1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 BOBBY AYERS, Case No. 1:24-cv-01301-HBK (PC) 12 Plaintiff, ORDER TO ASSIGN A DISTRICT JUDGE 13 v. FINDINGS AND RECOMMENDATION TO DISMISS ACTION FOR FAILURE TO OBEY 14 CALIFORNIA CORRECTIONAL COURT ORDER AND PROSECUTE INSTITUTE, AND/OR FAILURE TO EXHAUST 15 Defendant. 14-DAY DEADLINE 16
17 18 Plaintiff, Bobby Ayers, is a state prisoner proceeding pro se in this civil action. For the 19 reasons set forth below, the undersigned recommends the district court dismiss this action without 20 prejudice for Plaintiff’s failure to comply with court orders and prosecute this action and/or for a 21 failure to exhaust his administrative remedies prior to commencing this action. 22 BACKGROUND 23 On December 2, 2024, Plaintiff filed his first amended complaint under 42 U.S.C. § 1983. 24 (Doc. No. 9, “FAC”). Upon review, the undersigned determined it was clear from the face of the 25 FAC that Plaintiff did not fully avail himself of the administrative remedies available through the 26 California Department of Corrections (“CDCR”) prior to filing suit, which is fatal to a prisoner’s 27 operative complaint. Consequently, on December 23, 2024, the undersigned issued an Order 28 directing Plaintiff to show cause, no later than January 21, 2025, why the Court should not 1 dismiss the complaint for failure to exhaust administrative remedies. (Doc. No. 10 at 3, ¶1). The
2 Court warned Plaintiff that if he commenced this action before exhausting his administrative
3 remedies and was not excused from the exhaustion requirement, a dismissal on this basis will
4 count as a strike under 1915(g)1 consistent with El-Shaddai v. Zamora, 833 F.3d 1036, 1043–44
5 (9th Cir. 2016). (Id. at 3). Alternatively, because no defendant has yet been served, the Court
6 afforded Plaintiff the opportunity to voluntarily dismiss his action without prejudice under
7 Federal Rule of Civil Procedure 41 to avoid a strike. (Id. at 3, ¶2). The Court warned Plaintiff
8 that a failure to timely to respond to the Court’s show cause order will result in the
9 recommendation that this action be dismissed either as a sanction for failure to comply with a
10 court order or prosecute this action consistent with Local Rule 110 and/or for failing to exhaust
11 administrative remedies. (Id. at 3, ¶3).
12 On March 6, 2025, Plaintiff filed a motion for an extension of time to file his response to
13 the Court’s show cause order. (Doc. No. 12). On March 7, 2025, the Court granted Plaintiff a
14 further 45-day extension to re spond to the December 23, 2024 show cause order, directing him to 15 deliver his response to correctional officials for mailing no later than April 21, 2025. (Doc. No. 16 13 at 2, ¶2). Further, the Court expressly warned Plaintiff that a failure to timely to respond to the 17 Court’s show cause order will result in the recommendation that this action be dismissed either as 18 a sanction for failure to comply with a court order or prosecute this action consistent with Local 19 Rule 110. (Id. at 2, ¶3). 20 As of the date of these Findings and Recommendation, Plaintiff has not responded to the 21 show cause order nor sought a second extension of time within which to respond.2 22 APPLICABLE LAW AND ANALYSIS 23 A. Dismissal Under Local Rule 110 and Federal Rule 41(b) 24 This Court’s Local Rules “[f]ailure of counsel or of a party to comply with . . . any order 25
26 1 An inmate who accumulates three or more strikes may be barred from proceeding in forma pauperis in future civil actions. 27 2 The Court waited fifteen (15) days to account for any delays in mailing before issuing these Findings and Recommendations. 28 1 of the Court may be grounds for the imposition by the Court of any and all sanctions . . . within
2 the inherent power of the Court.” E.D. Cal. L.R. 110. “District courts have inherent power to
3 control their dockets” and, in exercising that power, may impose sanctions, including dismissal of
4 an action. Thompson v. Housing Auth., City of Los Angeles, 782 F.2d 829, 831 (9th Cir. 1986).
