1 2 3 4 5 6 7 10 11 BALJIT SINGH, No. 2: 19-cv-2048 KJN P 12 Plaintiff, 13 v. ORDER 14 NICOLAS AGUILERA, et al., 15 Defendants. 16 17 Plaintiff is a state prisoner, proceeding without counsel, with a civil rights action pursuant 18 to 42 U.S.C. § 1983. Plaintiff and defendant Nicolas Aguilera consented to the jurisdiction of the 19 undersigned. 20 Pending before the court is plaintiff’s unopposed motion for leave to file an amended 21 complaint. (ECF No. 50.) For the reasons stated herein, plaintiff’s motion to file an amended 22 complaint is granted. 23 Discussion 24 Original Complaint and Proposed Amended Complaint 25 This action proceeds on plaintiff’s original complaint filed October 12, 2019, as to 26 defendant Aguilera. (ECF No. 1.) Plaintiff alleges that in June 2017, at the California Medical 27 Facility (“CMF”), defendant Aguilera provided inadequate medical care in violation of the Eighth 28 Amendment by failing to treat an infection in plaintiff’s left ear. Plaintiff alleges that defendant’s 1 failure to treat his left ear infection caused plaintiff to suffer severe hearing loss in his left ear. 2 Plaintiff also alleges that defendant failed to treat plaintiff’s left ear pain and headaches in July 3 2018. 4 The proposed amended complaint includes the same allegations against defendant 5 Aguilera as contained in the original complaint. (ECF No. 51 at 3-4.) The proposed amended 6 complaint names two new defendants: Dr. Ullery and W. Vaughn. (Id. at 2.) Plaintiff alleges 7 that after he (plaintiff) arrived at Mule Creek State Prison (“MCSP”) in March 2019, defendant 8 Ullery failed to send plaintiff to an ENT specialist appointment at Highland Medical Center in 9 Oakland for surgery on his left ear. (Id. at 5.) Plaintiff alleges that this surgery was already 10 approved by CMF. (Id.) 11 Plaintiff alleges that defendant Ullery also failed to follow the recommendations of a 12 previous ENT specialist, Dr. Murton at Twin Cities Community Hospital, for plaintiff to have 13 surgery within a certain time frame. (Id.) Plaintiff alleges that as a result of the delay in his 14 surgery, on April 7, 2021 an ENT specialist at the Highland Medical Center informed plaintiff 15 that the surgery could not be performed due to the delay. (Id.) The ENT specialist told plaintiff 16 that because his ear injury had progressed to 100% total perforation, the ENT specialist had to 17 refer plaintiff to UCSF for surgery. (Id.) 18 Plaintiff alleges that defendant Vaughn, the MCSP Chief Physician and Surgeon, failed to 19 look into plaintiff’s complaints during the health care grievance process, causing further delay to 20 plaintiff’s left ear surgery. (Id.) 21 Legal Standards 22 Federal Rule of Civil Procedure 15(d) states, “[o]n motion and reasonable notice, the court 23 may, on just terms, permit a party to serve a supplemental pleading setting out any transaction, 24 occurrence, or event that happened after the date of the pleading to be supplemented.” Fed. R. 25 Civ. P. 15(d). Rule 15 distinguishes between supplementing and amending a complaint. “In an 26 amended complaint, a party may replead or add facts or claims arising prior to or 27 contemporaneously with the allegations of the original complaint.” Sanford v. Eaton, 2020 WL 28 6484099, at *1 (E.D. Cal. Nov. 4, 2020) (citing United States v. Hicks, 283 F.3d 380, 385 (D.C. 1 Cir. 2002); Flaherty v. Lang, 199 F.3d 607, 613 n.3 (2d. Cir. 1999)). A supplemental complaint 2 addresses matters occurring after the original complaint is filed. Fed. R. Civ. P. 15(d). 3 Because plaintiff’s proposed amendments involve matters occurring after the original 4 complaint was filed, the undersigned construes the pending motion as a motion to file a 5 supplemental complaint. 