1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 RUDIE ANTHONY JARAMILLO, No. 2:22-cv-00075-WBS-EFB (PC) 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 T. TAPPAN, 15 Defendant. 16 17 Plaintiff is a state prisoner proceeding without counsel in an action brought under 42 18 U.S.C. § 1983. ECF No. 1. In screening the complaint pursuant to 28 U.S.C. § 1915A(a), the 19 court determined that plaintiff alleged a potentially cognizable Eighth Amendment claim for 20 excessive force against defendant Tappan. ECF No. 8. Claims against defendants R. Ehlers, 21 Faye, and Lieutenant Manes were dismissed with leave to amend. Id. Plaintiff opted not to 22 amend his complaint, and a discovery schedule was entered. ECF Nos. 11 & 29. Plaintiff now 23 moves for summary judgment (ECF No. 53), a motion which defendant has opposed. ECF No. 24 60. For the reasons that follow, plaintiff’s motion for summary judgment must be DENIED. 25 I. The Complaint 26 Plaintiff alleges that defendant Tappan beat plaintiff’s right hand with his baton while 27 plaintiff’s hand was in the tray slot in his cell. ECF No. 1 at 3. According to plaintiff, Tappan hit 28 him six times before plaintiff could remove his hand. Id. As a result of the alleged beating, 1 plaintiff suffered a broken finger, multiple lacerations, and deep bone and tissue bruising in his 2 fingers. Id. Plaintiff also has continuing pain and suffering. Id. Plaintiff claims that defendant’s 3 actions constituted cruel and unusual punishment in violation of his Eighth Amendment rights. 4 Id. at 4. 5 II. The Parties’ Factual Contentions and Evidence 6 Plaintiff claims that discovery in this matter establishes that defendant used excessive 7 force during the incident in question. Specifically, plaintiff maintains that video footage of the 8 incident supports his allegations that defendant’s assault was unprovoked. ECF No. 60-5. 9 Defendant counters that when he reached through the food port to collect plaintiff’s food tray, 10 plaintiff thrust his right hand through that port and grabbed and squeezed defendant’s right hand. 11 ECF No. 60-2; Decl. of T. Tappan (hereinafter “Tappan Decl.”) at ¶ 5. According to defendant, 12 he ordered plaintiff to let go of his hand, and that only after plaintiff refused did defendant strike 13 plaintiff’s hand with his baton. Id. at ¶¶ 6-10. Defendant also avers that his hands showed 14 scratching, redness, and swelling after the incident. Id. at ¶ 13. According to defendant, the 15 video evidence that plaintiff relies upon is ambiguous, and thus there are genuine issues of 16 material fact that preclude summary judgment for plaintiff. 17 III. Summary Judgment Standard 18 Summary judgment is appropriate when there is “no genuine dispute as to any material 19 fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). Summary 20 judgment avoids unnecessary trials in cases in which the parties do not dispute the facts relevant 21 to the determination of the issues in the case, or in which there is insufficient evidence for a jury 22 to determine those facts in favor of the nonmovant. Crawford-El v. Britton, 523 U.S. 574, 600 23 (1998); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-50 (1986); Nw. Motorcycle Ass’n v. 24 U.S. Dep’t of Agric., 18 F.3d 1468, 1471-72 (9th Cir. 1994). At bottom, a summary judgment 25 motion asks whether the evidence presents a sufficient disagreement to require submission to a 26 jury. 27 The principal purpose of Rule 56 is to isolate and dispose of factually unsupported claims 28 or defenses. Celotex Corp. v. Catrett, 477 U.S. 317, 323-24 (1986). Thus, the rule functions to 1 “‘pierce the pleadings and to assess the proof in order to see whether there is a genuine need for 2 trial.’” Matsushita Elec. Indus. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (quoting Fed. R. 3 Civ. P. 56(e) advisory committee’s note on 1963 amendments). Procedurally, under summary 4 judgment practice, the moving party bears the initial responsibility of presenting the basis for its 5 motion and identifying those portions of the record, together with affidavits, if any, that it 6 believes demonstrate the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323; 7 Devereaux v. Abbey, 263 F.3d 1070, 1076 (9th Cir. 2001) (en banc). If the moving party meets 8 its burden with a properly supported motion, the burden then shifts to the opposing party to 9 present specific facts that show there is a genuine issue for trial. Fed. R. Civ. P. 56(e); Anderson, 10 477 U.S. at 248; Auvil v. CBS “60 Minutes”, 67 F.3d 816, 819 (9th Cir. 1995). 