PDS Engineering & Construction, Inc. v. Link Corp. (In re Lyman)

254 B.R. 517, 2000 Bankr. LEXIS 1296
CourtUnited States Bankruptcy Court, D. Connecticut
DecidedOctober 10, 2000
DocketBankruptcy No. 97-24224; Adversary No. 97-2186
StatusPublished
Cited by3 cases

This text of 254 B.R. 517 (PDS Engineering & Construction, Inc. v. Link Corp. (In re Lyman)) is published on Counsel Stack Legal Research, covering United States Bankruptcy Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
PDS Engineering & Construction, Inc. v. Link Corp. (In re Lyman), 254 B.R. 517, 2000 Bankr. LEXIS 1296 (Conn. 2000).

Opinion

RULING ON PLAINTIFF’S MOTION TO RECONSIDER JUDGMENT

ROBERT L. KRECHEVSKY, Bankruptcy Judge.

I.

ISSUE

The court on August 2, 2000 (“the Ruling”) granted the motion of Brian L. Lyman (“the debtor”) for summary judgment in this adversary proceeding brought by PDS Engineering & Construction, Inc. [519]*519(“PDS”) to determine dischargeability of a debt under Bankruptcy Code §§ 523(a)(2) and 523(a)(6). Because PDS had failed to file a statement of disputed facts in accordance with D.Conn.L.Civ.R. 9(c)2 1, the court deemed admitted the factual allegations in the debtor’s Local Rule 9(e)1 Statement of undisputed facts. PDS, on August 11, 2000, filed the instant motion to reconsider. PDS alleges that it did not receive a copy of the debtor’s reply brief which raised the issue of the Local Rule 9(c)2 Statement, and thus was oblivious to the requirement.2 PDS submitted a document titled “Statement of Facts in Dispute” with its motion, and an “Amended Statement of Facts in Dispute” with its reply brief on September 15, 2000.

II.

DISCUSSION A Excusable Neglect

PDS brings its motion for reconsideration pursuant to Fed.R.Civ.P. 60(b)(1),3 made applicable in bankruptcy proceedings by Fed.R.Bankr.P. 9024, and D.Conn.L.Civ.R. 9(e)4, made applicable in bankruptcy proceedings by D.Conn. LBR 1001-1, claiming that its failure to submit the statement required under D.Conn.L.Civ.R. 9(c)2 was attributable to excusable neglect — the mistake or inadvertence of its counsel. At the outset, the court notes that PDS is accountable for the acts and omissions of its counsel. See Pioneer Investment Services Co. v. Brunswick Associates L.P., 507 U.S. 380, 397, 113 S.Ct. 1489, 1499, 123 L.Ed.2d 74 (1993) (“Pioneer”). The Supreme Court, in Pioneer, held that the determination of what sorts of neglect will be considered excusable is “... an equitable one, taking account of all relevant circumstances surrounding the omission. These include ... the danger of prejudice to the debtor, the length of the delay and its potential impact on judicial proceedings, the reason for the delay, including whether it was within the reason[520]*520able control of the movant, and whether the movant acted in good faith.” Pioneer, 507 U.S. at 395, 113 S.Ct. 1489. Under the circumstances of this proceeding, the court finds that PDS’s failure to comply with D.Conn.L.Civ.R. 9(c)2 was a good faith mistake and that the prejudice to the debt- or from granting the motion consists primarily of the costs and fees associated with the delay and reargument of the issues. Despite the presence of such factors in PDS’s favor, the scales are decidedly tipped against granting the motion for reconsideration. PDS had more than two years from the submission of the debtor’s motion for summary judgment to the date PDS’s Rule 9(c)2 Statement was due to read and comply with the pertinent rules. Even more significant than the length of the delay and the effect of further delays on the judicial proceedings, however, is the reason for the delay. Although PDS argues that it did not receive a timely copy of the debtor’s reply brief, which referred to PDS’s failure to submit a Rule 9(c)2 Statement, it is the responsibility of PDS and its counsel to be familiar with the rules of procedure; the debtor is not responsible for informing his adversary of the rules.

It is well established that counsel’s ignorance of the rules of procedure generally will not justify reconsideration of a judgment. “Pioneer noted that inadvertence, ignorance of the rules, or mistakes in construing the rules do not usually constitute excusable neglect.... [Fjailure to follow the clear dictates of a court rule will generally not constitute such excusable neglect .... [Wjhere counsel failed to offer a persuasive justification for failing to comply with ... local court rules, there was no basis for deviating from the general rule that a mistake of law does not constitute excusable neglect.... Where ... the rule is entirely clear, we continue to expect that a party claiming excusable neglect will, in the ordinary course, lose under the Pioneer test.” Canfield v. Van Atta Buick/GMC Truck, Inc., 127 F.3d 248, 250-51 (2d Cir.1997) (citations and internal quotation marks omitted); see also Weinstock v. Cleary, Gottlieb, Steen & Hamilton, 16 F.3d 501, 503 (2d Cir.1994) (“As this court has explained numerous times: The excusable neglect standard can never be met by a showing of inability or refusal to read and comprehend the plain language of the federal rules. Counsel’s lack of familiarity with federal procedure is not an acceptable excuse.”) (citations and internal quotation marks omitted).

The court concludes that PDS has not established the requisite excusable neglect for its failure to comply with the requirements of D.Conn.L.Civ.R. 9(c)2, and its motion for reconsideration is, therefore, denied. The court will, nevertheless, comment upon the other issues raised by PDS’s motion.

B. PDS’s Amended Statement of Facts in Dispute

Although PDS has twice revised the format of its statement of disputed facts, the amended statement still fails to comply with the requirements of D.Conn.L.Civ.R. 9(c)2. Like the earlier submissions, the amended statement does not specifically admit or deny the allegations of each paragraph of the debtor’s statement and it does not indicate any material facts as to which there is a triable dispute.

C. Substantive Issues of the Ruling

Even if the court were to accept PDS’s amended statement, the amended statement fails to dispute any material facts. In Part III of its Ruling, the court set forth in detail the facts it deemed admitted. PDS does not dispute the existence, validity, dates or amounts of any of the transactions stated therein. The only statement in Part III which PDS disputes is that, “The debtor made no representation to PDS about his personal financial condition when he executed the second mortgage.” (Ruling at 6.) PDS alleges that the debtor orally represented that the taxes and mortgage payments on the house were current and “represented to [521]*521PDS by showing an appraisal of the residence that the value of the property exceeded the current mortgage by the approximate amount of the debt.” (PDS Facts at 15.) As noted in the Ruling, to be actionable under § 523(a)(2)(B), a statement about the debtor’s financial condition must be “in writing.” The truth or falsity of PDS’s allegations concerning the debt- or’s oral representations, therefore, does not affect the dischargeability of the indebtedness. Any dispute as to such oral representations, therefore, is not material.

The court considers only whether PDS’s allegations regarding an appraisal would alter the conclusions of the Ruling. The court concludes that they do not.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

O'Connell v. DeMartino (In re DeMartino)
484 B.R. 550 (E.D. New York, 2012)
In re: The Sterling v.
Sixth Circuit, 2006
In Re Sterling Rubber Products Co.
316 B.R. 485 (S.D. Ohio, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
254 B.R. 517, 2000 Bankr. LEXIS 1296, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pds-engineering-construction-inc-v-link-corp-in-re-lyman-ctb-2000.