MEMORANDUM
DALZELL, District Judge.
I.
Introduction
Plaintiffs Kimberly Pearce, Susan Nitz, and Janice Phillips have charged Barry Sable Diamonds and its proprietor, Barry Sable (collectively “Sable”), with sex discrimination. Sable believes that plaintiffs de
prived this Court of subject-matter jurisdiction when they sought right-to-sue letters a day after they first filed charges of discrimination with the Equal Employment Opportunity Commission (“EEOC”). His summary judgment motion
calls into question the validity of a regulation that the EEOC issued in September of 1977. This regulation, 29 C.F.R. § 1601.28(a)(2), authorizes the “early” right-to-sue letter,
ie.,
a right-to-sue letter issued before the 180 days of 42 U.S.C. § 2000e — 5(f)(1) expires.
See
Note,
The Ear-' ly Right-to-Sue Letter: Has the EEOC Exceeded its Authority?,
72 Wash. U.L.Q. 757 (1994).
Questions of the validity of the early right-to-sue letter have confounded district courts since enactment of the regulation in 1977.
Two courts of appeals have found no infirmity in section 1601.28(a)(2).
Bryant v. California Brewers
Assoc., 585 F.2d 421, 424 (9th Cir.1978),
judgment vacated on other grounds,
444 U.S. 598, 100 S.Ct. 814, 63 L.Ed.2d 55 (1980);
Sims v. Trus Joist Mac-Millan,
22 F.3d 1059 (11th Cir.1994). The United States Court of Appeals for the Third Circuit has frowned on the regulation, albeit in dieta.
Moteles v. University of Pennsylvania,
730 F.2d 913, 916-17 (3d Cir.),
cert. denied,
469 U.S. 855, 105 S.Ct. 179, 83 L.Ed.2d 114 (1984).
If we were writing on a blank slate, we would find that the EEOC exceeded its authority when it issued section 1601.28(a)(2) and that the EEOC has no power to authorize a plaintiff to file an employment discrimination claim before the 180 days of 42 U.S.C. § 2000e-5(f)(l) expires. We would therefore grant Sable’s motion, place this case in our civil suspense docket, and remand plaintiffs’ claims to the EEOC for investigation and attempted conciliation. That course would not lead to an appealable order, however, and would only increase the cacophony in the district courts. Moreover, practical considerations make conciliation an unlikely option for now.
Instead, we shall certify three questions for appellate review, so that the Third Circuit may have an opportunity to address in a holding what it addressed eleven years ago in dicta.
II.
Factual Background
We take the following facts from the documents that both sides have presented to us. We also will take as true the factual proffers that plaintiffs and their counsel have made in affidavits.
On May 5, 1994, Kimberly Pearce and Susan Nitz walked into the EEOC’s Philadelphia District Office and completed charges of discrimination against Sable, their former employer. Defs.’ mot. exs. A-B (EEOC case logs);
see also
pis.’ resp. exs. A-B, D-E (EEOC Intake Questionnaires and Charges of Discrimination). Another former employee, Janice Phillips, had begun corresponding with the EEOC in late March, 1994, and this correspondence led to a charge of discrimination on or about May 3, 1994. Defs’ mot. ex C (EEOC case log);
see also
pis.’ resp. exs. G-J (correspondence and Charge of Discrimination).
On May 6, 1994, plaintiffs’ counsel called Joseph Danese, the EEOC investigator assigned to the Pearce and Nitz cases, and requested right-to-sue letters for Pearce, Nitz, and Phillips. Defs’ mot. ex. D. On May 10, 1994, counsel sent a letter that memorialized his request.
Id.
ex. E (5/9/94 memorandum to file from Joseph Danese). Danese then spoke with Brenda Smith, the EEOC investigator assigned to the Phillips case, and asked her to reassign that case to him.
Id.
At the time of the request, Da-nese told Pearce that he had “thirty or forty” cases in front of hers. Pearce aff. ¶ 2.