11 A clear focus on where the burden of proof lies as to the factual issue in question is crucial 12 to summary judgment procedures. Depending on which party bears that burden, the party seeking 13 summary judgment does not necessarily need to submit any evidence of its own. When the 14 opposing party would have the burden of proof on a dispositive issue at trial, the moving party 15 need not produce evidence which negates the opponent’s claim. See, e.g., Lujan v. National 16 Wildlife Fed’n, 497 U.S. 871, 885 (1990). Rather, the moving party need only point to matters 17 which demonstrate the absence of a genuine material factual issue. See Celotex, 477 U.S. at 323- 18 24 (“[W]here the nonmoving party will bear the burden of proof at trial on a dispositive issue, a 19 summary judgment motion may properly be made in reliance solely on the ‘pleadings, 20 depositions, answers to interrogatories, and admissions on file.’”). Indeed, summary judgment 21 should be entered, after adequate time for discovery and upon motion, against a party who fails to 22 make a showing sufficient to establish the existence of an element essential to that party’s case, 23 and on which that party will bear the burden of proof at trial. See id. at 322. In such a 24 circumstance, summary judgment must be granted, “so long as whatever is before the district 25 court demonstrates that the standard for entry of summary judgment, as set forth in Rule 56(c), is 26 satisfied.” Id. at 323. 27 To defeat summary judgment the opposing party must establish a genuine dispute as to a 28 material issue of fact. This entails two requirements. First, the dispute must be over a fact(s) that 1 is material, i.e., one that makes a difference in the outcome of the case. Anderson, 477 U.S. at 2 248 (“Only disputes over facts that might affect the outcome of the suit under the governing law 3 will properly preclude the entry of summary judgment.”). Whether a factual dispute is material is 4 determined by the substantive law applicable for the claim in question. Id.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 RUDIE ANTHONY JARAMILLO, No. 2:22-cv-00075-WBS-EFB (PC) 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 T. TAPPAN, 15 Defendant. 16 17 Plaintiff is a state prisoner proceeding without counsel in an action brought under 42 18 U.S.C. § 1983. ECF No. 1. In screening the complaint pursuant to 28 U.S.C. § 1915A(a), the 19 court determined that plaintiff alleged a potentially cognizable Eighth Amendment claim for 20 excessive force against defendant Tappan. ECF No. 8. Claims against defendants R. Ehlers, 21 Faye, and Lieutenant Manes were dismissed with leave to amend. Id. Plaintiff opted not to 22 amend his complaint, and a discovery schedule was entered. ECF Nos. 11 & 29. Plaintiff now 23 moves for summary judgment (ECF No. 53), a motion which defendant has opposed. ECF No. 24 60. For the reasons that follow, plaintiff’s motion for summary judgment must be DENIED. 25 I. The Complaint 26 Plaintiff alleges that defendant Tappan beat plaintiff’s right hand with his baton while 27 plaintiff’s hand was in the tray slot in his cell. ECF No. 1 at 3. According to plaintiff, Tappan hit 28 him six times before plaintiff could remove his hand. Id. As a result of the alleged beating, 1 plaintiff suffered a broken finger, multiple lacerations, and deep bone and tissue bruising in his 2 fingers. Id. Plaintiff also has continuing pain and suffering. Id. Plaintiff claims that defendant’s 3 actions constituted cruel and unusual punishment in violation of his Eighth Amendment rights. 4 Id. at 4. 5 II. The Parties’ Factual Contentions and Evidence 6 Plaintiff claims that discovery in this matter establishes that defendant used excessive 7 force during the incident in question. Specifically, plaintiff maintains that video footage of the 8 incident supports his allegations that defendant’s assault was unprovoked. ECF No. 60-5. 9 Defendant counters that when he reached through the food port to collect plaintiff’s food tray, 10 plaintiff thrust his right hand through that port and grabbed and squeezed defendant’s right hand. 11 ECF No. 60-2; Decl. of T. Tappan (hereinafter “Tappan Decl.”) at ¶ 5. According to defendant, 12 he ordered plaintiff to let go of his hand, and that only after plaintiff refused did defendant strike 13 plaintiff’s hand with his baton. Id. at ¶¶ 6-10. Defendant also avers that his hands showed 14 scratching, redness, and swelling after the incident. Id. at ¶ 13. According to defendant, the 15 video evidence that plaintiff relies upon is ambiguous, and thus there are genuine issues of 16 material fact that preclude summary judgment for plaintiff. 17 III. Summary Judgment Standard 18 Summary judgment is appropriate when there is “no genuine dispute as to any material 19 fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). Summary 20 judgment avoids unnecessary trials in cases in which the parties do not dispute the facts relevant 21 to the determination of the issues in the case, or in which there is insufficient evidence for a jury 22 to determine those facts in favor of the nonmovant. Crawford-El v. Britton, 523 U.S. 574, 600 23 (1998); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-50 (1986); Nw. Motorcycle Ass’n v. 24 U.S. Dep’t of Agric., 18 F.3d 1468, 1471-72 (9th Cir. 1994). At bottom, a summary judgment 25 motion asks whether the evidence presents a sufficient disagreement to require submission to a 26 jury. 27 The principal purpose of Rule 56 is to isolate and dispose of factually unsupported claims 28 or defenses. Celotex Corp. v. Catrett, 477 U.S. 317, 323-24 (1986). Thus, the rule functions to 1 “‘pierce the pleadings and to assess the proof in order to see whether there is a genuine need for 2 trial.’” Matsushita Elec. Indus. