1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 JAVARIS DAVIS, Case No.: 1:24-cv-01498-SKO (PC) 12 Plaintiff, FINDINGS AND RECOMMENDATIONS TO DISMISS ACTION WITHOUT PREJUDICE 13 v. FOR PLAINTIFF’S FAILURE TO OBEY COURT ORDER AND FAILURE TO 14 J. DOERER, et al., PROSECUTE
15 Defendants. 14-DAY DEADLINE
16 Clerk of the Court to Assign District Judge
18 Plaintiff Javaris Davis is a federal prisoner proceeding pro se in this civil rights action. 19 I. INTRODUCTION 20 Plaintiff initiated this action by filing his complaint on December 9, 2024. (Doc. 1.) That 21 same date, Plaintiff filed an Application to Proceed In Forma Pauperis by a Prisoner. (Doc. 2.) 22 On December 11, 2024, this Court issued its Order Directing Plaintiff to Provide a 23 Complete Answer in his Application to Proceed In Forma Pauperis By a Prisoner. (Doc. 4.) 24 Plaintiff was “directed to provide a complete answer to Question 3(f)” concerning the receipt of 25 money from other sources. (Id. at 1-2.) Plaintiff was to respond within 14 days of the date of the 26 order. (Id. at 2.) 27 On January 3, 2025, when more than 14 days passed without a response from Plaintiff, the 1 Application to Proceed In Forma Pauperis. (Doc. 5.) Plaintiff was directed to show cause in 2 writing, within 14 days, why sanctions should not be imposed for his failure to comply with the 3 Court’s December 11, 2024, order. (Id. at 2.) Alternatively, within that same time, Plaintiff could 4 comply with the December 11, 2024, as previously directed. (Id.) 5 Although more than 14 days (plus time for mailing) have passed, Plaintiff has not 6 responded to the OSC. 7 II. DISCUSSION 8 The Local Rules, corresponding with Federal Rule of Civil Procedure 11, provide, 9 “[f]ailure of counsel or of a party to comply with these Rules or with any order of the Court may 10 be grounds for the imposition by the Court of any and all sanctions authorized by statute or Rule 11 or within the inherent power of the Court.” Local Rule 110. “District courts have inherent power 12 to control their dockets” and, in exercising that power, may impose sanctions, including dismissal 13 of an action. Thompson v. Housing Auth., City of Los Angeles, 782 F.2d 829, 831 (9th Cir. 1986). 14 A court may dismiss an action based on a party’s failure to prosecute an action, obey a court 15 order, or comply with local rules. See, e.g., Ferdik v. Bonzelet, 963 F.2d 1258, 1260-61 (9th Cir. 16 1992) (dismissal for failure to comply with a court order to amend a complaint); Malone v. U.S. 17 Postal Service, 833 F.2d 128, 130-31 (9th Cir. 1987) (dismissal for failure to comply with a court 18 order); Henderson v. Duncan, 779 F.2d 1421, 1424 (9th Cir. 1986) (dismissal for failure to 19 prosecute and to comply with local rules). 20 In determining whether to dismiss an action, the Court must consider several factors: 21 (1) the public’s interest in expeditious resolution of litigation; (2) the Court’s need to manage its 22 docket; (3) the risk of prejudice to the defendants; (4) the public policy favoring disposition of 23 cases on their merits; and (5) the availability of less drastic sanctions. Henderson, 779 F.2d at 24 1423; Carey v. King, 856 F.2d 1439, 1440 (9th Cir. 1988). 