On May 27, 1994 the EEOC issued right-to-sue letters in all three cases. Defs.’ mot. exs. A-C. Johnny J. Butler, the EEOC District Director, certified in all three cases that although “[fewer] than 180 days have expired since the filing of this charge, ... I have determined that the Commission will be unable to complete its process within 180 days from the filing of the charge.”
Id.
With that, the EEOC officially terminated its investigation of plaintiffs’ charges.
Id.
III.
Statutory and Regulatory Framework, and Legal Analysis
A.
Statutory and Regulatory Framework
The EEOC exists to attempt to prevent employment discrimination. 42 U.S.C. § 2000e-5(a);
see also Occidental Life Ins. Co. v. EEOC,
432 U.S. 355, 357-59, 97 S.Ct. 2447, 2450-51, 53 L.Ed.2d 402 (1977);
Moteles v. University of Pennsylvania,
730 F.2d 913, 917 (3d Cir.),
cert. denied,
469 U.S. 855, 105 S.Ct. 179, 83 L.Ed.2d 114 (1984). Congress established the EEOC on twin premises, to wit, that “[a]dministrative tribunals are better equipped to handle the complicated issues involved in employment discrimination cases” and that “the sorting out of the complexities surrounding employment discrimination can give rise to enormous expenditure of judicial resources in already heavily overburdened Federal district courts.”
Moteles,
730 F.2d at 917 (citing Title VII legislative history). The result of these goals is 42 U.S.C. § 2000e-5(b), which directs the EEOC to investigate charges of employment discrimination and “endeavor to eliminate any such alleged unlawful employment practice by informal methods of conference, conciliation, and persuasion.”
Administrative involvement can occasion administrative delay, however, and Congress settled on 180 days as the
via media
between the need for the former and the fear of the latter. 42 U.S.C. § 2000e-5(f)(l) establishes, in relevant part:
[I]f within one hundred and eighty days from the filing of such charge ... the Commission has not filed a civil action •under this section ..., or the Commission has not entered into a conciliation agreement to which the person aggrieved is a party, the Commission ... shall so notify
the person aggrieved and within ninety days after the giving of such notice a civil action may be brought against the respondent named in the charge ... by the person claiming to be aggrieved....
Thus, if after 180 days the EEOC has not either resolved the charge of discrimination or filed a civil action of its own, then the employee need not await further administrative action.
In early interpretations of § 2000e-5(f)(l), some courts, including the Supreme Court, had suggested that the 180-day period was mandatory, and that an employee could not file suit before its expiration;
See, e.g., Occidental Life Ins. Co. v. EEOC,
432 U.S. 355, 361, 97 S.Ct. 2447, 2452, 53 L.Ed.2d 402 (1977) (“The 180-day limitation provides ... that [a] private right of action [under 42 U.S.C. § 2000e-5(f)(l) ] does not arise until 180 days after a charge has been filed.... [A] complainant whose charge is not dismissed or promptly settled or litigated by the EEOC may himself bring a lawsuit, but ... he must wait 180 days before doing so.”);
id.
at 366 (“An aggrieved person unwilling to await the conclusion of extended EEOC proceedings may institute a private lawsuit 180 days after a charge has been filed.”).
Two later events — one judicial, the other regulatory — undercut the strict 180-day rule. First, in
Zipes v. Trans World Airlines, Inc.,
455 U.S. 385, 393, 102 S.Ct. 1127, 1132, 71 L.Ed.2d 234 (1982), the Supreme Court held that the 180-day period is not jurisdictional, but, rather, is subject to the equitable considerations of estoppel, waiver, and laches. Significantly,
Zipes
made no mention of the language from
Occidental Life
that we have quoted above, thus confirming that language’s status as dicta, not holding. Cases from this Circuit confirm that failure to adhere to § 2000e-5(f)(l) will not necessarily bar a plaintiffs suit.