6 “Rule 15(d) is intended to give district courts broad discretion in allowing supplemental 7 pleadings.” Keith v. Volpe, 858 F.2d 467, 473 (9th Cir. 1988). “In deciding whether to permit a 8 supplemental pleading, a court’s focus is on judicial efficiency.” Yates v. Auto City 76, 299 9 F.R.D. 611, 613 (N.D. Cal. 2013) (citing Planned Parenthood of S. Az. v. Neely, 130 F.3d 400, 10 402 (9th Cir. 1997)). The use of supplemental pleadings is “favored” because it enables a court to 11 award complete relief in one action “to avoid the cost, delay and waste of separate actions which 12 must be separately tried and prosecuted.” Keith, 858 F.2d at 473 (citing New Amsterdam Cas. 13 Co. v. Waller, 323 F.2d 20, 28–29 (4th Cir. 1963), cert. denied, 367 U.S. 963 (1964); Yates, 299 14 F.R.D. at 613 (citation omitted)). The Supreme Court has stated that new claims, new parties, 15 and events occurring after the original action are all properly permitted under Rule 15(d). Keith, 16 858 F.2d at 475 (citing Griffin v. County School Bd. of Prince Edward County, 377 U.S. 218, 17 226–27 (1964)). Moreover, even though supplemental proceedings are “favored,” they “cannot 18 be used to introduce a separate, distinct, and new cause of action.” Neely, 130 F.3d at 402 19 (citations omitted). Rather, matters newly alleged in a supplemental complaint must have “some 20 relation to the claims set forth in the original pleading.” Keith, 858 F.2d at 474. “[T]he fact that a 21 supplemental pleading technically states a new cause of action should not be a bar to its 22 allowance, but only a factor to be considered by the court in the exercise of discretion...” Id. 23 “The legal standard for granting or denying a motion to supplement under Rule 15(d) is 24 the same as the standard for granting or denying a motion under Rule 15(a).” Yates, 299 F.R.D. 25 at 614 (citing Athena Feminine Techs., Inc. v. Wilkes, 2013 WL 450147, at *2 (N.D. Cal. Feb. 6, 26 2013)) (internal quotations omitted). Courts commonly apply the five Foman factors to Rule 27 15(d) motions: (1) undue delay; (2) bad faith or dilatory motive on the part of the movant; 28 (3) repeated failure of previous amendments; (4) undue prejudice to the opposing party; and (5) 1 futility of the amendment. Lyon v. U.S. Immigr. & Customs Enf't, 308 F.R.D. 203, 214 (N.D. 2 Cal. 2015) (citing Foman v. Davis, 371 U.S. 178, 182 (1962)); Natural Resources Defense 3 Council v. Kempthorne, 2016 WL 8678051 (E.D. Cal. Apr. 22, 2016). Among these five factors, 4 “it is the consideration of prejudice to the opposing party that carries the greatest weight.” 5 Eminence Capital, LLC v. Aspeon, Inc., 316 F.3d 1048, 1052 (9th Cir. 2003). “Absent prejudice 6 or a ‘strong showing’ of any other Foman factor, there is a presumption in favor of granting leave 7 to supplement.” Lyon, 308 F.R.D. at 214 (citing Eminence Capital, LLC, 316 F.3d at 1052)). 8 Supplementation should be permitted where doing so would serve Rule 15(d)’s goal of judicial 9 efficiency, and a court should assess whether an entire controversy can be settled in one action. 10 See Neely, 130 F.3d at 402.
Free access — add to your briefcase to read the full text and ask questions with AI
1 2 3 4 5 6 7 10 11 BALJIT SINGH, No. 2: 19-cv-2048 KJN P 12 Plaintiff, 13 v. ORDER 14 NICOLAS AGUILERA, et al., 15 Defendants. 16 17 Plaintiff is a state prisoner, proceeding without counsel, with a civil rights action pursuant 18 to 42 U.S.C. § 1983. Plaintiff and defendant Nicolas Aguilera consented to the jurisdiction of the 19 undersigned. 20 Pending before the court is plaintiff’s unopposed motion for leave to file an amended 21 complaint. (ECF No. 50.) For the reasons stated herein, plaintiff’s motion to file an amended 22 complaint is granted. 23 Discussion 24 Original Complaint and Proposed Amended Complaint 25 This action proceeds on plaintiff’s original complaint filed October 12, 2019, as to 26 defendant Aguilera. (ECF No. 1.) Plaintiff alleges that in June 2017, at the California Medical 27 Facility (“CMF”), defendant Aguilera provided inadequate medical care in violation of the Eighth 28 Amendment by failing to treat an infection in plaintiff’s left ear. Plaintiff alleges that defendant’s 1 failure to treat his left ear infection caused plaintiff to suffer severe hearing loss in his left ear. 2 Plaintiff also alleges that defendant failed to treat plaintiff’s left ear pain and headaches in July 3 2018. 