25 Here, Plaintiff has failed to comply with the Court’s December 11, 2024, order and its 26 OSC issued January 3, 2025. First, Plaintiff was ordered to clarify his response to Question 3(f) 27 on his application to proceed in forma pauperis (IFP). (Doc. 4.) Second, the OSC directed 1 Plaintiff failed to respond to either order. The Court cannot effectively manage its docket if 2 Plaintiff ignores the Court’s orders. Without the ability to determinate whether Plaintiff should be 3 permitted to proceed IFP in this action, the case can proceed no further. Thus, the Court finds that 4 both the first and second factors—the public’s interest in the expeditious resolution of litigation 5 and the Court’s need to manage its docket— weigh in favor of dismissal. Carey, 856 F.2d at 6 1440. 7 Next, while the risk of prejudice to defendants is a lesser factor here because the named 8 defendants have not appeared in the action, a presumption of harm or injury arises from the 9 occurrence of unreasonable delay in prosecuting an action. See Anderson v. Air W., 542 F.2d 522, 10 524 (9th Cir. 1976). Plaintiff’s failure to respond to the Court’s December 2024 order seeking a 11 complete response to Question 3(f) on the IFP application and failure to respond to the 12 subsequent OSC amount to an unreasonable delay in prosecuting this action. Therefore, the Court 13 finds the third factor—a risk of prejudice to defendants—weighs in favor of dismissal. Carey, 856 14 F.2d at 1440. 15 The fourth factor usually weighs against dismissal because public policy favors 16 disposition on the merits. Pagtalunan v. Galaza, 291 F.3d 639, 643 (9th Cir. 2002). However, 17 “this factor lends little support to a party whose responsibility it is to move a case toward 18 disposition on the merits but whose conduct impedes progress in that direction.” In re 19 Phenylpropanolamine (PPA) Products Liability Litigation, 460 F.3d 1217, 1228 (9th Cir. 2006) 20 (citation omitted). Here, Plaintiff is failing to move this case forward by not complying with the 21 Court’s December 11, 2024, order to provide the information necessary to determine whether he 22 is entitled to proceed IFP, and by not complying with the related OSC. Thus, the Court finds the 23 fourth factor—the public policy favoring disposition on the merits—also weighs in favor of 24 dismissal. Carey, 856 F.2d at 1440. 25 Finally, the Court’s warning to a party that failure to obey the court’s order will result in 26 dismissal satisfies the “considerations of the alternatives” requirement. Ferdik, 963 F.2d at 1262; 27 Malone, 833 F.2d at 132-33; Henderson, 779 F.2d at 1424. Here, the Court’s First Informational 1 comply with this Order, the Federal Rules of Civil Procedure ("Fed. R. Civ. P."), and the Local 2 Rules of the United States District Court, Eastern District of California ("Local Rules"), as 3 modified by this Order. Failure to so comply will be grounds for imposition of sanctions which 4 may include dismissal of the case.” (Doc. 3 at 1.) Plaintiff was also advised that “all Court 5 deadlines are strictly enforced.” (Id. at 5.) 6 When the Court directed Plaintiff to clarify and complete his response to Question 3(f) on 7 his IFP application, Plaintiff was advised: “WARNING: A failure to comply with this Order 8 may result in a recommendation that this action be dismissed, without prejudice, for a 9 failure to obey court orders.” (Doc.