5 A court may dismiss an action based on a party’s failure to prosecute an action, obey a court
6 order, or comply with local rules. See, e.g., Ferdik v. Bonzelet, 963 F.2d 1258, 1260-61 (9th Cir.
7 1992) (dismissal for failure to comply with a court order to amend a complaint); Malone v. U.S.
8 Postal Service, 833 F.2d 128, 130-31 (9th Cir. 1987) (dismissal for failure to comply with a court
9 order); Henderson v. Duncan, 779 F.2d 1421, 1424 (9th Cir. 1986) (dismissal for failure to
10 prosecute and to comply with local rules). Here, Plaintiff was appraised that the Court would
11 recommend dismissal as a sanction under Local Rule 110 for failing to comply with a Court
12 order. Thus, the Court may dismiss this case pursuant to Local Rule 110.
13 Alternatively, Federal Rule of Civil Procedure 41(b) permits the court to involuntarily
14 dismiss an action when a litig ant fails to prosecute an action or fails to comply with other Rules 15 or with a court order. See Fed. R. Civ. P. 41(b); see Applied Underwriters v. Lichtenegger, 913 16 F.3d 884, 889 (9th Cir. 2019) (citations omitted). In determining whether to dismiss an action 17 under Rule 41(b), the Court must consider several factors: (1) the public’s interest in expeditious 18 resolution of litigation; (2) the Court’s need to manage its docket; (3) the risk of prejudice to the 19 defendants; (4) the public policy favoring disposition of cases on their merits; and (5) the 20 availability of less drastic sanctions. Henderson, 779 F.2d at 1423; Carey v. King, 856 F.2d 21 1439, 1440 (9th Cir. 1988). After considering each of these factors, the undersigned concludes 22 dismissal without prejudice is warranted in this case. As to the first factor, the expeditious 23 resolution of litigation is deemed to be in the public interest, satisfying the first factor. Yourish v. 24 California Amplifier, 191 F.3d 983, 990-91 (9th Cir. 1999). 25 Turning to the second factor, this Court’s need to efficiently manage its docket cannot be 26 overstated. This Court has one of the heaviest caseloads in the nation, and due to the delay in 27 filling judicial vacancies, which was further exacerbated by the COVID-19 pandemic, operated 28 under a declared judicial emergency through May 2, 2021. See In re Approval of the Judicial 1 Emergency Declared in the Eastern District of California, 956 F.3d 1175 (9th Cir. 2020). This
2 Court’s time is better spent on its other matters than needlessly consumed managing a case with a
3 recalcitrant litigant. The Court cannot effectively manage its docket when a litigant ceases to
4 litigate his/her case or respond to a court order. Thus, the Court finds that the second factor
5 weighs in favor of dismissal.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 BOBBY AYERS, Case No. 1:24-cv-01301-HBK (PC) 12 Plaintiff, ORDER TO ASSIGN A DISTRICT JUDGE 13 v. FINDINGS AND RECOMMENDATION TO DISMISS ACTION FOR FAILURE TO OBEY 14 CALIFORNIA CORRECTIONAL COURT ORDER AND PROSECUTE INSTITUTE, AND/OR FAILURE TO EXHAUST 15 Defendant. 14-DAY DEADLINE 16
17 18 Plaintiff, Bobby Ayers, is a state prisoner proceeding pro se in this civil action. For the 19 reasons set forth below, the undersigned recommends the district court dismiss this action without 20 prejudice for Plaintiff’s failure to comply with court orders and prosecute this action and/or for a 21 failure to exhaust his administrative remedies prior to commencing this action. 22 BACKGROUND 23 On December 2, 2024, Plaintiff filed his first amended complaint under 42 U.S.C. § 1983. 24 (Doc. No. 9, “FAC”). Upon review, the undersigned determined it was clear from the face of the 25 FAC that Plaintiff did not fully avail himself of the administrative remedies available through the 26 California Department of Corrections (“CDCR”) prior to filing suit, which is fatal to a prisoner’s 27 operative complaint. Consequently, on December 23, 2024, the undersigned issued an Order 28 directing Plaintiff to show cause, no later than January 21, 2025, why the Court should not 1 dismiss the complaint for failure to exhaust administrative remedies. (Doc. No. 10 at 3, ¶1). The
2 Court warned Plaintiff that if he commenced this action before exhausting his administrative
3 remedies and was not excused from the exhaustion requirement, a dismissal on this basis will
4 count as a strike under 1915(g)1 consistent with El-Shaddai v. Zamora, 833 F.3d 1036, 1043–44
5 (9th Cir. 2016). (Id. at 3). Alternatively, because no defendant has yet been served, the Court
6 afforded Plaintiff the opportunity to voluntarily dismiss his action without prejudice under
7 Federal Rule of Civil Procedure 41 to avoid a strike. (Id. at 3, ¶2). The Court warned Plaintiff
8 that a failure to timely to respond to the Court’s show cause order will result in the
9 recommendation that this action be dismissed either as a sanction for failure to comply with a
10 court order or prosecute this action consistent with Local Rule 110 and/or for failing to exhaust
11 administrative remedies. (Id. at 3, ¶3).