4 The proposed amended complaint includes the same allegations against defendant 5 Aguilera as contained in the original complaint. (ECF No. 51 at 3-4.) The proposed amended 6 complaint names two new defendants: Dr. Ullery and W. Vaughn. (Id. at 2.) Plaintiff alleges 7 that after he (plaintiff) arrived at Mule Creek State Prison (“MCSP”) in March 2019, defendant 8 Ullery failed to send plaintiff to an ENT specialist appointment at Highland Medical Center in 9 Oakland for surgery on his left ear. (Id. at 5.) Plaintiff alleges that this surgery was already 10 approved by CMF. (Id.) 11 Plaintiff alleges that defendant Ullery also failed to follow the recommendations of a 12 previous ENT specialist, Dr. Murton at Twin Cities Community Hospital, for plaintiff to have 13 surgery within a certain time frame. (Id.) Plaintiff alleges that as a result of the delay in his 14 surgery, on April 7, 2021 an ENT specialist at the Highland Medical Center informed plaintiff 15 that the surgery could not be performed due to the delay. (Id.) The ENT specialist told plaintiff 16 that because his ear injury had progressed to 100% total perforation, the ENT specialist had to 17 refer plaintiff to UCSF for surgery. (Id.) 18 Plaintiff alleges that defendant Vaughn, the MCSP Chief Physician and Surgeon, failed to 19 look into plaintiff’s complaints during the health care grievance process, causing further delay to 20 plaintiff’s left ear surgery. (Id.) 21 Legal Standards 22 Federal Rule of Civil Procedure 15(d) states, “[o]n motion and reasonable notice, the court 23 may, on just terms, permit a party to serve a supplemental pleading setting out any transaction, 24 occurrence, or event that happened after the date of the pleading to be supplemented.” Fed. R. 25 Civ. P. 15(d). Rule 15 distinguishes between supplementing and amending a complaint. “In an 26 amended complaint, a party may replead or add facts or claims arising prior to or 27 contemporaneously with the allegations of the original complaint.” Sanford v. Eaton, 2020 WL 28 6484099, at *1 (E.D. Cal. Nov. 4, 2020) (citing United States v. Hicks, 283 F.3d 380, 385 (D.C. 1 Cir. 2002); Flaherty v. Lang, 199 F.3d 607, 613 n.3 (2d. Cir. 1999)). A supplemental complaint 2 addresses matters occurring after the original complaint is filed. Fed. R. Civ. P. 15(d). 3 Because plaintiff’s proposed amendments involve matters occurring after the original 4 complaint was filed, the undersigned construes the pending motion as a motion to file a 5 supplemental complaint. 6 “Rule 15(d) is intended to give district courts broad discretion in allowing supplemental 7 pleadings.” Keith v. Volpe, 858 F.2d 467, 473 (9th Cir. 1988). “In deciding whether to permit a 8 supplemental pleading, a court’s focus is on judicial efficiency.” Yates v. Auto City 76, 299 9 F.R.D. 611, 613 (N.D. Cal. 2013) (citing Planned Parenthood of S. Az. v. Neely, 130 F.3d 400, 10 402 (9th Cir. 1997)). The use of supplemental pleadings is “favored” because it enables a court to 11 award complete relief in one action “to avoid the cost, delay and waste of separate actions which 12 must be separately tried and prosecuted.” Keith, 858 F.2d at 473 (citing New Amsterdam Cas. 13 Co. v. Waller, 323 F.2d 20, 28–29 (4th Cir. 1963), cert. denied, 367 U.S. 963 (1964); Yates, 299 14 F.R.D. at 613 (citation omitted)). The Supreme Court has stated that new claims, new parties, 15 and events occurring after the original action are all properly permitted under Rule 15(d). Keith, 16 858 F.2d at 475 (citing Griffin v. County School Bd. of Prince Edward County, 377 U.S. 218, 17 226–27 (1964)). Moreover, even though supplemental proceedings are “favored,” they “cannot 18 be used to introduce a separate, distinct, and new cause of action.” Neely, 130 F.3d at 402 19 (citations omitted). Rather, matters newly alleged in a supplemental complaint must have “some 20 relation to the claims set forth in the original pleading.” Keith, 858 F.2d at 474. “[T]he fact that a 21 supplemental pleading technically states a new cause of action should not be a bar to its 22 allowance, but