1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 RAYMOND MONTEZELLO, No. 2:21-cv-00906-DJC-EFB (PC) 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 PESCE, et al., 15 Defendants. 16 17 Plaintiff is a state prisoner proceeding without counsel in an action brought pursuant to 42 18 U.S.C. § 1983. Plaintiff and defendants have filed cross-motions for summary judgment. ECF 19 Nos. 34, 40. For the reasons that follow, plaintiff’s motion must be denied. Defendants’ motion 20 must be granted as to plaintiff’s intentional infliction of emotional distress and negligent infliction 21 of emotional distress claims against defendant Pesce and otherwise denied. 22 I. The Complaint 23 The action proceeds on plaintiff’s amended complaint. ECF No. 11. Plaintiff alleges the 24 following: Plaintiff is a target for discrimination, harassment, and abuse from other inmates 25 because of his mental illness. Id. at 17-18. On May 18, 2020, inmate Padilla loudly and openly 26 challenged plaintiff to a fight. Id. at 7-9. Plaintiff claims that defendant correctional officers 27 Gaetano, Pesce, and Mott, who could all see and hear Padilla’s threats, which went on for two 28 minutes, did nothing to protect plaintiff. Instead, Gaetano walked into his office, Pesce ducked at 1 his podium station, and Mott simply ignored plaintiff from the control booth. Id. at 7-9, 12, 16. 2 Inmate Padilla ultimately rushed plaintiff and began punching him. Id. at 8-9. Padilla ended up 3 on top of plaintiff on the floor. Id. at 9. Officer Mott’s response was to discharge a 40 mm foam 4 round, which hit plaintiff on his back. Id. at 9, 15-16. Padilla continued to assault plaintiff. Id. at 5 9. Officer Pesce then deployed a pepper grenade, which “suffocated” both plaintiff and Padilla 6 with “toxic pepper powder.” Id. During the incident, plaintiff had been carrying his CD player, 7 which along with his Roman Catholic faith and church participation, provide him with forms of 8 “distractive therapy.” Id. at 19. After the incident, plaintiff’s CD player was found, broken, in a 9 trashcan located at Pesce’s workstation. The trashcan was marked with the words “FUCK THE 10 POPE.” Id. at 20; see also id. at 33. This caused plaintiff severe emotional distress. Id. 11 II. Defendants’ Evidence 12 Each defendant has submitted a declaration. Defendant Gaetano avers that he was a 13 correctional officer at MCSP on the day of the incident between plaintiff and Padilla, and his 14 duties included monitoring the dayroom of the facility housing plaintiff. ECF No. 40-3 at 2. 15 “The dayroom is an interior portion of a housing unit, and can get particularly noisy as this is the 16 area where inmates congregate when not out on yard or in their cells. There is lots of talking, 17 playing boardgames or dominos, inmates on the phone, and watching TV, which can echo off the 18 concrete walls and floor in this enclosed space.” Id. 19 That evening, while on the ground floor of the dayroom, Gaetano saw Padilla and plaintiff 20 fighting on the facility’s upper tier. Id. He saw both inmates “striking each other in the face and 21 upper torso with their fists.” Id. Gaetano ordered the inmates to “get down,” but they continued 22 to fight. Id. 23 Gaetano heard a foam round being deployed but could not see where it struck. Id. The 24 inmates continued to fight. Id. Then Gaetano saw defendant Pesce deploy a pepper spray 25 grenade that detonated between the inmates’ feet. Id. The inmates separated and assumed a 26 prone position. Id. 27 ///// 28 ///// 1 Gaetano has no memory of interacting with plaintiff prior to the incident. Id. at 3. He did 2 not know plaintiff’s mental health status or history. Id. He did not know of any history between 3 Padilla and plaintiff, nor did he hear Padilla raise his voice at plaintiff. Id. at 3-4. He “did not 4 notice any confrontation between Padilla and Montezello until the physical fight.” Id. at 4. Once 5 he saw the inmates fighting, he ordered them to get down. Id. Gaetano’s incident report, 6 composed on the day of the fight, is consistent with his declaration. ECF No. 40-4. 7 That day, defendant Pesce avers, he was also a correctional officer assigned to monitor the 8 dayroom. ECF No. 40-5 at 1. That dayroom typically contains about 40 inmates in the evenings. 9 Id. at 2. It is “typically noisy with commotion and conversations.” Id. That evening, Pesce saw 10 Padilla and plaintiff hitting each other on the upper tier. Id. He notified “main control” of the 11 fight on his radio and ordered the two inmates to get down. Id. The inmates continued to fight. 12 Id. 13 Pesce heard defendant Mott, the building “Control Officer,” also order the inmates several 14 times to get down. Id. “His commands were followed by one shot from his state-issued 40 mm 15 projectile launcher.” Id. Pesce could not see where the round struck, and the inmates continued 16 to fight. Id. Pesce deployed the pepper spray grenade, which detonated between the inmates’ 17 feet. Id. The inmates separated and assumed a prone position. Id. 18 At the time of the incident, Pesce did not know plaintiff’s mental health history or status. 