Pearson v. Leavitt

189 F. App'x 161
CourtCourt of Appeals for the Fourth Circuit
DecidedJune 23, 2006
Docket05-1937
StatusUnpublished
Cited by6 cases

This text of 189 F. App'x 161 (Pearson v. Leavitt) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pearson v. Leavitt, 189 F. App'x 161 (4th Cir. 2006).

Opinion

PER CURIAM:

Durk Pearson and Sandy Shaw (“Appellants”) sought and were denied declaratory and injunctive relief to preclude the Food and Drug Administration (“FDA”) and the Department of Health and Human Services (“HHS”)(collectively “Appellees”) from taking action to prevent Appellants from selling a report published by the United States government that suggests that dietary supplements containing Sadenosyl-L-methionine (“SAMe”) were a possible treatment for various diseases. Appellants claimed that the potential for FDA enforcement of its regulations chilled their constitutionally protected First Amendment free speech rights. Finding that there is not a sufficient factual basis upon which to make a determination of Appellants’ claims, we agree with the district court’s ruling that the controversy is not ripe and accordingly affirm the dismissal of the claim under Rule 12(b)(6) of the Federal Rules of Civil Procedure.

I.

Durk Pearson and Sandy Shaw are formulators of dietary supplements containing SAMe. Appellants receive royalties from distributors who are licensed to sell their products. SAMe is an amino acid created within human cells by the energy molecule ATP and the amino acid methionine. SAMe plays a role in many of the biochemical reactions in the human body. SAMe has been the subject of research by privately funded organizations and by federal government agencies.

In October 2002, the Agency for Healthcare Research and Quality (“AHRQ”), a division of HHS, published a report entitled “S-Adenosyl-L-Methionine for the Treatment of Depression, Osteoarthritis, and Liver Disease” (the “Report”). The Report summarized the conclusions of various published studies examining the effect of SAMe on the treatment of depression, osteoarthritis, and liver disease. The Report concluded that supplements containing SAMe are more effective than placebos in the treatment of depression and osteoarthritis but were no more effective in treating liver disease. The Report was made available to the public on at least seven different websites.

In 2004, Appellants wrote a prologue to the Report, touting its findings and ex *163 plaining the role of SAMe in bodily processes. Appellants intended to sell a bound volume consisting of them prologue and the Report (collectively the “Publication”) to the general public through their licensees.

Appellants refrained from selling the Publication because of fear of prosecution by the FDA. Specifically, Appellants feared that the FDA, under their administrative enforcement policy, would use the Publication as evidence of the “intended use” of the dietary supplements and reclassify Appellants’ SAMe-containing dietary supplements as “new drugs” under the Food Drug and Cosmetics Act (“FDCA”), thus prohibiting sale of the Publication to consumers.

In November 2004, Appellants brought this action seeking a declaration that the potential enforcement of FDA regulations was a violation of their First Amendment right to free speech. Appellants also sought to enjoin Appellees from declaring the Publication as evidence of an intent to sell the SAMe-containing dietary supplements as “new drugs” and from taking any action to prohibit Appellants’ licensees from selling the Publication to the public. At the time the action was filed, the FDA had not threatened or implemented any procedures to either prohibit the sale of the Publication or to prosecute Appellants for FDA violations.

Appellants moved for summary judgment and Appellees moved to dismiss or, in the alternative, for summary judgment. The district court ruled that there was not a sufficient factual record upon which to make a determination regarding the validity of Appellants’ claims and that the case was not ripe, and granted Appellees’ motion to dismiss. This appeal followed.

II.

Ripeness requirements are relaxed in First Amendment cases because of the potential chilling effect of unconstitutional restrictions on free speech. Forsyth County v. Nationalist Movement, 505 U.S. 123, 129-30, 112 S.Ct. 2395, 120 L.Ed.2d 101 (1992). To withstand a ripeness challenge, a plaintiff must demonstrate “a live dispute involving the actual or threatened application of [a statute or policy] to bar particular speech.” Renne v. Geary, 501 U.S. 312, 320, 111 S.Ct. 2331, 115 L.Ed.2d 288 (1991). But without a factual record of an actual or threatened action resulting in the suppression of free speech, no ripe, justiciable controversy exists. Woodall v. Reno, 47 F.3d 656, 656 (4th Cir.1995); see Jordahl v. Democratic Party of Virginia, 122 F.3d 192,198 (4th Cir.1997).

In evaluating the ripeness of a claim for judicial review, courts must consider (1) the fitness of the issues for judicial decision and (2) the hardship to the parties of withholding court consideration. Abbott Labs. v. Gardner, 387 U.S. 136, 149, 87 S.Ct. 1507, 18 L.Ed.2d 681 (1967); overruled on other grounds by Califano v. Sanders, 430 U.S. 99, 97 S.Ct. 980, 51 L.Ed.2d 192 (1977). Regarding administrative agency cases, this court has held that a claim is not ripe for review unless the issues to be considered are purely legal ones and the agency rule giving rise to the claim is final and not dependent on future uncertainties or intervening agency rulings. Charter Fed. Sav. Bank v. Office of Thrift Supervision, 976 F.2d 203, 208 (4th Cir.1992). If certain critical facts that would substantially assist the court in making its determination are contingent or unknown, the case is not ripe for judicial review. Arch Mineral Corp. v. Babbitt, 104 F.3d 660, 665-66 (4th Cir.1997).

Appellants have offered insufficient evidence to demonstrate the fitness for judicial review that ripeness requires. Appellants claim that the FDA will use their Publication as evidence of the “intended *164 use” of their SAMe containing supplements. However, the record is devoid of any evidence that would support this contention. There is no indication of who will sell the Publication, how the Publication will be marketed, the purpose for which the Publication will be used, or the way in which it will be distributed. These factors are a necessary part of the analysis of the “intended use” of a product. In United States v. An Article of Drug Consisting of 250 Jars, etc. of U.S. Fancy Pure Honey, etc., 218 F.Supp. 208, 209-11 (E.D.Mich. 1963), affd, 344 F.2d 288 (6th Cir.1965), the court found that jars of honey were unapproved drugs because booklets containing statements about the honey’s disease-treating capacity were sold adjacent to the jars of honey. In United States v. 24 Bottles ‘Sterling Vinegar & Honey, etc.

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189 F. App'x 161, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pearson-v-leavitt-ca4-2006.