Second, in 1977 the EEOC published a regulation that allows it to issue right-to-sue letters before the expiration of 180 days. In its most recent iteration, this regulation instructs:
When a person claiming to be aggrieved requests, in writing, that a notice of right to sue be issued, ... the Commission may issue such notice as described in § 1601.28(e) with copies to' all parties, at any time prior to the expiration of 180 days from the date of filing the charge with the Commission; provided, that
the District Director [or certain other EEOC officials] has determined that it is probable
that the Commission will be unable to complete its administrative processing of the charge within 180 days from the filing of the charge and has attached a written certificate to that effect.
29 C.F.R. § 1601.28 (1995) (emphasis added).
The underlined text gives complete (and presumably unreviewable) discretion to EEOC District Directors
to grant early right-to-sue letters, as long as the District Director believes that it is “probable” that the agency will not complete its administrative process within 180 days.
B.
Legal Analysis
When it enacted Title VII, Congress granted the EEOC the power “to issue, amend, or rescind suitable procedural regulations to carry out the provisions of this sub-chapter.” 42 U.S.C. § 2000e-12(a). Section 1601.28(a)(2) is such a regulation. These regulations are valid as long as they are reasonably related to the purposes of Title VII.
EEOC v. Commercial Office Products Co.,
486 U.S. 107, 115-16, 108 S.Ct. 1666, 1671, 100 L.Ed.2d 96 (1988).
Courts that have upheld the reasonableness of section 1601.28(a)(2) have invariably focused on the EEOC’s justification for issuing it,
ie.,
“the legal principle that a party is not required to perform a useless act,
ie.,
wait for the passage of 180 days when the passage of such time will not accomplish any purpose.” 42 Fed.Reg. 47,828, 47,831 (1977).
Plaintiffs have pointed to two cases on which they rely in opposing Sable’s motion.
In
Bryant v. California Brewers Assoc., 585
F.2d 421, 424 (1978),
judgment vacated on other grounds,
444 U.S. 598,100 S.Ct. 814, 63 L.Ed.2d 55 (1980), the Ninth Circuit held that it would be a “travesty” to require an employee to “mark time until 180 days were counted off’.
Sims v. Trus Joist MacMillan,
22 F.3d 1059, 1061 (11th Cir.1994), followed similar reasoning. Both eases also described the EEOC backlogs as “huge”.
Bryant,
585 F.2d at 424;
Sims,
22 F.3d at 1061.
The district court cases that have held that section 1601.28(a)(2) is invalid have focused on the negative effects arising out of the regulation’s grant of broad discretion. An early (and still the best-reasoned) decision is
Spencer v. Banco Real, S.A,
87 F.R.D. 739 (S.D.N.Y.1980). In
Spencer,
the EEOC issued a right-to-sue letter one month after an employee filed her charge.
Id.
at 741. The EEOC justified this early right-to-sue letter on its backload of 700 cases.
Id.
Judge Sofaer remanded the case to the EEOC for investigation and attempted conciliation.
Id.
at 748.
Some of the reasoning of
Spencer
(and of many of the early cases holding the regulation invalid) is based on the outdated reasoning that the 180-day period of 42 U.S.C. § 2000e-5(f)(l) is jurisdictional. Four points, however, remain good policy and continue to make good sense, arid we will consider them in turn.
First, 180 days of administrative delay simply cannot be a “travesty”, the Ninth Circuit’s hyperbole notwithstanding.
Bryant,
585 F.2d at 425. As we have described above, Congress established what it regarded as the proper balance between the administrative process and administrative delay.
See
42 U.S.C. § 2000e-5(f)(l). In the worst-case scenario,
ie.,
when the EEOC can take absolutely no action on a case for the entire 180 days, an employee may simply bring her suit after that time passes, and is in no worse a position than those employees who do not receive right-to-sue letters.