19 Id. at 3. He did not know of any history between the inmates or hear Padilla raise his voice to 20 plaintiff. Id. He did not notice the altercation until the physical fight. Id. 21 Pesce was also unaware that plaintiff was a Roman Catholic. Id. He does not remember 22 seeing plaintiff’s CD player on the day of the incident. Id. While he has not seen a trashcan 23 labeled, “Fuck the Pope,” he has seen one marked “Fuck the PoPo,” referring to a slang term for 24 police. Id. It was not his trashcan, nor was it always located in a particular area of the building. 25 Id. Rather, inmate porters would rotate the trashcan between the officers’ podiums, office, and 26 bathroom. Id. Pesce did not break plaintiff’s CD player or throw it away. Id. 27 ///// 28 ///// 1 Pesce’s incident report, dated the day of the incident, is consistent with his declaration. 2 ECF No. 40-6. 3 Mott avers that he was working as the Control Booth Officer in the facility at the time of 4 the incident. ECF No. 40-7 at 1. “The control booth is comprised of windows and has a 180- 5 degree view of the A, B, and C-sections of Building 2 (A-section is to the left, B-section is in the 6 center, and C-section is to the right.)” Id. at 1-2. Mott was responsible for monitoring the 7 dayroom and opening and closing cell doors, among other things. Id. at 2. 8 That evening, Mott saw Padilla and plaintiff hitting each other in the face and chest with 9 their fists in front of cell 246 in the C-section. Id. He used the PA system to order the inmates to 10 get down, but they continued to fight. Id. Mott shot a foam round, aiming at plaintiff’s lower left 11 thigh, though he did not see where the round struck, and the inmates continued fighting. Id. 12 While Mott reloaded the foam round launcher, he heard the pepper spray grenade 13 detonate. Id. The inmates separated. Id. 14 Mott was not aware of plaintiff’s mental health status or history at the time of the incident. 15 Id. at 3. He did not know of any history between the inmates or hear Padilla raise his voice to 16 plaintiff. Id. He did not notice the altercation until the physical fight, and he did not see plaintiff 17 trying to get his attention before the fight. Id. 18 Mott’s incident report, dated the day of the incident, is consistent with his declaration. 19 ECF No. 40-8. 20 III. Plaintiff’s Deposition 21 Plaintiff provided a vastly different account of what occurred in his deposition. He 22 testified that, on the evening of the incident, the control booth officer opened his cell to release 23 him to get his medication. Pl.’s Dep. at 20:7-21:25.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 RAYMOND MONTEZELLO, No. 2:21-cv-00906-DJC-EFB (PC) 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 PESCE, et al., 15 Defendants. 16 17 Plaintiff is a state prisoner proceeding without counsel in an action brought pursuant to 42 18 U.S.C. § 1983. Plaintiff and defendants have filed cross-motions for summary judgment. ECF 19 Nos. 34, 40. For the reasons that follow, plaintiff’s motion must be denied. Defendants’ motion 20 must be granted as to plaintiff’s intentional infliction of emotional distress and negligent infliction 21 of emotional distress claims against defendant Pesce and otherwise denied. 22 I. The Complaint 23 The action proceeds on plaintiff’s amended complaint. ECF No. 11. Plaintiff alleges the 24 following: Plaintiff is a target for discrimination, harassment, and abuse from other inmates 25 because of his mental illness. Id. at 17-18. On May 18, 2020, inmate Padilla loudly and openly 26 challenged plaintiff to a fight. Id. at 7-9. Plaintiff claims that defendant correctional officers 27 Gaetano, Pesce, and Mott, who could all see and hear Padilla’s threats, which went on for two 28 minutes, did nothing to protect plaintiff. Instead, Gaetano walked into his office, Pesce ducked at 1 his podium station, and Mott simply ignored plaintiff from the control booth. Id. at 7-9, 12, 16. 2 Inmate Padilla ultimately rushed plaintiff and began punching him. Id. at 8-9. Padilla ended up 3 on top of plaintiff on the floor. Id. at 9. Officer Mott’s response was to discharge a 40 mm foam 4 round, which hit plaintiff on his back. Id. at 9, 15-16. Padilla continued to assault plaintiff. Id. at 5 9. Officer Pesce then deployed a pepper grenade, which “suffocated” both plaintiff and Padilla 6 with “toxic pepper powder.” Id. During the incident, plaintiff had been carrying his CD player, 7 which along with his Roman Catholic faith and church participation, provide him with forms of 8 “distractive therapy.” Id. at 19. After the incident, plaintiff’s CD player was found, broken, in a 9 trashcan located at Pesce’s workstation. The trashcan was marked with the words “FUCK THE 10 POPE.” Id. at 20; see also id. at 33. This caused plaintiff severe emotional distress. Id. 11 II. Defendants’ Evidence 12 Each defendant has submitted a declaration. Defendant Gaetano avers that he was a 13 correctional officer at MCSP on the day of the incident between plaintiff and Padilla, and his 14 duties included monitoring the dayroom of the facility housing plaintiff. ECF No. 40-3 at 2. 