12 On March 6, 2025, Plaintiff filed a motion for an extension of time to file his response to
13 the Court’s show cause order. (Doc. No. 12). On March 7, 2025, the Court granted Plaintiff a
14 further 45-day extension to re spond to the December 23, 2024 show cause order, directing him to 15 deliver his response to correctional officials for mailing no later than April 21, 2025. (Doc. No. 16 13 at 2, ¶2). Further, the Court expressly warned Plaintiff that a failure to timely to respond to the 17 Court’s show cause order will result in the recommendation that this action be dismissed either as 18 a sanction for failure to comply with a court order or prosecute this action consistent with Local 19 Rule 110. (Id. at 2, ¶3). 20 As of the date of these Findings and Recommendation, Plaintiff has not responded to the 21 show cause order nor sought a second extension of time within which to respond.2 22 APPLICABLE LAW AND ANALYSIS 23 A. Dismissal Under Local Rule 110 and Federal Rule 41(b) 24 This Court’s Local Rules “[f]ailure of counsel or of a party to comply with . . . any order 25
26 1 An inmate who accumulates three or more strikes may be barred from proceeding in forma pauperis in future civil actions. 27 2 The Court waited fifteen (15) days to account for any delays in mailing before issuing these Findings and Recommendations. 28 1 of the Court may be grounds for the imposition by the Court of any and all sanctions . . . within
2 the inherent power of the Court.” E.D. Cal. L.R. 110. “District courts have inherent power to
3 control their dockets” and, in exercising that power, may impose sanctions, including dismissal of
4 an action. Thompson v. Housing Auth., City of Los Angeles, 782 F.2d 829, 831 (9th Cir. 1986).
5 A court may dismiss an action based on a party’s failure to prosecute an action, obey a court
6 order, or comply with local rules. See, e.g., Ferdik v. Bonzelet, 963 F.2d 1258, 1260-61 (9th Cir.
7 1992) (dismissal for failure to comply with a court order to amend a complaint); Malone v. U.S.
8 Postal Service, 833 F.2d 128, 130-31 (9th Cir. 1987) (dismissal for failure to comply with a court
9 order); Henderson v. Duncan, 779 F.2d 1421, 1424 (9th Cir. 1986) (dismissal for failure to
10 prosecute and to comply with local rules). Here, Plaintiff was appraised that the Court would
11 recommend dismissal as a sanction under Local Rule 110 for failing to comply with a Court
12 order. Thus, the Court may dismiss this case pursuant to Local Rule 110.