Spencer,
87 F.R.D. at 744-45.
In eases in which the EEOC begins its investigation but cannot complete it, the employee receives at least the partial benefit of the EEOC’s actions.
Second, the EEOC’s probabilistic determinations will result in a self-fulfilling prophecy, with a corresponding decrease in the EEOC’s efficiency. In the absence of section 1601.28(a)(2), employees faced with EEOC bacldogs would “naturally press the agency for action, rather than for early right-to-sue letters. The agency, in turn, will be spurred by that pressure and work to improve its efficiency.”
Id.
at 746.
In this case, for example, Danese, the EEOC investigator, told one of the plaintiffs that “it would take over one year to get to my case as there were thirty or forty cases ahead of mine.” Pearce aff. ¶ 2. If “thirty or forty” cases renders an investigator’s backload “huge” such that it is “probable” that the administrative process will not conclude in 180 days, how much lower can that number be before serious questions arise concerning the EEOC’s efficiency?
Cf. Spencer,
87 F.R.D. at 741 (approximately 700 matters pending).
On a more fundamental level, we question whether the EEOC
could
determine whether “thirty or forty” cases would prevent an investigator from beginning another investigation for 180 days. As every district judge knows, cases are
sui generis.
Cases that appear simple sometimes require protracted effort, and others that appear complex resolve themselves quickly and easily. Moreover, unlike a lawsuit, EEOC proceedings are informal, and the EEOC therefore does not resolve motions, conduct trials, or adhere to the Federal Rules of Civil Procedure.
Third, section 1601.28(a)(2) grants an unre-viewable discretionary power to the EEOC. Judge Sofaer’s comments in this regard are particularly trenchant:
The Commission appears to have given no thought ... to how its regulation will be administered. The regulation creates an important new discretionary power, to be exercised in favor of some complainants and not others. It not only permits the agency to ignore part of its workload, but also enables certain agency officials to determine which part of the workload to ignore and which to address. If bureaucrats are anything like judges, they will choose to pursue the more interesting and manageable cases, and to give up the mundane and bothersome ones.
Spencer,
87 F.R.D. at 748. We agree that it is likely that, over time, the EEOC’s decision to issue early right-to-sue letters will come to depend less on the probability of a charge’s completion and more on unrelated factors.
The breadth of discretion that the regulation confers on the EEOC becomes clear when viewed in the light of the EEOC’s brief discussion before its enactment during the notice-and-eomment period in 1977. When one commenter questioned the agency’s authority to grant early right-to-sue letters, the EEOC responded:
The Commission is willing to issue notices before 180 days
when it is clear
that the administrative process cannot be completed, based on the legal principle that a party is not required to perform a useless act, i.e., wait for the passage of 180 days when the passage of such time will not accomplish any purpose.
42 Fed.Reg. 47,828, 47,831 (1977) (emphasis added). The actual regulation, however, requires only that the agency’s inability to process a charge be “probable”, not “clear”. Moreover, even though reasonable people might dispute what is merely “probable”, that dispute is irrelevant under the regulation, which grants the District Director the sole power to “determine[ ]” the probability of the event. The language of the regulation would appear to afford no room for this Court to question the probabilistic assessment of the District Director, as long as he signs the certification.
Significantly, there is nothing in the record before us to show that any of the EEOC officials involved — Danese, Smith, or Butler — undertook the slightest investigation to determine the difficulty of the pending eases, or whether any of the cases were related
(e.g.,
filed by the same' employee or against the same employer) or otherwise amenable to conciliation. Taken as a whole, Danese’s memorandum,
see supra
note 5, suggests that issuance of the early right-to-sue letters in these eases was a mere formality, with none of the reflection, discussion, and consideration that section 1601.28(a)(2) supposedly requires.
For example, there is nothing to show that Danese and Smith discussed whether Smith could process the Phillips charge within 180 days before Smith transferred the Phillips case to him. ■
Finally, section 1601.28(a)(2) “in effect permits the agency to expand federal jurisdiction whenever an aggrieved claimant is impatient with the normal waiting period and the agency feels unable to complete its tasks within the statutory period.”