15 “The dayroom is an interior portion of a housing unit, and can get particularly noisy as this is the 16 area where inmates congregate when not out on yard or in their cells. There is lots of talking, 17 playing boardgames or dominos, inmates on the phone, and watching TV, which can echo off the 18 concrete walls and floor in this enclosed space.” Id. 19 That evening, while on the ground floor of the dayroom, Gaetano saw Padilla and plaintiff 20 fighting on the facility’s upper tier. Id. He saw both inmates “striking each other in the face and 21 upper torso with their fists.” Id. Gaetano ordered the inmates to “get down,” but they continued 22 to fight. Id. 23 Gaetano heard a foam round being deployed but could not see where it struck. Id. The 24 inmates continued to fight. Id. Then Gaetano saw defendant Pesce deploy a pepper spray 25 grenade that detonated between the inmates’ feet. Id. The inmates separated and assumed a 26 prone position. Id. 27 ///// 28 ///// 1 Gaetano has no memory of interacting with plaintiff prior to the incident. Id. at 3. He did 2 not know plaintiff’s mental health status or history. Id. He did not know of any history between 3 Padilla and plaintiff, nor did he hear Padilla raise his voice at plaintiff. Id. at 3-4. He “did not 4 notice any confrontation between Padilla and Montezello until the physical fight.” Id. at 4. Once 5 he saw the inmates fighting, he ordered them to get down. Id. Gaetano’s incident report, 6 composed on the day of the fight, is consistent with his declaration. ECF No. 40-4. 7 That day, defendant Pesce avers, he was also a correctional officer assigned to monitor the 8 dayroom. ECF No. 40-5 at 1. That dayroom typically contains about 40 inmates in the evenings. 9 Id. at 2. It is “typically noisy with commotion and conversations.” Id. That evening, Pesce saw 10 Padilla and plaintiff hitting each other on the upper tier. Id. He notified “main control” of the 11 fight on his radio and ordered the two inmates to get down. Id. The inmates continued to fight. 12 Id. 13 Pesce heard defendant Mott, the building “Control Officer,” also order the inmates several 14 times to get down. Id. “His commands were followed by one shot from his state-issued 40 mm 15 projectile launcher.” Id. Pesce could not see where the round struck, and the inmates continued 16 to fight. Id. Pesce deployed the pepper spray grenade, which detonated between the inmates’ 17 feet. Id. The inmates separated and assumed a prone position. Id. 18 At the time of the incident, Pesce did not know plaintiff’s mental health history or status. 19 Id. at 3. He did not know of any history between the inmates or hear Padilla raise his voice to 20 plaintiff. Id. He did not notice the altercation until the physical fight. Id. 21 Pesce was also unaware that plaintiff was a Roman Catholic. Id. He does not remember 22 seeing plaintiff’s CD player on the day of the incident. Id. While he has not seen a trashcan 23 labeled, “Fuck the Pope,” he has seen one marked “Fuck the PoPo,” referring to a slang term for 24 police. Id. It was not his trashcan, nor was it always located in a particular area of the building. 25 Id. Rather, inmate porters would rotate the trashcan between the officers’ podiums, office, and 26 bathroom. Id. Pesce did not break plaintiff’s CD player or throw it away. Id. 27 ///// 28 ///// 1 Pesce’s incident report, dated the day of the incident, is consistent with his declaration. 2 ECF No. 40-6. 3 Mott avers that he was working as the Control Booth Officer in the facility at the time of 4 the incident. ECF No. 40-7 at 1. “The control booth is comprised of windows and has a 180- 5 degree view of the A, B, and C-sections of Building 2 (A-section is to the left, B-section is in the 6 center, and C-section is to the right.)” Id. at 1-2. Mott was responsible for monitoring the 7 dayroom and opening and closing cell doors, among other things. Id. at 2. 8 That evening, Mott saw Padilla and plaintiff hitting each other in the face and chest with 9 their fists in front of cell 246 in the C-section. Id. He used the PA system to order the inmates to 10 get down, but they continued to fight. Id. Mott shot a foam round, aiming at plaintiff’s lower left 11 thigh, though he did not see where the round struck, and the inmates continued fighting. Id. 12 While Mott reloaded the foam round launcher, he heard the pepper spray grenade 13 detonate. Id. The inmates separated. Id. 14 Mott was not aware of plaintiff’s mental health status or history at the time of the incident. 15 Id. at 3. He did not know of any history between the inmates or hear Padilla raise his voice to 16 plaintiff. Id. He did not notice the altercation until the physical fight, and he did not see plaintiff 17 trying to get his attention before the fight. Id. 18 Mott’s incident report, dated the day of the incident, is consistent with his declaration. 19 ECF No. 40-8. 