13 Alternatively, Federal Rule of Civil Procedure 41(b) permits the court to involuntarily
14 dismiss an action when a litig ant fails to prosecute an action or fails to comply with other Rules 15 or with a court order. See Fed. R. Civ. P. 41(b); see Applied Underwriters v. Lichtenegger, 913 16 F.3d 884, 889 (9th Cir. 2019) (citations omitted). In determining whether to dismiss an action 17 under Rule 41(b), the Court must consider several factors: (1) the public’s interest in expeditious 18 resolution of litigation; (2) the Court’s need to manage its docket; (3) the risk of prejudice to the 19 defendants; (4) the public policy favoring disposition of cases on their merits; and (5) the 20 availability of less drastic sanctions. Henderson, 779 F.2d at 1423; Carey v. King, 856 F.2d 21 1439, 1440 (9th Cir. 1988). After considering each of these factors, the undersigned concludes 22 dismissal without prejudice is warranted in this case. As to the first factor, the expeditious 23 resolution of litigation is deemed to be in the public interest, satisfying the first factor. Yourish v. 24 California Amplifier, 191 F.3d 983, 990-91 (9th Cir. 1999). 25 Turning to the second factor, this Court’s need to efficiently manage its docket cannot be 26 overstated. This Court has one of the heaviest caseloads in the nation, and due to the delay in 27 filling judicial vacancies, which was further exacerbated by the COVID-19 pandemic, operated 28 under a declared judicial emergency through May 2, 2021. See In re Approval of the Judicial 1 Emergency Declared in the Eastern District of California, 956 F.3d 1175 (9th Cir. 2020). This
2 Court’s time is better spent on its other matters than needlessly consumed managing a case with a
3 recalcitrant litigant. The Court cannot effectively manage its docket when a litigant ceases to
4 litigate his/her case or respond to a court order. Thus, the Court finds that the second factor
5 weighs in favor of dismissal.
6 Delays inevitably have the inherent risk that evidence will become stale, or witnesses’
7 memories will fade or be unavailable and can prejudice a defendant, thereby satisfying the third
8 factor. See Sibron v. New York, 392 U.S. 40, 57 (1968). Thus, the third factor—risk of prejudice
9 to defendant—weighs in favor of dismissal since a presumption of injury arises from the
10 unreasonable delay in prosecuting an action. Anderson v. Air W., 542 F.2d 522, 524 (9th Cir.
11 1976). Because Plaintiff’s inaction amounts to an unreasonable delay in prosecuting this action,
12 the third factor weighs in favor of dismissal.
13 The fourth factor usually weighs against dismissal because public policy favors the
14 disposition of cases on the me rits. Pagtalunan v. Galaza, 291 F.3d 639, 643 (9th Cir. 2002). 15 However, “this factor lends little support to a party whose responsibility it is to move a case 16 toward disposition on the merits but whose conduct impedes progress in that direction,” which is 17 the case here. In re Phenylpropanolamine (PPA) Products Liability Litigation, 460 F.3d 1217, 18 1228 (9th Cir. 2006) (citation omitted). Indeed, “trial courts do not have time to waste on 19 multiple failures by aspiring litigants to follow the rules and requirements of our courts.” 20 Pagtalunan, 291 F.3d at 644 (Trott, J., concurring in affirmance of district court’s involuntary 21 dismissal with prejudice of habeas petition where petitioner failed to timely respond to court 22 order and noting “the weight of the docket-managing factor depends upon the size and load of the 23 docket, and those in the best position to know what that is are our beleaguered trial judges.”). 24 However, in this case, as noted in the show cause order, Plaintiff admits that he initialed this 25 action before completing the administrative grievance process available within CDCR. Thus, this 26 factor does not weigh in Plaintiff’s favor. 27 Finally, the Court’s warning to a party that failure to obey the court’s order will result in 28 dismissal satisfies the “considerations of the alternatives” requirement. Ferdik, 963 F.2d at 1262; 1 Malone, 833 F.2d at 132-33; Henderson, 779 F.2d at 1424. As noted, the Court’s December 23,
2 2024 Order and March 7, 2025 Order, each directing Plaintiff to respond to the show cause order,
3 expressly warned Plaintiff that his failure to timely comply would result in a recommendation of
4 dismissal of this action for his failure to prosecute this action and as a sanction under the Court’s
5 Local Rules and/or for failing to exhaust his administrative remedies. (See Doc. No. 10 at 3, ¶ 3;
6 see also Doc. No. 13 at 2, ¶3). Thus, Plaintiff had adequate warnings that dismissal could result
7 from his noncompliance. And the instant dismissal is a dismissal without prejudice, which is a
8 lesser sanction than a dismissal with prejudice, thereby addressing the fifth factor. After
9 considering the factors set forth supra and binding case law, in the alternative, the undersigned
10 recommends dismissal, without prejudice, under Fed. R. Civ. P. 41 and Local Rule 110.