Free access — add to your briefcase to read the full text and ask questions with AI
1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 JAVARIS DAVIS, Case No.: 1:24-cv-01498-SKO (PC) 12 Plaintiff, FINDINGS AND RECOMMENDATIONS TO DISMISS ACTION WITHOUT PREJUDICE 13 v. FOR PLAINTIFF’S FAILURE TO OBEY COURT ORDER AND FAILURE TO 14 J. DOERER, et al., PROSECUTE
15 Defendants. 14-DAY DEADLINE
16 Clerk of the Court to Assign District Judge
18 Plaintiff Javaris Davis is a federal prisoner proceeding pro se in this civil rights action. 19 I. INTRODUCTION 20 Plaintiff initiated this action by filing his complaint on December 9, 2024. (Doc. 1.) That 21 same date, Plaintiff filed an Application to Proceed In Forma Pauperis by a Prisoner. (Doc. 2.) 22 On December 11, 2024, this Court issued its Order Directing Plaintiff to Provide a 23 Complete Answer in his Application to Proceed In Forma Pauperis By a Prisoner. (Doc. 4.) 24 Plaintiff was “directed to provide a complete answer to Question 3(f)” concerning the receipt of 25 money from other sources. (Id. at 1-2.) Plaintiff was to respond within 14 days of the date of the 26 order. (Id. at 2.) 27 On January 3, 2025, when more than 14 days passed without a response from Plaintiff, the 1 Application to Proceed In Forma Pauperis. (Doc. 5.) Plaintiff was directed to show cause in 2 writing, within 14 days, why sanctions should not be imposed for his failure to comply with the 3 Court’s December 11, 2024, order. (Id. at 2.) Alternatively, within that same time, Plaintiff could 4 comply with the December 11, 2024, as previously directed. (Id.) 5 Although more than 14 days (plus time for mailing) have passed, Plaintiff has not 6 responded to the OSC. 7 II. DISCUSSION 8 The Local Rules, corresponding with Federal Rule of Civil Procedure 11, provide, 9 “[f]ailure of counsel or of a party to comply with these Rules or with any order of the Court may 10 be grounds for the imposition by the Court of any and all sanctions authorized by statute or Rule 11 or within the inherent power of the Court.” Local Rule 110. “District courts have inherent power 12 to control their dockets” and, in exercising that power, may impose sanctions, including dismissal 13 of an action. Thompson v. Housing Auth., City of Los Angeles, 782 F.2d 829, 831 (9th Cir. 1986). 14 A court may dismiss an action based on a party’s failure to prosecute an action, obey a court 15 order, or comply with local rules. See, e.g., Ferdik v. Bonzelet, 963 F.2d 1258, 1260-61 (9th Cir. 16 1992) (dismissal for failure to comply with a court order to amend a complaint); Malone v. U.S. 17 Postal Service, 833 F.2d 128, 130-31 (9th Cir. 1987) (dismissal for failure to comply with a court 18 order); Henderson v. Duncan, 779 F.2d 1421, 1424 (9th Cir. 1986) (dismissal for failure to 19 prosecute and to comply with local rules). 20 In determining whether to dismiss an action, the Court must consider several factors: 21 (1) the public’s interest in expeditious resolution of litigation; (2) the Court’s need to manage its 22 docket; (3) the risk of prejudice to the defendants; (4) the public policy favoring disposition of 23 cases on their merits; and (5) the availability of less drastic sanctions. Henderson, 779 F.2d at 24 1423; Carey v. King, 856 F.2d 1439, 1440 (9th Cir. 1988). 25 Here, Plaintiff has failed to comply with the Court’s December 11, 2024, order and its 26 OSC issued January 3, 2025. First, Plaintiff was ordered to clarify his response to Question 3(f) 27 on his application to proceed in forma pauperis (IFP). (Doc. 4.) Second, the OSC directed 1 Plaintiff failed to respond to either order. The Court cannot effectively manage its docket if 2 Plaintiff ignores the Court’s orders. Without the ability to determinate whether Plaintiff should be 3 permitted to proceed IFP in this action, the case can proceed no further. Thus, the Court finds that 4 both the first and second factors—the public’s interest in the expeditious resolution of litigation 5 and the Court’s need to manage its docket— weigh in favor of dismissal. Carey, 856 F.2d at 6 1440. 7 Next, while the risk of prejudice to defendants is a lesser factor here because the named 8 defendants have not appeared in the action, a presumption of harm or injury arises from the 9 occurrence of unreasonable delay in prosecuting an action. See Anderson v. Air W., 542 F.2d 522, 10 524 (9th Cir. 1976). Plaintiff’s failure to respond to the Court’s December 2024 order seeking a 11 complete response to Question 3(f) on the IFP application and failure to respond to the 12 subsequent OSC amount to an unreasonable delay in prosecuting this action. Therefore, the Court 13 finds the third factor—a risk of prejudice to defendants—weighs in favor of dismissal. Carey, 856 14 F.2d at 1440. 