20 III. Plaintiff’s Deposition 21 Plaintiff provided a vastly different account of what occurred in his deposition. He 22 testified that, on the evening of the incident, the control booth officer opened his cell to release 23 him to get his medication. Pl.’s Dep. at 20:7-21:25. Plaintiff walked down the steps from the 24 second tier, holding his CD player and a bottle of water. Id. at 22:8-17. When he reached the 25 dayroom floor, Padilla asked him a question about school. Id. at 23:9-14. Plaintiff did not 26 recognize Padilla from school and was taken aback. Id. at 23:18-24. Plaintiff’s reaction was “a 27 bit offended,” which in turn offended Padilla. Id. at 23:24-24:3. Padilla accosted plaintiff “in a 28 belligerent manner” about 35 feet from the control booth. Id. at 24:4-10, 29:24-30:4. Plaintiff 1 left to get his medication. Id. at 24:10-12. He never raised his voice to Padilla. Id. at 28:25-29:1. 2 But Padilla did raise his voice to plaintiff. Id. at 29:2-3. 3 When plaintiff arrived at the podium in the facility at which medication was being 4 dispensed, he saw defendant Gaetano enter an office that was “all covered up with paper so he 5 couldn’t look out.” Id. at 32:2-8. Plaintiff took his medicine and walked back toward his cell, 6 still holding his CD player. Id. at 33:1-3. Padilla was at the base of the stairs leading to the 7 second tier, grinning at plaintiff. Id. at 33:25-34:7. As plaintiff ascended the stairs, he turned to 8 ask Padilla what his problem was. Id. at 34:19-25. Padilla “became belligerent” and challenged 9 plaintiff to a fight. Id. at 35:2-3. Plaintiff does not remember how loud Padilla’s voice was when 10 he made the challenge. Id. at 35:19-21. 11 Plaintiff declined the challenge. Id. at 36:7-9. He continued up the stairs as Padilla yelled 12 that he was “a bitch for refusing to fight him.” Id. at 37:20-22. Plaintiff felt humiliated in front 13 of the 25-30 inmates in the dayroom. Id. at 37:23-24, 40:19-22. Plaintiff estimated that Padilla 14 provoked him verbally in this manner for two minutes, although he was not keeping track of time 15 and does not remember the length of time it took for him to reach the area of the top tier near his 16 cell. Id. at 38:1-8. 17 Plaintiff reached his cell, but the control booth officer (Mott) had not opened it. Id. at 18 38:18-20. Plaintiff moved away from his cell to try to get Mott’s attention by calling out and 19 waving his arms around. Id. at 39:1-3, 42:8-14. He was about 40-45 feet from the control booth. 20 Id. at 44:10-14. “There’s no way he could have not seen me,” but he just stared straight ahead 21 and ignored plaintiff. Id. at 42:15-19. Padilla continued to yell, provoke, and loudly challenge 22 plaintiff to a fight from the base of the stairs. Id. at 38:18-39:1. Padilla was making a spectacle, 23 his voice louder than any other voice in the dayroom. Id. at 41:8-20. Pesce could hear plaintiff 24 calling out to Mott, but he crouched down at his station and did nothing. Id. at 46:1-3. Gaetano 25 remained in his office with the windows covered. Id. at 46:4-12. 26 ///// 27 ///// 28 ///// 1 Plaintiff became frustrated with Padilla. Id. at 48:15-16. He felt stranded by the 2 correctional officers. Id. at 45:21-46:3. Plaintiff called Padilla a coward and a bitch. Id. at 3 48:16-17. Padilla then rushed up the stairs, called plaintiff a bitch, and swung at him. Id. at 4 49:15-21. Plaintiff lost his balance and fell to the floor, prone. Id. at 50:23-51:25. Plaintiff 5 covered his face while Padilla tried to punch him. Id. at 52:3-22. Padilla was on top of plaintiff 6 and hit plaintiff several times in the back. Id. at 55:17-25, 56:1-6. In seconds, plaintiff was hit in 7 the back by the foam round. Id. at 54:6-17. Padilla stopped hitting plaintiff when a pepper spray 8 grenade deployed near them. Id. at 56:19-21. Padilla got off of plaintiff and both inmates were 9 escorted away. Id. at 58:7-60:6. 10 Plaintiff doesn’t remember where his CD player was during the altercation, but he no 11 longer had his CD player at the time he was escorted from the incident scene. Id. at 61:17-23. 12 When he returned to his building a short time later that evening, he asked for it. Id. at 61:24-63:1. 13 His escorting officer went to “a brown trash can that was located at the side of the podium of 14 Pesce’s assigned area . . . marked with the words ‘F the Pope’ in large capital letters.” Id. at 15 63:7-15. The CD player was destroyed. Id. at 63:18-19. 16 Other officers used the same area and trash can. Id. at 64:17-20. But plaintiff believes 17 that it was Pesce’s obligation to remove the trashcan due to the offensive message and that his 18 failure to do so constituted an endorsement of the message. Id. at 64:22-25; 69:6-70:1. Plaintiff 19 did not see who damaged the CD player or placed it in the trash, but only staff were allowed to 20 use the trashcan. Id. at 65:23-25, 67:1-3, 68:4-8. He holds Pesce responsible because he was 21 assigned to oversee the top tier and because prison policy mandates that “an officer does not 22 allow inmates near the area of an incident until it is well examined . . . [and] anything that is 23 significant in that incident is . . . taken into evidence by the officer involved.” Id. at 67:5-17, 24 68:22:69-2. 25 ///// 26 ///// 27 ///// 28 ///// 1 IV. Plaintiff’s Evidence 2 Plaintiff submits two declarations that are consistent with his deposition testimony. ECF 3 No. 43 at 19-24; ECF No. 45. Plaintiff adds that it took Padilla about five seconds to walk up the 4 stairs and that it was “out of bounds” for Padilla to do so. ECF No. 45 at 2. The declarations also 5 contain various facts concerning other incidents that have occurred since the altercation with 6 Padilla; these facts are not relevant to the instant case. See infra footnote 1. 7 Plaintiff also submits an “Affidavit of Derrick Behrens.” ECF No. 43 at 27-34. In the 8 affidavit, purportedly dictated to plaintiff by Behrens, Behrens attests:
9 I observed inmate Padilla insulting Montezello by loudly calling him a “bitch” and challenging Montezello to fight him. These insults lasted for approximately 10 4-5 minutes and were loud enough to be heard across the C-section part of the dayroom. [¶] I observed inmate Padilla rush up the C-section stairs and attack 11 Montezello. [¶] I observed Montezello “curl up” on the ground while Padilla god on top of Montezello and violently punched at him. [¶] I heard 3 or 4 loud 12 firearm blasts coming from control booth officer Mott. [¶] I observed Montezello on the ground (i.e. “curled up”) while Padilla kneeled on top of him, punching 13 him, as firearm shots rang out from the A-2 control booth. 14 Id. 15 V. The Motions for Summary Judgment 16 A. Summary Judgment Standards 17 Summary judgment is appropriate when there is “no genuine dispute as to any material 18 fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). Summary 19 judgment avoids unnecessary trials in cases in which the parties do not dispute the facts relevant 20 to the determination of the issues in the case, or in which there is insufficient evidence for a jury 21 to determine those facts in favor of the nonmovant. Crawford-El v. Britton, 523 U.S. 574, 600 22 (1998); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-50 (1986); Nw. Motorcycle Ass’n v. 23 U.S. Dep’t of Agric., 18 F.3d 1468, 1471-72 (9th Cir. 1994). At bottom, a summary judgment 24 motion asks whether the evidence presents a sufficient disagreement to require submission to a 25 jury. 26 ///// 27 ///// 28 ///// 1 The principal purpose of Rule 56 is to isolate and dispose of factually unsupported claims 2 or defenses. Celotex Corp. v. Catrett, 477 U.S. 317, 323-24 (1986). Thus, the rule functions to 3 “‘pierce the pleadings and to assess the proof in order to see whether there is a genuine need for 4 trial.’” Matsushita Elec. Indus. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (quoting Fed. R. 5 Civ. P. 56(e) advisory committee’s note on 1963 amendments). Procedurally, under summary 6 judgment practice, the moving party bears the initial responsibility of presenting the basis for its 7 motion and identifying those portions of the record, together with affidavits, if any, that it 8 believes demonstrate the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323; 9 Devereaux v. Abbey, 263 F.3d 1070, 1076 (9th Cir. 2001) (en banc). If the moving party meets 10 its burden with a properly supported motion, the burden then shifts to the opposing party to 11 present specific facts that show there is a genuine issue for trial. Fed. R. Civ. P. 56(e); Anderson, 12 477 U.S. at 248; Auvil v. CBS “60 Minutes”, 67 F.3d 816, 819 (9th Cir. 1995). 13 A clear focus on where the burden of proof lies as to the factual issue in question is crucial 14 to summary judgment procedures. Depending on which party bears that burden, the party seeking 15 summary judgment does not necessarily need to submit any evidence of its own. When the 16 opposing party would have the burden of proof on a dispositive issue at trial, the moving party 17 need not produce evidence which negates the opponent’s claim. See, e.g., Lujan v. National 18 Wildlife Fed’n, 497 U.S. 871, 885 (1990). Rather, the moving party need only point to matters 19 which demonstrate the absence of a genuine material factual issue. See Celotex, 477 U.S. at 323- 20 24 (“[W]here the nonmoving party will bear the burden of proof at trial on a dispositive issue, a 21 summary judgment motion may properly be made in reliance solely on the ‘pleadings, 22 depositions, answers to interrogatories, and admissions on file.’”). Indeed, summary judgment 23 should be entered, after adequate time for discovery and upon motion, against a party who fails to 24 make a showing sufficient to establish the existence of an element essential to that party’s case, 25 and on which that party will bear the burden of proof at trial. See id. at 322. In such a 26 circumstance, summary judgment must be granted, “so long as whatever is before the district 27 court demonstrates that the standard for entry of summary judgment, as set forth in Rule 56(c), is 28 satisfied.” Id. at 323. 