Pavlica v. Behr

397 F. Supp. 2d 519, 78 U.S.P.Q. 2d (BNA) 1547, 2005 U.S. Dist. LEXIS 26686, 2005 WL 2878157
District Court, S.D. New York·Decided November 3, 2005·No. 03 Civ. 9628(DC), 04 Civ. 8152(DC)·Published·Cited by 9 cases

Opinion

MEMORANDUM DECISION

CHIN, District Judge.

Plaintiff Robert Pavlica, Ph.D., brings these actions for copyright infringement, trademark infringement, and related state law claims against defendants Leonard Behr, Daniel Wulff, The Research Foundation of State University of New York (“RF-SUNY”), and New York Academy of Sciences (“NYAS”). Defendants move for summary judgment dismissing all plaintiffs claims. For the reasons set forth below, defendants’ motions are granted in part and denied in part.

BACKGROUND

A. Facts

The following facts are drawn from the pleadings and the parties’ motion papers and supporting materials. All conflicts in the evidence have been resolved in favor of Pavlica, the party opposing summary judgment.

1. The Authentic Science Research Program

Pavlica has been employed as a science teacher at Byram Hills High School (“By-ram Hills”) in Armonk, New York, since 1970. (Pavlica Dep. 9). In the spring of 1989, Pavlica began to develop a new program designed to teach high-school students to conduct scientific research based on a Ph.D. model, which would eventually become “The Authentic Science Research Program.” (Pavlica Deck ¶¶ 17-28). After Pavlica developed the research course and its initial materials, he then convinced Byram Hills to adopt the course, which was implemented by Pavlica in September 1989. (Id. ¶ 24). By 1992, Pavlica had created a teacher’s manual consisting of approximately thirty-three to thirty-five pages. (Id. ¶ 25). He used this manual in one-hour workshops, which he organized, at which he trained teachers in his method of teaching independent sciénce research to high-school students. (Id. ¶¶ 25, 30-31). Additionally, Pavlica gave some pages from this manual to students in the independent science research course at Byram Hills. (IdN 25).

Pavlica developed the course and its corresponding materials at his home, on his own time, without compensation from By-ram Hills, without any communication with or involvement by Byram Hills, and independently of any direction of Byram Hills. (Id. ¶¶ 17-28, 111-15). Though Pavlica was employed at Byram Hills at the time of the program’s development, he designed the Authentic Science Research Program and its materials for use in any high school in the nation. (Id. ¶¶2, 15-28). Byram Hills agrees that Pavlica created the course and manual without administrative support from the school and believes that *523 Pavlica owns the copyright to the materials. (Taylor Dep. at 19, 23).

2. The NSF Grant

In 1993, Wulff, a professor of Biological Sciences at the State University of New York at Albany, asked Pavlica to become involved with him and Behr, a retired high-school teacher, in a grant application to the National Science Foundation (“NSF”). (Behr Decl. ¶ 1; Wulff Decl. ¶ 1; Defs.’ 56.1 ¶ 24). The first grant application included several pages from Pavlica’s Teacher’s Manual and report forms, which were attached as appendices to the application. (Wulff Ex. A at BW 6892-6894, 6912-6918, 6980-7005).

On April 20, 1996, the NSF awarded a grant for the period April 15, 1996 to March 31, 2000, to be administered by RF-SUNY, a private, nonprofit educational corporation responsible for the administration of externally funded contracts and grants for the State University of New York. (Wulff Decl. ¶ 11; Wulff Ex. B). The purpose of the grant was to fund a series of workshops to train 120 high-school teachers to offer science research courses in schools throughout the Hudson Valley of New York State. (Wulff Ex. A at BW 6895). These courses were to be patterned after the Authentic Science Research Program, developed by Pavlica and taught at Byram Hills. (Id.).

During the first NSF grant, Pavlica conducted at least eight NSF-funded workshops, at which he distributed the latest versions of his Teacher’s Manual to the attending teachers. 1 (Pavlica Decl. ¶¶ 196, 206). During these workshops, Pavlica orally granted the attending teachers permission to copy the Report Forms from the manual. (Id. ¶ 208). In addition, several pages of the manual instruct teachers to make photocopies of sections of the manual. (E.g., Wulff Ex. C at BW7340-41, BW7444).

Wulff, Behr, and Pavlica submitted a second NSF grant application around August 24, 1998, to continue the work they started under the first NSF grant. (Wulff Ex. C; Hutton Ex. A). With Pavlica’s knowledge and consent, the 1998 version of his Teacher’s Manual was attached to the grant application. (Wulff Ex. C at BW 7205-7208, 7304-7389). The first page of this manual stated: “[a]ny reproduction is prohibited unless permission is granted by the author” and identified Pavlica as the copyright owner. (Id. at BW 7304).

On April 1, 1999, the NSF awarded a second NSF grant to RF-SUNY, for the period June 1, 1999 to May 31, 2002. (Wulff Ex. D). Under the second grant, RF-SUNY entered into a contract with NYAS, an independent, nonprofit organization aimed at stimulating high-school students to think in new ways about their scientific research, in an effort to increase workshop participation by New York City teachers. (Wulff Ex. C at BW 7203; Wulff Decl. ¶ 12). Pavlica continued to distribute his Teacher’s Manual under this grant until September 2000, when Wulff terminated Pavlica’s involvement in the program. (Pavlica Decl. ¶¶ 170, 189, 193, 196, 206, 207).

3. Pavlica Enforces His Copyright

In 2000, Pavlica told Wulff and Behr that he had decided to enforce his copyrights. (Pavlica Dep. 176, Pavlica Decl. ¶ 210). In a letter dated June 6, 2000, Pavlica’s attorney advised Wulff that Pavlica, as the author of the manual, had the exclusive right to reproduce the work and that it would be an infringement to distrib *524 ute copies without his permission. 2 (Wulff Ex. F). The letter did not allege any acts of infringement by Wulff. (Id.). This letter was followed by another letter dated September 12, 2000, in which Pavlica’s counsel wrote: “Please terminate all activity on this program until the matter of copyright infringement is resolved. No printed program material is now available, except from Authentic Science in High Schools, Co.” (Wulff Ex. G). It further directed the return of any existing copies of the manual to Pavlica. (Id.). The letter did not allege copyright infringement, but rather focused on preventing future infringing acts. (Id.). Defendants concede that they did not comply with these requests. (Behr Dep. 154-55, 187-88, 247).

B. Prior Proceedings

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Pavlica v. Behr, 397 F. Supp. 2d 519, 78 U.S.P.Q. 2d (BNA) 1547, 2005 U.S. Dist. LEXIS 26686, 2005 WL 2878157 (S.D.N.Y. 2005).

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