Spencer,
87 F.R.D. at 746-47. This fact, coupled with the bureaucrat’s (and judge’s) natural inclination “to pursue the more interesting and manageable cases, and to give up the mundane and bothersome ones”,
id.
at 746, suggests that the cases in greatest need of informal conciliation are precisely the cases that the agency will pass over. Use of the power of section 1601.28(a)(2) will also grow as demands on the agency’s time become greater.
See, e.g., McCullough v. Branch Banking & Trust,
35 F.3d 127, 131 (4th Cir.1994) (noting that, under § 12117(a) of the Americans With Disabilities Act, 42 U.S.C. § 12101-12213, litigants must first present their claims to the EEOC),
cert. denied, —
U.S. -, 115 S.Ct. 1101, 130 L.Ed.2d 1069 (1995);
Spence v. Straw,
54 F.3d 196 (3d Cir.1995) (holding that litigants suing under § 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794, must first present their claims to the EEOC).
C.
The Third Circuit’s Treatment of Section 1601.28(a)(2)
The Third Circuit has addressed section 1601.28(a)(2) once before. In
Moteles v. University of Pennsylvania,
730 F.2d 913, 916-18 (3d Cir.),
cert. denied,
469 U.S. 855, 105 S.Ct. 179, 83 L.Ed.2d 114 (1984), our Court of Appeals examined Spencer’s “thoughtful” reasoning.
Id.
at 917. In dicta, the Court
emphasized the importance • of the administrative process:
[P]remature resort to the district court should be discouraged as contrary to congressional intent. The preference for conciliation as the dispute resolution method in employment discrimination proceedings should not be undermined by a party’s deliberate by-pass of administrative remedies. Accordingly, the plaintiffs actions in foreclosing EEOC conciliation efforts is one factor to be considered in determining whether equitable relief should be granted.
Id.
Significantly, the Third Circuit recognized that the 180-day period is not jurisdictional,
id.,
and therefore the persuasiveness of
Spencer
does not rest on that admittedly erroneous ground.
Normally, even dicta from the Court of Appeals would compel us to remand this action to the EEOC for investigation and attempted conciliation. The Third Circuit has clearly expressed a preference for exhaustion of the administrative process, and it has recognized that “premature resort” to federal court is “contrary to congressional intent”.
Id.
at 917. Such a course would not lead to an appealable order, however, and would not resolve the. important questions section 1601.28(a)(2) raises.
IV.
Conclusion
42 U.S.C. § 2000e~5(b) instructs that the EEOC “shall make an investigation” of alleged employment discrimination and, if it finds cause to do so, “shall endeavor to eliminate any such alleged unlawful employment practice by informal methods of conference, conciliation, and persuasion.” 29 C.F.R. § 1601.28(a)(2), in essence, grants the EEOC the discretion not to do this job. In some eases, perhaps, it may be clear to all that the EEOC will be unable to complete its task within the time that Congress has given it. Yet we believe that the agency must nevertheless try to do the job Congress assigned to it.
The regulation also appears to grant 29 C.F.R. § 1601.28(a)(2) unreviewable discretion to certain EEOC officials. The fora that bear the brunt of the exercise of that discretion appear to have no power to second-guess the EEOC’s determination. In its operation we believe that the regulation skews the balance that Congress sought to achieve between- administrative and judicial resolution of employment discrimination claims. Cases such as
Bryant
and
Sims
understate the effect of the regulation on the business of the federal court. In
Moteles,
the Third Circuit took a more realistic view of the operation of the. regulation (and of the use to which unscrupulous. plaintiffs might put it).
