1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 MATTHEW M. DENNIS, No. 2:16-cv-0542 DAD AC P 12 Plaintiff, 13 v. ORDER AND FINDINGS & RECOMMENDATIONS 14 SCOTT KERNAN, et al., 15 Defendants. 16 17 Plaintiff is a state prisoner proceeding pro se with a civil rights action pursuant to 42 18 U.S.C. § 1983. Currently before the court are the parties’ cross-motions for summary judgment. 19 ECF Nos. 149, 211. 20 I. Procedural History 21 The procedural history of this case is long and complex and will be recited only as 22 relevant to the pending motions. 23 The case proceeds on the third amended complaint. ECF No. 45. On screening, the court 24 found that plaintiff had stated cognizable Eighth Amendment claims against defendants Mays and 25 Phui and ordered service of the complaint. ECF No. 51 at 9-10, 17-19. Service was also found to 26 be appropriate on then California Department of Corrections and Rehabilitation (CDCR) 27 Secretary Diaz in his official capacity only for purposes of injunctive relief. Id. at 4. All other 28 defendants were dismissed. Id. at 4-17, 19-21, 28 (findings and recommendations); ECF No. 67 1 (order adopting findings and recommendations in full). Kathleen Allison, in her official capacity, 2 was later substituted for defendant Diaz. ECF No. 141 at 10. 3 After the close of discovery, Mays, Allison, and Phui moved for summary judgment. ECF 4 Nos. 149, 158. Plaintiff then moved to voluntarily dismissed Phui (ECF No. 168); that motion 5 was granted and Phui’s motion for summary judgment was denied as moot1 (ECF No. 177 at 8). 6 Plaintiff filed a response to Mays and Allison’s motion for summary judgment that was captioned 7 as a cross-motion. ECF No. 171. Because the cross-motion was untimely, the filing was 8 construed as an opposition to the motion for summary judgment. ECF No. 177 at 5, 9. 9 Defendants’ opposition to the cross-motion (ECF No. 176) was disregarded as untimely, both as 10 an opposition to the cross-motion and as a reply in support of their motion for summary 11 judgment. ECF No. 177 at 5 n.3. Defendants were later granted leave to file an untimely reply. 12 ECF No. 184. Defendants were required to resubmit their exhibits consisting of plaintiff’s 13 medical records and grievances (ECF No. 177 at 5-8), which they did along with an amended 14 declaration by counsel (ECF No. 186). For reasons previously addressed, paragraph 9 of 15 counsel’s amended declaration has been disregarded. See ECF No. 202 at 2-3, 5. 16 Plaintiff was ultimately granted leave to file an untimely motion for summary judgment 17 (ECF No. 207) and he then moved for summary judgment against Mays and Allison (ECF No. 18 211). Defendants oppose the motion. ECF No. 222. Also pending are plaintiff’s motions for an 19 extension of time to file his reply (ECF Nos. 233, 237), for clarification (ECF No. 234), and to 20 seal (ECF No. 239). The motions for extension of time will be granted and plaintiff’s reply is 21 deemed timely. All other pending motions will be addressed below. 22 II. Plaintiff’s Allegations 23 The third amended complaint alleges that defendant Mays violated plaintiff’s rights under 24 the Eighth Amendment and state tort law. Plaintiff alleges that from March to November 2015, 25 Mays, a nurse practitioner, was his treating medical provider. ECF No. 45 at 12. During that 26 1 To the extent the motion also sought summary judgment as to Allison, it was denied as 27 duplicative because Allison had also moved for summary judgment in conjunction with Mays, and the portions of each motion as they pertained to Allison were identical. ECF No. 177 at 4, 9 28 & n.2. 1 time, plaintiff had eleven encounters with Mays related to his chronic pain from his left wrist, 2 degenerative disc disease, and hernia. Id. During this time Mays was dismissive of plaintiff’s 3 complaints and refused to order diagnostic tests or treat his wrist pain and hernia. Id. at 12-13. 4 At plaintiff’s first appointment with Mays, she refused to address his complaints of wrist pain, 5 instead telling him it was a hepatitis C (HCV) follow-up and that she would only address one 6 issue per visit. Id. at 12. It was eventually discovered that plaintiff had two hernias and an 7 advanced, full collapse of his left wrist. Id. at 13. Defendant Allison was named for the purposes 8 of providing injunctive relief only. Id. at 5. Plaintiff seeks injunctive relief in the form of 9 medical treatment and transfer to a medical facility. Id. at 31. 10 III. Defendants’ Motion for Summary Judgment 11 A. Defendants’ Arguments 12 Defendants argue that Mays was not deliberately indifferent to plaintiff’s serious medical 13 needs because she provided appropriate care and treatment for his hernia and wrist, and plaintiff 14 did not meet the criteria for HCV treatment during the time she was treating plaintiff. ECF No. 15 151 at 14-23, 26-28. Alternatively, they argue that Mays is entitled to qualified immunity. Id. at 16 23-25. Defendants argue that summary judgment should be granted for Allison because there are 17 no grounds for liability against her, and any policies related to plaintiff’s request for injunctive 18 relief would be outside of her authority because medical policies and procedures are governed by 19 California Correctional Health Care Services (CCHCS), not the CDCR. 20 B. Plaintiff’s Response 21 “Pro se litigants must follow the same rules of procedure that govern other litigants.” 22 King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 1987) (citation omitted), overruled on other grounds, 23 Lacey v. Maricopa County, 693 F.3d 896, 928 (9th Cir. 2012) (en banc). However, it is well- 24 established that district courts are to “construe liberally motion papers and pleadings filed by pro 25 se inmates and should avoid applying summary judgment rules strictly.” Thomas v. Ponder, 611 26 F.3d 1144, 1150 (9th Cir. 2010). The unrepresented prisoner’s choice to proceed without counsel 27 “is less than voluntary” and they are subject to “the handicaps . . . detention necessarily imposes 28 upon a litigant,” such as “limited access to legal materials” as well as “sources of proof.” 1 Jacobsen v. Filler, 790 F.2d 1362, 1364 n.4 (9th Cir. 1986) (alteration in original) (citations and 2 internal quotation marks omitted). Inmate litigants, therefore, should not be held to a standard of 3 “strict literalness” with respect to the requirements of the summary judgment rule. Id. (citation 4 omitted). 5 Accordingly, though plaintiff has largely complied with the rules of procedure, the court 6 will consider the record before it in its entirety. However, only those assertions in the opposition 7 which have evidentiary support in the record will be considered. 