11 B. Exhaustion Law Under PLRA
12 Under the Prison Litigation Reform Act of 1995 (“PLRA”), “[n]o action shall be brought
13 with respect to prison conditions under [42 U.S.C. § 1983], or any other Federal law, by a
14 prisoner confined in any jail, prison, or other correctional facility until such administrative 15 remedies as are available are exhausted.” 42 U.S.C. § 1997e(a). Exhaustion is condition 16 precedent to filing a civil suit. Woodford v. Ngo, 548 U.S. 81, 93 (2006); see also McKinney v. 17 Carey, 311 F.3d 1198, 1200 (9th Cir. 2002) (“Congress could have written a statute making 18 exhaustion a precondition to judgment, but it did not. The actual statute makes exhaustion a 19 precondition to suit.” (citation omitted)). The exhaustion requirement “applies to all inmate suits 20 about prison life.” Porter v. Nussle, 534 U.S. 516, 532 (2002). Further, the nature of the relief 21 sought by the prisoner, or the relief offered by the prison’s administrative process is of no 22 consequence. Booth v. Churner, 532 U.S. 731, 741 (2001). 23 The PLRA recognizes no exception to the exhaustion requirement, and the court may not 24 recognize a new exception, even in “special circumstances.” Ross v. Blake, 136 S. Ct. 1850, 1862 25 (2016). The one significant qualifier is that “the remedies must indeed be ‘available’ to the 26 prisoner.” Id. at 1856. A defendant has the burden of showing that “some relief remains 27 ‘available.’” Brown v. Valoff, 422 F.3d 926, 936-937 (9th Cir. 2005). “To be available, a remedy 28 1 must be available ‘as a practical matter’; it must be ‘capable of use; at hand.’” Albino v. Baca,
2 747 F.3d 1162, 1171 (9th Cir. 2014) (quoting Brown, 422 F.3d at 937).
3 A prisoner need not plead or prove exhaustion in a civil rights action. Rather, is an
4 affirmative defense that must be proved by defendant. Jones v. Bock, 549 U.S. 199, 211 (2007).
5 A prison’s internal grievance process, not the PLRA, determines whether the grievance satisfies
6 the PLRA exhaustion requirement. Id. at 218. However, where exhaustion is apparent from the
7 face of a complaint, the court is required to dismiss the complaint and the dismissal constitutes a
8 strike under the PLRA. El-Shaddai, 833 F.3d at 1043–44.
9 Here, Plaintiff admits that there is administrative remedy process available to him at his
10 institution, but in response to whether the process is complete he checks the box, “No.” (Doc.
11 No. 9 at 2). Specifically, Plaintiff states “I’m waiting to get my last of all my paperwork.” (Id.).
12 As noted, exhaustion is a condition precedent, in other words an inmate must complete the
13 available administrative remedy before he files his civil action in federal court. Here, Plaintiff
14 admits that the exhaustion pro cess was not complete when he commenced this action. 15 Accordingly, it is hereby ORDERED: 16 1. The Clerk of Court shall randomly assign this case to a district judge for consideration 17 of these Findings and Recommendation. 18 It is further RECOMMENDED: 19 1. This complaint be DISMISSE 20 2. D without prejudice for Plaintiff’s failure to obey a court order and failure to prosecute 21 this action; and/o for failing to exhaust his administrative remedies prior to 22 commencing this action. 23 3. The Clerk of Court be directed to CLOSE this case. 24 NOTICE TO PARTIES 25 These findings and recommendations will be submitted to the United States district judge 26 assigned to the case pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen (14) 27 days after being served with these findings and recommendations, a party may file written 28 objections with the Court. The document should be captioned “Objections to Magistrate Judge’s 1 | Findings and Recommendations.” Parties are advised that failure to file objections within the 2 | specified time may result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 3 | 838-39 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)). 4 > | Dated: _ May 6, 2025 Mile. □□□ foareA Hack 6 HELENA M. BARCH-KUCHTA 4 UNITED STATES MAGISTRATE JUDGE 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28