We believe that this case presents an excellent opportunity for our Court of Appeals to resolve an issue that has confounded the district courts. Thus, we shall certify the following questions for appellate review:
1. Is 29 C.F.R. § 1601.28(a)(2), which authorizes certain EEOC officials to issue right-to-sue letters before the expiration of the 180 days of 42 U.S.C. § 2000e-5(f)(l), a valid regulation?
2. Does a district court have the power to remand claims of employment discrimination to the EEOC for investigation and attempted conciliation, if it appears to the district court that the EEOC can likely complete the administrative process within 180 days?
8. Does 29 C.F.R. § 1601.28(a)(2) preclude the district court from requiring the EEOC to establish the probability that it cannot complete the administrative process within 180 days, or is the certification of an
authorized EEOC official sufficient to establish that fact?
An appropriate Order follows.
ORDER
AND NOW, this 5th day of January, 1996, upon consideration of defendants’ motion for summary judgment, and plaintiffs’ response thereto, and treating the motion as one to dismiss for lack of jurisdiction, and for the reasons stated in the accompanying memorandum, and the Court finding that:
(a) In this case, plaintiffs, all of whom allege sex discrimination, received right-to-sue letters well before the expiration of the 180 days as specified in 42 U.S.C. § 2000e-5(f)(1);
(b) In issuing the “early” right-to-sue letters, the Equal Employment Opportunity Commission relied upon 29 C.F.R.' § 1601.28(a)(2);
(c) Two courts of appeals have held the regulation valid,
Bryant v. California Brewers Assoc.,
585 F.2d 421, 424 (9th Cir.1978),
judgment vacated on other grounds,
444 U.S. 598, 100 S.Ct. 814, 63 L.Ed.2d 55 (1980);
Sims v. Trus Joist MacMillan,
22 F.3d 1059 (11th Cir.1994), but the United States Court of Appeals for the Third Circuit has questioned, the validity of the regulation in dicta,
Moteles v. University of Pennsylvania,
730 F.2d 913, 916-17 (3d Cir.),
cert. denied,.
469 U.S. 855, 105 S.Ct. 179, 83 L.Ed.2d 114 (1984);
(d) The validity of the regulation is a question that has seriously divided the district courts for nearly twenty years,
compare Henschke v. New York Hospital
- Cornell
Medical Center,
821 F.Supp. 166, 170-71 (S.D.N.Y.1993) (holding the regulation invalid, and remanding for submission to the EEOC)
and Spencer v. Banco Real,
S.A, 87 F.R.D. 739 (S.D.N.Y.1980)
with DeFranks v. Court of Common Pleas of Fayette County,
No. 95-327, 1995 WL 606800, at *6-*7 (W.D.Pa. August 17, 1995);
(e) If the regulation is invalid, we must remand this action for investigation and attempted conciliation by the EEOC, and, if the regulation is valid, serious questions exist about a district court’s ability to question the EEOC’s determinations pursuant to the regulation;
(f)Thus, the issues raised in defendants’ motion involve “controlling questions of law as to which there is substantial ground for difference of opinion”, and “an immediate appeal from th[is] order may materially advance the ultimate termination of the litigation”, 28 U.S.C. § 1292(b);
It is hereby ORDERED that:
1. The motion is provisionally DENIED;
2. We CERTIFY the following questions to the United States Court of Appeals for the Third Circuit:
1. Is 29 C.F.R. § 1601.28(a)(2), which authorizes certain EEOC officials to issue right-to-sue letters before the expiration of the 180 days of 42 U.S.C. § 2000e-5(f)(l), a valid regulation?
2. Does a district court have the power to remand claims of employment discrimination to the EEOC for investigation and attempted conciliation, if it appears to the district court that , the EEOC can likely complete the administrative process, within 180 days?
3. Does 29 C.F.R. § 1601.28(a)(2) preclude the district court from requiring the EEOC to establish the probability that it cannot complete the administrative process within 180 days, or is the certification of an authorized EEOC official sufficient to establish that fact?
3.All proceedings herein are STAYED pending final resolution of this appeal.