, https://law.counselstack.com/opinion/peck-v-statewide-grievance-committee-connappct-2020.