Peabody Coal Co. v. Director, Office of Workers' Compensation Programs

746 F.3d 1119, 2014 WL 1282289, 2014 U.S. App. LEXIS 5996
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 1, 2014
Docket12-70535
StatusPublished
Cited by6 cases

This text of 746 F.3d 1119 (Peabody Coal Co. v. Director, Office of Workers' Compensation Programs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Peabody Coal Co. v. Director, Office of Workers' Compensation Programs, 746 F.3d 1119, 2014 WL 1282289, 2014 U.S. App. LEXIS 5996 (9th Cir. 2014).

Opinion

OPINION

PREGERSON, Circuit Judge:

In 2000, Robert Opp (“Opp”) filed a disability benefits claim against Peabody Coal Company (“Peabody”) under the Black Lung Benefits Act of 1972. 30 U.S.C. § 901(a). Opp, a coal miner for nearly forty years, smoked for over fifty years. In the mid-1990s, Opp began suffering from chronic obstructive pulmonary disease (“COPD”). Opp alleged that his *1121 COPD arose out of his employment as a coal miner. When a claimant proves total disability due to either clinical pneumoco-niosis or legal pneumoconiosis, the claimant is eligible for benefits under the Black Lung Benefits Act. See 20 C.F.R. § 718.201(a). Opp alleged that his condition constituted legal pneumoconiosis and that he was entitled to benefits under the Act. 1

Following a number of administrative hearings and reviews by the Benefits Review Board, an administrative law judge (“ALJ”) ordered Peabody to pay Opp’s surviving spouse all the benefits to which Opp was entitled to receive between January 1, 2000, and August 31, 2002. The Benefits Review Board affirmed the ALJ’s decision and Peabody Coal petitions for review of that decision. We have jurisdiction to review Peabody’s petition pursuant to 33 U.S.C. § 921(c), and we deny the petition.

I. BACKGROUND

A. Factual History

1. The Statute and Regulations

The Black Lung Benefits Act awards benefits to coal miners suffering from pneumoconiosis, defined as “a chronic dust disease of the lung and its sequelae, including respiratory and pulmonary impairments, arising out of coal mine employment.” 30 U.S.C. § 902(b). A disease arises out of coal mine employment if it is “significantly related to, or substantially aggravated by, dust exposure in coal mine employment.” 20 C.F.R. § 718.201(b).

Before 2001, the Black Lung Benefits Act regulations provided that coal miners suffering from clinical pneumoconiosis were eligible for benefits under the Act. 20 C.F.R. § 718.201(a) (2000). Clinical pneu-moconiosis refers to a cluster of typically chronic restrictive pulmonary diseases recognized by the medical community as fi-brotic reactions to “permanent deposition of substantial amounts of particulate matter in the lungs.” 20 C.F.R. § 718.201(a)(1). In 2001, the regulations were amended to clarify that coal miners suffering from legal pneumoconiosis may also receive benefits under the Act. Legal pneumoconiosis refers to “any chronic lung disease or impairment,” including “chronic restrictive or obstructive pulmonary disease arising out of coal mine employment.” 2 20 C.F.R. § 718.201(a)(2) (emphasis added). Before Opp’s death, he suffered from COPD, which he alleged was a form of legal pneumoconiosis.

2. The Regulatory Preamble

The preamble to the 2001 amendments that clarify the regulatory definition of pneumoconiosis explains that the amendments were intended to “conform [the regulatory definition] to the statute,” which defines pneumoconiosis broadly. 65 Fed. Reg. at 79937. “The Department [of Labor] ... received both favorable and unfavorable comments on its proposed revision *1122 to the definition of pneumoconiosis.” Id. During the notice and comment period, several of the unfavorable comments referred to a review of the available medical literature on obstructive lung disease and pulmonary dysfunction in coal miners, written by Dr. Gregory Fino, a Board-certified physician in pulmonary diseases, and Dr. Barbara Bahl, a doctor in nursing and biostatistics. Id. at 79938. Dr. Fino’s and Dr. Bahl’s “review of the literature ... led them to conclude that virtually all of the articles they reviewed [were] flawed, and that there [was] no evidence of a clinically significant reduction in lung function resulting from coal mine dust exposure.” Id.

In the preamble, the Department of Labor observed that Dr. Fino’s and Dr. Bahl’s “opinions [were] not in accord with the prevailing view of the medical community or the substantial weight of the medical and scientific literature.” Id. at 79939. The preamble addressed several studies in the medical record that “contain overwhelming scientific and medical evidence demonstrating that coal mine dust exposure can cause obstructive lung disease.” Id. at 79944; see id. at 79941^4.

The preamble first evaluated the medical and scientific literature on chronic bronchitis. The Oxman study, for instance, “found a statistically significant association between cumulative dust exposure and decline in lung function.” Id. at 79939 (citing A.D. Oxman et al, Occupational Dust Exposure and Chronic Obstructive Pulmonary Disease: A Systematic Overview of the Evidence, 148 Am. Rev. Respiratory Disease 38 (1993)). The Oxman study likely “underestimates the association between inhalation of coal mine dust and loss of lung function” because unhealthy workers tend to exit the workforce. Id. (emphasis omitted). Likewise, the Marine study found that “[e]ven in the absence of smoking, coal mine dust exposure is clearly associated with clinically significant airways obstruction and chronic bronchitis.” Id. at 77940 (citing W.M. Marine et al., Clinically Important Respiratory Effects of Dust Exposure and Smoking in British Coal Miners, 137 Am. Rev. Respiratory Disease 106 (1988)). The Marine study found that “[t]he risk [of airways obstruction resulting from coal mine dust exposure] is additive with cigarette smoking.” Id. Studies similar to the Marine study, such as the Attfield and Ho-dous study, “demonstrated a clear relationship between dust exposure and a decline in pulmonary function [in coal miners] of about 5 to 9 milliliters a year.” Id. (citing M.D. Attfield & T.K. Hodous, Pulmonary Function of U.S. Coal Miners Related to Dust Exposure Estimates, 145 Am. Rev. Respiratory Disease 605 (1992)). According to Attfield and Hodous, the “average decrement for smokers was only 5ml” per pack-year of smoking. Id. at 79941 (quoting 145 Am. Rev. Respiratory Disease at 608).

The preamble next evaluated the medical and scientific literature on emphysema.

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746 F.3d 1119, 2014 WL 1282289, 2014 U.S. App. LEXIS 5996, Counsel Stack Legal Research, https://law.counselstack.com/opinion/peabody-coal-co-v-director-office-of-workers-compensation-programs-ca9-2014.