only a factor to be considered by the court in the exercise of discretion...” Id. 23 “The legal standard for granting or denying a motion to supplement under Rule 15(d) is 24 the same as the standard for granting or denying a motion under Rule 15(a).” Yates, 299 F.R.D. 25 at 614 (citing Athena Feminine Techs., Inc. v. Wilkes, 2013 WL 450147, at *2 (N.D. Cal. Feb. 6, 26 2013)) (internal quotations omitted). Courts commonly apply the five Foman factors to Rule 27 15(d) motions: (1) undue delay; (2) bad faith or dilatory motive on the part of the movant; 28 (3) repeated failure of previous amendments; (4) undue prejudice to the opposing party; and (5) 1 futility of the amendment. Lyon v. U.S. Immigr. & Customs Enf't, 308 F.R.D. 203, 214 (N.D. 2 Cal. 2015) (citing Foman v. Davis, 371 U.S. 178, 182 (1962)); Natural Resources Defense 3 Council v. Kempthorne, 2016 WL 8678051 (E.D. Cal. Apr. 22, 2016). Among these five factors, 4 “it is the consideration of prejudice to the opposing party that carries the greatest weight.” 5 Eminence Capital, LLC v. Aspeon, Inc., 316 F.3d 1048, 1052 (9th Cir. 2003). “Absent prejudice 6 or a ‘strong showing’ of any other Foman factor, there is a presumption in favor of granting leave 7 to supplement.” Lyon, 308 F.R.D. at 214 (citing Eminence Capital, LLC, 316 F.3d at 1052)). 8 Supplementation should be permitted where doing so would serve Rule 15(d)’s goal of judicial 9 efficiency, and a court should assess whether an entire controversy can be settled in one action. 10 See Neely, 130 F.3d at 402. 11 Analysis 12 At the outset, the undersigned observes that plaintiff’s proposed new claims against new 13 defendants Ullery and Vaughn are related to the original claims against defendant Aguilera. The 14 claims against all three defendants concern the treatment of plaintiff’s left ear following the 2017 15 ear infection. 16 Turning to the first Foman factor, plaintiff alleges that defendants Ullery and Vaughn 17 delayed his left ear surgery following his transfer to MCSP in March 2019. Plaintiff alleges that 18 in April 2021 he discovered that the surgery could not be performed due to these delays. Based 19 on these circumstances, the undersigned does not find that plaintiff unduly delayed in raising his 20 claims against defendants Ullery and Vaughn in the proposed supplemental complaint. 21 Turning to the second Foman factor, the undersigned does not find that plaintiff acted in 22 bad faith or with dilatory motive in filing his proposed supplemental complaint. Because plaintiff 23 has not previously amended or supplemented his complaint, the undersigned finds that the third 24 Foman factor weighs in plaintiff’s favor. Based on defendant Aguilera’s failure to oppose 25 plaintiff’s motion to file a supplemental complaint, the undersigned finds that defendant has not 26 demonstrated prejudice.1 As for the fifth Foman factor, the undersigned finds that plaintiff’s 27 1 Following an unsuccessful settlement conference, the undersigned issued a discovery and 28 scheduling order on March 12, 2021. (ECF No. 47.) The discovery deadline for plaintiff and 1 | proposed supplemental complaint states potentially colorable claims for relief against defendants 2 | Ullery and Vaughn. Therefore, amendment is not futile. 3 Accordingly, for the reasons discussed above, plaintiffs motion to file a supplemental 4 || complaint is granted. The undersigned orders service of defendants Ullery and Vaughn by 5 || separate order. 6 Accordingly, IT IS HEREBY ORDERED that: 7 1. Plaintiff's motion to amend (ECF No. 50), construed as a motion to file a 8 supplemental complaint, is granted; 9 2. Within twenty-one days of the date of this order, defendant Aguilera shall file a 10 response to the supplemental complaint. 11 | Dated: July 14, 2021 Aectl Aharon UNITED STATES MAGISTRATE JUDGE Sing2048.ord 15 16 17 18 19 20 21 22 23 24 25 26 27 Q_—_ x\/ defendant Aguilera is July 16, 2021 and the dispositive motion deadline is October 8, 2021. (Id.) 28 | Allowing new defendants will delay resolution of this action, although not significantly.