8 Plaintiff opposes defendants’ motion and argues that Mays delayed and denied treatment 9 for his wrist, hernia, and HCV and is not entitled to qualified immunity, and that defendant 10 Allison should not be dismissed because she is necessary to obtaining his requested injunctive 11 relief. ECF No. 171 at 5-69. 12 IV. Plaintiff’s Motion for Summary Judgment 13 A. Plaintiff’s Arguments 14 Plaintiff argues that he is entitled to summary judgment because defendant Mays 15 committed medical malpractice and was deliberately indifferent to his serious medical conditions, 16 specifically his wrist pain and hernia. ECF No. 211 at 1-35. 17 B. Defendants’ Response 18 Defendants argue that plaintiff has failed to meet his burden of proof, that the evidence 19 shows that Mays was not deliberately indifferent, and that plaintiff’s malpractice claims are 20 barred. ECF No. 222. 21 V. Legal Standards for Summary Judgment 22 Summary judgment is appropriate when the moving party “shows that there is no genuine 23 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. 24 Civ. P. 56(a). Under summary judgment practice, “[t]he moving party initially bears the burden 25 of proving the absence of a genuine issue of material fact.” In re Oracle Corp. Sec. Litig., 627 26 F.3d 376, 387 (9th Cir. 2010) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). The 27 moving party may accomplish this by “citing to particular parts of materials in the record, 28 including depositions, documents, electronically stored information, affidavits or declarations, 1 stipulations (including those made for purposes of the motion only), admissions, interrogatory 2 answers, or other materials” or by showing that such materials “do not establish the absence or 3 presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to 4 support the fact.” Fed. R. Civ. P. 56(c)(1). 5 “Where the non-moving party bears the burden of proof at trial, the moving party need 6 only prove that there is an absence of evidence to support the non-moving party’s case.” Oracle 7 Corp., 627 F.3d at 387 (citing Celotex, 477 U.S. at 325); see also Fed. R. Civ. P. 56(c)(1)(B). 8 Indeed, summary judgment should be entered, “after adequate time for discovery and upon 9 motion, against a party who fails to make a showing sufficient to establish the existence of an 10 element essential to that party’s case, and on which that party will bear the burden of proof at 11 trial.” Celotex, 477 U.S. at 322. “[A] complete failure of proof concerning an essential element 12 of the nonmoving party’s case necessarily renders all other facts immaterial.” Id. at 323. In such 13 a circumstance, summary judgment should “be granted so long as whatever is before the district 14 court demonstrates that the standard for the entry of summary judgment, as set forth in Rule 15 56(c), is satisfied.” Id. 16 “When the party moving for summary judgment would bear the burden of proof at trial, it must come forward with evidence which 17 would entitle it to a directed verdict if the evidence went uncontroverted at trial. In such a case, the moving party has the 18 initial burden of establishing the absence of a genuine issue of fact on each issue material to its case.” 19 20 Miller v. Glenn Miller Prods., Inc., 454 F.3d 975, 987 (9th Cir. 2006) (quoting C.A.R. Transp. 21 Brokerage Co. v. Darden Rests., Inc., 213 F.3d 474, 480 (9th Cir. 2000)). 22 If the moving party meets its initial responsibility, the burden then shifts to the opposing 23 party to establish that a genuine issue as to any material fact actually does exist. Matsushita Elec. 24 Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87 (1986). In attempting to establish the 25 existence of this factual dispute, the opposing party may not rely upon the allegations or denials 26 of its pleadings but is required to tender evidence of specific facts in the form of affidavits, and/or 27 admissible discovery material, in support of its contention that the dispute exists. See Fed. R. 28 Civ. P. 56(c). The opposing party must demonstrate that the fact in contention is material, i.e., a 1 fact “that might affect the outcome of the suit under the governing law,” and that the dispute is 2 genuine, i.e., “the evidence is such that a reasonable jury could return a verdict for the nonmoving 3 party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). 4 In the endeavor to establish the existence of a factual dispute, the opposing party need not 5 establish a material issue of fact conclusively in its favor. It is sufficient that “the claimed factual 6 dispute be shown to require a jury or judge to resolve the parties’ differing versions of the truth at 7 trial.” T.W. Elec. Serv., Inc. v. Pac. Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987) 8 (quoting First Nat’l Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 288-89 (1968). Thus, the 9 “purpose of summary judgment is to pierce the pleadings and to assess the proof in order to see 10 whether there is a genuine need for trial.” Matsushita, 475 U.S. at 587 (citation and internal 11 quotation marks omitted). 12 “In evaluating the evidence to determine whether there is a genuine issue of fact, [the 13 court] draw[s] all inferences supported by the evidence in favor of the non-moving party.” Walls 14 v. Cent. Contra Costa Transit Auth., 653 F.3d 963, 966 (9th Cir. 2011) (citation omitted). It is the 15 opposing party’s obligation to produce a factual predicate from which the inference may be 16 drawn. See Richards v. Nielsen Freight Lines, 810 F.2d 898, 902 (9th Cir. 1987). Finally, to 17 demonstrate a genuine issue, the opposing party “must do more than simply show that there is 18 some metaphysical doubt as to the material facts.” Matsushita, 475 U.S. at 586 (citations 19 omitted). “Where the record taken as a whole could not lead a rational trier of fact to find for the 20 non-moving party, there is no ‘genuine issue for trial.’” Id. at 587 (quoting First Nat’l Bank, 391 21 U.S. at 289). 22 Defendants simultaneously served plaintiff with notice of the requirements for opposing a 23 motion pursuant to Rule 56 of the Federal Rules of Civil Procedure along with their motion for 24 summary judgment. ECF No. 150; see Klingele v. Eikenberry, 849 F.2d 409, 411 (9th Cir. 1988) 25 (pro se prisoners must be provided with notice of the requirements for summary judgment); Rand 26 v. Rowland, 154 F.3d 952, 960 (9th Cir. 1998) (en banc) (movant may provide notice). 27 //// 28 //// 1 VI. Legal Standard for Deliberate Indifference to a Serious Medical Need 2 “[T]o maintain an Eighth Amendment claim based on prison medical treatment, an inmate 3 must show ‘deliberate indifference to serious medical needs.’” Jett v. Penner, 439 F.3d 1091, 4 1096 (9th Cir. 2006) (quoting Estelle v. Gamble, 429 U.S. 97, 104 (1976)). This requires plaintiff 5 to show (1) “a ‘serious medical need’ by demonstrating that ‘failure to treat a prisoner’s condition 6 could result in further significant injury or the unnecessary and wanton infliction of pain,’” and 7 (2) “the defendant’s response to the need was deliberately indifferent.” Id. (some internal 8 quotation marks omitted) (quoting McGuckin v. Smith, 974 F.2d 1050, 1059-60 (9th Cir. 1992)). 