15 The fourth factor usually weighs against dismissal because public policy favors 16 disposition on the merits. Pagtalunan v. Galaza, 291 F.3d 639, 643 (9th Cir. 2002). However, 17 “this factor lends little support to a party whose responsibility it is to move a case toward 18 disposition on the merits but whose conduct impedes progress in that direction.” In re 19 Phenylpropanolamine (PPA) Products Liability Litigation, 460 F.3d 1217, 1228 (9th Cir. 2006) 20 (citation omitted). Here, Plaintiff is failing to move this case forward by not complying with the 21 Court’s December 11, 2024, order to provide the information necessary to determine whether he 22 is entitled to proceed IFP, and by not complying with the related OSC. Thus, the Court finds the 23 fourth factor—the public policy favoring disposition on the merits—also weighs in favor of 24 dismissal. Carey, 856 F.2d at 1440. 25 Finally, the Court’s warning to a party that failure to obey the court’s order will result in 26 dismissal satisfies the “considerations of the alternatives” requirement. Ferdik, 963 F.2d at 1262; 27 Malone, 833 F.2d at 132-33; Henderson, 779 F.2d at 1424. Here, the Court’s First Informational 1 comply with this Order, the Federal Rules of Civil Procedure ("Fed. R. Civ. P."), and the Local 2 Rules of the United States District Court, Eastern District of California ("Local Rules"), as 3 modified by this Order. Failure to so comply will be grounds for imposition of sanctions which 4 may include dismissal of the case.” (Doc. 3 at 1.) Plaintiff was also advised that “all Court 5 deadlines are strictly enforced.” (Id. at 5.) 6 When the Court directed Plaintiff to clarify and complete his response to Question 3(f) on 7 his IFP application, Plaintiff was advised: “WARNING: A failure to comply with this Order 8 may result in a recommendation that this action be dismissed, without prejudice, for a 9 failure to obey court orders.” (Doc. 4 at 3, emphasis in original.) Lastly, in the OSC, Plaintiff 10 was advised: “WARNING: A failure to comply with this order may result in a 11 recommendation that this action be dismissed, without prejudice, for Plaintiff’s failure to 12 comply with Court orders and this Court’s Local Rules and failure to prosecute.” (Doc. 5 at 13 2, emphasis in original.) Thus, Plaintiff had adequate warning that dismissal could result from his 14 noncompliance with court orders. Moreover, at this stage of the proceedings, there is little 15 available to the Court that would constitute a satisfactory lesser sanction while protecting the 16 Court from further unnecessary expenditure of its scarce resources. Therefore, the fifth factor— 17 the availability of less drastic sanctions—weighs in favor of dismissal. Carey, 856 F.2d at 1440. 18 III. ORDER AND RECOMMENDATIONS 19 Based on the foregoing, the Court DIRECTS the Clerk of the Court to randomly assign a 20 district judge to this action. The Court also RECOMMENDS that this action be dismissed, 21 without prejudice, for Plaintiff’s failure to obey court orders and failure to prosecute. 22 These Findings and Recommendations will be submitted to the United States District 23 Judge assigned to this case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within 14 days 24 after being served with a copy of these Findings and Recommendations, a party may file written 25 objections with the Court. Local Rule 304(b). The document should be captioned, “Objections to 26 Magistrate Judge’s Findings and Recommendations” and shall not exceed fifteen (15) pages 27 without leave of Court and good cause shown. The Court will not consider exhibits attached to 1 the exhibit in the record by its CM/ECF document and page number, when possible, or otherwise 2 reference the exhibit with specificity. Any pages filed in excess of the fifteen (15) page limitation 3 may be disregarded by the District Judge when reviewing these Findings and Recommendations 4 under 28 U.S.C. § 636(b)(l)(C). A party’s failure to file any objections within the specified time 5 may result in the waiver of certain rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 839 6 (9th Cir. 2014). 7 IT IS SO ORDERED. 8
9 Dated: January 29, 2025 /s/ Sheila K. Oberto . UNITED STATES MAGISTRATE JUDGE 10
11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27