1 To defeat summary judgment the opposing party must establish a genuine dispute as to a 2 material issue of fact. This entails two requirements. First, the dispute must be over a fact(s) that 3 is material, i.e., one that makes a difference in the outcome of the case. Anderson, 477 U.S. at 4 248 (“Only disputes over facts that might affect the outcome of the suit under the governing law 5 will properly preclude the entry of summary judgment.”). Whether a factual dispute is material is 6 determined by the substantive law applicable for the claim in question. Id. If the opposing party 7 is unable to produce evidence sufficient to establish a required element of its claim that party fails 8 in opposing summary judgment. “[A] complete failure of proof concerning an essential element 9 of the nonmoving party’s case necessarily renders all other facts immaterial.” Celotex, 477 U.S. 10 at 322. 11 Second, the dispute must be genuine. In determining whether a factual dispute is genuine 12 the court must again focus on which party bears the burden of proof on the factual issue in 13 question. Where the party opposing summary judgment would bear the burden of proof at trial on 14 the factual issue in dispute, that party must produce evidence sufficient to support its factual 15 claim. Conclusory allegations, unsupported by evidence are insufficient to defeat the motion. 16 Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989). Rather, the opposing party must, by affidavit 17 or as otherwise provided by Rule 56, designate specific facts that show there is a genuine issue 18 for trial. Anderson, 477 U.S. at 249; Devereaux, 263 F.3d at 1076. More significantly, to 19 demonstrate a genuine factual dispute, the evidence relied on by the opposing party must be such 20 that a fair-minded jury “could return a verdict for [him] on the evidence presented.” Anderson, 21 477 U.S. at 248, 252. Absent any such evidence there simply is no reason for trial. 22 The court does not determine witness credibility. It believes the opposing party’s 23 evidence and draws inferences most favorably for the opposing party. See id. at 249, 255; 24 Matsushita, 475 U.S. at 587. Inferences, however, are not drawn out of “thin air,” and the 25 proponent must adduce evidence of a factual predicate from which to draw inferences. Am. Int'l 26 Group, Inc. v. Am. Int’l Bank, 926 F.2d 829, 836 (9th Cir. 1991) (Kozinski, J., dissenting) (citing 27 Celotex, 477 U.S. at 322). If reasonable minds could differ on material facts at issue, summary 28 judgment is inappropriate. See Warren v. City of Carlsbad, 58 F.3d 439, 441 (9th Cir. 1995). On 1 the other hand, the opposing party “must do more than simply show that there is some 2 metaphysical doubt as to the material facts . . . . Where the record taken as a whole could not lead 3 a rational trier of fact to find for the nonmoving party, there is no ‘genuine issue for trial.’” 4 Matsushita, 475 U.S. at 587 (citation omitted). In that case, the court must grant summary 5 judgment. 6 Concurrent with the motion for summary judgment, defendant advised plaintiff of the 7 requirements for opposing a motion pursuant to Rule 56 of the Federal Rules of Civil Procedure. 8 ECF No. 24-6; see Woods v. Carey, 684 F.3d 934 (9th Cir. 2012); Rand v. Rowland, 154 F.3d 9 952, 957 (9th Cir. 1998) (en banc), cert. denied, 527 U.S. 1035 (1999); Klingele v. Eikenberry, 10 849 F.2d 409 (9th Cir. 1988). 11 B. Analysis 12 i. Plaintiff’s Motion1 13 Plaintiff seeks summary adjudication of his claims that defendants violated his Eighth 14 Amendment rights and were negligent by failing to protect him from Padilla. ECF No. 34 at 16- 15 18. 16 Prison officials are obligated by the Eighth Amendment to take reasonable measures to 17 protect prisoners from violence by other prisoners. Farmer v. Brennan, 511 U.S. 825, 833 18 (1994). To establish an Eighth Amendment failure-to-protect claim, an inmate must present 19 evidence showing that: (1) he was incarcerated under conditions posing a substantial risk of 20 serious harm and (2) the official was deliberately indifferent to his safety. Id. “Deliberate 21 indifference” occurs when an official knows of and disregards an excessive risk to an inmate’s 22 safety. Id. at 837. “[T]he official must both be aware of facts from which the inference could be 23 drawn that a substantial risk of serious harm exists, and he must also draw the inference.” Id. 24 ///// 25
1 In his motion for summary judgment, plaintiff includes factual allegations that do not 26 pertain to the instant action. ECF No. 34 at 5-7. The court must disregard these allegations, as 27 they do not concern the May 18, 2020 incident, which is the basis of this case. To the extent that plaintiff seeks some form of relief from the court with regard to these allegations, he must pursue 28 such relief in a separate action. 1 To establish a cause of action for negligence, a plaintiff must produce evidence showing 2 that: (1) the defendant owed a legal duty of care toward the plaintiff; (2) the defendant breached 3 that duty; (3) injury to the plaintiff resulted from the breach; and (4) plaintiff suffered damage. 4 Leyva v. Garcia, 20 Cal. App. 5th 1095, 1103 (2018). 