9 Deliberate indifference is a very strict standard. It is “more than mere negligence.” 10 Farmer v. Brennan, 511 U.S. 825, 835 (1994). Even civil recklessness—failure “to act in the face 11 of an unjustifiably high risk of harm that is either known or so obvious that it should be 12 known”—is insufficient to establish an Eighth Amendment claim. Id. at 836-37 (citation 13 omitted). A prison official will be found liable under the Eighth Amendment when “the official 14 knows of and disregards an excessive risk to inmate health or safety; the official must both be 15 aware of facts from which the inference could be drawn that a substantial risk of serious harm 16 exists, and he must also draw the inference.” Id. at 837. A plaintiff can establish deliberate 17 indifference “by showing (a) a purposeful act or failure to respond to a prisoner’s pain or possible 18 medical need and (b) harm caused by the indifference.” Jett, 439 F.3d at 1096 (citing McGuckin, 19 974 F.2d at 1060). 20 A difference of opinion between an inmate and prison medical personnel—or between 21 medical professionals—regarding the appropriate course of treatment does not by itself amount to 22 deliberate indifference to serious medical needs. Toguchi v. Chung, 391 F.3d 1051, 1058 (9th 23 Cir. 2004); Sanchez v. Vild, 891 F.2d 240, 242 (9th Cir. 1989). To establish that a difference of 24 opinion rises to the level of deliberate indifference, plaintiff “must show that the chosen course of 25 treatment ‘was medically unacceptable under the circumstances,’ and was chosen ‘in conscious 26 disregard of an excessive risk to [the prisoner’s] health.’” Toguchi, 391 F.3d at 1058 (quoting 27 Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996)). 28 //// 1 VII. Evidentiary Issues 2 A. Request for Judicial Notice 3 Both parties have requested that the court take judicial notice of various filings in this 4 case. ECF Nos. 153, 204. “The court may judicially notice a fact that is not subject to reasonable 5 dispute because it: (1) is generally known . . . or (2) can be accurately and readily determined 6 from sources whose accuracy cannot reasonably be questioned.” Fed. R. Evid. 201(b). The 7 requests for judicial notice will therefore be granted. 8 Plaintiff has also filed a document styled as a request for judicial notice that alleges 9 defense counsel is attempting to paint him as a drug abuser and requests that the court disallow 10 any discussion of his medical records after October 22, 2015. ECF No. 235. This is not a matter 11 proper for judicial notice and the request will be denied. With respect to plaintiff’s medical 12 records, the court will consider only those records that are relevant to deciding the motions for 13 summary judgment. 14 B. Plaintiff’s Evidentiary Objections 15 Plaintiff objects to the declaration of Dr. Feinberg (ECF No. 154), which defendants rely 16 on to support their motion for summary judgment, on the ground that they failed to disclose Dr. 17 Feinberg as an expert witness, as required by Federal Rule of Civil Procedure 26(a)(2)(A). ECF 18 No. 214, 228, 232. However, absent a stipulation or court order, expert witnesses are not required 19 to be disclosed until at least ninety days before trial. Fed. R. Civ. P. 26(a)(2)(D). To the extent 20 plaintiff is attempting to argue that Dr. Feinberg should have been disclosed as a witness as part 21 of initial disclosures, this case is exempt from initial disclosure because when plaintiff first 22 brought this action he was a prisoner and unrepresented by counsel. Fed. R. Civ. P. 23 26(a)(1)(B)(iv). Accordingly, defendants were not required to disclose the fact that they would 24 be relying on Dr. Feinberg’s declaration in moving for summary judgment absent a discovery 25 request from plaintiff. 26 C. Defendants’ Evidentiary Objections 27 Defendants have made various objections to evidence produced by plaintiff. ECF No. 28 223. Rule 56(c)(4) of the Federal Rules of Civil Procedure states that affidavits and declarations 1 submitted for or against a summary-judgment motion “must be made on personal knowledge, set 2 out facts that would be admissible in evidence, and show that the affiant or declarant is competent 3 to testify on the matters stated.” In other words, only admissible evidence may be considered by 4 the court. Beyene v. Coleman Sec. Servs., Inc., 854 F.2d 1179, 1181 (9th Cir. 1988) (citations 5 omitted). “In general, inadmissible hearsay evidence may not be considered on a motion for 6 summary judgment.” Anheuser-Busch, Inc. v. Nat. Beverage Distribs., 69 F.3d 337, 345 n.4 (9th 7 Cir. 1995) (citation omitted). Statements in affidavits that are legal conclusions, speculative 8 assertions, or statements of hearsay evidence do not satisfy the standards of personal knowledge, 9 admissibility, and competence required by Rule 56(c)(4). Soremekun v. Thrifty Payless, Inc., 509 10 F.3d 978, 984 (9th Cir. 2007) (citations omitted). However, “[a]t the summary judgment stage, 11 [the court does] not focus on the admissibility of the evidence’s form. [It] instead focus[es] on 12 the admissibility of its contents.” Fraser v. Goodale, 342 F.3d 1032, 1036 (9th Cir. 2003) 13 (citations omitted). In other words, the court can consider the evidence if its contents could be 14 presented in an admissible form at trial. Fraser, 342 F.3d at 1037. 15 Defendants object to plaintiff’s reliance upon allegations contained in his prior filings 16 However, “[a] plaintiff’s verified complaint may be considered as an affidavit in opposition to 17 summary judgment if it is based on personal knowledge and sets forth specific facts admissible in 18 evidence.” Lopez v. Smith, 203 F.3d 1122, 1132 n.14 (9th Cir. 2000) (en banc). The third 19 amended complaint, as well as plaintiff’s other motions identified by defendants, have all been 20 signed under penalty of perjury. See ECF No. 45 at 31; ECF No. 115 at 14; ECF No. 117 at 7; 21 ECF No. 169 at 16. Therefore, to the extent the contents are based on personal knowledge they 22 may be considered and the objection is overruled. 