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (quoting Fed. R. 3 Civ. P. 56(e) advisory committee’s note on 1963 amendments). Procedurally, under summary 4 judgment practice, the moving party bears the initial responsibility of presenting the basis for its 5 motion and identifying those portions of the record, together with affidavits, if any, that it 6 believes demonstrate the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323; 7 Devereaux v. Abbey, 263 F.3d 1070, 1076 (9th Cir. 2001) (en banc). If the moving party meets 8 its burden with a properly supported motion, the burden then shifts to the opposing party to 9 present specific facts that show there is a genuine issue for trial. Fed. R. Civ. P. 56(e); Anderson, 10 477 U.S. at 248; Auvil v. CBS “60 Minutes”, 67 F.3d 816, 819 (9th Cir. 1995). 11 A clear focus on where the burden of proof lies as to the factual issue in question is crucial 12 to summary judgment procedures. Depending on which party bears that burden, the party seeking 13 summary judgment does not necessarily need to submit any evidence of its own. When the 14 opposing party would have the burden of proof on a dispositive issue at trial, the moving party 15 need not produce evidence which negates the opponent’s claim. See, e.g., Lujan v. National 16 Wildlife Fed’n, 497 U.S. 871, 885 (1990). Rather, the moving party need only point to matters 17 which demonstrate the absence of a genuine material factual issue. See Celotex, 477 U.S. at 323- 18 24 (“[W]here the nonmoving party will bear the burden of proof at trial on a dispositive issue, a 19 summary judgment motion may properly be made in reliance solely on the ‘pleadings, 20 depositions, answers to interrogatories, and admissions on file.’”). Indeed, summary judgment 21 should be entered, after adequate time for discovery and upon motion, against a party who fails to 22 make a showing sufficient to establish the existence of an element essential to that party’s case, 23 and on which that party will bear the burden of proof at trial. See id. at 322. In such a 24 circumstance, summary judgment must be granted, “so long as whatever is before the district 25 court demonstrates that the standard for entry of summary judgment, as set forth in Rule 56(c), is 26 satisfied.” Id. at 323. 27 To defeat summary judgment the opposing party must establish a genuine dispute as to a 28 material issue of fact. This entails two requirements. First, the dispute must be over a fact(s) that 1 is material, i.e., one that makes a difference in the outcome of the case. Anderson, 477 U.S. at 2 248 (“Only disputes over facts that might affect the outcome of the suit under the governing law 3 will properly preclude the entry of summary judgment.”). Whether a factual dispute is material is 4 determined by the substantive law applicable for the claim in question. Id. If the opposing party 5 is unable to produce evidence sufficient to establish a required element of its claim that party fails 6 in opposing summary judgment. “[A] complete failure of proof concerning an essential element 7 of the nonmoving party’s case necessarily renders all other facts immaterial.” Celotex, 477 U.S. 8 at 322. 9 Second, the dispute must be genuine. In determining whether a factual dispute is genuine 10 the court must again focus on which party bears the burden of proof on the factual issue in 11 question. Where the party opposing summary judgment would bear the burden of proof at trial on 12 the factual issue in dispute, that party must produce evidence sufficient to support its factual 13 claim. Conclusory allegations, unsupported by evidence are insufficient to defeat the motion. 14 Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989). Rather, the opposing party must, by affidavit 15 or as otherwise provided by Rule 56, designate specific facts that show there is a genuine issue 16 for trial. Anderson, 477 U.S. at 249; Devereaux, 263 F.3d at 1076. More significantly, to 17 demonstrate a genuine factual dispute, the evidence relied on by the opposing party must be such 18 that a fair-minded jury “could return a verdict for [him] on the evidence presented.” Anderson, 19 477 U.S. at 248, 252. 20 The court does not determine witness credibility. It believes the opposing party’s 21 evidence and draws inferences most favorably for the opposing party. See id. at 249, 255; 22 Matsushita, 475 U.S. at 587. Inferences, however, are not drawn out of “thin air,” and the 23 proponent must adduce evidence of a factual predicate from which to draw inferences. Am. Int'l 24 Group, Inc. v. Am. Int’l Bank, 926 F.2d 829, 836 (9th Cir. 1991) (Kozinski, J., dissenting) (citing 25 Celotex, 477 U.S. at 322). If reasonable minds could differ on material facts at issue, summary 26 judgment is inappropriate. See Warren v. City of Carlsbad, 58 F.3d 439, 441 (9th Cir. 1995). On 27 the other hand, the opposing party “must do more than simply show that there is some 28 metaphysical doubt as to the material facts . . . . Where the record taken as a whole could not lead 1 a rational trier of fact to find for the nonmoving party, there is no ‘genuine issue for trial.’” 