(PC) Wilkins v. Heslop

District Court, E.D. California·Decided August 19, 2024·No. 2:20-cv-01622·Unknown

Opinion

KEENAN WILKINS, No. 2:20-cv-01622 DJC SCR P Plaintiff, v. ORDER S. HESLOP, et al., Defendants.

Plaintiff Keenan Wilkins, a state prisoner, proceeds pro se with claims under 42 U.S.C. § 1983 asserting excessive force, retaliation, and violations of due process and equal protection. Plaintiff also brings state law claims. Plaintiff’s motion to compel discovery is before the court. (ECF No. 62.) For the reasons set forth below, the motion to compel is granted in part and denied in part. I. Background and Plaintiff’s Allegations Plaintiff filed this action in the San Joaquin County Superior Court and defendants removed the case pursuant to 28 U.S.C. § 1441(a). (ECF No. 1.) At all relevant times, plaintiff was an inmate at California Health Care Facility (“CHCF”). (ECF No. 20 at 1.) The operative second amended complaint alleges that on January 17, 2019, plaintiff informed his correctional counselor he did not feel safe around defendant Heslop and refused Heslop as his staff assistant. (ECF No. 20 at 3.) Heslop came to plaintiff’s required Mental health therapy at 9:00 a.m. and interrupted the group to speak to plaintiff. (Id. at 3-5.) Under the complaint’s allegations, Heslop ordered plaintiff to leave the group and took plaintiff back to his unit. (ECF No. 20 at 4-5.) Heslop grabbed plaintiff angrily and shoved him against the wall. (Id. at 5.) Heslop handcuffed plaintiff aggressively and tried to force him to walk, but plaintiff fell to the ground. (Id.) Other officers intervened and escorted plaintiff to his cell. (ECF NO. 20 at 6.) Following this incident on January 17, 2019, plaintiff “sought redress” against Heslop. (ECF No. 20 at 7.) In an alleged act of retaliation, Heslop issued a “write-up with false statements” which resulted in 90 days of punishment. (Id.) Plaintiff alleges defendant Sawma, his staff assistant, did not meet with him or provide him assistance pertaining to a disciplinary hearing on January 25, 2019. (ECF No. 20 at 9-11.) The hearing officer, defendant B. Velasquez, refused to allow camera footage of the incident to be shown, refused to allow plaintiff to call witnesses, denied plaintiff’s request to obtain and present documentary evidence, and refused to consider plaintiff’s mental health assessment. (Id.) Plaintiff was found guilty of a rule violation. (ECF No. 20 at 11.) Although the RVR was dismissed on appeal, plaintiff still suffered the punishment. (Id.) Based on the allegations above, on July 24, 2023, the court ordered that this case proceeds on the following claims: (1) against defendant S. Heslop for excessive force in violation of the Eighth Amendment, retaliation in violation of the First Amendment, assault, battery, and violation of the Bane Act; and (2) against B. Velasquez and A. Sawma for a violation of plaintiff’s equal protection rights under the Fourteenth Amendment. (ECF No. 34.) On February 5, 2024, defendants filed a motion for summary judgment. (ECF No. 51.) Briefing on defendants’ motion for summary judgment is currently stayed. (ECF No. 54.) On April 16, 2024, the court granted in part plaintiff’s motion to modify the scheduling order and reopened discovery “for the limited purpose of requiring defendants to respond to the plaintiff’s six sets of discovery requests served on October 31, 2023, and November 1, 2023.” (ECF No. 57 at 6.) Defendants served responses. Plaintiff filed the motion to compel presently before the court on June 7, 2024. (ECF No. 62.) The motion is fully briefed with defendants’ opposition and plaintiff’s reply. (ECF Nos. 69, 70.) II. Legal Standards A. Motion to Compel Under Rule 37 of the Federal Rules of Civil Procedure, “a party seeking discovery may move for an order compelling an answer, designation, production, or inspection.” Fed. R. Civ. P. 37(a)(3)(B). Such “motion may be made if ... (iii) a party fails to answer an interrogatory submitted under Rule 33; or (iv) a party fails to produce documents or fails to respond that inspection will be permitted – or fails to permit inspection – as required under Rule 34.” Id. “The party who resists discovery has the burden to show that discovery should not be allowed, and has the burden of clarifying, explaining, and supporting its objections.” Oakes v. Halvorsen Marine Ltd., 179 F.R.D. 281, 283 (C.D. Cal. 1998). B. Official Information Privilege “Federal common law recognizes a qualified privilege for official information.” Sanchez v. City of Santa Ana, 936 F.2d 1027, 1033 (9th Cir. 1990) (citing Kerr v. United States Dist. Ct. for the N. Dist. of Cal., 511 F.2d 192, 198 (9th Cir. 1975)). “To determine whether the information sought is privileged, courts must weigh the potential benefits of disclosure against the potential disadvantages. If the latter is greater, the privilege bars discovery.” Sanchez, 936 F.2d 1027, 1033-34; see Kelly v. City of San Jose, 114 F.R.D. 653, 661 (N.D. Cal. 1987) (describing the balancing test as “moderately pre-weighted in favor of disclosure”). The party asserting the privilege properly invokes the privilege by providing a declaration or affidavit from a responsible official with personal knowledge of the matters attested to which makes a “substantial threshold showing” allowing assessment of the privilege assertions. Kelly, 114 F.R.D. at 661. C. Privacy Rights Federal courts recognize a constitutionally-based right of privacy that may be asserted in response to discovery requests. See Breed v. United States Dist. Ct. for Northern District, 542 F.2d 1114, 1116 (9th Cir. 1976) (balancing the invasion of minor’s privacy rights against the court’s need for ward files); Johnson by Johnson v. Thompson, 971 F.2d 1487, 1497 (10th Cir. 1992), cert. den. 507 U.S. 910, (1993) (denying discovery of names of participants in a medical study due to privacy interests of the individual participants). The resolution of a party’s privacy objection involves balancing the need for the information sought against the privacy right asserted. Soto v. City of Concord, 162 F.R.D. 603, 616 (N.D. Cal. 1995). Federal courts should give “some weight” to privacy rights that are protected by state constitutions or statutes. Soto v. City of Concord, 162 F.R.D. 603, 616 (N.D. Cal. 1995) (quoting Kelly, 114 F.R.D. at 656). III. Discussion A. RFP (Set 2) Plaintiff moves to compel defendants to provide further responses to Request Nos. 1, 2, 3, 4, 5, and 6 of plaintiff’s second set of requests for production of documents. (See ECF No. 62 at 3-4, 6-8.) Nos. 1 & 3 In Request No. 1, plaintiff seeks the log or record showing the time the Code Alarm was pushed after he fell to the ground. (ECF No. 69-11 at 5.) In Request No. 3, plaintiff seeks CDCR forms which he argues CDCR was required by regulation to complete in reviewing a use of force incident. (Id.) Defendants determined there are no responsive documents and responded accordingly. Whether further action is warranted as to Request No. 3 is a close call. CDCR’s regulations suggest that at least some of the requested records should exist. See 15 C.C.R. § 3268.1(e)(1) (requiring that CDCR officials complete certain forms requested by plaintiff in reviewing a use of force incident). And while courts may entertain

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