23 Defendants also object to plaintiff’s health care appeals as unauthenticated and 24 inadmissible hearsay. ECF No. 223 at 2. Although defendants’ assert the documents are 25 unauthenticated, they do not actually challenge their authenticity or accuracy, and have in fact 26 submitted many of the same appeals in support of their motion for summary judgment. Assuming 27 authentication, the documents are not hearsay. To the extent there may be hearsay statements 28 contained within the appeals, defendants have not identified any specific instances of hearsay and, 1 regardless, they are not grounds to disregard the appeals as a whole. Since the existence and 2 contents of plaintiff’s appeals could be made admissible at trial with proper authentication, and 3 defendants do not contest their accuracy, the court will consider the records to the extent they are 4 relevant to resolving the motion and the objections are overruled. 5 Defendants object to documents related to housing assignments and transfers as irrelevant 6 to resolving the motion and unauthenticated but do not identify the documents at issue. Id. at 2-3. 7 The objections are therefore overruled. 8 Next, defendants object to declarations made by other inmates as containing hearsay and 9 lacking personal knowledge and competency to testify to the matters contained therein. Id. at 3. 10 Defendants have not identified any specific instances of hearsay within the declarations. To the 11 extent the declarations are not based upon personal knowledge or do not establish competency to 12 testify, they will not be considered. Defendants’ objections are otherwise overruled. 13 Plaintiff has also submitted a printout from the Mayo Clinic that defendants object to as 14 unauthenticated. Id. at 3-4. However, to the extent the information provided in the printouts is 15 available on the Mayo Clinic’s website,2 it is easily authenticated and the objection is overruled. 16 Defendants object to various statements within plaintiff’s statement of facts as medical or 17 legal conclusions. Id. at 4. To the extent plaintiff’s facts contain medical or legal conclusions, 18 the court agrees that plaintiff has not established competency as a medical expert and legal 19 conclusions are not facts upon which summary judgment can be supported. Defendants’ 20 objections will therefore be sustained. 21 Finally, defendants object to plaintiff’s hernia journal on the grounds that it is immaterial, 22 irrelevant, and constitutes a conclusory, self-serving document. Id. Because plaintiff’s journal 23 addresses matters of which plaintiff has personal knowledge, their contents could be made 24 admissible through plaintiff’s testimony and can therefore be considered on summary judgment 25 and defendants’ objections are overruled. See Fraser, 342 F.3d at 1036-37 (ruling that diary’s 26 contents may be considered on summary judgment although diary inadmissible at trial). 27 2 See Mayo Clinic, Inguinal hernia, https://www.mayoclinic.org/diseases-conditions/inguinal- 28 hernia/symptoms-causes/syc-20351547. 1 VIII. Material Facts 2 A. Preliminary Considerations 3 Local Rule 260(a) provides that a motion for summary judgment “shall be accompanied 4 by a ‘Statement of Undisputed Facts’ that shall enumerate discretely each of the specific material 5 facts relied upon in support of the motion.” However, upon review of the parties’ statements of 6 undisputed facts, the court finds that neither party has complied with this rule. 7 Rather than addressing the specific care provided by Mays, defendants’ statement of 8 undisputed facts (DSUF) is largely comprised of compound, summary statements regarding the 9 care plaintiff received from defendant Mays and other health care providers. See, e.g., DSUF 10 (ECF No. 152) ¶¶ 7-10. Yet in arguing that summary judgment is appropriate, defendants go 11 through specific encounters plaintiff had with Mays and other providers and rely on statements 12 regarding the appropriate standard of care included in Dr. Feinberg’s declaration but not included 13 in their statement of facts. ECF No. 151 at 15-23, 26-28. Defendants are clearly relying upon 14 these facts as material support for their motion and they were therefore required to be included in 15 their statement of facts. Defendants’ failure to comply with the rule has made it unnecessarily 16 complicated for plaintiff to respond to the facts and the court to resolve the motion. The court 17 further notes that defendants’ citations to the second amended complaint are not in a useable 18 format and will therefore be disregarded. 19 Plaintiff’s statement of undisputed facts (PSUF) is also defective. Rather than setting out 20 discrete material facts, plaintiff’s statement of facts is comprised almost entirely of arguments and 21 irrelevant allegations related to counsel’s conduct and his conditions while drafting his motion. 22 See, e.g., PSUF (ECF No. 212) passim. Plaintiff’s statement of facts also largely fails to address 23 specific instances of defendant Mays conduct, instead relying on broad, general claims that she 24 disregarded his conditions and lied in her notes. See, e.g., PSUF ¶¶ 21-23, 41. 25 As a result of both parties’ failure to comply with Local Rule 260(a), the court will rely 26 largely upon plaintiff’s medical records, the authenticity of which is not in dispute. Plaintiff’s 27 disputes as to how accurately the records depict each encounter will also be addressed, to the 28 extent he has addressed specific encounters. 1 B. The Facts Before the Court 2 The following facts are undisputed unless otherwise specified. In 2014, while in the 3 custody of the San Diego County Sheriff’s Office, plaintiff was diagnosed with a hernia and had 4 x-rays taken that showed an old scaphoid fracture in his left wrist. DSUF ¶ 3; Response to DSUF 5 (ECF No. 169) ¶ 3; ECF No. 186-1 at 412-13. Plaintiff began his incarceration with the CDCR in 6 July 2014, and his preexisting hernia, fractured wrist, and HCV infection were identified and 7 documented in his medical record. DSUF ¶ 4; Response to DSUF ¶ 4. He also underwent 8 laboratory testing for his HCV. Id. During the time plaintiff was treated by Mays, he did not 9 meet the treatment eligibility for HCV and was to be reassessed annually. DSUF ¶ 5.3 10 On March 12, 2015, plaintiff had his first appointment with defendant Mays during which 11 plaintiff’s HCV was discussed and his request for treatment was denied. PSUF ¶ 19; Response to 12 PSUF ¶ 19; ECF No. 186-1 at 314, 316. Plaintiff told Mays he had pain and nausea from his 13 hernia and pain in his left wrist, but she refused to address these issues, instead telling him that 14 she would only address one issue per visit. PSUF ¶ 30. Mays disputes these statements. 15 Response to PSUF ¶ 30. 16 Plaintiff was scheduled to see Mays for his wrist, back, and hernia pain on March 24, 17 2015, but he was not seen due to a scheduling conflict on Mays’ part and had to be rescheduled. 18 PSUF ¶ 23; ECF No. 186-1 at 303. He was rescheduled for April 7, 2015, but was not seen. ECF 19 No. 186-1 at 291. Plaintiff asserts that he reported to the CTC, but another nurse filled out a 20 fraudulent refusal form and refused to have him escorted to the RN line after he started asking 21 why his HCV, wrist, and hernia were being ignored. PSUF ¶ 24. Defendants dispute these 22 statements as being contradicted by the medical records and based solely on plaintiff’s 23 uncorroborated and self-serving declaration. Response to PSUF ¶ 24. They assert that plaintiff 24 refused to be seen and refused to sign the refusal form, and that his refusal was witnessed by two