2 Matsushita, 475 U.S. at 587 (citation omitted). In that case, the court must grant summary 3 judgment. 4 IV. Excessive Force Standard 5 To establish a claim for the use of excessive force in violation of the Eighth Amendment, 6 a plaintiff must demonstrate that prison officials applied force maliciously and sadistically to 7 cause harm, rather than in a good faith effort to maintain or restore discipline. Hudson v. 8 McMillian, 503 U.S. 1, 6-7 (1992). In making this determination, the court evaluates (1) the need 9 for application of force, (2) the relationship between that need and the amount of force used, (3) 10 the threat reasonably perceived by the responsible officials, and (4) any efforts made to temper 11 the severity of a forceful response. Id. at 7; see also id. at 9-10 (“The Eighth Amendment’s 12 prohibition of cruel and unusual punishment necessarily excludes from constitutional recognition 13 de minimis uses of physical force, provided that the use of force is not of a sort repugnant to the 14 conscience of mankind.”) (internal quotation marks and citations omitted). 15 V. Analysis 16 Plaintiff has not established that he is entitled to summary judgment on his claim of 17 excessive force. The Supreme Court has held that “at the summary judgment stage the judge’s 18 function is not himself to weigh the evidence and determine the truth of the matter but to 19 determine whether there is a genuine issue for trial.” Anderson, 477 U.S. at 249; see also 20 Furnace v. Sullivan, 705 F.3d 1021, 1026 (9th Cir. 2013) (affirming that a court weighing a 21 summary judgment motion must assume the truth of the evidence set forth by the nonmoving 22 party). As discussed below, the defendant here has established that there is a genuine issue of 23 material fact regarding whether defendant used excessive force, because the evidence is disputed 24 as to whether plaintiff grabbed defendant’s hand before defendant struck plaintiff with his baton. 25 Plaintiff motion for summary judgment is primarily predicated on video evidence; 26 plaintiff argues that the video establishes conclusively that he did not grab defendant’s hand and 27 thus defendant had no justification to use force. See Hudson, 503 U.S. at 6-7. Defendant disputes 28 that version of the facts and counters that there is a triable issue of fact over whether he struck 1 plaintiff only after plaintiff grabbed his hand (Tappan Decl. ¶¶ 5-10). 2 The court has reviewed the video evidence (ECF No. 60-5) and concludes that it is not 3 conclusive as the core issue of whether plaintiff grabbed defendant’s hand. On the video, after 4 plaintiff appears to insert his hand into the food port, defendant moves in such a way that his body 5 blocks the camera’s view of the food port. While the video does indicate that defendant struck 6 plaintiff’s hand multiple times (as defendant has admitted), it does not show what happened in the 7 food port prior to the strikes. A reasonable fact finder could, consistent with what is shown on 8 the video, credit either plaintiff’s or defendant’s interpretation of the video and explanation for 9 what occurred. As such, there is a genuine dispute as to whether defendant was justified in using 10 force, and whether that force was in violation of the Eighth Amendment. See Wilkins v. Gaddy, 11 559 U.S. 34, 36 (2010) (“core judicial inquiry” on an Eighth Amendment excessive force claim is 12 “whether force was applied in a good-faith effort to maintain or restore discipline, or maliciously 13 and sadistically to cause harm.”); Anderson, 477 U.S. at 248 (“Only disputes over facts that might 14 affect the outcome of the suit under the governing law will properly preclude the entry of 15 summary judgment.”). This dispute precludes summary judgment. See LaLonde v. County of 16 Riverside, 204 F.3d 947, 953 (9th Cir. 2000) (“If . . . there is a material dispute as to the facts 17 regarding what the officer or the plaintiff actually did, the case must proceed to trial.”). 18 V. Recommendation 19 For those reasons, it is RECOMMENDED that plaintiff’s March 28, 2023 motion for 20 summary judgment (ECF No. 53) be DENIED. 21 These findings and recommendations are submitted to the United States District Judge 22 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days 23 after being served with these findings and recommendations, any party may file written 24 objections with the court and serve a copy on all parties. Such a document should be captioned 25 “Objections to Magistrate Judge’s Findings and Recommendations.” 26 ///// 27 ///// 28 ///// 1 Failure to file objections within the specified time may waive the right to appeal the 2 | District Court’s order. Turner v. Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. □□□□□ 3 | 951 F.2d 1153 (9th Cir. 1991).
5 || Dated: February 9, 2024 Lath lttio# 6 EDMUND F,. BRENNAN UNITED STATES MAGISTRATE JUDGE 7 8 9 10 1] 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28