5 Plaintiff argues that the undisputed facts show that defendants “failed to observe when 6 Padilla climbed upstairs, out-of-bounds, to accost plaintiff.” Plaintiff also argues that he should 7 be granted summary judgment because defendants wrote in their reports that plaintiff was shot in 8 the thigh when he was actually shot in the back and because defendant Mott shot plaintiff instead 9 of the larger Padilla. Plaintiff also claims that defendants also failed to appropriately house 10 plaintiff in an E.O.P. single-cell building.” ECF No. 34 at 16. 11 As to the latter argument, plaintiff’s amended complaint does not proceed on any claim 12 regarding the propriety of his housing assignment at the time of the assault, nor has plaintiff 13 presented any allegations or evidence that would indicate that defendants bore responsibility for 14 his housing. 15 As to plaintiff’s other arguments, any inaccuracy in defendants’ post-altercation reports as 16 to the precise location on plaintiff’s body that was hit by the foam round has no apparent 17 relevance to plaintiff’s claims. Nor is it undisputed that defendant Mott was aware that Padilla 18 was the sole aggressor in the interaction when he shot the foam round. In his declaration in 19 support of defendants’ motion for summary judgment, Mott avers: “I did not hear inmate Padilla 20 raise his voice at Montezello and I did not notice any confrontation between Padilla and 21 Montezello until the physical fight.” ECF No. 40-7 at 3. 22 All defendants deny that they were aware of Padilla’s verbal escalations prior to his attack 23 on plaintiff. Id.; ECF No. 40-5 at 3 (Pesce Decl.); ECF No. 40-3 at 3 (Gaetano Decl.). Plaintiff 24 states that it took Padilla “at least 5 seconds” to come up the stairs to attack plaintiff, but facts 25 concerning the circumstances present at that time in the facility dayroom are disputed to an extent 26 that the court cannot determine that any defendant’s failure to act during that brief span, or the 27 minutes preceding it, constituted negligence or deliberate indifference. Each defendant avers that 28 they did not notice a confrontation between Padilla and plaintiff until the physical fight, and 1 Pesce and Mott describe the dayroom as a place which can get noisy with various social activities 2 between inmates. ECF No. 40-3 at 2, No. 40-5 at 2. 3 Accordingly, the evidence and argument provided by plaintiff do not demonstrate that 4 undisputed material facts establish negligence or deliberate indifference by any defendant, and 5 summary judgment in his favor must be denied. 6 ii. Defendants’ Motion 7 Defendants first argue that plaintiff’s Eighth Amendment failure-to-protect claim fails 8 because plaintiff has no evidence showing that he was incarcerated under conditions that posed a 9 substantial risk of serious harm to his safety. According to defendants, the evidence shows that 10 the officers were not aware of any fact showing that plaintiff was not safe in the facility. 11 However, the evidence is disputed concerning the conditions in the facility during the 12 approximately two minutes and five seconds before the physical altercation. Plaintiff’s evidence 13 – his declarations, his deposition testimony, and the Behrens affidavit – indicates that Padilla’s 14 threatening behavior was loud, apparent, and could be heard above the other noise in the 15 dayroom.2 While defendants’ declarations paint a picture of a noisy dayroom in which they 16 responded to an altercation as soon as they could have, plaintiff’s evidence suggests that 17 defendants ignored an obvious prelude to a physical attack. 18 Defendants next argue that no evidence shows that they knew Padilla posed a risk to 19 plaintiff. However, again, plaintiff’s evidence indicates that Padilla’s loud threats made him an 20 obvious risk. While the defendants’ version of the events differ from plaintiff, summary 21 judgment is not the appropriate means for resolving the conflicting testimony. If plaintiff’s 22 testimony is credited at trail a reasonable fact finder could find in his favor on the issue. As the 23 material facts are disputed, summary judgment on plaintiff’s Eighth Amendment claim is not 24 warranted. 25
2 Defendants denigrate the Behren’s affidavit as “self-serving.” While plaintiff has 26 submitted the affidavit in support of his version of events, it is not “self-serving” in the sense 27 employed by courts examining declarations submitted in connection with summary judgment, because it does not serve the interests of the “self” making the declaration (here, declarant 28 Behrens). 1 Defendants also argue that they should be afforded qualified immunity. To determine 2 whether to do so at the summary judgment stage, the court must consider whether the undisputed 3 facts show that a constitutional violation occurred, and whether the constitutional right at issue 4 was clearly established at the time of the incident. Pearson v. Callahan, 555 U.S. 223, 232 5 (2009). If the undisputed facts show no constitutional violation, or if the right was not clearly 6 established, the court should grant the official qualified immunity. Id. In determining whether 7 the right was clearly established, the court must ask (1) whether the law governing the official’s 8 conduct was clearly established and (2) whether a reasonable official, in the same position faced 9 by the defendants, would understand that his conduct violated the law. Saucier v. Katz, 533 U.S. 10 194, 202 (2001). 