25 3 Plaintiff disagrees with the CCHCS Care Guidelines cited by defendants but does not dispute 26 that he was ineligible for treatment under those guidelines. Response to DSUF ¶ 5. To the extent plaintiff asserts that he should have received an ultrasound every six months rather than annual 27 reassessment, the policy he cites states that six-month ultrasounds are to be provided “[a]fter diagnosis of clinical or biopsy proven cirrhosis” (ECF No. 171 at 177), and there is no evidence 28 that plaintiff had diagnosed cirrhosis. This portion of DSUF ¶ 5 is therefore deemed undisputed. 1 individuals. Id. The refusal form from April 7, 2015, is not signed by plaintiff. ECF No. 32-3 at 2 188. 3 On April 16, 2015, plaintiff was seen by Mays. PSUF ¶ 32. The record indicates that 4 plaintiff was being seen for his wrist, back, and hernia pain and that plaintiff complained of 5 increased groin pain over the last four months with radiation to his right testicle, but that he 6 denied nausea, vomiting, diarrhea, or constipation. ECF No. 186-1 at 287. With respect to 7 plaintiff’s hernia, Mays recorded “small outpouching noted to R inguinal area [with] easy 8 reduction [with] one finger 0 abd bruising” and that plaintiff stated he had not worn his 9 abdominal binder because he lost it. Id. The notes further reflect that Mays ordered an 10 abdominal ultrasound and abdominal binder, gave plaintiff a hernia educational brochure, and 11 ordered a follow-up in forty-five to sixty days. Id. at 287, 289. According to plaintiff’s records, 12 the ultrasound was cancelled on April 20, 2015, because plaintiff did not meet the minimum 13 criteria for an ultrasound. Id. at 285. The record noted that plaintiff’s hernia was “small, easily 14 reducible” and that plaintiff was without symptoms other than intermittent pain and that there was 15 no evidence of strangulation. Id. 16 Plaintiff asserts that Mays refused to address any issue other than his hernia and again told 17 him that she would only address one issue per visit even though his wrist was swollen and he told 18 her it was causing him pain. PSUF ¶ 32. With respect to his hernia, he agrees that Mays 19 provided educational materials and ordered an abdominal binder and ultrasound, but asserts that 20 she cancelled the ultrasound order four days later. PSUF ¶¶ 33-34. Plaintiff disputes the 21 recorded size of his hernia and states that his hernia was “the size of a banana or cucumber” and 22 “hung down 5-6 inches from the lower stomach.” PSUF ¶ 34. Mays affirms the size of plaintiff’s 23 hernia as recorded and states that the ultrasound request was denied by the supervising medical 24 providers because plaintiff did not meet the criteria for a surgical referral or ultrasound. 25 Response to PSUF ¶¶ 33-34. She disputes plaintiff’s claim that she refused to address anything 26 other than his hernia. Response to PSUF ¶ 32. 27 On June 5, 2015, plaintiff was seen by Mays regarding Appeal 8389, which dealt with the 28 treatment of plaintiff’s hernia. ECF No. 186-1 at 254; ECF No. 186-2 at 93-102. The appeal 1 stated that plaintiff had “daily nausea, pain, septic poop (not normal odor) sometimes an 2 abnormal amount” and that the abdominal binder he was given “increases symptoms 10 fold.” 3 ECF No. 186-2 at 95, 97. Mays noted that plaintiff was not wearing his abdominal binder, that 4 there was no change in his hernia, and that all issues had been previously addressed during his 5 April 16, 2015 appointment. ECF No. 186-1 at 254. She also completed a referral for hernia 6 surgery, which was denied because the hernia was “reducible and small per provider information 7 above. No indication for surgical intervention was given.” Id. at 236. Plaintiff asserts that 8 during the interview Mays was hostile and deliberately refused to include his explanation for why 9 he was not wearing the abdominal binder. ECF No. 171 at 34-35. He disputes that there was no 10 change in his hernia at the time of the interview. Id. at 34. 11 On June 19, 2015, plaintiff was seen by Mays regarding Appeal 8429, which dealt with 12 his wrist and back pain. ECF No. 186-1 at 238; ECF No. 186-2 at 106-118. The appeal stated 13 that plaintiff had been putting in medical requests since March but had yet to see a doctor about 14 his issues. ECF No. 186-2 at 109. It also stated that he was in constant pain and that he kept 15 “getting told, this is for Hep-C or this is for hernia, blown every time. ‘4 times.’” Id. Mays 16 recorded that plaintiff “admits to refusing surgery despite MRI L wrist results” and that he filed 17 an appeal before seeing a provider because “he felt like it was going to be awhile for pain issues 18 to be addressed.” ECF No. 186-1 at 238. The notes further reflect that plaintiff could sit, stand, 19 bend at the waist in all directions, and ambulate without an altered gait. Id. Plaintiff requested to 20 be removed from oxcarbazepine because he felt it was not effective and requested gabapentin, 21 which he had received at a prior facility. Id. Mays discontinued the medication with instructions 22 to continue with NSAIDS and submitted plaintiff’s name to the pain committee for his left wrist 23 and back pain. Id. at 238, 240. The denial of plaintiff’s hernia surgery was also discussed and 24 plaintiff was issued a scrotal support. Id. 25 On July 9, 2015, plaintiff was seen by Mays for a chronic care follow-up for his HCV and 26 hernia. ECF No. 186-1 at 225-26, 228. Mays recorded that plaintiff denied abdominal pain, 27 nausea, vomiting, and dark stools or blood in stools, but that he complained of occasional 28 intermittent constipation. Id. at 225. She further noted that plaintiff’s hernia was “a very small 1 outpouching in the right inguinal area which is easily reducible at this time.” Id. Plaintiff was to 2 continue using the hernia truss and NSAIDs for pain as well as fiber and a stool softener for 3 constipation. Id. He was to return in three to four months for an HCV follow-up and laboratory 4 values. Id. 5 On August 6, 2015, plaintiff was seen by Mays regarding his hernia pain and Appeal 6 8807, which appears to relate to plaintiff’s housing status. ECF No. 186-1 at 216. Plaintiff 7 reported difficulty urinating and vomiting and that it had been a week since the last time he 8 vomited. Id. He denied any fever, chills, nausea, vomiting, diarrhea, or abdominal pain at the 9 time of the appointment. Id. Mays noted that plaintiff’s hernia truss was in place, he should 10 continue using the hernia truss and NSAIDs for pain, milk of magnesia was to be discontinued, 11 and plaintiff should continue with stool softeners as needed for constipation. Id. 12 On September 10, 2015, Mays saw plaintiff for a follow-up on x-rays that were taken of 13 his left wrist. ECF No. 186-1 at 205. The x-rays showed that plaintiff had scapholunate 14 advanced collapse. Id. at 209. An ortho consult was requested and took place the following day, 15 and it was recommended that plaintiff receive surgery and pain management. Id. at 203, 205. 16 On September 16, 2015, plaintiff was seen by Mays for a follow-up to his consult. ECF 17 No. 186-1 at 197. Mays noted that plaintiff denied any change in his current chronic pain and 18 that he was to continue using NSAIDs and gabapentin. Id. A request for surgery was submitted 19 on a routine basis. Id. at 162. 20 On October 13, 2015, plaintiff was seen by Mays and counseled regarding his refusal to 21 take oxcarbazepine, which he stated did not work for his pain. ECF No. 186-1 at 185. 22 On October 22, 2015, plaintiff was seen by Mays for a follow-upon his left wrist pain and 23 medication refusal. ECF No. 186-1 at 178. Mays noted that plaintiff complained of left wrist 24 pain and stated that he refused oxcarbazepine because it did not work. Id. She further noted that 25 plaintiff “wants opiates, nothing else,” and became upset when he was informed that he would 26 continue with his current medication until his surgery. Id. 27 Plaintiff disputes that he demanded opioids, but acknowledges that he did request them. 28 Response to DSUF ¶ 13; ECF No. 214 at 7. He further states that Mays’ notes regarding 1 plaintiff’s condition were inaccurate, as she failed to note his “hernia limp and slow gait,” and 2 that she fails to note that his oxcarbazepine was supposed to have been discontinued in June 3 because it had not done anything to alleviate his pain. Id. 4 Plaintiff refused any further appointments with Mays (DSUF ¶ 13), including a November 5 3, 2015, HCV follow-up (ECF No. 186-1 at 175). He had surgery on his wrist on November 5, 6 2015. Id. at 170-71. On May 16, 2016, plaintiff underwent surgery to repair his hernia and was 7 found to have two hernias, both of which were repaired. ECF No. 32-2 at 271. 8 IX. Discussion 9 A. Defendant Allison 10 As an initial matter, the court notes that plaintiff has recently filed a notice of change of 11 address that indicates he has been released from prison, and there is no indication that he will 12 return to CDCR custody. ECF No. 243. As such, his requests for injunctive relief are now moot 13 and defendant Allison, who has been named solely in her official capacity for the purposes of 14 providing injunctive relief should be dismissed. See Dilley v. Gunn, 64 F.3d 1365, 1368 (9th Cir. 15 1995) (inmate’s release from prison generally moots any claims for injunctive relief unless suit 16 has been certified as a class action.). 17 B. HCV Treatment 18 Defendants have moved for summary judgment on plaintiff’s claim that defendant Mays 19 was deliberately indifferent when she denied him HCV antiviral treatment. ECF No. 151 at 26- 20 28. However, the third amended complaint did not state a claim against Mays for denial of HCV 21 treatment and no such claims are before this court.4 See ECF No. 45 at 12-13. The undersigned 22 further notes that any to bring such claims would be futile. While plaintiff clearly disagrees with 23 the criteria for HCV treatment eligibility, he does not contest that he did not meet those criteria 24 while being treated by defendant Mays, nor does he argue or provide evidence that she had the 25 ability to override those criteria. 26 //// 27 4 Although plaintiff was found to state a claim against defendant Phui for failing to treat his HCV 28 (ECF No. 51 at 17-19), Phui has since been dismissed from this action (ECF No. 177). 1 C. Hernia Treatment 2 As set forth above, the facts regarding Mays’ treatment of plaintiff’s hernia are in dispute. 3 Mays asserts that plaintiff’s hernia was small and easily reducible, that his only symptom was 4 intermittent pain, and that he refused to wear his hernia belt or take his prescribed medications. 5 ECF No. 16-19. She further contends that she continued to monitor plaintiff’s condition, which 6 did not change throughout the time she saw him. Id. Mays states that while she put in requests 7 for an ultrasound and surgery, they were denied because plaintiff did not meet the eligibility 8 criteria. Id. at 16-17. She also submits the declaration of Dr. Feinberg, who opines that surgical 9 intervention was not recommended in those circumstances and that Mays’ treatment was 10 appropriate. ECF No. 154 at 3-7. Plaintiff, on the other hand, avers both generally and with 11 respect to specific encounters, that Mays consistently ignored his complaints of nausea, vomiting, 12 constipation, and increased pain; falsified records regarding his symptoms and the size of his 13 hernia, which he claims was the size of a banana or cucumber; and refused to address or record 14 his complaints that his abdominal binder caused pain, nausea, vomiting, and gagging when worn. 15 Response to DSUF ¶ 7; PSUF ¶¶ 34, 36, 38; ECF No. 171 at 26-29, 34-35; ECF No. 211 at 19- 16 22. 17 The evidence before the court establishes that there is a genuine dispute of material fact as 18 to whether Mays was deliberately indifferent with regard to plaintiff’s hernia and both parties’ 19 motions for summary judgment should be denied. Assuming Mays’ version of events to be true, 20 she provided appropriate treatment for plaintiff’s hernia. However, assuming plaintiff’s version 21 of the facts to be true—particularly as to the size of his protruding hernia—Mays failed to address 22 a worsening condition that quite obviously posed a serious medical risk, and falsified plaintiff’s 23 records which preventing him from obtaining further treatment. While plaintiff has not 24 established competency to make medical diagnoses or to opine as to whether treatment was 25 medically acceptable, he is competent to testify to things within his personal knowledge, such as 26 how he was feeling, his objective condition (including the visible size of his hernia), and what he 27 reported to defendant Mays during their encounters. Taking plaintiff’s facts as true and drawing 28 inferences in his favor as the non-moving party, the records indicate that Mays’ minimization of 1 plaintiff’s condition led to the requests for an ultrasound and surgery being denied, since they 2 state plaintiff did not qualify because the hernia was small and reducible and that plaintiff’s only 3 symptom was intermittent pain. ECF No. 186-1 at 236, 285. That other providers’ notes were 4 consistent with Mays’ notes goes towards plaintiff’s credibility, which the court cannot assess on 5 summary judgment. 