11 Defendants’ request for qualified immunity rests on their arguments that the undisputed 12 facts show that no constitutional violation occurred. But the court has found genuine disputes 13 over material issues of fact on that issue and qualified immunity on the grounds asserted here 14 must be denied at this time. 15 Defendants also seek summary judgment on plaintiff’s claim that their failure to intervene 16 to prevent Padilla’s attack constituted negligence. According to defendants, “there is no evidence 17 that any defendant was negligent or that their actions caused or contributed to plaintiff’s alleged 18 injuries.” ECF No. 40-1 at 16. Defendants argue that the evidence shows that they all reacted 19 quickly to stop the physical fight and were unaware of the preceding verbal altercation. But 20 plaintiff’s evidence suggests that Padilla’s provocations were loud and obvious, and a factfinder 21 could infer from such evidence that defendants heard them and chose not to act or, in the case of 22 defendant Gaetano, went into an office where he could not discharge his responsibility to oversee 23 the dayroom. 24 Defendants also argue that plaintiff has no evidence of injury. That simply is not the case. 25 It is undisputed that plaintiff was hit with a foam round and sustained multiple strikes from 26 Padilla. And plaintiff’s declarations attest to psychological injuries. ECF No. 43 at 24; ECF No. 27 45 at 5. As the material facts are disputed, summary judgment of plaintiff’s negligence claim 28 against defendants for failing to intervene is not warranted. 1 Lastly, defendant Pesce seeks summary adjudication of plaintiff’s claims for negligent 2 infliction of emotional distress (NIED) and intentional infliction of emotional distress (IIED). As 3 NIED is simply a form of traditional negligence, the same elements listed above apply to 4 plaintiff’s NIED claim against Pesce (i.e., duty, breach, causation, and damages). Huggins v. 5 Longs Drug Stores California, Inc., 6 Cal. 4th 124, 129 (1993). To establish a claim of IIED, a 6 plaintiff must show “(1) extreme and outrageous conduct by the defendant with the intention of 7 causing, or reckless disregard of the probability of causing, emotional distress; (2) the plaintiff's 8 suffering severe or extreme emotional distress; and (3) actual and proximate causation of the 9 emotional distress by the defendant's outrageous conduct. . . . Conduct to be outrageous must be 10 so extreme as to exceed all bounds of that usually tolerated in a civilized community.” 11 Christensen v. Superior Court, 54 Cal. 3d 868, 903 (1991) (internal quotation marks omitted). 12 Defendant Pesce argues that there is no evidence that he threw plaintiff’s CD player into 13 the trashcan. The court agrees that plaintiff has produced no evidence indicating that Pesce ever 14 touched his CD player, much less broke it and/or threw it in the trashcan. Plaintiff proceeds on a 15 theory that Pesce must bear responsibility for the broken CD player and the trashcan’s message 16 (which is disputed as possibly “Fuck the PoPo” rather than “Fuck the Pope”) because the trashcan 17 was at Pesce’s workstation and he was on duty on the tier on which plaintiff last saw his CD 18 player. This theory cannot overcome Pesce’s declaration that he did not break the CD player or 19 throw it in the trash. As there is no evidence that Pesce committed the acts that form the basis of 20 plaintiff’s emotional distress claims against him (breaking the CD player and throwing it in the 21 trashcan), and there is evidence that Pesce did not commit those acts, summary adjudication of 22 plaintiff’s NIED and IIED claims against Pesce is appropriate. 23 ///// 24 ///// 25 ///// 26 ///// 27 ///// 28 ///// 1 VI. Recommendation 2 In accordance with the above, it is hereby RECOMMENDED that: 3 1. Plaintiff's December 14, 2022 motion for partial summary judgment (ECF No. 34) be 4 DENIED; and 5 2. Defendants’ March 6, 2023 motion for summary judgment (ECF No. 40) be 6 GRANTED as to plaintiffs claims against defendant Pesce for negligent infliction of 7 emotional distress and intentional infliction of emotional distress and otherwise 8 DENIED. 9 These findings and recommendations are submitted to the United States District Judge 10 || assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen days 11 | after being served with these findings and recommendations, any party may file written 12 || objections with the court and serve a copy on all parties. Such a document should be captioned 13 || “Objections to Magistrate Judge’s Findings and Recommendations.” Failure to file objections 14 || within the specified time may waive the right to appeal the District Court’s order. Turner v. 15 || Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Yist, 951 F.2d 1153 (9th Cir. 1991). 16 17 || Dated: August 4, 2023. □□ PDEA 18 EDMUND F. BRENNAN UNITED STATES MAGISTRATE JUDGE 19 20 21 22 23 24 25 26 27 28 15