6 D. Wrist Treatment 7 Whether defendant Mays was deliberately indifferent in treating plaintiff’s wrist is 8 similarly dependent on which version of the facts is believed. Mays asserts that she did not see 9 plaintiff for his complaints of wrist pain until June 19, 2015, when she saw him regarding a health 10 care appeal. ECF No. 151 at 20. Prior to that, he was either seen by other providers regarding his 11 complaints or did not raise any complaints when seen. Id. She also argues that plaintiff refused 12 to take his medications or be seen by other providers and demanded opioids to manage his pain 13 even though they were not medically indicated. Id. at 20-22; ECF No. 222 at 13-17. However, 14 though defendants assert that plaintiff regularly refused to take the medications he was 15 prescribed, the records cited do not demonstrate the habitual refusal portrayed by defendants and 16 instead indicate that plaintiff gave the medications a chance to work before discontinuing them 17 when they did nothing to relieve his pain. See ECF No. 186-1 at 185 (10/13/15: refusing re- 18 prescription of oxcarbazepine because it does not work), 191 (10/7/15: refusing Abilify), 193 19 (indicating Abilify first prescribed on 7/23/15), 236 (6/19/15: wanted to discontinue 20 oxcarbazepine because it does not work), 254 (6/5/15: request to stop oxcarbazepine), 318 21 (showing oxcarbazepine first prescribed on 2/24/15); ECF No. 32-2 at 56 (5/21/15: requesting 22 that oxcarbazepine be stopped because it does not work). 23 Furthermore, plaintiff asserts that he raised the issue with Mays multiple times, starting 24 with his first appointment on March 12, 2015, and that each time she refused to examine his wrist 25 or discuss his complaints of swelling and increasing pain or falsified records to minimize his 26 reported symptoms to prevent further treatment from the pain management committee. Response 27 to DSUF ¶¶ 10-12; PSUF ¶¶ 19, 21-22, 27, 29-30, 32, 39, 41; ECF No. 171 at 14, 28-29; ECF No. 28 211 at 9, 12-13, 16, 25. Plaintiff further assets that the medication he was prescribed had no 1 effect on his pain, which he reported to Mays and she ignored, and he never demanded opioids, 2 but instead sought effective pain management for his increasing pain, which he mentioned had 3 included opioids in the past. Response to DSUF ¶¶ 13-14; PSUF ¶ 25; ECF No. 171 at 11-12, 14- 4 15; ECF No. 211 at 14-15, 31; ECF No. 238 at 16. 5 While plaintiff does not have the right to dictate what medication or treatment he receives, 6 see Stiltner v. Rhay, 371 F.2d 420, 421 n.3 (9th Cir. 1967),5 he is entitled to constitutionally 7 adequate treatment, see Edmo v. Corizon, Inc., 935 F.3d 757, 793 (9th Cir. 2019) (doctor was 8 deliberately indifferent when he continued treatment plan he knew was ineffective without 9 reevaluating prisoner or recommending change to treatment). For these reasons, there is a dispute 10 of fact as to whether Mays was made aware of and ignored plaintiff’s complaints of swelling, 11 increased pain, and ineffective pain relief and minimized his symptoms to interfere with his 12 ability to receive alternate treatment. Accordingly, neither party is entitled to summary judgment. 13 E. Medical Malpractice 14 Defendants do not move for summary judgment on plaintiff’s malpractice claim. ECF 15 No. 151. In their opposition to plaintiff’s motion for summary judgment they argue that plaintiff 16 should not be able to pursue a claim for medical malpractice because it was not pled in the 17 complaint, he has failed to meet establish the elements of a malpractice claim, and any such claim 18 is barred by Eleventh Amendment immunity. ECF No. 222 at 30-32. However, plaintiff’s 19 complaint clearly stated he was alleging both deliberate indifference and malpractice against 20 defendant Mays. ECF No. 45 at 12. Defendants’ argument that a malpractice claim is barred by 21 Eleventh Amendment immunity is also without merit. Defendant Mays is sued in her individual 22 capacity and the Eleventh Amendment therefore does not bar plaintiff’s malpractice claim. See 23 Ashker v. Cal. Dep’t of Corr., 112 F.3d 392, 395 (9th Cir. 1997) (Eleventh Amendment does not 24 bar state tort claims against defendants sued in their individual or personal capacities). 25
26 5 “[P]laintiff’s allegations show only that he has not been receiving the kind and quality of medical treatment he believes is indicated. Like the Seventh Circuit, ‘we know of no authority 27 standing for the proposition that such a claim as plaintiff attempts to assert here is cognizable under the Federal Civil Rights Act.’” (quoting United States ex rel. Lawrence v. Ragen, 323 F.2d 28 410, 412 (7th Cir. 1963)). Id. 1 Defendants also argue that plaintiff cannot prevail on his malpractice claim because he has 2 not produced any expert testimony establishing that Mays failed to meet the standard of care or 3 that her conduct was a substantial factor in causing plaintiff’s injuries. ECF No. 222 at 30-31. 4 They assert that their introduction of expert testimony, and plaintiff’s failure to provide expert 5 testimony, necessarily doom the claim. Id. However, while plaintiff may have failed to meet his 6 burden to show that he is entitled to summary judgment, see Flowers v. Torrance Mem’l Hosp. 7 Med. Ctr., 8 Cal. 4th 992, 1001 (1994) (“The standard of care against which the acts of a 8 physician are to be measured is a matter peculiarly within the knowledge of experts; it presents 9 the basic issue in a malpractice action and can only be proved by their testimony, unless the 10 conduct required by the particular circumstances is within the common knowledge of the 11 layman.” (citations omitted)), that does not mean that defendants are entitled to summary 12 judgment. As noted above, defendants have not moved for summary judgment on plaintiff’s 13 malpractice claim. Moreover, while defendants have proffered an expert opinion, that opinion is 14 based upon facts as reflected in plaintiff’s medical records, which are very much in dispute. That 15 dispute prevents summary judgment in defendants’ favor on plaintiff’s malpractice claim for the 16 same reasons it prevents summary judgment on plaintiff’s deliberate indifference claims, as 17 explained above. See Griffith v. Los Angeles County, 267 Cal. App. 2d 837, 847 (1968) 18 (“Opinions of value and other expert opinions, even though uncontradicted, are worth no more 19 than the reasons and factual data upon which they are based.”). 20 F. Qualified Immunity 21 “[G]overnment officials performing discretionary functions generally are shielded from 22 liability for civil damages insofar as their conduct does not violate clearly established statutory or 23 constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 24 U.S. 800, 818 (1982) (citations omitted). In analyzing a qualified immunity defense, the court 25 must consider the following: (1) whether the alleged facts, taken in the light most favorable to the 26 plaintiff, demonstrate that defendant’s conduct violated a statutory or constitutional right; and (2) 27 whether the right at issue was clearly established at the time of the incident. Saucier v. Katz, 533 28 U.S. 194, 201 (2001), overruled in part by Pearson v. Callahan, 555 U.S. 223, 236 (2009) 1 (overruling Saucier’s requirement that the two prongs be decided sequentially). 2 Defendants argue that the Ninth Circuit’s opinion in Hamby v. Hammond, 821 F.3d 1085 3 (9th Cir. 2016), entitles Mays to qualified immunity with respect to the treatment she provided 4 plaintiff, particularly with respect to his hernia. ECF No. 151 at 23-25. In Hamby, the Ninth 5 Circuit found that the defendants were entitled to qualified immunity for their denial of surgery 6 for the plaintiff’s reducible hernia because the existing case law demonstrated “that existing 7 precedent does not ‘place[ ] beyond debate the unconstitutionality of’ the course of non-surgical 8 treatment pursued by the prison officials in Hamby’s case.” 821 F.3d at 1094. But Hamby is 9 distinguishable from this case because there is no indication that plaintiff’s underlying condition 10 was in dispute or that the defendants were deliberately minimizing or failing to address or 11 accurately record the plaintiff’s symptoms in order to interfere with treatment or prevent surgery. 12 While Mays would be entitled to qualified immunity if it were undisputed that plaintiff’s hernia 13 was small and easily reducible and that he was not reporting increasingly severe symptoms, those 14 are not the circumstances presented here. If plaintiff’s statements regarding the size of his hernia, 15 his increasingly severe symptoms, and Mays deliberate minimization of his symptoms are taken 16 as true, then Mays may well have been deliberately indifferent. No reasonable person would have 17 believed that it was constitutional to falsify records and interfere with a prisoner’s ability to 18 obtain further treatment for a serious and worsening condition. Similarly, accepting plaintiff’s 19 evidence as true, the record before the court does not permit a conclusion that a reasonable person 20 would not have understood that a failure to examine and treat plaintiff’s wrist in response to his 21 complaints about swelling and pain would violate the Eighth Amendment. 22 X. Conclusion 23 For the reasons set forth above, the parties’ cross-motions for summary judgment should 24 be denied, and defendant Allison should be dismissed because the claims for injunctive relief are 25 moot. 26 XI. Miscellaneous Relief 27 Plaintiff has filed a motion for clarification and motion to seal records. ECF Nos. 234, 28 239. In his motion for clarification, he asks whether it is normal for defendants’ counsel to 1 provide him documents without page numbers or Bates stamps and asserts that he was provided 2 4,000 pages of records without any Bates stamps. ECF No. 234. Defendants assert that the 3 records they provided were Bates stamped and that plaintiff has made subsequent filings that 4 included Bates stamped pages.6 Response to PSUF ¶ 5. The court will provide clarification to 5 the extent that plaintiff is advised that voluminous records should be numbered in a way that 6 allows for specific pages to be referenced. 7 With respect to plaintiff’s request to seal, he requests that the court seal any medical 8 records from after October 22, 2015. ECF No. 239. However, he does not identify the specific 9 documents he seeks to have sealed. Plaintiff was previously advised that if he sought to have 10 additional records sealed, they would need to be identified by either their ECF number and page 11 number or Bates stamp number. ECF No. 202 at 3. Plaintiff’s assertion that he was provided 12 records without Bates stamps does not prevent him from otherwise identifying the specific 13 documents at issue. The court will not comb through plaintiff’s records to identify pages that 14 may fall within the category of documents plaintiff seeks to seal. The request to seal will 15 therefore be denied. 16 XII. Plain Language Summary of this Order for a Pro Se Litigant 17 Because there are disputes of fact regarding your condition and Mays conduct, and the 18 outcome depends on which version of facts is believed, it is being recommended that defendants’ 19 motion for summary judgment and your motion for summary judgment be denied. It is also being 20 recommended that defendant Allison be dismissed because your requests for injunctive relief are 21 moot now that you are no longer in prison. 22 Accordingly, IT IS HEREBY ORDERED that: 23 1. Defendants’ request for judicial notice (ECF No. 153) is GRANTED. 24 2. Plaintiff’s April 22, 2022 request for judicial notice (ECF No. 204) is GRANTED. 25 3. Plaintiff’s motions for extension of time (ECF Nos. 233, 237) are GRANTED and 26 plaintiff’s reply in support of his motion for summary judgment (ECF No. 238) is deemed timely. 27
28 6 Defendants do not identify those filings. ] 4. Plaintiffs motion for clarification (ECF No. 234) is GRANTED to the extent 2 || clarification has been provided above. 3 5. Plaintiffs September 13, 2022 request for judicial notice (ECF No. 235) is DENIED. 4 6. Plaintiffs motion to seal (ECF No. 239) is DENIED. 5 IT IS FURTHER RECOMMENDED that: 6 1. Defendants’ motion for summary judgment (ECF No. 149) be DENIED. 7 2. Plaintiff's motion for summary judgment (ECF No. 211) be DENIED. 8 3. Defendant Allison be dismissed from this case. 9 These findings and recommendations are submitted to the United States District Judge 10 || assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1).. Within twenty-one days 11 | after being served with these findings and recommendations, any party may file written 12 || objections with the court and serve a copy on all parties. Such a document should be captioned 13 || “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the 14 || objections shall be served and filed within fourteen days after service of the objections. The 15 || parties are advised that failure to file objections within the specified time may waive the right to 16 || appeal the District Court’s order. Martinez v. YIst, 951 F.2d 1153 (9th Cir. 1991). 17 | DATED: April 6, 2023 ~ Ig Chthion— Chore ALLISON CLAIRE 19 UNITED STATES MAGISTRATE JUDGE 20 21 22 23 24 25 26 27 28 23